Royal Bank of Canada
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed November 5, 2024), Royal Bank of Canada reported 6,765 stock positions worth $409.7 billion. Its top holding was Microsoft (MSFT) at 3.6% of the portfolio, followed by Apple (AAPL, 2.5%) and Toronto-Dominion Bank (TD, 2.3%). Compared with Q4 2023, it opened 273 new positions, sold out of 305, added to 2,185 and reduced 3,949. The biggest buy was JPMorgan Chase (JPM, shares +12%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −47%).
- Most Recent 13F
- Q2 2026
- Location
- TORONTO, A6
- CIK
- 0001000275
- Portfolio Value
- $409.7B (Q1 2024)
- SEC Filing
- 0001140361-24-045234 ↗ filed Nov 5, 2024
Holdings Value
Holdings 6,765 stocks · $409.7B
| MSFT Microsoft Corp. | 3.59% | 34,978,894 | $14.7B | Reduce -5.6% |
| AAPL Apple Inc. | 2.48% | 59,147,619 | $10.1B | Reduce -5.7% |
| TD Toronto-Dominion Bank | 2.25% | 152,982,478 | $9.2B | Add +1.1% |
| AMZN Amazon.com Inc. | 2.08% | 47,256,684 | $8.5B | Reduce -8.9% |
| NVDA Nvidia Corp. | 2.03% | 9,194,541 | $8.3B | Reduce -10.6% |
| RY Royal Bank of Canada | 1.89% | 76,872,045 | $7.8B | Add +0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.86% | 14,539,707 | $7.6B | Reduce -47.0% |
| BMO Bank of Montreal filed as BANK MONTREAL QUE | 1.52% | 63,706,340 | $6.2B | Reduce -3.8% |
| JPM JPMorgan Chase & Co. | 1.27% | 26,004,760 | $5.2B | Add +12.1% |
| GOOGL Alphabet Inc. Class A | 1.27% | 34,372,681 | $5.2B | Reduce -3.9% |
| V Visa Inc. Class A | 1.26% | 18,438,643 | $5.1B | Reduce -1.0% |
| BNS Bank of Nova Scotia filed as BANK NOVA SCOTIA HALIFAX | 1.25% | 99,069,848 | $5.1B | Reduce -3.3% |
| CNQ Canadian Natural Resources | 1.20% | 64,320,035 | $4.9B | Add +11.4% |
| ENB Enbridge Inc. | 1.18% | 134,195,911 | $4.9B | Reduce -4.2% |
| CP Canadian Pacific Kansas City | 1.11% | 51,734,620 | $4.6B | Reduce -0.5% |
| IVV iShares Core S&P 500 ETF | 1.10% | 8,601,816 | $4.5B | Add +15.5% |
| UNH Unitedhealth Group Inc. | 1.07% | 8,859,777 | $4.4B | Reduce -11.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.01% | 9,860,501 | $4.1B | Reduce -1.9% |
| BN Brookfield Corp. | 0.99% | 97,093,406 | $4.1B | Reduce -2.7% |
| MFC Manulife Financial Corp. | 0.97% | 158,684,697 | $4.0B | Add +6.7% |
| CM Can Imperial BK of Commerce filed as CANADIAN IMPERIAL BK COMM TO | 0.96% | 77,613,537 | $3.9B | Add +19.3% |
| TRP TC Energy Corp. | 0.92% | 93,600,325 | $3.8B | Reduce -0.7% |
| GOOG Alphabet Inc. Class C | 0.91% | 24,582,733 | $3.7B | Reduce -2.3% |
| HD Home Depot Inc. | 0.91% | 9,725,536 | $3.7B | Reduce -0.5% |
| CNI Canadian Natl Railway Co. | 0.88% | 27,276,941 | $3.6B | Add +0.7% |
| META Meta Platforms Inc. Class A | 0.75% | 6,347,440 | $3.1B | Reduce -3.9% |
| COST Costco Wholesale Corp. | 0.74% | 4,137,157 | $3.0B | Reduce -3.5% |
| PG The Procter & Gamble Co. | 0.74% | 18,566,561 | $3.0B | Add +4.4% |
| TU Telus Corp. | 0.63% | 160,027,438 | $2.6B | Add +1.6% |
| SU Suncor Energy Inc. | 0.59% | 65,972,628 | $2.4B | Add +5.9% |
| MA Mastercard Inc. Class A | 0.59% | 5,030,584 | $2.4B | Reduce -4.6% |
| SLF Sun Life Financial Inc. | 0.55% | 41,159,496 | $2.2B | Reduce -0.5% |
| MCD McDonald's Corp. | 0.52% | 7,610,063 | $2.1B | Reduce -7.3% |
| AVGO Broadcom Inc. | 0.52% | 1,614,509 | $2.1B | Reduce -9.7% |
| JNJ Johnson & Johnson | 0.51% | 13,250,311 | $2.1B | Reduce -1.4% |
| VEA Vanguard Ftse Developed ETF | 0.50% | 40,573,825 | $2.0B | Add +2.6% |
| CRM Salesforce Inc. | 0.49% | 6,693,216 | $2.0B | Reduce -5.2% |
| XOM Exxon Mobil Corp. | 0.48% | 16,950,747 | $2.0B | Reduce -7.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.48% | 4,412,859 | $2.0B | Add +8.9% |
| TRI Thomson Reuters Corp. | 0.46% | 12,161,192 | $1.9B | Reduce -7.1% |
| TMUS T-Mobile US Inc. | 0.46% | 11,482,359 | $1.9B | Add +7.3% |
| WCN Waste Connections Inc. | 0.46% | 10,859,485 | $1.9B | Reduce -2.4% |
| TMO Thermo Fisher Scientific Inc. | 0.45% | 3,182,965 | $1.8B | Reduce -1.9% |
| LLY Eli Lilly & Co. | 0.44% | 2,332,567 | $1.8B | Reduce -0.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.44% | 14,705,082 | $1.8B | Add +0.1% |
| MRK Merck & Co. Inc. | 0.44% | 13,555,151 | $1.8B | Reduce -9.5% |
| KO The Coca-Cola Co. | 0.43% | 28,626,744 | $1.8B | Add +2.9% |
| VOO Vanguard S&P 500 ETF | 0.41% | 3,474,726 | $1.7B | Add +19.4% |
| PBA Pembina Pipeline Corp. | 0.40% | 46,416,833 | $1.6B | Reduce -2.3% |
| QSR Restaurant Brands Intern | 0.40% | 20,544,703 | $1.6B | Add +0.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.40% | 11,946,736 | $1.6B | Reduce -25.8% |
| CVX Chevron Corp. | 0.39% | 10,053,132 | $1.6B | Reduce -7.2% |
| NTR Nutrien Ltd. | 0.39% | 29,088,438 | $1.6B | Add +3.4% |
| BCE Bce Inc. | 0.38% | 46,346,659 | $1.6B | Reduce -7.1% |
| HON Honeywell International Inc. | 0.38% | 7,590,454 | $1.6B | Reduce -13.4% |
| SHOP Shopify Inc. Class A | 0.38% | 20,024,096 | $1.5B | Reduce -27.8% |
| AMGN Amgen Inc. | 0.37% | 5,394,838 | $1.5B | Reduce -7.5% |
| NFLX Netflix Inc. | 0.36% | 2,452,031 | $1.5B | Reduce -10.6% |
| ABBV Abbvie Inc. | 0.36% | 8,135,060 | $1.5B | Reduce -7.2% |
| TXN Texas Instruments Inc. | 0.36% | 8,488,462 | $1.5B | Reduce -9.0% |
| HCA HCA Healthcare Inc. | 0.36% | 4,410,596 | $1.5B | Reduce -2.1% |
| PEP Pepsico Inc. | 0.35% | 8,168,332 | $1.4B | Reduce -3.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.34% | 37,019,054 | $1.4B | Reduce -3.3% |
| BIP Brookfield Infrastructure Pa | 0.34% | 44,621,664 | $1.4B | Add +3.5% |
| AZO AutoZone Inc. | 0.33% | 424,412 | $1.3B | Add +0.5% |
| NEE Nextera Energy Inc. | 0.32% | 20,553,649 | $1.3B | Add +3.6% |
| WMT Walmart Inc. | 0.32% | 21,642,218 | $1.3B | Add +1.1% |
| CSCO Cisco Systems Inc. | 0.32% | 25,994,967 | $1.3B | Reduce -17.9% |
| IJH iShares Core S&P Midcap ETF | 0.32% | 21,278,115 | $1.3B | Reduce -11.8% |
| ADBE Adobe Inc. | 0.30% | 2,465,783 | $1.2B | Reduce -18.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.30% | 12,237,246 | $1.2B | Reduce -13.9% |
| BX Blackstone Inc. | 0.30% | 9,411,958 | $1.2B | Reduce -4.0% |
| INTU Intuit Inc. | 0.30% | 1,890,583 | $1.2B | Add +0.9% |
| FTS Fortis Inc. | 0.29% | 30,539,081 | $1.2B | Reduce -5.3% |
| UNP Union Pacific Corp. | 0.29% | 4,851,539 | $1.2B | Reduce -8.9% |
| SBUX Starbucks Corp. | 0.29% | 12,897,995 | $1.2B | Reduce -10.1% |
| MDT Medtronic PLC | 0.27% | 12,887,562 | $1.1B | Add +2.0% |
| VZ Verizon Communications Inc. | 0.26% | 25,745,519 | $1.1B | Add +0.6% |
| C Citigroup Inc. | 0.26% | 16,854,059 | $1.1B | Add +26.0% |
| FTV Fortive Corp. | 0.25% | 12,126,459 | $1.0B | Reduce -8.7% |
| RCI Rogers Communications Inc. Class B | 0.25% | 24,745,379 | $1.0B | Add +1.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.25% | 5,285,020 | $1.0B | Reduce -4.8% |
| LMT Lockheed Martin Corp. | 0.24% | 2,196,551 | $999.1M | Add +6.6% |
| LIN Linde PLC | 0.24% | 2,122,135 | $985.4M | Reduce -8.4% |
| MU Micron Technology Inc. | 0.24% | 8,340,722 | $983.3M | Reduce -17.0% |
| TECK Teck Resources Ltd.-CLS B | 0.23% | 20,925,649 | $958.0M | Add +11.3% |
| IWM iShares Russell 2000 ETF | 0.23% | 4,455,482 | $937.0M | Reduce -48.4% |
| QCOM Qualcomm Inc. | 0.22% | 5,405,389 | $915.1M | Reduce -3.0% |
| CVS CVS Health Corp. | 0.22% | 11,369,577 | $906.8M | Reduce -7.4% |
| AEM Agnico Eagle Mines Ltd. | 0.22% | 15,063,175 | $898.5M | Reduce -0.1% |
| ECL Ecolab Inc. | 0.22% | 3,889,634 | $898.1M | Reduce -5.6% |
| USB US Bancorp | 0.22% | 19,841,555 | $886.9M | Reduce -2.6% |
| GD General Dynamics Corp. | 0.21% | 3,041,106 | $859.1M | Reduce -2.4% |
| ASML ASML Holding NV-NY Reg SHS | 0.21% | 875,283 | $849.4M | Add +3.1% |
| CSX CSX Corp. | 0.21% | 22,887,323 | $848.4M | Reduce -0.3% |
| CVE Cenovus Energy Inc. | 0.20% | 41,905,203 | $837.7M | Add +18.1% |
| DUK Duke Energy Corp. | 0.20% | 8,620,236 | $833.7M | Reduce -3.0% |
| VCIT Vanguard Int-Term Corporate | 0.20% | 10,345,241 | $832.9M | Reduce -2.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.20% | 5,083,333 | $827.9M | Add +2.9% |
| GIB Cgi Inc. | 0.20% | 7,481,315 | $826.6M | Add +1.9% |
Options reported separately and not counted above: SPY calls ($3.1B), TRP puts ($2.6B), SPY puts ($2.3B), IWM puts ($2.2B), QQQ puts ($1.5B), IWM calls ($1.3B), QQQ calls ($799.3M), XLF puts ($670.9M), XLE puts ($462.3M), MGA puts ($389.0M), MSFT calls ($340.1M), BNS puts ($279.6M), and 441 more.
Other holdings (206): bonds, preferreds, convertibles and warrants · $539.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 29,313,000 | $28.0M | Add +10.5% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 23,196,000 | $26.0M | Add +90.2% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 27,399,000 | $25.9M | Reduce -14.3% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 27,819,000 | $25.9M | Add +45.9% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 22,520,000 | $23.3M | Reduce -5.7% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 18,285,000 | $19.2M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 21,484,000 | $17.4M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 14,984,000 | $17.4M | Add +16.6% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 18,066,000 | $17.1M | Add +20.2% |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 16,030,000 | $15.1M | Reduce -6.9% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 13,939,000 | $14.8M | Add +11.2% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 11,085,000 | $13.3M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 11,186,000 | $13.2M | Add +1.6% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 10,304,000 | $12.5M | Reduce -4.5% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 11,244,000 | $11.1M | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 10,867,000 | $10.7M | Reduce -26.3% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 10,999,000 | $10.4M | Reduce -45.7% |
| UNDER ARMOUR INC (UA 1.5 06/01/24) | NOTE 1.500% 6/0 · principal | 10,154,000 | $10.1M | No change |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 7,067,000 | $10.0M | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 9,392,000 | $8.4M | Add +25.2% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 7,182,000 | $7.2M | Reduce -6.1% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 7,332,000 | $7.0M | Add +4.2% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 6,690,000 | $6.6M | Add +138.9% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 7,893,000 | $6.6M | New |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 6,737,000 | $6.6M | Add +0.7% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 5,775,000 | $5.8M | Reduce -12.2% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 3,327,000 | $5.8M | Add +3768.6% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 4,991,000 | $5.5M | Add +6.2% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 5,550,000 | $5.1M | Add +18.1% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 3,425,000 | $4.5M | New |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 3,761,000 | $4.4M | Reduce -67.5% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 3,498,000 | $4.4M | Add +20.8% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 4,108,000 | $4.4M | Reduce -1.4% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 4,809,000 | $4.2M | Add +0.2% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 3,550,000 | $4.1M | New |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 4,695,000 | $3.9M | No change |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 4,746,000 | $3.8M | Add +2.6% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 4,021,000 | $3.8M | Add +86.6% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 4,490,000 | $3.8M | Add +140.8% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 4,464,000 | $3.8M | Add +144.3% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 3,045,000 | $3.7M | Reduce -39.8% |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 3,900,000 | $3.7M | No change |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 3,720,000 | $3.6M | New |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 3,791,000 | $3.6M | Reduce -19.5% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 3,603,000 | $3.5M | Reduce -8.1% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 3,517,000 | $3.5M | Reduce -1.4% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 3,250,000 | $3.4M | Reduce -1.7% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 4,320,000 | $3.4M | No change |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 3,875,000 | $3.3M | Add +207.5% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 2,450,000 | $3.2M | New |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 4,000,000 | $3.0M | New |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 3,017,000 | $3.0M | Add +0.6% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 2,358,000 | $2.9M | New |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 3,127,000 | $2.9M | Reduce -1.4% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 2,697,000 | $2.7M | Add +10.8% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 2,123,000 | $2.6M | Reduce -15.1% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 2,811,000 | $2.6M | Add +106.5% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 2,336,000 | $2.6M | Add +13.1% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 2,697,000 | $2.6M | Reduce -42.1% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 2,375,000 | $2.6M | Reduce -1.7% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 2,419,000 | $2.4M | Reduce -1.7% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 2,087,000 | $2.4M | Reduce -1.6% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 1,765,000 | $2.3M | Reduce -22.7% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 2,480,000 | $2.3M | Add +15.0% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 2,064,000 | $2.2M | Reduce -28.0% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 2,126,000 | $2.1M | Reduce -49.3% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 1,724,000 | $2.0M | New |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 1,061,000 | $1.9M | Add +1639.3% |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 1,909,000 | $1.9M | Reduce -56.9% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 1,663,000 | $1.8M | Reduce -1.4% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 1,820,000 | $1.8M | Reduce -1.6% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 1,659,000 | $1.7M | Reduce -54.6% |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 1,620,000 | $1.6M | No change |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | 1,601,000 | $1.6M | No change |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 1,533,000 | $1.4M | New |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 1,447,000 | $1.4M | New |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 1,315,000 | $1.3M | Add +85.0% |
| AGMIT MERGER SUB LLC (MITT 6.75 09/15/24) | NOTE 6.750% 9/1 · principal | 1,150,000 | $1.1M | Reduce -93.9% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 1,200,000 | $1.1M | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 1,082,000 | $1.1M | Add +10720.0% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 1,145,000 | $1.1M | No change |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 1,050,000 | $938K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 21,355 | $921K | Reduce -38.6% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 54,820 | $823K | Add +10.7% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 691,000 | $656K | Reduce -36.7% |
| KAMAN CORP (KAMN 3.25 05/01/24) | NOTE 3.250% 5/0 · principal | 621,000 | $619K | New |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 634,000 | $616K | No change |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 633,000 | $611K | Reduce -76.3% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 390,000 | $531K | Reduce -96.3% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 325,000 | $518K | Reduce -67.5% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 496,000 | $507K | Reduce -82.8% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 485,000 | $404K | No change |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | 338,000 | $336K | New |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 220,000 | $315K | New |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 · principal | 8,236 | $176K | Reduce -22.5% |
| LENDINGTREE INC (TREE 0.5 07/15/25) | NOTE 0.500% 7/1 · principal | 160,000 | $149K | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 156,000 | $143K | Add +7.6% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 160,000 | $134K | No change |
| ALTAIR ENGINEERING INC (ALTR 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | 65,000 | $115K | No change |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% · principal | 5,950 | $113K | Add +2.9% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 128,000 | $106K | Reduce -7.9% |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 55,400 | $76K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 69,000 | $66K | Add +1625.0% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 13,225 | $58K | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 50,000 | $53K | No change |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 17,000 | $49K | Add +88.9% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A · principal | 3,101 | $43K | Add +2.5% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 45,000 | $41K | Reduce -40.0% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D · principal | 1,530 | $38K | Reduce -19.8% |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A · principal | 1,200 | $36K | Reduce -37.0% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 12,000 | $34K | Add +200.0% |
| READY CAPITAL CORP (RC 6.25 PERP C) | 6.25 CNV PFD C · principal | 1,650 | $31K | New |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 29,000 | $31K | Add +70.6% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 18,000 | $30K | Reduce -98.7% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 32,000 | $29K | Add +77.8% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 19,000 | $21K | Add +171.4% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 20,000 | $21K | Add +185.7% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 9,000 | $20K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 50,000 | $19K | New |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 15,000 | $19K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A · principal | 768 | $19K | Reduce -33.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A · principal | 15,547 | $19K | Add +11.2% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 19,000 | $18K | Add +171.4% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 20,000 | $18K | Add +185.7% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 22,000 | $17K | Add +175.0% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 14,000 | $16K | Add +180.0% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B · principal | 1,067 | $15K | Reduce -71.3% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 11,000 | $15K | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 10,000 | $14K | Reduce -99.9% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 15,000 | $14K | Add +150.0% |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 · principal | 505 | $13K | Add +3784.6% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 14,000 | $13K | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 12,000 | $13K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L · principal | 9,167 | $11K | Add +0.9% |
| HPKEW Highpeak Energy Inc. | *W EXP 08/21/202 | 1,500 | $10K | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 9,000 | $10K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 10,000 | $10K | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 10,000 | $9K | New |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 10,000 | $9K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 9,000 | $9K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 10,000 | $9K | No change |
| WISDOMTREE INVESTMENTS (WT 3.25 06/15/26) | NOTE 3.250% 6/1 · principal | 10,000 | $9K | No change |
| EVERBRIDGE INC (EVBG 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 8,000 | $8K | Add +166.7% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 10,000 | $8K | No change |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 14,000 | $8K | New |
| MFA FINANCIAL INC (MFA 6.25 06/15/24) | NOTE 6.250% 6/1 · principal | 7,000 | $7K | New |
| NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) | NOTE 2.250% 5/1 · principal | 4,000 | $7K | Reduce -96.2% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 2,306 | $6K | New |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E · principal | 170 | $5K | Reduce -14.1% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 4,000 | $5K | Reduce -99.9% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 · principal | 10,881 | $4K | Reduce -8.3% |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B · principal | 1,866 | $4K | New |
| INSMED INC (INSM 1.75 01/15/25) | NOTE 1.750% 1/1 · principal | 4,000 | $4K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 1,000 | $4K | No change |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 32,401 | $4K | No change |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 589 | $3K | Reduce -90.4% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 2,734 | $3K | New |
| LGL.WS LGL Group Inc./the -CW25 | *W EXP 11/16/202 | 8,600 | $3K | No change |
| REPLIGEN CORP (RGEN 0.375 07/15/24) | NOTE 0.375% 7/1 · principal | 2,000 | $3K | No change |
| METALS ACQUISITION LTD | *W EXP 06/15/202 | 1,333 | $3K | No change |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 2,000 | $2K | No change |
| GDS HOLDINGS LIMITED (GDSHDG 2 06/01/25) | NOTE 2.000% 6/0 · principal | 1,000 | $2K | No change |
| IQIYI INC (IQ 2 04/01/25) | NOTE 2.000% 4/0 · principal | 3,000 | $2K | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 4,000 | $2K | No change |
| VWEWQ Vintage Wine Estates -CW27 | *W EXP 06/08/202 | 240,738 | $2K | Add +8.3% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 · principal | 3,777 | $2K | Add +2.3% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV · principal | 1,826 | $1K | New |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 2,894 | $1K | No change |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 1,000 | $1K | No change |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 891 | $1K | Reduce -91.8% |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 25,000 | $1K | New |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 1,000 | $1K | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 12,379 | $1K | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 3,857 | $1K | Add +55000.0% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 1,000 | $1K | No change |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 10,000 | $1K | New |
| LILWF Lilium NV -CW26 | *W EXP 09/14/202 | 10,000 | $1K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 · principal | 2,380 | $780 | Reduce -32.8% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A · principal | 525 | $640 | Add +132.3% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C · principal | 1,177 | $540 | Reduce -26.3% |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% · principal | 736 | $410 | New |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B · principal | 585 | $380 | New |
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B · principal | 400 | $210 | No change |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 · principal | 222 | $130 | Reduce -59.0% |
| ACCELERATE DIAGNOSTICS (AXDX 5 12/15/26) | NOTE 5.000%12/1 · principal | 10,452,743 | $0 | Reduce -0.8% |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 221 | $0 | Add +44.4% |
| BKKT.WS Bakkt Holdings Inc. -CW26 | *W EXP 10/25/202 | 250 | $0 | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 2,475 | $0 | No change |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 1,217 | $0 | No change |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | 800 | $0 | No change |
| HYZON MOTORS INC | *W EXP 10/02/202 | 370 | $0 | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 150 | $0 | New |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | 350 | $0 | New |
| LTRYW Sports Entertainment-CW21 | *W EXP 10/15/202 | 15,000 | $0 | Reduce -1.0% |
| OUSTW Ouster Inc.-28 | *W EXP 09/29/202 | 57 | $0 | No change |
| SESCW Ivanhoe Capital Class A -CW27 | *W EXP 12/10/202 | 6,033 | $0 | Add +18181.8% |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 117 | $0 | No change |
| USGOW US Goldmining Inc.-28 | *W EXP 99/99/999 | 100 | $0 | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 10 | $0 | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 720 | $0 | No change |
Largest 200 of 206 shown.
Total filed on the 13F, all lines: $410.3B.
Portfolio Sells Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -47.0% | 1.86% | −1.39 |
| AAPL Apple Inc. | Reduce -5.7% | 2.48% | −0.52 |
| UNH Unitedhealth Group Inc. | Reduce -11.8% | 1.07% | −0.24 |
| MS Morgan Stanley | Reduce -69.4% | 0.11% | −0.24 |
| IWM iShares Russell 2000 ETF | Reduce -48.4% | 0.23% | −0.20 |
| TSLA Tesla Inc. | Reduce -31.4% | 0.15% | −0.17 |
| SHOP Shopify Inc. Class A | Reduce -27.8% | 0.38% | −0.16 |
| ADBE Adobe Inc. | Reduce -18.6% | 0.30% | −0.15 |
| INTC Intel Corp. | Reduce -43.9% | 0.11% | −0.12 |
| EOG EOG Resources Inc. | Reduce -44.9% | 0.15% | −0.11 |
| BMO Bank of Montreal | Reduce -3.8% | 1.52% | −0.11 |
| AWK American Water Works Co. Inc. | Reduce -63.1% | 0.05% | −0.11 |
| BCE Bce Inc. | Reduce -7.1% | 0.38% | −0.10 |
| GS Goldman Sachs Group Inc. | Reduce -48.1% | 0.12% | −0.10 |
| XEL Xcel Energy Inc. | Reduce -65.7% | 0.04% | −0.09 |
| GILD Gilead Sciences Inc. | Reduce -33.0% | 0.13% | −0.09 |
| MCD McDonald's Corp. | Reduce -7.3% | 0.52% | −0.08 |
| CSCO Cisco Systems Inc. | Reduce -17.9% | 0.32% | −0.08 |
| HON Honeywell International Inc. | Reduce -13.4% | 0.38% | −0.08 |
| ENB Enbridge Inc. | Reduce -4.2% | 1.18% | −0.07 |
| BA The Boeing Co. | Reduce -18.4% | 0.09% | −0.06 |
| SBUX Starbucks Corp. | Reduce -10.1% | 0.29% | −0.05 |
| CMCSA Comcast Corp. Class A | Reduce -31.9% | 0.10% | −0.05 |
| ICSH iShares Ultra Short Duration | Reduce -42.9% | 0.07% | −0.05 |
| PANW Palo Alto Networks Inc. | Reduce -17.9% | 0.18% | −0.05 |
| ACN Accenture PLC Class A | Reduce -19.6% | 0.18% | −0.05 |
| EQIX Equinix Inc. | Reduce -52.0% | 0.05% | −0.05 |
| B Barrick Gold Corp. | Reduce -17.9% | 0.13% | −0.05 |
| MKTX Marketaxess Holdings Inc. | Reduce -12.9% | 0.08% | −0.05 |
| AMGN Amgen Inc. | Reduce -7.5% | 0.37% | −0.04 |
| NKE Nike Inc. Class B | Reduce -10.6% | 0.14% | −0.04 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -86.3% | 0.01% | −0.04 |
| MGA Magna International Inc. | Reduce -9.2% | 0.18% | −0.04 |
| PM Philip Morris International | Reduce -17.5% | 0.13% | −0.04 |
| FTS Fortis Inc. | Reduce -5.3% | 0.29% | −0.03 |
| TXN Texas Instruments Inc. | Reduce -9.0% | 0.36% | −0.03 |
| UNP Union Pacific Corp. | Reduce -8.9% | 0.29% | −0.03 |
| HES Hess Corp. | Reduce -56.7% | 0.03% | −0.03 |
| PFE Pfizer Inc. | Reduce -14.7% | 0.12% | −0.03 |
| UPS United Parcel Service Class B | Reduce -16.9% | 0.10% | −0.03 |
| TJX TJX Companies Inc. | Reduce -13.9% | 0.30% | −0.03 |
| D Dominion Energy Inc. | Reduce -31.7% | 0.06% | −0.03 |
| BABA Alibaba Group Holding-SP ADR | Reduce -39.2% | 0.03% | −0.03 |
| REGN Regeneron Pharmaceuticals | Reduce -47.1% | 0.03% | −0.02 |
| CTSH Cognizant Tech Solutions-A | Reduce -54.1% | 0.02% | −0.02 |
| PLD Prologis Inc. | Reduce -10.1% | 0.15% | −0.02 |
| ARMK Aramark | Reduce -59.1% | 0.02% | −0.02 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.02 |
| ARCC Ares Capital Corp. | Reduce -40.9% | 0.03% | −0.02 |
| SNAP Snap Inc. Class A | Reduce -83.5% | 0.00% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| JPM JPMorgan Chase & Co. | Add +12.1% | 1.27% | +0.29 |
| CNQ Canadian Natural Resources | Add +11.4% | 1.20% | +0.26 |
| IVV iShares Core S&P 500 ETF | Add +15.5% | 1.10% | +0.22 |
| CM Can Imperial BK of Commerce | Add +19.3% | 0.96% | +0.18 |
| MFC Manulife Financial Corp. | Add +6.7% | 0.97% | +0.15 |
| DIS The Walt Disney Co. | Add +0.1% | 0.44% | +0.11 |
| VLO Valero Energy Corp. | Add +161.5% | 0.14% | +0.10 |
| SU Suncor Energy Inc. | Add +5.9% | 0.59% | +0.10 |
| VOO Vanguard S&P 500 ETF | Add +19.4% | 0.41% | +0.09 |
| APD Air Products & Chemicals Inc. | Add +270.0% | 0.13% | +0.09 |
| C Citigroup Inc. | Add +26.0% | 0.26% | +0.09 |
| PG The Procter & Gamble Co. | Add +4.4% | 0.74% | +0.09 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +45.6% | 0.17% | +0.08 |
| WM Waste Management Inc. | Add +51.7% | 0.17% | +0.07 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +345.7% | 0.09% | +0.07 |
| IBN Icici Bank Ltd.-Spon ADR | Add +2735.0% | 0.07% | +0.07 |
| QQQ Invesco QQQ Trust Series 1 | Add +8.9% | 0.48% | +0.07 |
| CVE Cenovus Energy Inc. | Add +18.1% | 0.20% | +0.06 |
| AZO AutoZone Inc. | Add +0.5% | 0.33% | +0.06 |
| ASML ASML Holding NV-NY Reg SHS | Add +3.1% | 0.21% | +0.05 |
| XLF SS Financial Select Sector | Add +60.4% | 0.11% | +0.05 |
| MDY State Street SPDR S&P Midcap | Add +58.9% | 0.11% | +0.04 |
| WMT Walmart Inc. | Add +1.1% | 0.32% | +0.04 |
| KLAC KLA Corp. | Add +26.6% | 0.11% | +0.04 |
| TECK Teck Resources Ltd.-CLS B | Add +11.3% | 0.23% | +0.04 |
| TT Trane Technologies PLC | Add +8.0% | 0.13% | +0.03 |
| CNI Canadian Natl Railway Co. | Add +0.7% | 0.88% | +0.03 |
| TMUS T-Mobile US Inc. | Add +7.3% | 0.46% | +0.03 |
| ETN Eaton Corp. PLC | Add +3.4% | 0.12% | +0.03 |
| JBLU Jetblue Airways Corp. | Add +5197.0% | 0.03% | +0.03 |
| PH Parker Hannifin Corp. | Add +5.2% | 0.14% | +0.03 |
| LYB Lyondellbasell Indu Class A | Add +34.7% | 0.10% | +0.03 |
| COF Capital One Financial Corp. | Add +72.3% | 0.06% | +0.03 |
| OTEX Open Text Corp. | Add +39.7% | 0.13% | +0.03 |
| LOW Lowe's Cos Inc. | Add +13.5% | 0.13% | +0.03 |
| ACGL Arch Capital Group Ltd. | Add +20.9% | 0.08% | +0.03 |
| VEA Vanguard Ftse Developed ETF | Add +2.6% | 0.50% | +0.03 |
| PGR Progressive Corp. | Add +11.8% | 0.09% | +0.03 |
| APH Amphenol Corp. Class A | Add +4.4% | 0.16% | +0.03 |
| SGOV iShares 0-3 Month Treasury B | Add +139.7% | 0.04% | +0.03 |
| COR Cencora Inc. | Add +37.2% | 0.07% | +0.02 |
| SYK Stryker Corp. | Add +0.5% | 0.16% | +0.02 |
| VZ Verizon Communications Inc. | Add +0.6% | 0.26% | +0.02 |
| CL Colgate-Palmolive Co. | Add +18.1% | 0.10% | +0.02 |
| COWZ Pacer US Cash Cows 100 ETF | Add +30.4% | 0.07% | +0.02 |
| ANET Arista Networks Inc. | Add +13.2% | 0.08% | +0.02 |
| NEE Nextera Energy Inc. | Add +3.6% | 0.32% | +0.02 |
| FAST Fastenal Co. | Add +1.4% | 0.13% | +0.02 |
| KO The Coca-Cola Co. | Add +2.9% | 0.43% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | Add +31.7% | 0.06% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +252.4% | 5,951,300 | $3.1B |
| TRP TC Energy Corp. | put | Add +1797.1% | 65,296,700 | $2.6B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +7.7% | 4,401,200 | $2.3B |
| IWM iShares Russell 2000 ETF | put | Reduce -10.1% | 10,605,300 | $2.2B |
| QQQ Invesco QQQ Trust Series 1 | put | Add +46.4% | 3,447,200 | $1.5B |
| IWM iShares Russell 2000 ETF | call | Add +10.4% | 6,030,400 | $1.3B |
| QQQ Invesco QQQ Trust Series 1 | call | Add +103.9% | 1,800,100 | $799.3M |
| XLF SS Financial Select Sector | put | Reduce -16.1% | 15,928,800 | $670.9M |
| XLE SS Energy Select Sector | put | Reduce -26.4% | 4,896,500 | $462.3M |
| MGA Magna International Inc. | put | New | 7,140,800 | $389.0M |
| MSFT Microsoft Corp. | call | Reduce -16.7% | 808,300 | $340.1M |
| BNS Bank of Nova Scotia | put | Add +164.4% | 5,399,300 | $279.6M |
| C Citigroup Inc. | put | Add +10.5% | 3,825,500 | $241.9M |
| AAPL Apple Inc. | put | Add +90.7% | 1,233,700 | $211.6M |
| SMH Vaneck Semiconductor ETF | call | Add +42.1% | 895,000 | $201.4M |
| ADI Analog Devices Inc. | put | Sold out | 921,200 | $182.9Mbefore exit |
| BMO Bank of Montreal | put | Reduce -1.1% | 1,871,000 | $182.8M |
| MSFT Microsoft Corp. | put | Reduce -56.8% | 402,400 | $169.3M |
| GDX Vaneck Gold Miners ETF | put | Reduce -40.1% | 5,252,800 | $166.1M |
| AMZN Amazon.com Inc. | call | Reduce -4.0% | 893,200 | $161.1M |
| BCE Bce Inc. | put | Add +577.0% | 4,629,100 | $157.3M |
| AMD Advanced Micro Devices | call | Add +562.9% | 845,900 | $152.7M |
| TD Toronto-Dominion Bank | put | Reduce -20.9% | 2,448,600 | $147.8M |
| MFC Manulife Financial Corp. | put | Add +10.2% | 5,772,500 | $144.3M |
| CM Can Imperial BK of Commerce | call | Reduce -26.3% | 2,822,200 | $143.1M |
| ENB Enbridge Inc. | put | Reduce -52.7% | 3,925,200 | $142.0M |
| SMH Vaneck Semiconductor ETF | put | Reduce -5.0% | 617,400 | $138.9M |
| AAPL Apple Inc. | call | Reduce -49.9% | 774,400 | $132.8M |
| SLF Sun Life Financial Inc. | put | Add +4.0% | 2,402,700 | $131.1M |
| BNS Bank of Nova Scotia | call | Reduce -6.2% | 2,479,800 | $128.4M |
| CM Can Imperial BK of Commerce | put | Reduce -11.8% | 2,445,000 | $124.0M |
| JPM JPMorgan Chase & Co. | call | Sold out | 726,500 | $123.6Mbefore exit |
| EWC iShares MSCI Canada ETF | put | Sold out | 3,300,000 | $121.0Mbefore exit |
| TLT iShares 20+ Year Treasury BD | put | Add +246.4% | 1,257,500 | $119.0M |
| RY Royal Bank of Canada | call | Reduce -23.8% | 1,139,000 | $114.9M |
| AMZN Amazon.com Inc. | put | Reduce -45.1% | 635,900 | $114.7M |
| PBA Pembina Pipeline Corp. | put | Reduce -52.3% | 3,024,400 | $106.9M |
| TSM Taiwan Semiconductor-SP ADR | call | Add +8131.6% | 782,000 | $106.4M |
| OIH Vaneck Oil Services ETF | put | Sold out | 342,500 | $106.0Mbefore exit |
| MET Metlife Inc. | call | Sold out | 1,564,100 | $103.4Mbefore exit |
| CNQ Canadian Natural Resources | put | Reduce -94.6% | 1,350,600 | $103.1M |
| NVDA Nvidia Corp. | put | Reduce -5.3% | 113,500 | $102.6M |
| GOOG Alphabet Inc. Class C | put | Reduce -46.7% | 669,200 | $101.9M |
| BMO Bank of Montreal | call | Reduce -14.4% | 1,006,300 | $98.3M |
| RCL Royal Caribbean Cruises Ltd. | put | Sold out | 750,000 | $97.1Mbefore exit |
| GDX Vaneck Gold Miners ETF | call | Reduce -64.0% | 2,981,800 | $94.3M |
| META Meta Platforms Inc. Class A | put | Reduce -17.5% | 190,400 | $92.5M |
| GM General Motors Co. | put | Reduce -16.1% | 2,019,500 | $91.6M |
| CVE Cenovus Energy Inc. | call | Add +223.8% | 4,534,400 | $90.6M |
| AVGO Broadcom Inc. | call | New | 67,200 | $89.1M |
Showing the first 50 of 596.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Add +10.5% | 29,313,000 | $28.0M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +90.2% | 23,196,000 | $26.0M |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | Reduce -14.3% | 27,399,000 | $25.9M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +45.9% | 27,819,000 | $25.9M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -5.7% | 22,520,000 | $23.3M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | New | 18,285,000 | $19.2M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 21,484,000 | $17.4M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +16.6% | 14,984,000 | $17.4M |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Add +20.2% | 18,066,000 | $17.1M |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Reduce -6.9% | 16,030,000 | $15.1M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Add +11.2% | 13,939,000 | $14.8M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | New | 11,085,000 | $13.3M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +1.6% | 11,186,000 | $13.2M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Reduce -4.5% | 10,304,000 | $12.5M |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | Sold out | 11,446,000 | $12.3Mbefore exit |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | Sold out | 12,703,000 | $11.7Mbefore exit |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 11,244,000 | $11.1M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Reduce -26.3% | 10,867,000 | $10.7M |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | Reduce -45.7% | 10,999,000 | $10.4M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Add +25.2% | 9,392,000 | $8.4M |
| EQT CORP (EQT 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Sold out | 2,718,000 | $7.2Mbefore exit |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Reduce -6.1% | 7,182,000 | $7.2M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Add +4.2% | 7,332,000 | $7.0M |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | New | 7,893,000 | $6.6M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +138.9% | 6,690,000 | $6.6M |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | Add +0.7% | 6,737,000 | $6.6M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -12.2% | 5,775,000 | $5.8M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +3768.6% | 3,327,000 | $5.8M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Add +6.2% | 4,991,000 | $5.5M |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Add +18.1% | 5,550,000 | $5.1M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | New | 3,425,000 | $4.5M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Reduce -67.5% | 3,761,000 | $4.4M |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +20.8% | 3,498,000 | $4.4M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -1.4% | 4,108,000 | $4.4M |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Add +0.2% | 4,809,000 | $4.2M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | New | 3,550,000 | $4.1M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Sold out | 2,190,000 | $3.9Mbefore exit |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Add +2.6% | 4,746,000 | $3.8M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Add +86.6% | 4,021,000 | $3.8M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Add +140.8% | 4,490,000 | $3.8M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Add +144.3% | 4,464,000 | $3.8M |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | Sold out | 3,866,000 | $3.7Mbefore exit |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Reduce -39.8% | 3,045,000 | $3.7M |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | New | 3,720,000 | $3.6M |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | Reduce -19.5% | 3,791,000 | $3.6M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -8.1% | 3,603,000 | $3.5M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Reduce -1.4% | 3,517,000 | $3.5M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Reduce -1.7% | 3,250,000 | $3.4M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Add +207.5% | 3,875,000 | $3.3M |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Sold out | 2,295,000 | $3.3Mbefore exit |
Showing the first 50 of 182.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 6,906 | $590.3B | AAPL, NVDA, RY, MSFT, GOOGL |
| Q1 2026 | 6,801 | $527.2B | AAPL, NVDA, MSFT, IVV, RY |
| Q4 2025 | 6,782 | $568.3B | IVV, NVDA, AAPL, MSFT, VOO |
| Q3 2025 | 6,673 | $561.4B | MSFT, NVDA, AAPL, IVV, AMZN |
| Q2 2025Amended | 6,597 | $513.3B | MSFT, NVDA, AMZN, AAPL, TD |
| Q1 2025Amended | 6,425 | $446.5B | MSFT, AAPL, AMZN, NVDA, TD |
| Q4 2024 | 6,380 | $461.8B | MSFT, AAPL, NVDA, AMZN, RY |
| Q3 2024 | 6,318 | $449.4B | MSFT, AAPL, NVDA, AMZN, TD |
| Q2 2024Amended | 6,844 | $414.1B | MSFT, AAPL, NVDA, AMZN, RY |
| Q1 2024Amended | 6,765 | $409.7B | MSFT, AAPL, TD, AMZN, NVDA |