Saba Capital Management, L.P.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Saba Capital Management, L.P. reported 167 stock positions worth $4.5 billion. Its top holding was BlackRock ESG Cap All TRM TR (ECAT) at 11.2% of the portfolio, followed by BlackRock Tech & Priv Eqty (BTX, 9.3%) and BlackRock HLTH Sci TRM TR II (BMEZ, 7.2%). Compared with Q2 2024, it opened 16 new positions, sold out of 34, added to 50 and reduced 55. The biggest buy was Gabelli Dividend & Income TR (XGDVX, shares +42%) and the biggest sale Adams Diversified Equity (ADX, shares −34%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001510281
- Portfolio Value
- $4.5B (Q3 2024)
- SEC Filing
- 0001062993-24-019064 ↗ filed Nov 14, 2024
Holdings Value
Holdings 167 stocks · $4.5B
| ECAT BlackRock ESG Cap All TRM TR | 11.18% | 28,552,727 | $506.5M | No change |
| BTX BlackRock Tech & Priv Eqty | 9.30% | 55,794,604 | $421.2M | Add +7.1% |
| BMEZ BlackRock HLTH Sci TRM TR II | 7.22% | 20,661,390 | $327.3M | Add +0.6% |
| BCAT BlackRock Capital Alloc TR | 5.85% | 16,114,773 | $265.1M | Reduce -1.3% |
| PDX PIMCO Dynamic Income Strat | 3.27% | 6,274,923 | $148.0M | Reduce -8.5% |
| ADX Adams Diversified Equity | 3.06% | 6,422,698 | $138.5M | Reduce -34.2% |
| XGDVX Gabelli Dividend & Income TR | 2.86% | 5,295,332 | $129.5M | Add +41.6% |
| BSTZ BlackRock Sci & Tech TRM TR | 2.84% | 6,703,610 | $128.7M | Reduce -6.6% |
| NFJ Virtus DVD Intrst & PRM STR | 2.13% | 7,388,560 | $96.3M | Add +37.4% |
| MEGI Nylim CBRE GB Infra Mtrnd TF filed as NYLI CBRE GBL INFR MEGTRNDS | 1.89% | 5,730,279 | $85.4M | No change |
| NBXG Neuberger Next Generation Co. | 1.87% | 6,618,659 | $84.9M | Add +17.6% |
| XNXJX Nuveen NJ QLTY Muni Inc. | 1.72% | 5,979,598 | $78.0M | No change |
| ASA ASA Gold and Precious Metals | 1.49% | 3,253,837 | $67.6M | No change |
| PEO Adams Natural Resources Fund | 1.48% | 2,888,924 | $67.1M | Add +7.0% |
| XNQPX Nuveen Pa QLTY Muni Inc. | 1.44% | 5,170,599 | $65.3M | No change |
| VMO Invesco Municipal Opport | 1.41% | 6,220,340 | $63.9M | Reduce -7.2% |
| XBFZX BlackRock Ca Muni Inc. TR | 1.40% | 5,239,568 | $63.3M | No change |
| NMAI Nuveen Multi-Asset Income | 1.32% | 4,534,634 | $59.9M | Reduce -4.5% |
| ASGI Abrdn Global Infrastructure | 1.32% | 2,957,749 | $59.8M | Add +1.4% |
| XAODX Abrdn Total Dynamic Dividend | 1.24% | 6,193,028 | $56.4M | Add +109.3% |
| GAM General American Investors | 1.21% | 1,026,668 | $55.0M | Add +101.0% |
| HQH Abrdn Healthcare Investors | 1.18% | 2,871,962 | $53.5M | Reduce -13.2% |
| HQL Abrdn Life Sciences Investor | 1.14% | 3,429,991 | $51.7M | No change |
| NPCT Nuveen Core Plus Impact | 0.90% | 3,423,331 | $40.6M | No change |
| AFB Allianceberstein NTL Muni | 0.82% | 3,149,020 | $37.2M | No change |
| XMHIX Pioneer Muni High Inc. TR | 0.77% | 3,613,114 | $34.7M | Add +4.6% |
| NAC Nuveen Ca QLTY Muni Inc. | 0.75% | 2,856,097 | $34.0M | Reduce -63.0% |
| VPV Invesco Pa Val Muni Inc. | 0.72% | 2,883,105 | $32.6M | No change |
| VTN Invesco TR for Invest GRD NY | 0.70% | 2,757,658 | $31.8M | No change |
| XENWX Eaton Vance New York Municip | 0.67% | 3,057,430 | $30.5M | Reduce -0.3% |
| XEVMX Eaton Vance Cal Muni Bond | 0.66% | 3,114,325 | $30.1M | No change |
| XPMAX Pioneer Municipal High Inc. | 0.64% | 3,285,719 | $29.0M | Add +15.6% |
| LEO BNY Mellon Strategic Muni | 0.64% | 4,435,947 | $28.9M | Add +9.4% |
| BCX BlackRock Resources & Commod | 0.63% | 2,987,836 | $28.7M | Reduce -4.0% |
| SABA Saba Capital Income & Opp II | 0.63% | 3,340,582 | $28.4M | Reduce -3.3% |
| MPA BlackRock Muniyield Pa Qltyv | 0.61% | 2,218,894 | $27.7M | No change |
| MUC BlackRock Munihold Ca QLTY | 0.59% | 2,306,884 | $26.6M | Reduce -6.9% |
| NBH Neuberger Municipal Fund Inc. | 0.56% | 2,301,661 | $25.6M | No change |
| VGM Invesco Trust for Investmen | 0.56% | 2,404,317 | $25.4M | Reduce -20.1% |
| VKQ Invesco Municipal Trust | 0.56% | 2,456,292 | $25.2M | Reduce -23.2% |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 0.55% | 4,011,267 | $25.0M | Reduce -1.3% |
| NTG Tortoise Midstream Energy | 0.54% | 515,767 | $24.5M | Add +0.9% |
| XBNYX BlackRock New York Muni Inc. | 0.53% | 2,195,499 | $24.2M | No change |
| MHN BlackRock Muniholding NY QLT | 0.52% | 2,123,903 | $23.7M | No change |
| XLGIX Lazard GLBL TTL RTRN & Inc. | 0.51% | 1,266,176 | $23.0M | Add +0.1% |
| XMIOX Pioneer Muni High Inc. Opp | 0.50% | 1,832,554 | $22.7M | Add +5.4% |
| XBOEX BlackRock Enh GLBL DVD TR | 0.50% | 2,013,468 | $22.7M | Add +0.9% |
| WB Weibo Corp.-Spon ADR | 0.50% | 2,228,202 | $22.5M | Reduce -1.0% |
| CNNE Cannae Holdings Inc. | 0.49% | 1,154,147 | $22.0M | Add +190.1% |
| MYN BlackRock Muniyield NY QLTY | 0.46% | 1,913,913 | $20.6M | Reduce -13.1% |
| FMN Federated Herm Prem Muni Inc. | 0.45% | 1,650,924 | $20.5M | No change |
| NML Neuberger Energy Infrastruct | 0.45% | 2,486,811 | $20.4M | Reduce -21.9% |
| IIF Morgan Stanley India Invest | 0.45% | 675,703 | $20.3M | New |
| GRX Gabelli Healthcare & Well | 0.45% | 1,846,899 | $20.2M | Add +19.2% |
| TYG Tortoise Energy Infrastruct | 0.42% | 479,438 | $18.8M | Add +0.5% |
| VCV Invesco Ca Val Muni Inc. TR | 0.40% | 1,663,043 | $18.1M | Reduce -21.0% |
| XTEAX Tortoise Sust&social Imp Ter filed as ECOFIN SUSTAINABLE AND SOCIA | 0.39% | 1,341,457 | $17.5M | Add +53.9% |
| KSM DWS Strategic Municipal Inc. | 0.36% | 1,598,145 | $16.3M | No change |
| RA Brookfield Real Assets Incom | 0.36% | 1,176,783 | $16.1M | Add +28.2% |
| XHIEX Miller/Howard High Income Eq | 0.35% | 1,297,112 | $15.8M | Reduce -13.5% |
| CPZ Calamos LNG/SHRT Eqty & DYN | 0.35% | 1,003,080 | $15.7M | Add +0.1% |
| NEW AMERICA HIGH INCOME FUND | 0.34% | 1,866,253 | $15.5M | No change |
| DMA Destra Multi-Alternative | 0.33% | 1,738,401 | $15.1M | Add +37.6% |
| MMU Western Asset Managed Munici | 0.33% | 1,381,225 | $15.0M | Reduce -21.6% |
| TBLD Thornburg Income Builder Opp | 0.33% | 835,447 | $14.9M | Reduce -22.6% |
| XAGDX Abrdn GLBL DYNM Divid | 0.30% | 1,300,332 | $13.8M | Add +39.8% |
| EDD Morgan Stanley Emrg MRK Dom | 0.30% | 2,694,591 | $13.6M | Reduce -30.4% |
| LNC Lincoln National Corp. | 0.30% | 427,117 | $13.5M | Reduce -18.7% |
| GLO Clough Global Opportunities | 0.28% | 2,342,866 | $12.8M | Add +190.1% |
| DMB BNY Mellon Muni BND Infra | 0.28% | 1,135,060 | $12.7M | No change |
| ECF Ellsworth Growth and Income | 0.28% | 1,403,987 | $12.6M | Add +29.5% |
| BMBL Bumble Inc. Class A | 0.27% | 1,920,910 | $12.3M | New |
| NPFD Nuveen Var RT Pref & Inc. | 0.26% | 616,954 | $11.7M | Reduce -60.5% |
| STHO Star Holdings filed as STAR HLDGS | 0.25% | 818,168 | $11.3M | Reduce -7.5% |
| CXE MFS High Income Municipal TR | 0.25% | 2,821,296 | $11.3M | Add +0.8% |
| KYN Kayne Anderson Energy Infra | 0.24% | 989,356 | $10.9M | Add +38.2% |
| EMO Clearbridge Energy Midstream | 0.24% | 256,005 | $10.8M | Reduce -3.7% |
| GNT Gamco Natural Resources Gold | 0.24% | 1,826,812 | $10.7M | Add +0.3% |
| XBGYX BlackRock Enh Intl DVD TR | 0.23% | 1,800,112 | $10.4M | Add +1.8% |
| SNAP Snap Inc. Class A | 0.22% | 938,201 | $10.0M | New |
| EOD Allspring Global Dividend Op | 0.21% | 1,871,553 | $9.4M | Add +18.9% |
| DMF BNYM Municipal Income filed as BNY MELLON MUN INCOME INC | 0.20% | 1,257,479 | $9.2M | Reduce -47.1% |
| BIDU Baidu Inc. - Spon ADR | 0.19% | 83,419 | $8.8M | Add +3.0% |
| MUJ BlackRock Munihold NJ QLTY | 0.19% | 713,150 | $8.7M | Reduce -35.9% |
| MIY BlackRock Muniyield Mi QLTY | 0.19% | 715,874 | $8.6M | No change |
| CEV Eaton Vance Ca Muni Inc. TRST | 0.19% | 782,745 | $8.5M | Reduce -18.6% |
| BTT BlackRock 2030 Muni TRGT TRM | 0.18% | 382,344 | $8.3M | No change |
| XPCKX PIMCO California Municipa II | 0.18% | 1,264,741 | $7.9M | Add +5.6% |
| GF The New Germany Fund Inc. | 0.18% | 888,488 | $7.9M | New |
| XTTPX Tortoise Pipeline & Energy | 0.17% | 181,093 | $7.6M | No change |
| SOC Sable Offshore Corp. | 0.16% | 350,000 | $7.5M | New |
| JRI Nuveen Real Asset Inc. & GRW | 0.16% | 533,536 | $7.3M | Reduce -79.5% |
| UIS Unisys Corp. | 0.15% | 1,170,484 | $6.6M | Reduce -27.6% |
| PAGS Pagseguro Digital Ltd. Class A | 0.14% | 759,815 | $6.5M | Add +65.6% |
| XNDPX Tortoise Energy Independence | 0.14% | 169,805 | $6.4M | No change |
| BRW Saba Capital Income & Opport | 0.12% | 715,422 | $5.4M | Reduce -47.0% |
| MFM Aberdeen Municipal Income | 0.12% | 918,314 | $5.3M | Reduce -12.1% |
| PGZ Principal Real Estate Income | 0.11% | 449,507 | $5.0M | Reduce -20.9% |
| GEO The Geo Group Inc. | 0.11% | 374,311 | $4.8M | Reduce -6.5% |
| MUE BlackRock Munihold QLT FD II | 0.11% | 446,088 | $4.8M | Reduce -34.5% |
| IHD Voya Emrg MRKT Hi DVD Eqty | 0.10% | 799,369 | $4.6M | Add +11.8% |
| DIAX Nuveen Dow 30 Dynamic Overwr | 0.10% | 291,702 | $4.3M | Add +196.1% |
| XJEQX Abrdn Japan Equity Fund Inc. | 0.09% | 680,687 | $4.3M | Add +626.3% |
| ZTR Virtus Total Return Fund Inc. | 0.09% | 684,978 | $4.2M | New |
| BCV Bancroft Fund Ltd. | 0.09% | 253,115 | $4.2M | Add +116.1% |
| QVCG QVC Group Inc. filed as QURATE RETAIL INC | 0.09% | 6,851,010 | $4.2M | Add +13.1% |
| HUDSON PAC PPTYS INC | 0.09% | 872,717 | $4.2M | Add +29.7% |
| NAVI Navient Corp. | 0.09% | 265,740 | $4.1M | No change |
| XTPZX Tortoise Power & Enrgy Infra | 0.09% | 227,726 | $4.1M | No change |
| POLESTAR AUTOMOTIVE HLDG UK | 0.09% | 2,249,600 | $3.9M | No change |
| GLV Clough Global Dividend & Inc. | 0.08% | 643,370 | $3.8M | Add +257.2% |
| PDD PDD Holdings Inc. | 0.08% | 28,000 | $3.8M | Add +55.6% |
| IDE Voya Infrastructure Indust | 0.07% | 276,684 | $3.1M | Reduce -73.5% |
| XGLQX Clough Global Equity Fund | 0.07% | 451,157 | $3.1M | Add +188.3% |
| XMVTX BlackRock Munivest Fund II | 0.07% | 272,754 | $3.1M | Reduce -40.1% |
| ERH Allspring Utilities and High | 0.07% | 274,721 | $3.1M | Add +6.6% |
| VERX Vertex Inc. Class A | 0.07% | 79,090 | $3.0M | No change |
| FGB First Trust Special Financ | 0.07% | 747,940 | $3.0M | Reduce -32.5% |
| UBER Uber Technologies Inc. | 0.07% | 40,000 | $3.0M | New |
| JWN Nordstrom Inc. | 0.07% | 131,722 | $3.0M | No change |
| VISN Vistance Networks Inc. filed as COMMSCOPE HLDG CO INC | 0.06% | 475,418 | $2.9M | Reduce -70.8% |
| AAL American Airlines Group Inc. | 0.06% | 251,233 | $2.8M | Reduce -42.4% |
| BABA Alibaba Group Holding-SP ADR | 0.06% | 26,274 | $2.8M | Reduce -59.5% |
| JOF Japan Smaller Capitalization | 0.06% | 321,162 | $2.7M | Add +1584.0% |
| ABUS Arbutus Biopharma Corp. | 0.06% | 676,427 | $2.6M | Add +3.8% |
| GDS GDS Holdings Ltd. - ADR filed as GDS HLDGS LTD | 0.05% | 119,328 | $2.4M | New |
| SWZ Total Return Securities Fund | 0.05% | 261,182 | $2.3M | New |
| HEQ John Hancock Divers Inc. Fund | 0.05% | 212,009 | $2.3M | Add +53.4% |
| ARBE Arbe Robotics Ltd. | 0.05% | 1,191,112 | $2.3M | Add +313.5% |
| CODI Compass Diversified Holdings | 0.05% | 102,291 | $2.3M | New |
| HOUS Anywhere Real Estate Inc. | 0.05% | 427,286 | $2.2M | New |
| VFL Abrdn National Municipal Inc. | 0.05% | 187,824 | $2.1M | Reduce -36.0% |
| MD Pediatrix Medical Group Inc. | 0.05% | 179,698 | $2.1M | Reduce -42.0% |
| DAL Delta Air Lines Inc. | 0.04% | 34,616 | $1.8M | Reduce -4.3% |
| TWN Taiwan Fund Inc./TH/MD-US Inc. | 0.03% | 35,254 | $1.5M | No change |
| SABR Sabre Corp. | 0.03% | 388,526 | $1.4M | New |
| GM General Motors Co. | 0.03% | 28,600 | $1.3M | No change |
| FWRD Forward Air Corp. | 0.03% | 34,955 | $1.2M | Reduce -55.6% |
| RVT Royce Small-Cap Trust Inc. | 0.03% | 75,048 | $1.2M | New |
| WRLD World Acceptance Corp. | 0.02% | 9,226 | $1.1M | Reduce -3.7% |
| MXE Mexico Equity and Income FD | 0.02% | 118,600 | $1.1M | No change |
| SBI Western Asset Intermediate | 0.02% | 125,453 | $1.0M | Reduce -36.9% |
| CMPS Compass Pathways PLC | 0.02% | 151,033 | $952K | No change |
| BHV BlackRock Virginia Muni BND | 0.02% | 70,728 | $811K | Reduce -9.7% |
| GRNT Granite Ridge Resources Inc. | 0.02% | 115,878 | $688K | No change |
| PNI PIMCO NY Muni Inc. II FND | 0.02% | 86,663 | $684K | Reduce -45.4% |
| UNFI United Natural Foods Inc. | 0.02% | 40,598 | $683K | No change |
| EMF Templeton Emerging Markets | 0.01% | 44,869 | $608K | No change |
| IGA Voya Global Advan & Prem Opp | 0.01% | 60,395 | $574K | Reduce -86.4% |
| CAR Avis Budget Group Inc. | 0.01% | 5,816 | $509K | New |
| RMT Royce Micro-Cap Trust Inc. | 0.01% | 47,241 | $454K | Add +1.1% |
| AEF Abrdn Emerging Markets Ex CH | 0.01% | 77,554 | $437K | No change |
| BDJ BlackRock Enhanced Eqty DVD | 0.01% | 41,984 | $363K | New |
| HIPO Hippo Holdings Inc. | 0.01% | 19,528 | $330K | No change |
| XCMUX MFS High Yield Municipal TR | 0.01% | 84,651 | $310K | Reduce -87.4% |
| AR Antero Resources Corp. | 0.01% | 10,000 | $287K | No change |
| BURTECH ACQUISITION CORP | 0.01% | 1,406,864 | $281K | No change |
| ENGENE HOLDINGS INC | 0.01% | 192,334 | $274K | No change |
| PYN PIMCO New York Muni FND III | 0.01% | 36,830 | $232K | Reduce -37.3% |
| XIAEX Voya Asia Pac Hi DVD Eq Inc. | 0.00% | 23,698 | $162K | No change |
| QT IMAGING HLDGS INC | 0.00% | 198,266 | $141K | New |
| BITCOIN DEPOT INC | 0.00% | 63,930 | $101K | Reduce -6.8% |
| BHILQ Benson Hill Inc. | 0.00% | 10,309 | $74K | Add +0.9% |
| ABPWW Atlantic Coastal Aqstn Corp. | 0.00% | 997,048 | $34K | No change |
| STLN Starling Oncology Inc. filed as THE ONCOLOGY INSTITUTE INC | 0.00% | 94,264 | $31K | No change |
| NORTHVIEW ACQUISITION CORP | 0.00% | 588,387 | $18K | No change |
| OSRHW Bellevue Life Scncs Aqstn Co. | 0.00% | 250,000 | $8K | No change |
Options reported separately and not counted above: AAL puts ($125.9M), JWN puts ($59.6M), X puts ($19.5M), NAVI puts ($18.4M), M puts ($12.1M), BILL puts ($5.3M), BYND puts ($4.1M), UNFI puts ($1.5M).
Other holdings (183): bonds, preferreds, convertibles and warrants · $21.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 5,000,000 | $5.4M | No change |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 2,500,000 | $2.6M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 11,392,000 | $1.9M | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 2,000,000 | $1.7M | New |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 1,000,000 | $1.0M | No change |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 1,000,000 | $1.0M | New |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 750,000 | $687K | No change |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 757,621 | $549K | Reduce -3.8% |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 143,089 | $379K | Reduce -3.4% |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 440,933 | $273K | Add +9.3% |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 250,000 | $233K | New |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 250,000 | $224K | New |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 194,630 | $210K | Reduce -0.1% |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | 52,069 | $196K | New |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 75,759 | $166K | Add +13.7% |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 949,800 | $161K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 419,931 | $160K | Reduce -10.7% |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 617,000 | $148K | No change |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 414,778 | $145K | Reduce -23.2% |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | 924,997 | $145K | No change |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 724,897 | $144K | Reduce -12.1% |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 322,395 | $135K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 1,863,557 | $93K | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 710,648 | $92K | No change |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 600,000 | $87K | No change |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 800,000 | $80K | No change |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 78,976 | $79K | No change |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 230,500 | $77K | No change |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 854,745 | $75K | No change |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 2,475,000 | $74K | No change |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 249,200 | $70K | No change |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 524,998 | $63K | No change |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 1,179,462 | $60K | No change |
| FOXXW 1OXX | *W EXP 09/26/202 | 249,998 | $58K | New |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 304,759 | $52K | No change |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 724,998 | $51K | No change |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 500,000 | $50K | No change |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 675,000 | $50K | No change |
| KACRF Kairous Acquisition Corp.-RTS | RIGHT 09/15/2026 | 575,000 | $49K | No change |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 1,918,007 | $47K | New |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 214,885 | $45K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 541,499 | $45K | No change |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 497,412 | $45K | No change |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | 993,852 | $45K | No change |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 35,416 | $44K | New |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 175,000 | $44K | No change |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 605,898 | $42K | No change |
| VSTWF Vast Solar PTY Ltd. -28 | *W EXP 07/01/202 | 704,071 | $42K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 983,603 | $42K | No change |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 | 292,330 | $41K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 905,624 | $41K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 945,000 | $40K | No change |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 899,999 | $40K | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 726,030 | $37K | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 162,020 | $36K | No change |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 350,000 | $35K | No change |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 466,665 | $35K | No change |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | 1,023,684 | $35K | No change |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | 1,483,870 | $34K | No change |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 500,000 | $34K | No change |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 275,000 | $33K | No change |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 600,000 | $32K | No change |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | 149,180 | $31K | No change |
| VMCWF Valuence Merger Corp. -CW27 | *W EXP 99/99/999 | 926,848 | $30K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 200,000 | $30K | No change |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 724,998 | $30K | No change |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 250,000 | $29K | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 1,142,325 | $29K | No change |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 221,574 | $29K | No change |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 800,012 | $28K | No change |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 194,748 | $28K | No change |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | 694,779 | $28K | New |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 382,000 | $28K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 649,998 | $28K | No change |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 122,430 | $28K | No change |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | 656,248 | $27K | No change |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 484,298 | $24K | No change |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 270,751 | $24K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 174,998 | $24K | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 95,613 | $23K | No change |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 100,000 | $23K | No change |
| GPATW GP-Act III Acq Class A -CW27 | *W EXP 05/13/202 | 193,229 | $22K | Reduce -0.7% |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 99,998 | $21K | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 410,000 | $21K | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 736,199 | $20K | No change |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 180,071 | $20K | No change |
| HOLLEY INC | *W EXP 11/30/202 | 298,716 | $19K | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 1,123,291 | $19K | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 155,950 | $19K | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 624,379 | $18K | No change |
| GBBKW Global Blockchain Acq-CW27 | *W EXP 05/09/202 | 675,000 | $17K | No change |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | 594,748 | $16K | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 650,003 | $16K | No change |
| GGROW Gogoro Inc. -CW27 | *W EXP 04/04/202 | 400,330 | $16K | No change |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 650,000 | $16K | No change |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 575,050 | $16K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 73,108 | $15K | No change |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 849,998 | $15K | No change |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 243,249 | $14K | No change |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | 38,100 | $14K | New |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | 399,498 | $14K | No change |
| GWHWW Ess Tech Inc. -CW27 | *W EXP 10/08/202 | 303,596 | $13K | No change |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | 660,109 | $13K | No change |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 349,998 | $13K | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 500,000 | $13K | No change |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 212,302 | $13K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 765,000 | $12K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 166,894 | $12K | No change |
| PRLHW Pearl Holdings Acq -CW23 | *W EXP 12/15/202 | 477,255 | $12K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 99,762 | $12K | No change |
| MCAGR Mountain Crest Acquisiti-RTS | RIGHT 08/30/2022 | 129,288 | $12K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 105,426 | $11K | No change |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 824,793 | $11K | No change |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | 262,498 | $10K | New |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 705,310 | $9K | No change |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 100,000 | $9K | No change |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 72,280 | $9K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 249,999 | $8K | No change |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 26,945 | $8K | No change |
| CDIOW Cardio Diagnostics-CW26 | *W EXP 10/25/202 | 199,839 | $8K | No change |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 59,763 | $8K | No change |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | 100,319 | $7K | No change |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 20,000 | $7K | New |
| CFFSW CF Acquisition Vii A -CW27 | *W EXP 03/16/202 | 119,370 | $7K | No change |
| LAKESHORE BIOPHARMA CO LTD | *W EXP 03/15/202 | 97,299 | $6K | No change |
| GTACW Global Technology Acq -CW23 | *W EXP 99/99/999 | 126,416 | $6K | No change |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 272,998 | $6K | No change |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 83,480 | $6K | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 222,500 | $6K | No change |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | 899,952 | $6K | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 531,114 | $6K | No change |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 88,329 | $6K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 49,203 | $6K | No change |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | 29,935 | $6K | No change |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 275,000 | $6K | No change |
| NPABW New Providence Acq A -CW27 | *W EXP 11/09/202 | 145,991 | $5K | No change |
| PERCEPTION CAPITAL CORP III | *W EXP 99/99/999 | 181,900 | $5K | No change |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | 475,245 | $5K | No change |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 600,000 | $5K | No change |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 211,075 | $5K | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 122,683 | $5K | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 176,796 | $5K | No change |
| IGTAW Inception Growth Acq -23 | *W EXP 10/15/202 | 71,985 | $4K | No change |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 45,069 | $4K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 151,879 | $4K | No change |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 174,998 | $4K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 65,000 | $4K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 297,847 | $4K | No change |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | 305,957 | $3K | No change |
| PERFF Perfect Corp. | *W EXP 10/28/202 | 41,822 | $3K | No change |
| FRLAW Fortune Rise Acquisit -CW23 | *W EXP 12/06/202 | 120,006 | $3K | No change |
| CGBWF Crown LNG Holdings Ltd.-28 | *W EXP 07/09/202 | 150,000 | $3K | New |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 199,659 | $3K | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 170,222 | $3K | No change |
| KACWF Kairous Acquisition -23 | *W EXP 09/15/202 | 286,048 | $2K | No change |
| AIMWF Aimfinity Investment-CW27 | *W EXP 99/99/999 | 120,000 | $2K | No change |
| SMXWW SMX Security Matters PLC-28 | *W EXP 03/07/202 | 265,947 | $2K | No change |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 23,884 | $2K | No change |
| CRPWF Carbon Revolution PLC | *W EXP 99/99/999 | 81,901 | $2K | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 99,762 | $2K | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 179,799 | $2K | No change |
| DUETW Duet Acquisition Corp. -27 | *W EXP 07/19/202 | 100,000 | $2K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 31,129 | $2K | No change |
| NCNWF Prime Number Holding Ltd.-28 | *W EXP 08/25/202 | 249,999 | $2K | No change |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 90,594 | $2K | No change |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | 41,097 | $2K | New |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 295,913 | $2K | No change |
| EQV VENTURES ACQUISITION | *W EXP 07/01/203 | 10,800 | $2K | New |
| NOVVW Nova Vision Acquisit -CW28 | *W EXP 12/31/202 | 31,088 | $1K | No change |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 16,866 | $1K | No change |
| INNOVID CORP | *W EXP 11/30/202 | 34,236 | $1K | No change |
| WELWF Integrated Wellness -CW28 | *W EXP 10/31/202 | 76,801 | $1K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 18,752 | $1K | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 124,100 | $1K | No change |
| HYZON MOTORS INC | *W EXP 10/02/202 | 73,492 | $1K | No change |
| HHGCW HHG Capital Corp. -CW27 | *W EXP 02/25/202 | 212,478 | $1K | No change |
| XAGEW Alpha Healthcare Acquis-CW27 | *W EXP 07/12/202 | 19,604 | $1K | No change |
| ZAPWF Zapp Electric Vehicles -28 | *W EXP 99/99/999 | 95,903 | $945 | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 43,358 | $900 | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 11,937 | $606 | New |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 11,005 | $398 | No change |
| CCGWW Cheche Group Inc. - 28 | *W EXP 10/01/203 | 22,099 | $371 | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 19,443 | $204 | No change |
Total filed on the 13F, all lines: $4.6B.
Portfolio Sells Q2 2024 → Q3 2024
| ADX Adams Diversified Equity | Reduce -34.2% | 3.06% | −1.58 |
| NAC Nuveen Ca QLTY Muni Inc. | Reduce -63.0% | 0.75% | −1.22 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Sold out | 0.00% | −0.76 |
| NAD Nuveen Quality Municipal Inc. | Sold out | 0.00% | −0.74 |
| JRI Nuveen Real Asset Inc. & GRW | Reduce -79.5% | 0.16% | −0.54 |
| KTF DWS Municipal Income Trust | Sold out | 0.00% | −0.49 |
| NVG Nuveen Amt-FR Muni CRDT | Sold out | 0.00% | −0.40 |
| NZF Nuveen Municipal Credit Inc. | Sold out | 0.00% | −0.40 |
| NPFD Nuveen Var RT Pref & Inc. | Reduce -60.5% | 0.26% | −0.38 |
| BSTZ BlackRock Sci & Tech TRM TR | Reduce -6.6% | 2.84% | −0.32 |
| NAN Nuveen NY QLTY Muni Inc. | Sold out | 0.00% | −0.21 |
| DMF BNYM Municipal Income | Reduce -47.1% | 0.20% | −0.17 |
| IDE Voya Infrastructure Indust | Reduce -73.5% | 0.07% | −0.17 |
| NAZ Nuveen Az QLTY Muni Inc. | Sold out | 0.00% | −0.15 |
| VKQ Invesco Municipal Trust | Reduce -23.2% | 0.56% | −0.15 |
| NMT Nuveen Ma QLTY Muni Inc. | Sold out | 0.00% | −0.14 |
| VGM Invesco Trust for Investmen | Reduce -20.1% | 0.56% | −0.12 |
| NML Neuberger Energy Infrastruct | Reduce -21.9% | 0.45% | −0.11 |
| PDX PIMCO Dynamic Income Strat | Reduce -8.5% | 3.27% | −0.11 |
| DJT Trump Media & Technology Gro | Sold out | 0.00% | −0.10 |
| HQH Abrdn Healthcare Investors | Reduce -13.2% | 1.18% | −0.10 |
| TONT.U Graf Global Corp. | Sold out | 0.00% | −0.09 |
| EDD Morgan Stanley Emrg MRK Dom | Reduce -30.4% | 0.30% | −0.09 |
| BRW Saba Capital Income & Opport | Reduce -47.0% | 0.12% | −0.09 |
| MUJ BlackRock Munihold NJ QLTY | Reduce -35.9% | 0.19% | −0.09 |
| GPATU GP-Act III Acquisition Corp. | Sold out | 0.00% | −0.09 |
| VCV Invesco Ca Val Muni Inc. TR | Reduce -21.0% | 0.40% | −0.09 |
| VMO Invesco Municipal Opport | Reduce -7.2% | 1.41% | −0.08 |
| MFD Macquarie/FT GL Int/Ut DV Inc. | Sold out | 0.00% | −0.08 |
| MODVQ Modivcare Inc. | Sold out | 0.00% | −0.08 |
| IGA Voya Global Advan & Prem Opp | Reduce -86.4% | 0.01% | −0.07 |
| MMU Western Asset Managed Munici | Reduce -21.6% | 0.33% | −0.07 |
| BCAT BlackRock Capital Alloc TR | Reduce -1.3% | 5.85% | −0.07 |
| LNC Lincoln National Corp. | Reduce -18.7% | 0.30% | −0.06 |
| TBLD Thornburg Income Builder Opp | Reduce -22.6% | 0.33% | −0.06 |
| CLEARBRIDGE MLP AND MIDSTRM | Sold out | 0.00% | −0.05 |
| MYN BlackRock Muniyield NY QLTY | Reduce -13.1% | 0.46% | −0.05 |
| HA Hawaiian Holdings Inc. | Sold out | 0.00% | −0.05 |
| FLC Flaherty & Crumrine TTL RTRN | Sold out | 0.00% | −0.05 |
| MUE BlackRock Munihold QLT FD II | Reduce -34.5% | 0.11% | −0.05 |
| AAL American Airlines Group Inc. | Reduce -42.4% | 0.06% | −0.05 |
| XCMUX MFS High Yield Municipal TR | Reduce -87.4% | 0.01% | −0.04 |
| EMBC Embecta Corp. | Sold out | 0.00% | −0.04 |
| CEV Eaton Vance Ca Muni Inc. TRST | Reduce -18.6% | 0.19% | −0.04 |
| XMVTX BlackRock Munivest Fund II | Reduce -40.1% | 0.07% | −0.04 |
| BABA Alibaba Group Holding-SP ADR | Reduce -59.5% | 0.06% | −0.04 |
| CXH MFS Investment Grade Muni | Sold out | 0.00% | −0.04 |
| XNOMX Nuveen Mo QLTY Muni Inc. | Sold out | 0.00% | −0.03 |
| SLNAF Selina Hospitality PLC | Sold out | 0.00% | −0.03 |
| CYH Community Health Systems Inc. | Sold out | 0.00% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| XGDVX Gabelli Dividend & Income TR | Add +41.6% | 2.86% | +0.98 |
| BTX BlackRock Tech & Priv Eqty | Add +7.1% | 9.30% | +0.98 |
| XAODX Abrdn Total Dynamic Dividend | Add +109.3% | 1.24% | +0.69 |
| NFJ Virtus DVD Intrst & PRM STR | Add +37.4% | 2.13% | +0.67 |
| GAM General American Investors | Add +101.0% | 1.21% | +0.65 |
| IIF Morgan Stanley India Invest | New | 0.45% | +0.45 |
| CNNE Cannae Holdings Inc. | Add +190.1% | 0.49% | +0.33 |
| BMBL Bumble Inc. Class A | New | 0.27% | +0.27 |
| NBXG Neuberger Next Generation Co. | Add +17.6% | 1.87% | +0.27 |
| BMEZ BlackRock HLTH Sci TRM TR II | Add +0.6% | 7.22% | +0.25 |
| SNAP Snap Inc. Class A | New | 0.22% | +0.22 |
| GLO Clough Global Opportunities | Add +190.1% | 0.28% | +0.19 |
| GF The New Germany Fund Inc. | New | 0.18% | +0.18 |
| XTEAX Tortoise Sust&social Imp Ter | Add +53.9% | 0.39% | +0.16 |
| SOC Sable Offshore Corp. | New | 0.16% | +0.16 |
| ASGI Abrdn Global Infrastructure | Add +1.4% | 1.32% | +0.14 |
| XPMAX Pioneer Municipal High Inc. | Add +15.6% | 0.64% | +0.13 |
| GRX Gabelli Healthcare & Well | Add +19.2% | 0.45% | +0.12 |
| DMA Destra Multi-Alternative | Add +37.6% | 0.33% | +0.11 |
| XAGDX Abrdn GLBL DYNM Divid | Add +39.8% | 0.30% | +0.10 |
| RA Brookfield Real Assets Incom | Add +28.2% | 0.36% | +0.10 |
| ZTR Virtus Total Return Fund Inc. | New | 0.09% | +0.09 |
| LEO BNY Mellon Strategic Muni | Add +9.4% | 0.64% | +0.09 |
| XJEQX Abrdn Japan Equity Fund Inc. | Add +626.3% | 0.09% | +0.08 |
| ECF Ellsworth Growth and Income | Add +29.5% | 0.28% | +0.08 |
| KYN Kayne Anderson Energy Infra | Add +38.2% | 0.24% | +0.08 |
| PEO Adams Natural Resources Fund | Add +7.0% | 1.48% | +0.07 |
| XMHIX Pioneer Muni High Inc. TR | Add +4.6% | 0.77% | +0.07 |
| UBER Uber Technologies Inc. | New | 0.07% | +0.07 |
| DIAX Nuveen Dow 30 Dynamic Overwr | Add +196.1% | 0.10% | +0.07 |
| GLV Clough Global Dividend & Inc. | Add +257.2% | 0.08% | +0.06 |
| NTG Tortoise Midstream Energy | Add +0.9% | 0.54% | +0.06 |
| JOF Japan Smaller Capitalization | Add +1584.0% | 0.06% | +0.06 |
| XMIOX Pioneer Muni High Inc. Opp | Add +5.4% | 0.50% | +0.05 |
| GDS GDS Holdings Ltd. - ADR | New | 0.05% | +0.05 |
| BCV Bancroft Fund Ltd. | Add +116.1% | 0.09% | +0.05 |
| SWZ Total Return Securities Fund | New | 0.05% | +0.05 |
| CODI Compass Diversified Holdings | New | 0.05% | +0.05 |
| HOUS Anywhere Real Estate Inc. | New | 0.05% | +0.05 |
| TYG Tortoise Energy Infrastruct | Add +0.5% | 0.42% | +0.05 |
| XGLQX Clough Global Equity Fund | Add +188.3% | 0.07% | +0.04 |
| XLGIX Lazard GLBL TTL RTRN & Inc. | Add +0.1% | 0.51% | +0.04 |
| BIDU Baidu Inc. - Spon ADR | Add +3.0% | 0.19% | +0.04 |
| ARBE Arbe Robotics Ltd. | Add +313.5% | 0.05% | +0.04 |
| EOD Allspring Global Dividend Op | Add +18.9% | 0.21% | +0.04 |
| XBOEX BlackRock Enh GLBL DVD TR | Add +0.9% | 0.50% | +0.03 |
| SABR Sabre Corp. | New | 0.03% | +0.03 |
| PDD PDD Holdings Inc. | Add +55.6% | 0.08% | +0.03 |
| RVT Royce Small-Cap Trust Inc. | New | 0.03% | +0.03 |
| PAGS Pagseguro Digital Ltd. Class A | Add +65.6% | 0.14% | +0.03 |
Options Activity Q2 2024 → Q3 2024
| IWM iShares Russell 2000 ETF | call | Sold out | 6,377,200 | $1.3Bbefore exit |
| AAL American Airlines Group Inc. | put | Add +101.9% | 11,202,300 | $125.9M |
| X United States Steel Corp. | put | Reduce -0.9% | 552,400 | $19.5M |
| NAVI Navient Corp. | put | Add +0.2% | 1,183,000 | $18.4M |
| M Macy's Inc. | put | Add +61.1% | 773,200 | $12.1M |
| BILL Bill Holdings Inc. | put | New | 100,000 | $5.3M |
| BYND Beyond Meat Inc. | put | Add +1.7% | 611,500 | $4.1M |
| CXW Corecivic Inc. | call | Sold out | 265,100 | $3.4Mbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | New | 2,000,000 | $1.7M |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | New | 1,000,000 | $1.0M |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | Reduce -3.8% | 757,621 | $549K |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | Reduce -3.4% | 143,089 | $379K |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | Add +9.3% | 440,933 | $273K |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | New | 250,000 | $233K |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | New | 250,000 | $224K |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | Reduce -0.1% | 194,630 | $210K |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | New | 52,069 | $196K |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | Add +13.7% | 75,759 | $166K |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | Reduce -10.7% | 419,931 | $160K |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | Reduce -23.2% | 414,778 | $145K |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | Reduce -12.1% | 724,897 | $144K |
| BWAQR Blue World Acquisition - RTS | RIGHT 08/29/2029 | Sold out | 649,856 | $143Kbefore exit |
| FEXDR Fintech Ecosystem Develo-RTS | RIGHT 04/01/2026 | Sold out | 939,124 | $122Kbefore exit |
| PAYOW Payoneer Global Inc.-CW27 | *W EXP 99/99/999 | Sold out | 438,861 | $101Kbefore exit |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | Sold out | 262,790 | $93Kbefore exit |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | Sold out | 1,075,000 | $75Kbefore exit |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Sold out | 25,710 | $73Kbefore exit |
| FOXXW 1OXX | *W EXP 09/26/202 | New | 249,998 | $58K |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | New | 1,918,007 | $47K |
| AOGOW Arogo Capital Acq -CW23 | *W EXP 03/23/202 | Sold out | 1,090,936 | $46Kbefore exit |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | New | 35,416 | $44K |
| SPECW Perception Capital II -CW28 | *W EXP 10/17/202 | Sold out | 957,361 | $43Kbefore exit |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | New | 694,779 | $28K |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | Sold out | 209,751 | $24Kbefore exit |
| NUVWQ Holdco Nuvo Group DG Ltd. | *W EXP 05/01/202 | Sold out | 792,293 | $23Kbefore exit |
| BWAQW Blue World Acquisition -29 | *W EXP 01/10/202 | Sold out | 324,998 | $23Kbefore exit |
| GPATW GP-Act III Acq Class A -CW27 | *W EXP 05/13/202 | Reduce -0.7% | 193,229 | $22K |
| CNGLW Canna-Global Acquisit -CW23 | *W EXP 99/99/999 | Sold out | 1,675,000 | $18Kbefore exit |
| ACACW Acri Capital Acq -CW27 | *W EXP 02/01/202 | Sold out | 249,998 | $14Kbefore exit |
| KCGI.WS Kensington Capital Acq -CW23 | *W EXP 99/99/999 | Sold out | 610,390 | $14Kbefore exit |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | New | 38,100 | $14K |
| AFARW Aura Fat Projects Acqui -27 | *W EXP 99/99/999 | Sold out | 800,000 | $12Kbefore exit |
| FEXDW Fintech Ecosystem Dev -CW28 | *W EXP 04/01/202 | Sold out | 475,811 | $12Kbefore exit |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | New | 262,498 | $10K |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | Sold out | 233,761 | $9Kbefore exit |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | Sold out | 73,627 | $8Kbefore exit |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | Sold out | 537,496 | $7Kbefore exit |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | New | 20,000 | $7K |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | Sold out | 132,013 | $5Kbefore exit |
| SOARW Volato Group Inc. - CW23 | *W EXP 12/04/202 | Sold out | 299,997 | $4Kbefore exit |
| CGBWF Crown LNG Holdings Ltd.-28 | *W EXP 07/09/202 | New | 150,000 | $3K |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | New | 41,097 | $2K |
| EQV VENTURES ACQUISITION | *W EXP 07/01/203 | New | 10,800 | $2K |
| ZLSWF Zalatoris II Acquisition Cor | *W EXP 99/99/999 | Sold out | 21,015 | $1Kbefore exit |
| MACAW Moringa Acquisition Cor-CW26 | *W EXP 02/22/202 | Sold out | 11,937 | $1Kbefore exit |
| BFIWQ Burgerfi International-CW23 | *W EXP 12/16/202 | Sold out | 73,286 | $1Kbefore exit |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | New | 11,937 | $606 |
| VLDXW VELO3D Inc. -CW25 | *W EXP 09/29/202 | Sold out | 30,000 | $420before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 226 | $3.2B | ASA, ECAT, BSTZ, NFJ, XGDVX |
| Q1 2026 | 223 | $3.1B | ASA, ECAT, PDX, XGDVX, NFJ |
| Q4 2025 | 199 | $2.9B | ECAT, ASA, XGDVX, PDX, GAM |
| Q3 2025 | 177 | $3.0B | ECAT, ASA, PDX, XGDVX, GAM |
| Q2 2025 | 178 | $3.6B | ECAT, BTX, PDX, XGDVX, BCAT |
| Q1 2025 | 140 | $3.6B | ECAT, BTX, BMEZ, PDX, BCAT |
| Q4 2024 | 143 | $3.9B | ECAT, BTX, BMEZ, BCAT, PDX |
| Q3 2024 | 167 | $4.5B | ECAT, BTX, BMEZ, BCAT, PDX |
| Q2 2024 | 185 | $4.5B | ECAT, BTX, BMEZ, BCAT, ADX |
| Q1 2024 | 184 | $4.5B | ECAT, BTX, BMEZ, BCAT, ADX |