Royal Bank of Canada
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed November 6, 2024), Royal Bank of Canada reported 6,844 stock positions worth $414.1 billion. Its top holding was Microsoft (MSFT) at 3.9% of the portfolio, followed by Apple (AAPL, 3.1%) and Nvidia (NVDA, 2.7%). Compared with Q1 2024, it opened 340 new positions, sold out of 260, added to 3,802 and reduced 2,341. The biggest buy was Apple (AAPL, shares +4%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −45%).
- Most Recent 13F
- Q2 2026
- Location
- TORONTO, A6
- CIK
- 0001000275
- Portfolio Value
- $414.1B (Q2 2024)
- SEC Filing
- 0001140361-24-045394 ↗ filed Nov 6, 2024
Holdings Value
Holdings 6,844 stocks · $414.1B
| MSFT Microsoft Corp. | 3.90% | 36,100,118 | $16.1B | Add +3.2% |
| AAPL Apple Inc. | 3.13% | 61,546,452 | $13.0B | Add +4.1% |
| NVDA Nvidia Corp. | 2.73% | 91,380,120 | $11.3B | Reduce -0.6% |
| AMZN Amazon.com Inc. | 2.31% | 49,499,220 | $9.6B | Add +4.8% |
| RY Royal Bank of Canada | 1.94% | 75,506,403 | $8.0B | Reduce -1.8% |
| TD Toronto-Dominion Bank | 1.89% | 142,418,096 | $7.8B | Reduce -6.9% |
| IVV iShares Core S&P 500 ETF | 1.72% | 13,028,163 | $7.1B | Add +51.5% |
| GOOGL Alphabet Inc. Class A | 1.41% | 32,001,111 | $5.8B | Reduce -6.9% |
| JPM JPMorgan Chase & Co. | 1.20% | 24,567,361 | $5.0B | Reduce -5.5% |
| BMO Bank of Montreal filed as BANK MONTREAL QUE | 1.17% | 57,771,994 | $4.8B | Reduce -9.3% |
| V Visa Inc. Class A | 1.15% | 18,191,418 | $4.8B | Reduce -1.3% |
| ENB Enbridge Inc. | 1.12% | 130,195,451 | $4.6B | Reduce -3.0% |
| BNS Bank of Nova Scotia filed as BANK NOVA SCOTIA HALIFAX | 1.11% | 100,416,648 | $4.6B | Add +1.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.05% | 8,023,791 | $4.4B | Reduce -44.8% |
| UNH Unitedhealth Group Inc. | 1.05% | 8,508,446 | $4.3B | Reduce -4.0% |
| MFC Manulife Financial Corp. | 1.03% | 160,693,266 | $4.3B | Add +1.3% |
| GOOG Alphabet Inc. Class C | 1.01% | 22,772,700 | $4.2B | Reduce -7.4% |
| CNQ Canadian Natural Resources | 0.99% | 114,825,153 | $4.1B | Reduce -10.7% |
| CP Canadian Pacific Kansas City | 0.98% | 51,304,563 | $4.0B | Reduce -0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.97% | 9,907,593 | $4.0B | Add +0.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.91% | 7,884,307 | $3.8B | Add +78.7% |
| BN Brookfield Corp. | 0.91% | 90,598,183 | $3.8B | Reduce -6.7% |
| HD Home Depot Inc. | 0.88% | 10,535,811 | $3.6B | Add +8.3% |
| CM Can Imperial BK of Commerce filed as CANADIAN IMPERIAL BK COMM TO | 0.87% | 75,697,546 | $3.6B | Reduce -2.5% |
| TRP TC Energy Corp. | 0.86% | 93,441,815 | $3.5B | Reduce -0.2% |
| META Meta Platforms Inc. Class A | 0.85% | 6,953,880 | $3.5B | Add +9.6% |
| COST Costco Wholesale Corp. | 0.82% | 4,009,734 | $3.4B | Reduce -3.1% |
| CNI Canadian Natl Railway Co. | 0.74% | 26,041,799 | $3.1B | Reduce -4.5% |
| PG The Procter & Gamble Co. | 0.67% | 16,924,187 | $2.8B | Reduce -8.8% |
| AVGO Broadcom Inc. | 0.67% | 1,716,660 | $2.8B | Add +6.3% |
| SU Suncor Energy Inc. | 0.59% | 63,813,875 | $2.4B | Reduce -3.3% |
| TU Telus Corp. | 0.57% | 155,271,327 | $2.4B | Reduce -3.0% |
| LLY Eli Lilly & Co. | 0.53% | 2,410,160 | $2.2B | Add +3.3% |
| MA Mastercard Inc. Class A | 0.53% | 4,936,875 | $2.2B | Reduce -1.9% |
| JNJ Johnson & Johnson | 0.52% | 14,717,660 | $2.2B | Add +11.1% |
| XOM Exxon Mobil Corp. | 0.50% | 18,146,718 | $2.1B | Add +7.1% |
| VEA Vanguard Ftse Developed ETF | 0.49% | 40,812,179 | $2.0B | Add +0.6% |
| SLF Sun Life Financial Inc. | 0.48% | 40,431,917 | $2.0B | Reduce -1.8% |
| TRI Thomson Reuters Corp. | 0.47% | 11,578,207 | $2.0B | Reduce -4.8% |
| MRK Merck & Co. Inc. | 0.47% | 15,693,046 | $1.9B | Add +15.8% |
| TSM Taiwan Semiconductor-SP ADR | 0.46% | 11,058,833 | $1.9B | Reduce -7.4% |
| VOO Vanguard S&P 500 ETF | 0.46% | 3,789,272 | $1.9B | Add +9.1% |
| MCD McDonald's Corp. | 0.45% | 7,326,545 | $1.9B | Reduce -3.7% |
| TXN Texas Instruments Inc. | 0.44% | 9,368,434 | $1.8B | Add +10.4% |
| WMT Walmart Inc. | 0.44% | 26,797,488 | $1.8B | Add +23.8% |
| TMO Thermo Fisher Scientific Inc. | 0.44% | 3,277,787 | $1.8B | Add +3.0% |
| WCN Waste Connections Inc. | 0.43% | 10,164,149 | $1.8B | Reduce -6.4% |
| PBA Pembina Pipeline Corp. | 0.43% | 47,702,278 | $1.8B | Add +2.8% |
| KO The Coca-Cola Co. | 0.42% | 27,353,330 | $1.7B | Reduce -4.5% |
| NTR Nutrien Ltd. | 0.40% | 32,392,037 | $1.6B | Add +11.4% |
| HON Honeywell International Inc. | 0.40% | 7,691,647 | $1.6B | Add +1.3% |
| NFLX Netflix Inc. | 0.39% | 2,422,353 | $1.6B | Reduce -1.2% |
| BCE Bce Inc. | 0.39% | 49,973,968 | $1.6B | Add +7.8% |
| AMGN Amgen Inc. | 0.38% | 5,022,664 | $1.6B | Reduce -6.9% |
| CRM Salesforce Inc. | 0.38% | 6,048,801 | $1.6B | Reduce -9.6% |
| TMUS T-Mobile US Inc. | 0.38% | 8,825,845 | $1.6B | Reduce -23.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.37% | 38,619,503 | $1.5B | Add +4.3% |
| CVX Chevron Corp. | 0.37% | 9,727,556 | $1.5B | Reduce -3.2% |
| ADBE Adobe Inc. | 0.36% | 2,683,656 | $1.5B | Add +8.8% |
| SHOP Shopify Inc. Class A | 0.36% | 22,520,129 | $1.5B | Add +12.5% |
| ABBV Abbvie Inc. | 0.36% | 8,626,699 | $1.5B | Add +6.0% |
| QSR Restaurant Brands Intern | 0.34% | 20,165,717 | $1.4B | Reduce -1.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.34% | 14,166,050 | $1.4B | Reduce -3.7% |
| HCA HCA Healthcare Inc. | 0.34% | 4,365,360 | $1.4B | Reduce -1.0% |
| NEE Nextera Energy Inc. | 0.33% | 19,514,771 | $1.4B | Reduce -5.0% |
| INTU Intuit Inc. | 0.33% | 2,066,270 | $1.4B | Add +9.3% |
| IJH iShares Core S&P Midcap ETF | 0.31% | 22,281,908 | $1.3B | Add +4.7% |
| PEP Pepsico Inc. | 0.30% | 7,559,856 | $1.2B | Reduce -7.5% |
| BIP Brookfield Infrastructure Pa | 0.30% | 44,746,169 | $1.2B | Add +0.3% |
| AZO AutoZone Inc. | 0.29% | 405,910 | $1.2B | Reduce -4.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.29% | 10,911,148 | $1.2B | Reduce -10.8% |
| CSCO Cisco Systems Inc. | 0.29% | 24,894,891 | $1.2B | Reduce -4.2% |
| FTS Fortis Inc. | 0.28% | 29,956,506 | $1.2B | Reduce -1.9% |
| UNP Union Pacific Corp. | 0.26% | 4,792,572 | $1.1B | Reduce -1.2% |
| QCOM Qualcomm Inc. | 0.25% | 5,201,404 | $1.0B | Reduce -3.8% |
| VZ Verizon Communications Inc. | 0.25% | 24,891,957 | $1.0B | Reduce -3.3% |
| BX Blackstone Inc. | 0.24% | 8,161,424 | $1.0B | Reduce -13.3% |
| PANW Palo Alto Networks Inc. | 0.24% | 2,915,159 | $988.3M | Add +14.0% |
| CRH CRH PLC | 0.24% | 13,175,170 | $987.9M | Add +212.0% |
| LMT Lockheed Martin Corp. | 0.23% | 2,050,186 | $957.6M | Reduce -6.7% |
| NOW ServiceNow Inc. | 0.22% | 1,178,665 | $927.2M | Add +12.5% |
| MU Micron Technology Inc. | 0.22% | 7,047,431 | $926.9M | Reduce -15.5% |
| RCI Rogers Communications Inc. Class B | 0.22% | 24,953,133 | $922.8M | Add +0.8% |
| ASML ASML Holding NV-NY Reg SHS | 0.22% | 898,992 | $919.4M | Add +2.7% |
| MDT Medtronic PLC | 0.22% | 11,410,620 | $898.1M | Reduce -11.5% |
| TECK Teck Resources Ltd.-CLS B | 0.21% | 18,423,837 | $882.5M | Reduce -12.0% |
| AEM Agnico Eagle Mines Ltd. | 0.21% | 13,378,599 | $875.0M | Reduce -11.2% |
| VCIT Vanguard Int-Term Corporate | 0.21% | 10,837,181 | $866.2M | Add +4.8% |
| CVE Cenovus Energy Inc. | 0.21% | 43,330,705 | $851.9M | Add +3.4% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.20% | 5,901,988 | $842.5M | Add +7.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.20% | 4,833,906 | $836.0M | Reduce -8.5% |
| FTV Fortive Corp. | 0.20% | 11,171,989 | $827.8M | Reduce -7.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.20% | 5,160,807 | $827.8M | Add +1.5% |
| DUK Duke Energy Corp. | 0.20% | 8,252,081 | $827.1M | Reduce -4.3% |
| ACN Accenture PLC Class A | 0.20% | 2,681,887 | $813.7M | Add +25.6% |
| C Citigroup Inc. | 0.20% | 12,794,482 | $811.9M | Reduce -24.1% |
| IJR iShares Core S&P Small-Cap E | 0.19% | 7,450,862 | $794.7M | Add +0.8% |
| VRTX Vertex Pharmaceuticals Inc. | 0.19% | 1,681,600 | $788.2M | Add +11.3% |
| ECL Ecolab Inc. | 0.19% | 3,249,549 | $773.4M | Reduce -16.5% |
| LIN Linde PLC | 0.19% | 1,754,074 | $769.7M | Reduce -17.3% |
Options reported separately and not counted above: SPY calls ($3.5B), SPY puts ($3.5B), IWM puts ($2.7B), QQQ puts ($2.3B), QQQ calls ($1.1B), IWM calls ($617.6M), XLF puts ($600.3M), XLE puts ($344.9M), BCE puts ($296.1M), AAPL puts ($260.3M), BNS puts ($256.5M), C puts ($176.8M), and 383 more.
Other holdings (191): bonds, preferreds, convertibles and warrants · $493.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 22,298,000 | $23.9M | Reduce -3.9% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 22,364,000 | $21.8M | Reduce -18.4% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 20,254,000 | $20.4M | Reduce -10.1% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 20,803,000 | $19.9M | Add +85.0% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 12,979,000 | $17.4M | Add +3227.9% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 16,245,000 | $15.8M | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 15,392,000 | $15.1M | Add +41.6% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 13,209,000 | $13.8M | Add +18.1% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 845,718 | $12.6M | Add +1442.7% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 9,909,000 | $10.9M | Reduce -10.6% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 9,632,000 | $9.6M | Add +50594.7% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 10,572,000 | $9.3M | Add +12.6% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 7,899,000 | $9.1M | Reduce -23.3% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 10,389,000 | $9.0M | Reduce -64.6% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 9,070,000 | $8.9M | Reduce -57.8% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 9,107,000 | $8.7M | Reduce -17.2% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 7,195,000 | $8.6M | New |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 8,032,000 | $7.8M | Add +20.1% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 6,163,000 | $7.4M | Add +190.3% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 4,500,000 | $7.0M | Add +1945.5% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 7,893,000 | $6.9M | No change |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 5,067,000 | $6.6M | Reduce -28.3% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 7,000,000 | $6.5M | Add +84.7% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 5,716,000 | $6.3M | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 6,048,000 | $6.0M | Reduce -15.8% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 6,420,000 | $5.9M | Reduce -64.5% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 6,319,000 | $5.9M | Reduce -13.8% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 6,093,000 | $5.9M | Add +267.3% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 5,801,000 | $5.5M | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 5,828,000 | $5.3M | Add +5.0% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 4,105,000 | $5.3M | Add +15.6% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 5,358,000 | $4.9M | New |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 4,425,000 | $4.8M | New |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 3,348,000 | $4.7M | Reduce -4.3% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 4,710,000 | $4.7M | Reduce -18.4% |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 4,870,000 | $4.6M | Add +350.1% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 4,216,000 | $4.5M | Reduce -15.5% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 4,893,000 | $4.4M | Add +1.8% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 3,327,000 | $4.4M | No change |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 4,634,000 | $4.4M | Add +71.8% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 4,846,000 | $4.0M | Add +2.1% |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 4,199,000 | $4.0M | Reduce -73.8% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 3,651,000 | $3.9M | Reduce -9.2% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 3,467,000 | $3.8M | Add +66.1% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 3,312,000 | $3.8M | Reduce -19.4% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 4,490,000 | $3.8M | No change |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 3,900,000 | $3.7M | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 4,695,000 | $3.7M | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 4,452,000 | $3.7M | Reduce -0.3% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 3,805,000 | $3.6M | Add +53.4% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 3,251,000 | $3.6M | Reduce -9.8% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 4,190,000 | $3.6M | Add +8.1% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 3,070,000 | $3.6M | Add +0.8% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 3,355,000 | $3.6M | New |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 3,411,000 | $3.5M | Reduce -3.0% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 4,320,000 | $3.4M | No change |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 3,100,000 | $3.4M | Reduce -4.6% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 3,135,000 | $3.0M | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 3,300,000 | $3.0M | New |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 3,170,000 | $2.9M | Add +12.8% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 2,380,000 | $2.9M | Reduce -30.5% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 2,773,000 | $2.8M | Reduce -25.5% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 2,196,000 | $2.7M | Reduce -6.0% |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 2,903,000 | $2.7M | Add +100.6% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 2,990,000 | $2.7M | Reduce -4.4% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 2,611,000 | $2.6M | Reduce -3.2% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 2,319,000 | $2.5M | Reduce -4.1% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 1,900,000 | $2.5M | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 2,372,000 | $2.3M | Reduce -83.0% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 2,081,000 | $2.2M | Reduce -31.0% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 2,234,000 | $2.2M | New |
| ZYNEX INC (ZYXI 5 05/15/26) | NOTE 5.000% 5/1 · principal | 2,000,000 | $2.1M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 2,000,000 | $1.9M | Reduce -89.1% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 1,912,000 | $1.7M | Reduce -93.1% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 1,670,000 | $1.7M | Reduce -8.2% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 1,663,000 | $1.7M | No change |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | 1,601,000 | $1.6M | No change |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 1,340,000 | $1.5M | Reduce -45.3% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 1,391,000 | $1.5M | Reduce -32.6% |
| ACCELERATE DIAGNOSTICS (AXDX 5 12/15/26) | NOTE 5.000%12/1 · principal | 10,714,061 | $1.1M | Add +2.5% |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 1,125,000 | $1.1M | Reduce -41.1% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 1,115,000 | $1.1M | Reduce -15.2% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 1,145,000 | $1.1M | No change |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 1,000,000 | $977K | New |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 1,050,000 | $940K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 21,342 | $879K | Reduce -0.1% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 709,000 | $784K | Reduce -58.9% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 966,000 | $769K | Reduce -75.8% |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 670,000 | $646K | Reduce -58.6% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 691,000 | $645K | No change |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 602,000 | $641K | Reduce -65.9% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 634,000 | $614K | No change |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 600,000 | $561K | Reduce -60.9% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 496,000 | $526K | No change |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 635,000 | $525K | Add +30.9% |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | 450,000 | $444K | New |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 450,000 | $410K | New |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% · principal | 7,590 | $147K | Add +27.6% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 150,000 | $143K | Reduce -87.5% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 160,000 | $134K | No change |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 61,000 | $133K | Reduce -94.3% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 145,000 | $132K | Reduce -7.0% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 126,000 | $121K | Reduce -94.1% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D · principal | 3,324 | $83K | Add +117.3% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 50,000 | $51K | No change |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 55,466 | $50K | Add +0.1% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 4,997 | $44K | Add +116.7% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 13,225 | $33K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 29,000 | $31K | Reduce -58.0% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A · principal | 16,315 | $19K | Add +4.9% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 9,000 | $19K | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 17,000 | $17K | Reduce -41.4% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 18,000 | $16K | Reduce -43.8% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 11,000 | $16K | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 4,000 | $14K | Reduce -66.7% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 6,000 | $12K | Reduce -66.7% |
| WISDOMTREE INVESTMENTS (WT 3.25 06/15/26) | NOTE 3.250% 6/1 · principal | 10,000 | $11K | No change |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 10,000 | $10K | Reduce -99.8% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A · principal | 400 | $10K | Reduce -47.9% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 10,000 | $10K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L · principal | 7,898 | $9K | Reduce -13.8% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 1,950 | $9K | Reduce -28.7% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 10,000 | $9K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 9,000 | $9K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 10,000 | $9K | No change |
| INSMED INC (INSM 1.75 01/15/25) | NOTE 1.750% 1/1 · principal | 4,000 | $7K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 7,000 | $7K | Reduce -65.0% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 7,000 | $7K | Reduce -63.2% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 5,000 | $6K | Reduce -64.3% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 8,000 | $6K | Reduce -63.6% |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | 10,106 | $6K | New |
| HPKEW Highpeak Energy Inc. | *W EXP 08/21/202 | 1,500 | $6K | No change |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 7,000 | $6K | Reduce -65.0% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E · principal | 170 | $5K | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 6,000 | $5K | Reduce -60.0% |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B · principal | 2,810 | $5K | Add +50.6% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 4,000 | $5K | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 · principal | 10,646 | $4K | Reduce -2.2% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 1,000 | $4K | No change |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B · principal | 257 | $3K | Reduce -75.9% |
| EVERBRIDGE INC (EVBG 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 3,000 | $3K | Reduce -62.5% |
| LGL.WS LGL Group Inc./the -CW25 | *W EXP 11/16/202 | 8,600 | $3K | No change |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 2,000 | $2K | Reduce -100.0% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 2,000 | $2K | No change |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 71 | $2K | New |
| IQIYI INC (IQ 2 04/01/25) | NOTE 2.000% 4/0 · principal | 3,000 | $2K | No change |
| REPLIGEN CORP (RGEN 0.375 07/15/24) | NOTE 0.375% 7/1 · principal | 2,000 | $2K | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 4,000 | $2K | No change |
| VWEWQ Vintage Wine Estates -CW27 | *W EXP 06/08/202 | 240,738 | $2K | No change |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 29,465 | $2K | Reduce -9.1% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 · principal | 3,895 | $2K | Add +3.1% |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 2,894 | $1K | No change |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 1,000 | $1K | No change |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 891 | $1K | No change |
| GDS HOLDINGS LIMITED (GDSHDG 2 06/01/25) | NOTE 2.000% 6/0 · principal | 1,000 | $1K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 25,000 | $1K | No change |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 1,000 | $1K | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 1,000 | $1K | No change |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 10,000 | $1K | No change |
| LILWF Lilium NV -CW26 | *W EXP 09/14/202 | 10,000 | $1K | No change |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A · principal | 525 | $640 | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV · principal | 843 | $550 | Reduce -53.8% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C · principal | 1,167 | $530 | Reduce -0.8% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A · principal | 884 | $410 | New |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% · principal | 500 | $270 | Reduce -32.1% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 · principal | 811 | $260 | Reduce -65.9% |
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B · principal | 400 | $210 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 221 | $0 | No change |
| BKKT.WS Bakkt Holdings Inc. -CW26 | *W EXP 10/25/202 | 250 | $0 | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 2,475 | $0 | No change |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 1,217 | $0 | No change |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | 240 | $0 | Reduce -70.0% |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | 380 | $0 | New |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 316 | $0 | Add +110.7% |
| LTRYW Sports Entertainment-CW21 | *W EXP 10/15/202 | 15,000 | $0 | No change |
| MKFGW Markforged Holding -CW25 | *W EXP 07/14/202 | 25 | $0 | New |
| OUSTW Ouster Inc.-28 | *W EXP 09/29/202 | 57 | $0 | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 12,379 | $0 | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 200 | $0 | New |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 7 | $0 | Reduce -99.8% |
| SESCW Ivanhoe Capital Class A -CW27 | *W EXP 12/10/202 | 33 | $0 | Reduce -99.5% |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 117 | $0 | No change |
| USGOW US Goldmining Inc.-28 | *W EXP 99/99/999 | 100 | $0 | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 10 | $0 | No change |
| AGRIW Agriforce Growing SYST -CW27 | *W EXP 07/12/202 | 100 | $0 | New |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 120 | $0 | Reduce -83.3% |
| KCGI.WS Kensington Capital Acq -CW23 | *W EXP 99/99/999 | 521 | $0 | Add +472.5% |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 233 | $0 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 17 | $0 | No change |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 1,000 | $0 | New |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 108 | $0 | No change |
Total filed on the 13F, all lines: $414.6B.
Portfolio Sells Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -44.8% | 1.05% | −0.80 |
| TD Toronto-Dominion Bank | Reduce -6.9% | 1.89% | −0.36 |
| BMO Bank of Montreal | Reduce -9.3% | 1.17% | −0.35 |
| CNQ Canadian Natural Resources | Reduce -10.7% | 0.99% | −0.21 |
| SBUX Starbucks Corp. | Reduce -48.5% | 0.12% | −0.16 |
| CP Canadian Pacific Kansas City | Reduce -0.8% | 0.98% | −0.14 |
| CNI Canadian Natl Railway Co. | Reduce -4.5% | 0.74% | −0.13 |
| CSX CSX Corp. | Reduce -55.4% | 0.08% | −0.12 |
| CRM Salesforce Inc. | Reduce -9.6% | 0.38% | −0.12 |
| V Visa Inc. Class A | Reduce -1.3% | 1.15% | −0.10 |
| DIS The Walt Disney Co. | Reduce -3.7% | 0.34% | −0.10 |
| CM Can Imperial BK of Commerce | Reduce -2.5% | 0.87% | −0.09 |
| CVS CVS Health Corp. | Reduce -16.3% | 0.14% | −0.09 |
| BN Brookfield Corp. | Reduce -6.7% | 0.91% | −0.08 |
| TMUS T-Mobile US Inc. | Reduce -23.1% | 0.38% | −0.08 |
| MKTX Marketaxess Holdings Inc. | Reduce -97.2% | 0.00% | −0.08 |
| IWM iShares Russell 2000 ETF | Reduce -28.8% | 0.16% | −0.07 |
| MCD McDonald's Corp. | Reduce -3.7% | 0.45% | −0.07 |
| JPM JPMorgan Chase & Co. | Reduce -5.5% | 1.20% | −0.07 |
| SLF Sun Life Financial Inc. | Reduce -1.8% | 0.48% | −0.07 |
| ENB Enbridge Inc. | Reduce -3.0% | 1.12% | −0.07 |
| MA Mastercard Inc. Class A | Reduce -1.9% | 0.53% | −0.07 |
| C Citigroup Inc. | Reduce -24.1% | 0.20% | −0.06 |
| TRP TC Energy Corp. | Reduce -0.2% | 0.86% | −0.06 |
| MDY State Street SPDR S&P Midcap | Reduce -56.9% | 0.04% | −0.06 |
| PG The Procter & Gamble Co. | Reduce -8.8% | 0.67% | −0.06 |
| FCX Freeport-McMoran Inc. | Reduce -52.5% | 0.06% | −0.06 |
| BX Blackstone Inc. | Reduce -13.3% | 0.24% | −0.06 |
| TU Telus Corp. | Reduce -3.0% | 0.57% | −0.06 |
| MDT Medtronic PLC | Reduce -11.5% | 0.22% | −0.06 |
| QSR Restaurant Brands Intern | Reduce -1.8% | 0.34% | −0.06 |
| FTV Fortive Corp. | Reduce -7.9% | 0.20% | −0.05 |
| LIN Linde PLC | Reduce -17.3% | 0.19% | −0.05 |
| MGA Magna International Inc. | Reduce -4.6% | 0.13% | −0.05 |
| PEP Pepsico Inc. | Reduce -7.5% | 0.30% | −0.05 |
| USB US Bancorp | Reduce -10.1% | 0.17% | −0.05 |
| WM Waste Management Inc. | Reduce -25.3% | 0.13% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -8.5% | 0.20% | −0.04 |
| EOG EOG Resources Inc. | Reduce -27.0% | 0.10% | −0.04 |
| LOW Lowe's Cos Inc. | Reduce -21.0% | 0.09% | −0.04 |
| BMY Bristol-Myers Squibb Co. | Reduce -13.5% | 0.07% | −0.04 |
| AZO AutoZone Inc. | Reduce -4.4% | 0.29% | −0.04 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.03 |
| ECL Ecolab Inc. | Reduce -16.5% | 0.19% | −0.03 |
| OTEX Open Text Corp. | Reduce -1.0% | 0.10% | −0.03 |
| CSCO Cisco Systems Inc. | Reduce -4.2% | 0.29% | −0.03 |
| FAST Fastenal Co. | Reduce -4.3% | 0.10% | −0.03 |
| COP Conocophillips | Reduce -12.8% | 0.10% | −0.03 |
| UNP Union Pacific Corp. | Reduce -1.2% | 0.26% | −0.03 |
| GIB Cgi Inc. | Reduce -4.0% | 0.17% | −0.03 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +4.1% | 3.13% | +0.66 |
| IVV iShares Core S&P 500 ETF | Add +51.5% | 1.72% | +0.62 |
| QQQ Invesco QQQ Trust Series 1 | Add +78.7% | 0.91% | +0.43 |
| MSFT Microsoft Corp. | Add +3.2% | 3.90% | +0.31 |
| AMZN Amazon.com Inc. | Add +4.8% | 2.31% | +0.23 |
| CRH CRH PLC | Add +212.0% | 0.24% | +0.15 |
| AVGO Broadcom Inc. | Add +6.3% | 0.67% | +0.14 |
| WMT Walmart Inc. | Add +23.8% | 0.44% | +0.12 |
| META Meta Platforms Inc. Class A | Add +9.6% | 0.85% | +0.09 |
| LLY Eli Lilly & Co. | Add +3.3% | 0.53% | +0.08 |
| TXN Texas Instruments Inc. | Add +10.4% | 0.44% | +0.08 |
| HSY The Hershey Co. | Add +376.2% | 0.10% | +0.08 |
| MS Morgan Stanley | Add +69.7% | 0.18% | +0.08 |
| SO The Southern Co. | Add +109.4% | 0.13% | +0.07 |
| MFC Manulife Financial Corp. | Add +1.3% | 1.03% | +0.07 |
| CME Cme Group Inc. | Add +92.5% | 0.15% | +0.07 |
| PANW Palo Alto Networks Inc. | Add +14.0% | 0.24% | +0.06 |
| PFE Pfizer Inc. | Add +47.3% | 0.18% | +0.06 |
| ADBE Adobe Inc. | Add +8.8% | 0.36% | +0.06 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +64.7% | 0.14% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +9.1% | 0.46% | +0.05 |
| LRCX Lam Research Corp. | Add +45.2% | 0.13% | +0.05 |
| ORCL Oracle Corp. | Add +22.6% | 0.17% | +0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +40.8% | 0.11% | +0.05 |
| MUB iShares National Muni Bond E | Add +177.4% | 0.06% | +0.04 |
| PSA Public Storage | Add +252.9% | 0.05% | +0.04 |
| VRTX Vertex Pharmaceuticals Inc. | Add +11.3% | 0.19% | +0.04 |
| KLAC KLA Corp. | Add +12.6% | 0.15% | +0.04 |
| CMCSA Comcast Corp. Class A | Add +49.3% | 0.14% | +0.04 |
| ADI Analog Devices Inc. | Add +20.3% | 0.13% | +0.03 |
| MRK Merck & Co. Inc. | Add +15.8% | 0.47% | +0.03 |
| TSLA Tesla Inc. | Add +8.3% | 0.19% | +0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +7.4% | 0.20% | +0.03 |
| NOW ServiceNow Inc. | Add +12.5% | 0.22% | +0.03 |
| BAC Bank of America Corp. | Add +4.3% | 0.37% | +0.03 |
| INTU Intuit Inc. | Add +9.3% | 0.33% | +0.03 |
| BKLN Invesco Senior Loan ETF | Add +665.9% | 0.03% | +0.03 |
| PBA Pembina Pipeline Corp. | Add +2.8% | 0.43% | +0.03 |
| MRSH Marsh & McLennan Cos | Add +30.2% | 0.10% | +0.02 |
| XOM Exxon Mobil Corp. | Add +7.1% | 0.50% | +0.02 |
| MSI Motorola Solutions Inc. | Add +65.1% | 0.05% | +0.02 |
| TLT iShares 20+ Year Treasury BD | Add +50.7% | 0.07% | +0.02 |
| HPQ HP Inc. | Add +27.7% | 0.07% | +0.02 |
| ABNB Airbnb Inc. Class A | Add +68.9% | 0.06% | +0.02 |
| GFL GFL Environmental Inc.-Sub VT | Add +19.5% | 0.09% | +0.02 |
| GLW Corning Inc. | Add +47.2% | 0.05% | +0.02 |
| T AT&T Inc. | Add +4.3% | 0.19% | +0.02 |
| MPWR Monolithic Power Systems Inc. | Add +68.0% | 0.04% | +0.02 |
| JPIE JPMorgan Income ETF | Add +1612.4% | 0.02% | +0.02 |
| CGDV Cap Group Dividend Value | Add +110.2% | 0.04% | +0.02 |
Options Activity Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +8.0% | 6,425,200 | $3.5B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +45.8% | 6,414,700 | $3.5B |
| IWM iShares Russell 2000 ETF | put | Add +24.9% | 13,241,400 | $2.7B |
| QQQ Invesco QQQ Trust Series 1 | put | Add +36.7% | 4,711,900 | $2.3B |
| QQQ Invesco QQQ Trust Series 1 | call | Add +31.8% | 2,372,300 | $1.1B |
| IWM iShares Russell 2000 ETF | call | Reduce -49.5% | 3,043,800 | $617.6M |
| XLF SS Financial Select Sector | put | Reduce -8.3% | 14,601,300 | $600.3M |
| XLE SS Energy Select Sector | put | Reduce -22.7% | 3,784,000 | $344.9M |
| BCE Bce Inc. | put | Add +97.6% | 9,146,000 | $296.1M |
| AAPL Apple Inc. | put | Add +0.2% | 1,235,900 | $260.3M |
| BNS Bank of Nova Scotia | put | Add +3.9% | 5,609,300 | $256.5M |
| C Citigroup Inc. | put | Reduce -27.2% | 2,785,500 | $176.8M |
| AAPL Apple Inc. | call | Add +8.2% | 838,000 | $176.5M |
| MSFT Microsoft Corp. | put | Reduce -2.7% | 391,500 | $175.0M |
| TD Toronto-Dominion Bank | call | Add +139.6% | 3,124,000 | $171.7M |
| TLT iShares 20+ Year Treasury BD | put | Add +45.9% | 1,834,900 | $168.4M |
| TD Toronto-Dominion Bank | put | Add +24.2% | 3,040,700 | $167.1M |
| BMO Bank of Montreal | put | Add +4.7% | 1,959,000 | $164.3M |
| TRP TC Energy Corp. | put | Reduce -93.4% | 4,322,000 | $163.8M |
| BAC Bank of America Corp. | put | Add +25.0% | 4,009,500 | $159.5M |
| BAC Bank of America Corp. | call | Add +463.6% | 3,934,200 | $156.5M |
| MFC Manulife Financial Corp. | put | Add +1.7% | 5,872,500 | $156.3M |
| TSLA Tesla Inc. | put | Add +513.7% | 779,400 | $154.2M |
| ENB Enbridge Inc. | put | Add +9.2% | 4,285,200 | $152.5M |
| NVDA Nvidia Corp. | call | Add +771.4% | 1,220,000 | $150.7M |
| BCE Bce Inc. | call | Add +163.6% | 4,653,900 | $150.6M |
| CM Can Imperial BK of Commerce | put | Add +24.1% | 3,035,000 | $144.3M |
| MSFT Microsoft Corp. | call | Reduce -60.8% | 316,900 | $141.6M |
| CM Can Imperial BK of Commerce | call | Add +4.5% | 2,950,000 | $140.2M |
| PBA Pembina Pipeline Corp. | put | Add +19.0% | 3,599,400 | $133.5M |
| AMZN Amazon.com Inc. | put | Add +7.9% | 686,300 | $132.6M |
| NVDA Nvidia Corp. | put | Reduce -16.1% | 952,200 | $117.6M |
| BNS Bank of Nova Scotia | call | Add +2.7% | 2,547,500 | $116.5M |
| BA The Boeing Co. | put | Add +1147.4% | 623,700 | $113.5M |
| GDX Vaneck Gold Miners ETF | put | Reduce -36.4% | 3,340,200 | $113.3M |
| BMO Bank of Montreal | call | Add +31.6% | 1,323,900 | $111.0M |
| GM General Motors Co. | call | Add +62.7% | 2,359,700 | $109.6M |
| TSLA Tesla Inc. | call | New | 550,000 | $108.8M |
| SLF Sun Life Financial Inc. | put | Reduce -8.1% | 2,208,700 | $108.2M |
| WFC Wells Fargo & Co. | call | Add +401.2% | 1,596,800 | $94.8M |
| CNQ Canadian Natural Resources | put | Reduce -6.3% | 2,532,200 | $90.1M |
| EEM iShares MSCI Emerging Market | put | Add +2.4% | 2,099,600 | $89.4M |
| BX Blackstone Inc. | put | Add +338.5% | 712,500 | $88.2M |
| FXI iShares China Large-Cap ETF | put | Add +2067.3% | 3,352,800 | $87.1M |
| EFA iShares MSCI Eafe ETF | call | Add +228.5% | 1,106,900 | $86.7M |
| XRT SS SPDR S&P Retail ETF | put | Sold out | 1,084,700 | $85.7Mbefore exit |
| TRP TC Energy Corp. | call | Add +19.6% | 2,160,000 | $81.9M |
| GLD SPDR Gold Shares | call | Add +205.1% | 379,500 | $81.6M |
| AMZN Amazon.com Inc. | call | Reduce -52.8% | 421,500 | $81.5M |
| XLI SS Industrial Select Sector | put | Add +313.3% | 620,000 | $75.6M |
Showing the first 50 of 473.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Reduce -3.9% | 22,298,000 | $23.9M |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | Reduce -18.4% | 22,364,000 | $21.8M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -10.1% | 20,254,000 | $20.4M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +85.0% | 20,803,000 | $19.9M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +3227.9% | 12,979,000 | $17.4M |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | New | 16,245,000 | $15.8M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Add +41.6% | 15,392,000 | $15.1M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +18.1% | 13,209,000 | $13.8M |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | Add +1442.7% | 845,718 | $12.6M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -10.6% | 9,909,000 | $10.9M |
| UNDER ARMOUR INC (UA 1.5 06/01/24) | NOTE 1.500% 6/0 · principal | Sold out | 10,154,000 | $10.1Mbefore exit |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +50594.7% | 9,632,000 | $9.6M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Add +12.6% | 10,572,000 | $9.3M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Reduce -23.3% | 7,899,000 | $9.1M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Reduce -64.6% | 10,389,000 | $9.0M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Reduce -57.8% | 9,070,000 | $8.9M |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | Reduce -17.2% | 9,107,000 | $8.7M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | New | 7,195,000 | $8.6M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +20.1% | 8,032,000 | $7.8M |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Add +190.3% | 6,163,000 | $7.4M |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Add +1945.5% | 4,500,000 | $7.0M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Reduce -28.3% | 5,067,000 | $6.6M |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | Add +84.7% | 7,000,000 | $6.5M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | New | 5,716,000 | $6.3M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Reduce -15.8% | 6,048,000 | $6.0M |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Reduce -64.5% | 6,420,000 | $5.9M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Reduce -13.8% | 6,319,000 | $5.9M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Add +267.3% | 6,093,000 | $5.9M |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | New | 5,801,000 | $5.5M |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Add +5.0% | 5,828,000 | $5.3M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Add +15.6% | 4,105,000 | $5.3M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | New | 5,358,000 | $4.9M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | New | 4,425,000 | $4.8M |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -4.3% | 3,348,000 | $4.7M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -18.4% | 4,710,000 | $4.7M |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Add +350.1% | 4,870,000 | $4.6M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Reduce -15.5% | 4,216,000 | $4.5M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Sold out | 3,761,000 | $4.4Mbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Add +1.8% | 4,893,000 | $4.4M |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Add +71.8% | 4,634,000 | $4.4M |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Add +2.1% | 4,846,000 | $4.0M |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Reduce -73.8% | 4,199,000 | $4.0M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -9.2% | 3,651,000 | $3.9M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Add +66.1% | 3,467,000 | $3.8M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -19.4% | 3,312,000 | $3.8M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Reduce -0.3% | 4,452,000 | $3.7M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +53.4% | 3,805,000 | $3.6M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -9.8% | 3,251,000 | $3.6M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Add +8.1% | 4,190,000 | $3.6M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Add +0.8% | 3,070,000 | $3.6M |
Showing the first 50 of 171.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 6,906 | $590.3B | AAPL, NVDA, RY, MSFT, GOOGL |
| Q1 2026 | 6,801 | $527.2B | AAPL, NVDA, MSFT, IVV, RY |
| Q4 2025 | 6,782 | $568.3B | IVV, NVDA, AAPL, MSFT, VOO |
| Q3 2025 | 6,673 | $561.4B | MSFT, NVDA, AAPL, IVV, AMZN |
| Q2 2025Amended | 6,597 | $513.3B | MSFT, NVDA, AMZN, AAPL, TD |
| Q1 2025Amended | 6,425 | $446.5B | MSFT, AAPL, AMZN, NVDA, TD |
| Q4 2024 | 6,380 | $461.8B | MSFT, AAPL, NVDA, AMZN, RY |
| Q3 2024 | 6,318 | $449.4B | MSFT, AAPL, NVDA, AMZN, TD |
| Q2 2024Amended | 6,844 | $414.1B | MSFT, AAPL, NVDA, AMZN, RY |
| Q1 2024Amended | 6,765 | $409.7B | MSFT, AAPL, TD, AMZN, NVDA |