Roman Butler Fullerton & Co.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 29, 2024), Roman Butler Fullerton & Co. reported 246 stock positions worth $331.3 million. Its top holding was Nvidia (NVDA) at 5.4% of the portfolio, followed by Microsoft (MSFT, 4.3%) and Apple (AAPL, 4.0%). Compared with Q2 2024, it opened 41 new positions, sold out of 19, added to 123 and reduced 70. The biggest buy was iShares Russell 1000 Growth (IWF, shares +310%) and the biggest sale an exit from Super Micro Computer (SMCI).
- Most Recent 13F
- Q2 2026
- Location
- ST LOUIS, MO
- CIK
- 0000733444
- Portfolio Value
- $331.3M (Q3 2024)
- SEC Filing
- 0001085146-24-005206 ↗ filed Oct 29, 2024
Holdings Value
Holdings 246 stocks · $331.3M
| NVDA Nvidia Corp. | 5.37% | 135,288 | $17.8M | Add +5.6% |
| MSFT Microsoft Corp. | 4.26% | 33,718 | $14.1M | Add +0.9% |
| AAPL Apple Inc. | 4.04% | 57,162 | $13.4M | Add +0.2% |
| AMZN Amazon.com Inc. | 3.33% | 58,699 | $11.0M | Reduce -5.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.31% | 18,935 | $11.0M | Reduce -3.8% |
| LLY Eli Lilly & Co. | 2.76% | 10,027 | $9.2M | Add +1.2% |
| MA Mastercard Inc. Class A | 2.15% | 14,074 | $7.1M | Reduce -6.8% |
| VIG Vanguard Dividend Apprec ETF | 1.81% | 30,005 | $6.0M | Add +0.6% |
| CI The Cigna Group | 1.70% | 16,132 | $5.6M | Add +0.0% |
| WMT Walmart Inc. | 1.62% | 65,893 | $5.4M | Add +1.0% |
| GOOG Alphabet Inc. Class C | 1.57% | 31,131 | $5.2M | Add +3.6% |
| NOBL Proshares S&P 500 Dividend A | 1.49% | 45,980 | $4.9M | Reduce -0.6% |
| FTCS First Trust Capital Strength | 1.36% | 48,896 | $4.5M | Add +1.7% |
| PG The Procter & Gamble Co. | 1.34% | 25,631 | $4.4M | Reduce -0.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.33% | 11,368 | $4.4M | Add +3.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.24% | 8,907 | $4.1M | Reduce -1.6% |
| META Meta Platforms Inc. Class A | 1.19% | 6,749 | $4.0M | Add +0.2% |
| IJR iShares Core S&P Small-Cap E | 1.18% | 33,436 | $3.9M | Add +5.6% |
| HD Home Depot Inc. | 1.17% | 9,311 | $3.9M | Add +0.3% |
| EOI Eaton Vance Enhanced Eq Incm | 1.14% | 186,611 | $3.8M | Add +2.1% |
| SCHD Schwab US DVD Equity ETF | 1.06% | 123,363 | $3.5M | Add +217.7% |
| GE General Electric filed as GE AEROSPACE | 0.97% | 16,875 | $3.2M | Add +10.2% |
| PFF iShares Preferred & Income S | 0.97% | 95,559 | $3.2M | Add +4.5% |
| FTAI Ftai Aviation Ltd. | 0.95% | 21,759 | $3.2M | Add +0.2% |
| IWF iShares Russell 1000 Growth | 0.94% | 8,184 | $3.1M | Add +310.2% |
| NFLX Netflix Inc. | 0.86% | 1,029 | $2.8M | Reduce -74.4% |
| GOOGL Alphabet Inc. Class A | 0.80% | 16,049 | $2.7M | Reduce -8.0% |
| JPM JPMorgan Chase & Co. | 0.79% | 11,808 | $2.6M | Add +0.2% |
| COST Costco Wholesale Corp. | 0.79% | 2,930 | $2.6M | Add +3.2% |
| ANET Arista Networks Inc. | 0.77% | 6,522 | $2.6M | Add +1.2% |
| ORCL Oracle Corp. | 0.77% | 14,640 | $2.5M | Add +0.5% |
| IVW iShares S&P 500 Growth ETF | 0.74% | 25,223 | $2.4M | Add +10.3% |
| NOW ServiceNow Inc. | 0.72% | 2,557 | $2.4M | Add +1.9% |
| IVV iShares Core S&P 500 ETF | 0.71% | 4,054 | $2.4M | Add +3.3% |
| JNJ Johnson & Johnson | 0.63% | 12,669 | $2.1M | Add +0.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.62% | 4,191 | $2.1M | Reduce -48.1% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.62% | 48,825 | $2.0M | Reduce -1.4% |
| HWM Howmet Aerospace Inc. | 0.61% | 19,486 | $2.0M | New |
| EME Emcor Group Inc. | 0.59% | 4,394 | $2.0M | Add +6.0% |
| IYR iShares US Real Estate ETF | 0.56% | 18,362 | $1.9M | New |
| MELI MercadoLibre Inc. | 0.55% | 901 | $1.8M | New |
| CAT Caterpillar Inc. | 0.54% | 4,649 | $1.8M | Add +0.1% |
| LOW Lowe's Cos Inc. | 0.54% | 6,390 | $1.8M | Reduce -0.5% |
| PH Parker Hannifin Corp. | 0.54% | 2,811 | $1.8M | Reduce -0.9% |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.54% | 207,749 | $1.8M | Add +1.7% |
| ADMA Adma Biologics Inc. | 0.54% | 107,626 | $1.8M | Add +241.6% |
| EOS Eaton Vance Enh Eqt Inc. II | 0.53% | 79,792 | $1.8M | Add +0.8% |
| ADBE Adobe Inc. | 0.53% | 3,445 | $1.8M | Add +0.2% |
| FIX Comfort Systems USA Inc. | 0.53% | 4,223 | $1.7M | Add +1.2% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.52% | 4,030 | $1.7M | New |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.51% | 13,980 | $1.7M | Add +0.1% |
| IVE iShares S&P 500 Value ETF | 0.51% | 8,533 | $1.7M | New |
| TDG Transdigm Group Inc. | 0.51% | 1,215 | $1.7M | New |
| CBRE GBL REAL ESTATE INC FD | 0.50% | 268,060 | $1.6M | Add +0.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.49% | 17,433 | $1.6M | Add +0.4% |
| AEE Ameren Corporation | 0.48% | 18,213 | $1.6M | Add +13.8% |
| NUV Nuveen Municipal Value | 0.48% | 173,977 | $1.6M | Add +28.4% |
| NDAQ Nasdaq Inc. | 0.48% | 21,608 | $1.6M | Add +0.1% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.44% | 5,510 | $1.5M | Reduce -1.6% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.44% | 13,963 | $1.5M | Add +7.0% |
| DGRO iShares Core Dividend Growth | 0.44% | 22,807 | $1.4M | Add +1.3% |
| DLR Digital Realty Trust Inc. | 0.43% | 8,928 | $1.4M | Add +0.1% |
| CTAS Cintas Corp. | 0.42% | 6,536 | $1.4M | Add +3.4% |
| V Visa Inc. Class A | 0.40% | 4,750 | $1.3M | Add +1.4% |
| XLV SS Health Care Select Sector | 0.40% | 8,581 | $1.3M | Reduce -14.8% |
| CRS Carpenter Technology | 0.39% | 8,249 | $1.3M | New |
| VEU Vanguard Ftse All-World Ex-U | 0.38% | 20,575 | $1.3M | Reduce -0.4% |
| CSCO Cisco Systems Inc. | 0.38% | 23,012 | $1.2M | Reduce -1.3% |
| ADP Automatic Data Processing | 0.37% | 4,275 | $1.2M | No change |
| MRK Merck & Co. Inc. | 0.37% | 10,948 | $1.2M | Add +2.8% |
| XOM Exxon Mobil Corp. | 0.37% | 10,133 | $1.2M | Add +1.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.37% | 5,231 | $1.2M | Add +0.1% |
| VLO Valero Energy Corp. | 0.36% | 8,972 | $1.2M | Add +6.2% |
| EMR Emerson Electric Co. | 0.35% | 10,682 | $1.2M | Reduce -2.6% |
| DDOG Datadog Inc. Class A | 0.35% | 9,106 | $1.2M | Reduce -1.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.34% | 26,985 | $1.1M | Reduce -1.0% |
| RTX RTX Corp. | 0.34% | 8,875 | $1.1M | Add +1.6% |
| PANW Palo Alto Networks Inc. | 0.33% | 2,945 | $1.1M | No change |
| PEP Pepsico Inc. | 0.31% | 5,899 | $1.0M | Add +1.0% |
| AGG iShares Core U.S. Aggregate | 0.31% | 10,363 | $1.0M | New |
| DKNG Draftkings Inc. Class A | 0.31% | 27,079 | $1.0M | Add +11.5% |
| PFE Pfizer Inc. | 0.31% | 34,463 | $1.0M | Reduce -31.6% |
| ILCG iShares Morningstar Growth E | 0.30% | 11,663 | $992K | Add +0.3% |
| VZ Verizon Communications Inc. | 0.29% | 22,284 | $975K | Add +0.5% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.29% | 10,303 | $960K | Reduce -59.4% |
| TLH iShares 10-20 Year Treasury | 0.29% | 8,930 | $949K | Add +56.3% |
| DVY iShares Select Dividend ETF | 0.28% | 6,838 | $927K | No change |
| XLF SS Financial Select Sector | 0.28% | 19,526 | $916K | Reduce -2.6% |
| ABBV Abbvie Inc. | 0.28% | 4,761 | $913K | Add +0.2% |
| RSG Republic Services Inc. | 0.27% | 4,373 | $903K | Add +0.3% |
| MCD McDonald's Corp. | 0.27% | 2,871 | $900K | Reduce -5.5% |
| ASML ASML Holding NV-NY Reg SHS | 0.27% | 1,223 | $893K | Reduce -27.3% |
| CRM Salesforce Inc. | 0.27% | 3,073 | $886K | Reduce -0.5% |
| URI United Rentals Inc. | 0.25% | 1,006 | $839K | Add +0.1% |
| AVGO Broadcom Inc. | 0.25% | 4,746 | $835K | Add +30.4% |
| KMI Kinder Morgan Inc. | 0.24% | 32,701 | $810K | Add +0.1% |
| REGL Prshrs S&P Mid 400 DVD Arist | 0.24% | 9,734 | $806K | Add +35.4% |
| VRTX Vertex Pharmaceuticals Inc. | 0.24% | 1,650 | $799K | Reduce -0.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.24% | 11,431 | $779K | Reduce -3.7% |
| JPST JPMorgan Ultra-Short Income | 0.23% | 15,353 | $776K | Add +25.0% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $1.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 450 | $569K | No change |
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | 9,888 | $239K | New |
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | 8,740 | $219K | Add +1.7% |
Total filed on the 13F, all lines: $332.3M.
Portfolio Sells Q2 2024 → Q3 2024
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.96 |
| SOXX iShares Semiconductor ETF | Sold out | 0.00% | −0.90 |
| CRWD CrowdStrike Holdings Inc. Class A | Sold out | 0.00% | −0.74 |
| AMZN Amazon.com Inc. | Reduce -5.7% | 3.33% | −0.71 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -48.1% | 0.62% | −0.70 |
| CLS Celestica Inc. | Sold out | 0.00% | −0.45 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -59.4% | 0.29% | −0.43 |
| EFA iShares MSCI Eafe ETF | Reduce -78.3% | 0.10% | −0.39 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -27.3% | 0.27% | −0.33 |
| PKW Invesco Buyback Achievers Et | Sold out | 0.00% | −0.31 |
| XLG Invesco S&P 500 Top 50 ETF | Sold out | 0.00% | −0.29 |
| GOOGL Alphabet Inc. Class A | Reduce -8.0% | 0.80% | −0.28 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.8% | 3.31% | −0.27 |
| XLK SS Technology Select Sector | Sold out | 0.00% | −0.21 |
| XLY SS Consumer Disc Select Sect | Sold out | 0.00% | −0.20 |
| RSP Invesco S&P 500 Equal Weight | Reduce -54.9% | 0.15% | −0.18 |
| PFE Pfizer Inc. | Reduce -31.6% | 0.31% | −0.16 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.15 |
| TFC Truist Financial Corp. | Sold out | 0.00% | −0.14 |
| SRPT Sarepta Therapeutics Inc. | Sold out | 0.00% | −0.13 |
| PBR Petroleo Brasileiro-Spon ADR | Sold out | 0.00% | −0.09 |
| MCK McKesson Corp. | Sold out | 0.00% | −0.09 |
| ZBRA Zebra Technologies Corp. Class A | Sold out | 0.00% | −0.08 |
| XLV SS Health Care Select Sector | Reduce -14.8% | 0.40% | −0.08 |
| CORT Corcept Therapeutics Inc. | Reduce -65.3% | 0.08% | −0.08 |
| ED Consolidated Edison Inc. | Sold out | 0.00% | −0.08 |
| VALE Vale SA-SP ADR | Sold out | 0.00% | −0.08 |
| GILD Gilead Sciences Inc. | Sold out | 0.00% | −0.08 |
| DG Dollar General Corp. | Reduce -0.5% | 0.11% | −0.08 |
| INTC Intel Corp. | Sold out | 0.00% | −0.07 |
| AOM iShares Core 40/60 Moderate | Sold out | 0.00% | −0.06 |
| PG The Procter & Gamble Co. | Reduce -0.6% | 1.34% | −0.05 |
| AMD Advanced Micro Devices | Reduce -0.5% | 0.19% | −0.05 |
| EMR Emerson Electric Co. | Reduce -2.6% | 0.35% | −0.04 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -26.9% | 0.09% | −0.04 |
| TSLA Tesla Inc. | Reduce -5.3% | 0.10% | −0.04 |
| SSUS Day Hagan Smart Sector ETF | Reduce -1.4% | 0.62% | −0.04 |
| SHYD Vaneck SH Hi YLD Muni | Reduce -23.0% | 0.09% | −0.03 |
| SWBI Smith & Wesson Brands Inc. | Reduce -1.1% | 0.19% | −0.03 |
| DDOG Datadog Inc. Class A | Reduce -1.7% | 0.35% | −0.03 |
| BAC Bank of America Corp. | Reduce -1.0% | 0.34% | −0.03 |
| AMGN Amgen Inc. | Reduce -5.3% | 0.21% | −0.03 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -1.6% | 0.44% | −0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -11.2% | 0.12% | −0.03 |
| NFLX Netflix Inc. | Reduce -74.4% | 0.86% | −0.02 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -0.4% | 0.38% | −0.02 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -0.1% | 0.24% | −0.02 |
| SHEL Shell PLC-ADR | Reduce -9.5% | 0.06% | −0.02 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -3.7% | 0.24% | −0.02 |
| DIS The Walt Disney Co. | Reduce -13.3% | 0.06% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| IWF iShares Russell 1000 Growth | Add +310.2% | 0.94% | +0.69 |
| HWM Howmet Aerospace Inc. | New | 0.61% | +0.61 |
| IYR iShares US Real Estate ETF | New | 0.56% | +0.56 |
| MELI MercadoLibre Inc. | New | 0.55% | +0.55 |
| DIA SS SPDR Dow Jones Indus Avg | New | 0.52% | +0.52 |
| IVE iShares S&P 500 Value ETF | New | 0.51% | +0.51 |
| TDG Transdigm Group Inc. | New | 0.51% | +0.51 |
| ADMA Adma Biologics Inc. | Add +241.6% | 0.54% | +0.42 |
| CRS Carpenter Technology | New | 0.39% | +0.39 |
| AGG iShares Core U.S. Aggregate | New | 0.31% | +0.31 |
| FTAI Ftai Aviation Ltd. | Add +0.2% | 0.95% | +0.28 |
| POWL Powell Industries Inc. | New | 0.22% | +0.22 |
| IEF iShares 7-10 Year Treasury B | New | 0.22% | +0.22 |
| SE Sea Ltd.-ADR | New | 0.21% | +0.21 |
| XLRE SS Real Estate Select Sector | New | 0.19% | +0.19 |
| XTL SS SPDR S&P Telecom ETF | New | 0.17% | +0.17 |
| ONON On Holding AG Class A | New | 0.16% | +0.16 |
| GE General Electric | Add +10.2% | 0.97% | +0.15 |
| CL Colgate-Palmolive Co. | New | 0.14% | +0.14 |
| LUV Southwest Airlines Co. | New | 0.14% | +0.14 |
| WMT Walmart Inc. | Add +1.0% | 1.62% | +0.13 |
| HD Home Depot Inc. | Add +0.3% | 1.17% | +0.13 |
| NOW ServiceNow Inc. | Add +1.9% | 0.72% | +0.11 |
| AEE Ameren Corporation | Add +13.8% | 0.48% | +0.11 |
| FIX Comfort Systems USA Inc. | Add +1.2% | 0.53% | +0.11 |
| NUV Nuveen Municipal Value | Add +28.4% | 0.48% | +0.10 |
| ORCL Oracle Corp. | Add +0.5% | 0.77% | +0.10 |
| TLH iShares 10-20 Year Treasury | Add +56.3% | 0.29% | +0.10 |
| FBTC Fidelity Wise Origin Bitcoin | Add +78.4% | 0.19% | +0.09 |
| VOO Vanguard S&P 500 ETF | New | 0.09% | +0.09 |
| AXP American Express Co. | New | 0.09% | +0.09 |
| EME Emcor Group Inc. | Add +6.0% | 0.59% | +0.09 |
| XSHQ Invesco S&P Smallcap Quality | Add +99.5% | 0.17% | +0.09 |
| BXP BXP Inc. | New | 0.09% | +0.09 |
| IJR iShares Core S&P Small-Cap E | Add +5.6% | 1.18% | +0.09 |
| CHE Chemed Corp. | New | 0.09% | +0.09 |
| GEV GE Vernova Inc. | New | 0.09% | +0.09 |
| IRM Iron Mountain Inc. | Add +0.1% | 0.51% | +0.08 |
| SCHD Schwab US DVD Equity ETF | Add +217.7% | 1.06% | +0.08 |
| PM Philip Morris International | New | 0.08% | +0.08 |
| CEG Constellation Energy | New | 0.08% | +0.08 |
| MKTX Marketaxess Holdings Inc. | New | 0.08% | +0.08 |
| BKNG Booking Holdings Inc. | New | 0.08% | +0.08 |
| EMN Eastman Chemical Co. | New | 0.08% | +0.08 |
| PHM Pultegroup Inc. | New | 0.08% | +0.08 |
| FANG Diamondback Energy Inc. | New | 0.07% | +0.07 |
| REGL Prshrs S&P Mid 400 DVD Arist | Add +35.4% | 0.24% | +0.07 |
| VST Vistra Corp. | New | 0.07% | +0.07 |
| UBER Uber Technologies Inc. | New | 0.07% | +0.07 |
| SHW The Sherwin-Williams Co. | New | 0.07% | +0.07 |
Notes & Other Activity Q2 2024 → Q3 2024
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | New | 9,888 | $239K |
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | Add +1.7% | 8,740 | $219K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 279 | $418.6M | NVDA, AAPL, AMZN, MSFT, GOOG |
| Q1 2026 | 266 | $363.1M | NVDA, AAPL, MSFT, AMZN, GOOG |
| Q4 2025 | 263 | $380.8M | NVDA, AAPL, MSFT, AMZN, GOOG |
| Q3 2025 | 254 | $371.9M | NVDA, MSFT, AAPL, AMZN, SPY |
| Q2 2025 | 241 | $338.8M | NVDA, MSFT, AAPL, AMZN, SPY |
| Q1 2025 | 218 | $256.6M | NVDA, MSFT, AAPL, AMZN, MA |
| Q4 2024 | 226 | $314.2M | NVDA, MSFT, AMZN, AAPL, MA |
| Q3 2024 | 246 | $331.3M | NVDA, MSFT, AAPL, AMZN, SPY |
| Q2 2024 | 224 | $308.4M | NVDA, MSFT, AAPL, AMZN, SPY |
| Q1 2024 | 209 | $266.0M | MSFT, AMZN, SPY, NVDA, AAPL |