Roman Butler Fullerton & Co.

Name: ROMAN BUTLER FULLERTON & CO 13F holdings, Q3 2024
Creator: ROMAN BUTLER FULLERTON & CO
Published: 2024-10-29

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q2 2024Q1 2024

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 29, 2024), Roman Butler Fullerton & Co. reported 246 stock positions worth $331.3 million. Its top holding was Nvidia (NVDA) at 5.4% of the portfolio, followed by Microsoft (MSFT, 4.3%) and Apple (AAPL, 4.0%). Compared with Q2 2024, it opened 41 new positions, sold out of 19, added to 123 and reduced 70. The biggest buy was iShares Russell 1000 Growth (IWF, shares +310%) and the biggest sale an exit from Super Micro Computer (SMCI).

Most Recent 13F: Q2 2026
Location: ST LOUIS, MO
CIK: 0000733444
Portfolio Value: $331.3M (Q3 2024)
SEC Filing: 0001085146-24-005206 ↗ filed Oct 29, 2024

Holdings Value

Holdings 246 stocks · $331.3M


NVDA Nvidia Corp.	5.37%	135,288	$17.8M	Add +5.6%
MSFT Microsoft Corp.	4.26%	33,718	$14.1M	Add +0.9%
AAPL Apple Inc.	4.04%	57,162	$13.4M	Add +0.2%
AMZN Amazon.com Inc.	3.33%	58,699	$11.0M	Reduce -5.7%
SPY SS SPDR S&P 500 ETF Trust-US	3.31%	18,935	$11.0M	Reduce -3.8%
LLY Eli Lilly & Co.	2.76%	10,027	$9.2M	Add +1.2%
MA Mastercard Inc. Class A	2.15%	14,074	$7.1M	Reduce -6.8%
VIG Vanguard Dividend Apprec ETF	1.81%	30,005	$6.0M	Add +0.6%
CI The Cigna Group	1.70%	16,132	$5.6M	Add +0.0%
WMT Walmart Inc.	1.62%	65,893	$5.4M	Add +1.0%
GOOG Alphabet Inc. Class C	1.57%	31,131	$5.2M	Add +3.6%
NOBL Proshares S&P 500 Dividend A	1.49%	45,980	$4.9M	Reduce -0.6%
FTCS First Trust Capital Strength	1.36%	48,896	$4.5M	Add +1.7%
PG The Procter & Gamble Co.	1.34%	25,631	$4.4M	Reduce -0.6%
VUG Vanguard Mrngstar GR ETF-Sui	1.33%	11,368	$4.4M	Add +3.8%
BRK.B Berkshire Hathaway Inc. Class B	1.24%	8,907	$4.1M	Reduce -1.6%
META Meta Platforms Inc. Class A	1.19%	6,749	$4.0M	Add +0.2%
IJR iShares Core S&P Small-Cap E	1.18%	33,436	$3.9M	Add +5.6%
HD Home Depot Inc.	1.17%	9,311	$3.9M	Add +0.3%
EOI Eaton Vance Enhanced Eq Incm	1.14%	186,611	$3.8M	Add +2.1%
SCHD Schwab US DVD Equity ETF	1.06%	123,363	$3.5M	Add +217.7%
GE General Electric filed as GE AEROSPACE	0.97%	16,875	$3.2M	Add +10.2%
PFF iShares Preferred & Income S	0.97%	95,559	$3.2M	Add +4.5%
FTAI Ftai Aviation Ltd.	0.95%	21,759	$3.2M	Add +0.2%
IWF iShares Russell 1000 Growth	0.94%	8,184	$3.1M	Add +310.2%
NFLX Netflix Inc.	0.86%	1,029	$2.8M	Reduce -74.4%
GOOGL Alphabet Inc. Class A	0.80%	16,049	$2.7M	Reduce -8.0%
JPM JPMorgan Chase & Co.	0.79%	11,808	$2.6M	Add +0.2%
COST Costco Wholesale Corp.	0.79%	2,930	$2.6M	Add +3.2%
ANET Arista Networks Inc.	0.77%	6,522	$2.6M	Add +1.2%
ORCL Oracle Corp.	0.77%	14,640	$2.5M	Add +0.5%
IVW iShares S&P 500 Growth ETF	0.74%	25,223	$2.4M	Add +10.3%
NOW ServiceNow Inc.	0.72%	2,557	$2.4M	Add +1.9%
IVV iShares Core S&P 500 ETF	0.71%	4,054	$2.4M	Add +3.3%
JNJ Johnson & Johnson	0.63%	12,669	$2.1M	Add +0.3%
QQQ Invesco QQQ Trust Series 1	0.62%	4,191	$2.1M	Reduce -48.1%
SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS	0.62%	48,825	$2.0M	Reduce -1.4%
HWM Howmet Aerospace Inc.	0.61%	19,486	$2.0M	New
EME Emcor Group Inc.	0.59%	4,394	$2.0M	Add +6.0%
IYR iShares US Real Estate ETF	0.56%	18,362	$1.9M	New
MELI MercadoLibre Inc.	0.55%	901	$1.8M	New
CAT Caterpillar Inc.	0.54%	4,649	$1.8M	Add +0.1%
LOW Lowe's Cos Inc.	0.54%	6,390	$1.8M	Reduce -0.5%
PH Parker Hannifin Corp.	0.54%	2,811	$1.8M	Reduce -0.9%
ETW Eaton Vance T/M GLBL Buy-WR	0.54%	207,749	$1.8M	Add +1.7%
ADMA Adma Biologics Inc.	0.54%	107,626	$1.8M	Add +241.6%
EOS Eaton Vance Enh Eqt Inc. II	0.53%	79,792	$1.8M	Add +0.8%
ADBE Adobe Inc.	0.53%	3,445	$1.8M	Add +0.2%
FIX Comfort Systems USA Inc.	0.53%	4,223	$1.7M	Add +1.2%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.52%	4,030	$1.7M	New
IRM Iron Mountain Inc. filed as IRON MTN INC DEL	0.51%	13,980	$1.7M	Add +0.1%
IVE iShares S&P 500 Value ETF	0.51%	8,533	$1.7M	New
TDG Transdigm Group Inc.	0.51%	1,215	$1.7M	New
CBRE GBL REAL ESTATE INC FD	0.50%	268,060	$1.6M	Add +0.8%
USMV iShares MSCI USA Min Vol Fac	0.49%	17,433	$1.6M	Add +0.4%
AEE Ameren Corporation	0.48%	18,213	$1.6M	Add +13.8%
NUV Nuveen Municipal Value	0.48%	173,977	$1.6M	Add +28.4%
NDAQ Nasdaq Inc.	0.48%	21,608	$1.6M	Add +0.1%
VV Vngrd Mrgstr LRG-Cap ETF-Usd	0.44%	5,510	$1.5M	Reduce -1.6%
XMHQ Invesco S&P Midcap Qual ETF	0.44%	13,963	$1.5M	Add +7.0%
DGRO iShares Core Dividend Growth	0.44%	22,807	$1.4M	Add +1.3%
DLR Digital Realty Trust Inc.	0.43%	8,928	$1.4M	Add +0.1%
CTAS Cintas Corp.	0.42%	6,536	$1.4M	Add +3.4%
V Visa Inc. Class A	0.40%	4,750	$1.3M	Add +1.4%
XLV SS Health Care Select Sector	0.40%	8,581	$1.3M	Reduce -14.8%
CRS Carpenter Technology	0.39%	8,249	$1.3M	New
VEU Vanguard Ftse All-World Ex-U	0.38%	20,575	$1.3M	Reduce -0.4%
CSCO Cisco Systems Inc.	0.38%	23,012	$1.2M	Reduce -1.3%
ADP Automatic Data Processing	0.37%	4,275	$1.2M	No change
MRK Merck & Co. Inc.	0.37%	10,948	$1.2M	Add +2.8%
XOM Exxon Mobil Corp.	0.37%	10,133	$1.2M	Add +1.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.37%	5,231	$1.2M	Add +0.1%
VLO Valero Energy Corp.	0.36%	8,972	$1.2M	Add +6.2%
EMR Emerson Electric Co.	0.35%	10,682	$1.2M	Reduce -2.6%
DDOG Datadog Inc. Class A	0.35%	9,106	$1.2M	Reduce -1.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.34%	26,985	$1.1M	Reduce -1.0%
RTX RTX Corp.	0.34%	8,875	$1.1M	Add +1.6%
PANW Palo Alto Networks Inc.	0.33%	2,945	$1.1M	No change
PEP Pepsico Inc.	0.31%	5,899	$1.0M	Add +1.0%
AGG iShares Core U.S. Aggregate	0.31%	10,363	$1.0M	New
DKNG Draftkings Inc. Class A	0.31%	27,079	$1.0M	Add +11.5%
PFE Pfizer Inc.	0.31%	34,463	$1.0M	Reduce -31.6%
ILCG iShares Morningstar Growth E	0.30%	11,663	$992K	Add +0.3%
VZ Verizon Communications Inc.	0.29%	22,284	$975K	Add +0.5%
IJK iShares S&P Mid-Cap 400 Grow	0.29%	10,303	$960K	Reduce -59.4%
TLH iShares 10-20 Year Treasury	0.29%	8,930	$949K	Add +56.3%
DVY iShares Select Dividend ETF	0.28%	6,838	$927K	No change
XLF SS Financial Select Sector	0.28%	19,526	$916K	Reduce -2.6%
ABBV Abbvie Inc.	0.28%	4,761	$913K	Add +0.2%
RSG Republic Services Inc.	0.27%	4,373	$903K	Add +0.3%
MCD McDonald's Corp.	0.27%	2,871	$900K	Reduce -5.5%
ASML ASML Holding NV-NY Reg SHS	0.27%	1,223	$893K	Reduce -27.3%
CRM Salesforce Inc.	0.27%	3,073	$886K	Reduce -0.5%
URI United Rentals Inc.	0.25%	1,006	$839K	Add +0.1%
AVGO Broadcom Inc.	0.25%	4,746	$835K	Add +30.4%
KMI Kinder Morgan Inc.	0.24%	32,701	$810K	Add +0.1%
REGL Prshrs S&P Mid 400 DVD Arist	0.24%	9,734	$806K	Add +35.4%
VRTX Vertex Pharmaceuticals Inc.	0.24%	1,650	$799K	Reduce -0.1%
SPYM Ste STR SPDR PT S&P 500 ETF	0.24%	11,431	$779K	Reduce -3.7%
JPST JPMorgan Ultra-Short Income	0.23%	15,353	$776K	Add +25.0%
FHLC Fidelity MSCI Health Care	0.23%	10,571	$765K	No change
PFXF Vaneck Pref Sec X-Financials	0.23%	41,562	$762K	Add +0.2%
IYW iShares Ustechnology ETF	0.22%	4,801	$740K	Add +0.0%
PYPL PayPal Holdings Inc.	0.22%	9,284	$739K	Add +0.4%
BMY Bristol-Myers Squibb Co.	0.22%	13,978	$737K	Add +4.9%
POWL Powell Industries Inc.	0.22%	2,737	$724K	New
VOT Vngrd Mrngstr MC GRW ETF-Usd	0.22%	2,890	$722K	Reduce -3.4%
LRCX Lam Research Corp.	0.22%	9,384	$717K	Add +1252.2%
IEF iShares 7-10 Year Treasury B	0.22%	7,444	$716K	New
QYLD Global X Nasd 100 Cov Call	0.21%	38,881	$708K	Add +38.9%
HEFA Isha Curr Hedged MSCI Eafe	0.21%	19,763	$698K	Add +4.5%
AMGN Amgen Inc.	0.21%	2,111	$686K	Reduce -5.3%
SE Sea Ltd.-ADR	0.21%	7,027	$680K	New
XLU St Sr Utl SL SE SPDR ETF-Usd	0.20%	8,338	$672K	Add +2.2%
TMUS T-Mobile US Inc.	0.20%	3,048	$662K	Add +13.9%
VXUS Vanguard Total Intl Stock	0.20%	10,419	$658K	Add +0.0%
KO The Coca-Cola Co.	0.20%	9,295	$654K	Reduce -2.3%
EPP iShares MSCI Pacific Ex Japa	0.20%	13,699	$650K	Add +4.8%
SLV iShares Silver Trust	0.20%	22,553	$647K	Add +14.9%
FBTC Fidelity Wise Origin Bitcoin	0.19%	10,830	$635K	Add +78.4%
SWBI Smith & Wesson Brands Inc.	0.19%	48,675	$635K	Reduce -1.1%
AMD Advanced Micro Devices	0.19%	4,041	$633K	Reduce -0.5%
XLRE SS Real Estate Select Sector	0.19%	14,100	$624K	New
ILF iShares Latin America 40 ETF	0.19%	24,191	$614K	Add +11.7%
T AT&T Inc.	0.18%	28,430	$612K	Reduce -2.1%
ZROZ PIMCO 25+ YR Zero CPN US Tif	0.18%	7,776	$608K	Add +7.2%
DE Deere & Co.	0.18%	1,496	$601K	Reduce -4.7%
UNH Unitedhealth Group Inc.	0.18%	1,064	$592K	Reduce -8.0%
UGA United States Gas Fund LP	0.18%	9,524	$589K	Add +43.9%
UL Unilever PLC	0.18%	9,281	$588K	Add +1.5%
NHI Natl Health Investors Inc. filed as NATIONAL HEALTH INVS INC	0.17%	7,396	$570K	Add +0.3%
SYY Sysco Corp.	0.17%	7,369	$557K	Add +0.3%
XLI SS Industrial Select Sector	0.17%	4,572	$555K	No change
XTL SS SPDR S&P Telecom ETF	0.17%	5,467	$553K	New
XSHQ Invesco S&P Smallcap Quality	0.17%	12,552	$552K	Add +99.5%
FCX Freeport-McMoran Inc.	0.17%	11,639	$550K	Add +0.6%
PAYX Paychex Inc.	0.17%	3,854	$548K	Reduce -0.4%
ONON On Holding AG Class A filed as ON HLDG AG	0.16%	10,955	$541K	New
JNK SS SPDR BB High Yield Bond	0.16%	5,575	$540K	Add +40.4%
SR Spire Inc.	0.16%	8,223	$539K	Add +0.4%
VTI VG Morningstar TS MKT ETF-US	0.16%	1,862	$533K	Add +0.1%
KR Kroger Co.	0.16%	9,181	$515K	Reduce -1.6%
IJH iShares Core S&P Midcap ETF	0.15%	7,946	$503K	Reduce -0.5%
ARCC Ares Capital Corp.	0.15%	23,250	$498K	Add +0.7%
SAP Sap SE-Sponsored ADR	0.15%	2,160	$496K	Add +0.9%
RSP Invesco S&P 500 Equal Weight	0.15%	2,736	$494K	Reduce -54.9%
TGT Target Corp.	0.15%	3,070	$493K	Add +1.1%
WM Waste Management Inc.	0.15%	2,299	$492K	Add +2.4%
VRP Invesco Variable Rate Prefer	0.15%	19,887	$489K	Add +0.2%
ATKR Atkore Inc.	0.14%	5,543	$474K	Add +74.1%
CL Colgate-Palmolive Co.	0.14%	4,643	$472K	New
VPU Vanguard Utilities ETF	0.14%	2,663	$463K	No change
LUV Southwest Airlines Co.	0.14%	15,047	$459K	New
SPSM SS SPDR P S&P 600 Small Cap	0.14%	10,005	$456K	Add +85.5%
VTEB Vanguard Tax-Exempt Bond ETF	0.14%	8,937	$454K	Add +79.6%
SPLV Invesco S&P 500 Low Volatili	0.14%	6,245	$454K	Add +0.2%
FSK FS KKR Capital Corp.	0.14%	22,308	$452K	Add +96.7%
ITW Illinois Tool Works	0.14%	1,715	$448K	Add +0.1%
HON Honeywell International Inc.	0.14%	2,060	$447K	Add +0.4%
HDV iShares Core High Dividend E	0.13%	3,731	$442K	Add +0.2%
ABT Abbott Laboratories	0.13%	3,748	$435K	Reduce -3.0%
SAVEQ Spirit Airlines Inc.	0.13%	264,429	$431K	Add +48.5%
FSTA Fidelity MSCI Cons Stap Indx	0.13%	8,422	$429K	No change
CVS CVS Health Corp.	0.13%	6,535	$425K	Reduce -4.5%
RY Royal Bank of Canada	0.13%	3,359	$418K	Reduce -3.8%
BLOK Amplify Blockchain Tech ETF	0.12%	10,422	$410K	Reduce -2.1%
DNP DNP Select Income Fund Inc.	0.12%	41,593	$403K	Reduce -2.3%
BIL SS SPDR BB 1-3M T-Bill ETF	0.12%	4,387	$402K	Reduce -11.2%
GLD SPDR Gold Shares	0.12%	1,617	$398K	Add +17.8%
INTU Intuit Inc.	0.12%	629	$389K	Reduce -2.3%
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.11%	3,159	$369K	Add +0.2%
VGT Vanguard Info Tech ETF	0.11%	611	$365K	Reduce -2.2%
DHR Danaher Corp.	0.11%	1,337	$365K	Add +1.8%
TXN Texas Instruments Inc.	0.11%	1,819	$363K	Add +11.9%
CVX Chevron Corp.	0.11%	2,457	$363K	Reduce -2.1%
BA The Boeing Co.	0.11%	2,349	$358K	Add +0.2%
AMAT Applied Materials Inc.	0.11%	1,869	$357K	Add +17.3%
DG Dollar General Corp.	0.11%	4,395	$354K	Reduce -0.5%
PSX Phillips 66	0.11%	2,679	$352K	Add +0.3%
VTR Ventas Inc.	0.11%	5,434	$349K	Add +4.5%
SGOL Abrdn Physical Gold Shares	0.10%	13,684	$348K	Reduce -1.6%
LULU Lululemon Athletica Inc.	0.10%	1,198	$344K	Add +33.9%
TSLA Tesla Inc.	0.10%	1,547	$340K	Reduce -5.3%
EFA iShares MSCI Eafe ETF	0.10%	4,053	$329K	Reduce -78.3%
DFS Discover Financial Services	0.10%	2,228	$328K	Add +0.3%
TT Trane Technologies PLC	0.10%	817	$325K	Reduce -0.5%
ACN Accenture PLC Class A	0.10%	867	$320K	Add +0.7%
OHI Omega Healthcare Investors	0.09%	7,620	$310K	Reduce -2.6%
TCAF T Rowe PRC Cap Appreciation	0.09%	8,986	$301K	Add +21.4%
SHYD Vaneck SH Hi YLD Muni	0.09%	13,256	$301K	Reduce -23.0%
KMB Kimberly-Clark Corp.	0.09%	2,052	$298K	Add +38.6%
VOO Vanguard S&P 500 ETF	0.09%	559	$298K	New
AXP American Express Co.	0.09%	1,070	$297K	New
TMO Thermo Fisher Scientific Inc.	0.09%	491	$295K	Add +0.2%
UUP Invesco DB US Dollar Index B	0.09%	10,107	$292K	No change
CINF Cincinnati Financial Corp.	0.09%	2,130	$291K	Add +1.4%
BXP BXP Inc.	0.09%	3,357	$290K	New
SPAB SS SPDR P Agg Bond ETF	0.09%	11,211	$289K	Reduce -26.9%
CHE Chemed Corp.	0.09%	479	$289K	New
ESS Essex Property Trust Inc.	0.09%	982	$287K	No change
IWS iShares Russell Mid-Cap Valu	0.09%	2,154	$287K	Reduce -4.2%
GEV GE Vernova Inc.	0.09%	1,062	$283K	New
VBR Vngrd Mrngst SL-CP Val ETF-U	0.09%	1,392	$282K	Reduce -1.1%
GEHC GE Healthcare Technology	0.08%	3,096	$281K	Add +2.0%
COF Capital One Financial Corp.	0.08%	1,790	$281K	Add +0.2%
SPMD SS SPDR P S&P 400 Midcap ETF	0.08%	5,053	$280K	Add +0.3%
QCOM Qualcomm Inc.	0.08%	1,599	$278K	Add +0.3%
XLE SS Energy Select Sector	0.08%	3,073	$276K	Reduce -8.1%
PM Philip Morris International	0.08%	2,269	$273K	New
AMT American Tower Corp.	0.08%	1,163	$267K	Add +0.8%
CEG Constellation Energy	0.08%	997	$265K	New
BUD Anheuser-Busch Inbev-SPN ADR	0.08%	4,005	$262K	Reduce -4.7%
CORT Corcept Therapeutics Inc.	0.08%	5,565	$261K	Reduce -65.3%
MKTX Marketaxess Holdings Inc.	0.08%	886	$256K	New
FELG Fidelity Enh LRG Cap GWTH	0.08%	7,595	$255K	Add +0.1%
BKNG Booking Holdings Inc.	0.08%	59	$253K	New
EMN Eastman Chemical Co.	0.08%	2,272	$251K	New
PHM Pultegroup Inc.	0.08%	1,727	$250K	New
FANG Diamondback Energy Inc.	0.07%	1,375	$247K	New
IMCG iShares Morningstar Mid-Cap	0.07%	3,266	$243K	Reduce -9.6%
ROL Rollins Inc.	0.07%	4,754	$238K	Reduce -2.0%
HLT Hilton Worldwide Holdings Inc.	0.07%	1,000	$236K	No change
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.07%	880	$236K	Add +0.7%
VST Vistra Corp.	0.07%	1,836	$236K	New
UBER Uber Technologies Inc.	0.07%	2,803	$233K	New
VB Vanguard Most SM-Cap ETF-Usd	0.07%	961	$231K	No change
SHW The Sherwin-Williams Co.	0.07%	592	$230K	New
PSEC Prospect Capital Corp.	0.07%	44,342	$230K	Reduce -1.9%
DEO Diageo PLC-Sponsored ADR	0.07%	1,670	$225K	Reduce -2.3%
WEC WEC Energy Group Inc.	0.07%	2,310	$225K	New
IBTG iShares Ibonds Dec 2026 Term	0.07%	9,699	$222K	New
IWP iShares Russell Mid-Cap Grow	0.07%	1,791	$217K	Reduce -5.4%
GD General Dynamics Corp.	0.07%	720	$216K	Reduce -1.1%
NDSN Nordson Corp.	0.07%	839	$216K	New
XHB SS SPDR S&P Homebldrs ETF	0.07%	1,739	$215K	New
IR Ingersoll-Rand Inc.	0.07%	2,138	$215K	No change
SHOP Shopify Inc. Class A	0.06%	2,606	$214K	New
HPE Hewlett Packard Enterprise	0.06%	10,263	$213K	New
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.06%	2,254	$212K	Reduce -13.3%
LNC Lincoln National Corp.	0.06%	6,267	$211K	New
SHEL Shell PLC-ADR	0.06%	3,161	$209K	Reduce -9.5%
USB US Bancorp	0.06%	4,426	$208K	New
MMM 3M Co.	0.06%	1,521	$206K	New
FDX FedEx Corp.	0.06%	775	$206K	Reduce -1.1%
MO Altria Group Inc.	0.06%	4,112	$205K	New
STZ Constellation Brands Inc. Class A	0.06%	837	$204K	Add +0.2%

Other holdings (3): bonds, preferreds, convertibles and warrants · $1.0M (not counted above)

Security	Class	Shares / Principal	Value	Change
BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	450	$569K	No change
IBDR iShares Ibonds Dec 2026 Term	IBONDS DEC2026 · principal	9,888	$239K	New
IBDQ iShares Ibonds Dec 2025 Term	IBONDS DEC25 ETF · principal	8,740	$219K	Add +1.7%

Total filed on the 13F, all lines: $332.3M.

Portfolio Sells Q2 2024 → Q3 2024


SMCI Super Micro Computer Inc.	Sold out	0.00%	−0.96
SOXX iShares Semiconductor ETF	Sold out	0.00%	−0.90
CRWD CrowdStrike Holdings Inc. Class A	Sold out	0.00%	−0.74
AMZN Amazon.com Inc.	Reduce -5.7%	3.33%	−0.71
QQQ Invesco QQQ Trust Series 1	Reduce -48.1%	0.62%	−0.70
CLS Celestica Inc.	Sold out	0.00%	−0.45
IJK iShares S&P Mid-Cap 400 Grow	Reduce -59.4%	0.29%	−0.43
EFA iShares MSCI Eafe ETF	Reduce -78.3%	0.10%	−0.39
ASML ASML Holding NV-NY Reg SHS	Reduce -27.3%	0.27%	−0.33
PKW Invesco Buyback Achievers Et	Sold out	0.00%	−0.31
XLG Invesco S&P 500 Top 50 ETF	Sold out	0.00%	−0.29
GOOGL Alphabet Inc. Class A	Reduce -8.0%	0.80%	−0.28
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -3.8%	3.31%	−0.27
XLK SS Technology Select Sector	Sold out	0.00%	−0.21
XLY SS Consumer Disc Select Sect	Sold out	0.00%	−0.20
RSP Invesco S&P 500 Equal Weight	Reduce -54.9%	0.15%	−0.18
PFE Pfizer Inc.	Reduce -31.6%	0.31%	−0.16
NVO Novo-Nordisk A/S-Spons ADR	Sold out	0.00%	−0.15
TFC Truist Financial Corp.	Sold out	0.00%	−0.14
SRPT Sarepta Therapeutics Inc.	Sold out	0.00%	−0.13
PBR Petroleo Brasileiro-Spon ADR	Sold out	0.00%	−0.09
MCK McKesson Corp.	Sold out	0.00%	−0.09
ZBRA Zebra Technologies Corp. Class A	Sold out	0.00%	−0.08
XLV SS Health Care Select Sector	Reduce -14.8%	0.40%	−0.08
CORT Corcept Therapeutics Inc.	Reduce -65.3%	0.08%	−0.08
ED Consolidated Edison Inc.	Sold out	0.00%	−0.08
VALE Vale SA-SP ADR	Sold out	0.00%	−0.08
GILD Gilead Sciences Inc.	Sold out	0.00%	−0.08
DG Dollar General Corp.	Reduce -0.5%	0.11%	−0.08
INTC Intel Corp.	Sold out	0.00%	−0.07
AOM iShares Core 40/60 Moderate	Sold out	0.00%	−0.06
PG The Procter & Gamble Co.	Reduce -0.6%	1.34%	−0.05
AMD Advanced Micro Devices	Reduce -0.5%	0.19%	−0.05
EMR Emerson Electric Co.	Reduce -2.6%	0.35%	−0.04
SPAB SS SPDR P Agg Bond ETF	Reduce -26.9%	0.09%	−0.04
TSLA Tesla Inc.	Reduce -5.3%	0.10%	−0.04
SSUS Day Hagan Smart Sector ETF	Reduce -1.4%	0.62%	−0.04
SHYD Vaneck SH Hi YLD Muni	Reduce -23.0%	0.09%	−0.03
SWBI Smith & Wesson Brands Inc.	Reduce -1.1%	0.19%	−0.03
DDOG Datadog Inc. Class A	Reduce -1.7%	0.35%	−0.03
BAC Bank of America Corp.	Reduce -1.0%	0.34%	−0.03
AMGN Amgen Inc.	Reduce -5.3%	0.21%	−0.03
VV Vngrd Mrgstr LRG-Cap ETF-Usd	Reduce -1.6%	0.44%	−0.03
BIL SS SPDR BB 1-3M T-Bill ETF	Reduce -11.2%	0.12%	−0.03
NFLX Netflix Inc.	Reduce -74.4%	0.86%	−0.02
VEU Vanguard Ftse All-World Ex-U	Reduce -0.4%	0.38%	−0.02
VRTX Vertex Pharmaceuticals Inc.	Reduce -0.1%	0.24%	−0.02
SHEL Shell PLC-ADR	Reduce -9.5%	0.06%	−0.02
SPYM Ste STR SPDR PT S&P 500 ETF	Reduce -3.7%	0.24%	−0.02
DIS The Walt Disney Co.	Reduce -13.3%	0.06%	−0.02

Portfolio Buys Q2 2024 → Q3 2024


IWF iShares Russell 1000 Growth	Add +310.2%	0.94%	+0.69
HWM Howmet Aerospace Inc.	New	0.61%	+0.61
IYR iShares US Real Estate ETF	New	0.56%	+0.56
MELI MercadoLibre Inc.	New	0.55%	+0.55
DIA SS SPDR Dow Jones Indus Avg	New	0.52%	+0.52
IVE iShares S&P 500 Value ETF	New	0.51%	+0.51
TDG Transdigm Group Inc.	New	0.51%	+0.51
ADMA Adma Biologics Inc.	Add +241.6%	0.54%	+0.42
CRS Carpenter Technology	New	0.39%	+0.39
AGG iShares Core U.S. Aggregate	New	0.31%	+0.31
FTAI Ftai Aviation Ltd.	Add +0.2%	0.95%	+0.28
POWL Powell Industries Inc.	New	0.22%	+0.22
IEF iShares 7-10 Year Treasury B	New	0.22%	+0.22
SE Sea Ltd.-ADR	New	0.21%	+0.21
XLRE SS Real Estate Select Sector	New	0.19%	+0.19
XTL SS SPDR S&P Telecom ETF	New	0.17%	+0.17
ONON On Holding AG Class A	New	0.16%	+0.16
GE General Electric	Add +10.2%	0.97%	+0.15
CL Colgate-Palmolive Co.	New	0.14%	+0.14
LUV Southwest Airlines Co.	New	0.14%	+0.14
WMT Walmart Inc.	Add +1.0%	1.62%	+0.13
HD Home Depot Inc.	Add +0.3%	1.17%	+0.13
NOW ServiceNow Inc.	Add +1.9%	0.72%	+0.11
AEE Ameren Corporation	Add +13.8%	0.48%	+0.11
FIX Comfort Systems USA Inc.	Add +1.2%	0.53%	+0.11
NUV Nuveen Municipal Value	Add +28.4%	0.48%	+0.10
ORCL Oracle Corp.	Add +0.5%	0.77%	+0.10
TLH iShares 10-20 Year Treasury	Add +56.3%	0.29%	+0.10
FBTC Fidelity Wise Origin Bitcoin	Add +78.4%	0.19%	+0.09
VOO Vanguard S&P 500 ETF	New	0.09%	+0.09
AXP American Express Co.	New	0.09%	+0.09
EME Emcor Group Inc.	Add +6.0%	0.59%	+0.09
XSHQ Invesco S&P Smallcap Quality	Add +99.5%	0.17%	+0.09
BXP BXP Inc.	New	0.09%	+0.09
IJR iShares Core S&P Small-Cap E	Add +5.6%	1.18%	+0.09
CHE Chemed Corp.	New	0.09%	+0.09
GEV GE Vernova Inc.	New	0.09%	+0.09
IRM Iron Mountain Inc.	Add +0.1%	0.51%	+0.08
SCHD Schwab US DVD Equity ETF	Add +217.7%	1.06%	+0.08
PM Philip Morris International	New	0.08%	+0.08
CEG Constellation Energy	New	0.08%	+0.08
MKTX Marketaxess Holdings Inc.	New	0.08%	+0.08
BKNG Booking Holdings Inc.	New	0.08%	+0.08
EMN Eastman Chemical Co.	New	0.08%	+0.08
PHM Pultegroup Inc.	New	0.08%	+0.08
FANG Diamondback Energy Inc.	New	0.07%	+0.07
REGL Prshrs S&P Mid 400 DVD Arist	Add +35.4%	0.24%	+0.07
VST Vistra Corp.	New	0.07%	+0.07
UBER Uber Technologies Inc.	New	0.07%	+0.07
SHW The Sherwin-Williams Co.	New	0.07%	+0.07

Notes & Other Activity Q2 2024 → Q3 2024


IBDR iShares Ibonds Dec 2026 Term	IBONDS DEC2026 · principal	New	9,888	$239K
IBDQ iShares Ibonds Dec 2025 Term	IBONDS DEC25 ETF · principal	Add +1.7%	8,740	$219K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	279	$418.6M	NVDA, AAPL, AMZN, MSFT, GOOG
Q1 2026	266	$363.1M	NVDA, AAPL, MSFT, AMZN, GOOG
Q4 2025	263	$380.8M	NVDA, AAPL, MSFT, AMZN, GOOG
Q3 2025	254	$371.9M	NVDA, MSFT, AAPL, AMZN, SPY
Q2 2025	241	$338.8M	NVDA, MSFT, AAPL, AMZN, SPY
Q1 2025	218	$256.6M	NVDA, MSFT, AAPL, AMZN, MA
Q4 2024	226	$314.2M	NVDA, MSFT, AMZN, AAPL, MA
Q3 2024	246	$331.3M	NVDA, MSFT, AAPL, AMZN, SPY
Q2 2024	224	$308.4M	NVDA, MSFT, AAPL, AMZN, SPY
Q1 2024	209	$266.0M	MSFT, AMZN, SPY, NVDA, AAPL