Saba Capital Management, L.P.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 14, 2024), Saba Capital Management, L.P. reported 185 stock positions worth $4.5 billion. Its top holding was BlackRock ESG Cap All TRM TR (ECAT) at 11.1% of the portfolio, followed by BlackRock Tech & Priv Eqty (BTX, 8.3%) and BlackRock HLTH Sci TRM TR II (BMEZ, 7.0%). Compared with Q1 2024, it opened 25 new positions, sold out of 24, added to 81 and reduced 37. The biggest buy was Adams Diversified Equity (ADX, shares +22%) and the biggest sale Clearbridge Energy Midstream (EMO, shares −91%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001510281
- Portfolio Value
- $4.5B (Q2 2024)
- SEC Filing
- 0001062993-24-015052 ↗ filed Aug 14, 2024
Holdings Value
Holdings 185 stocks · $4.5B
| ECAT BlackRock ESG Cap All TRM TR | 11.06% | 28,552,727 | $500.8M | Add +0.2% |
| BTX BlackRock Tech & Priv Eqty | 8.32% | 52,103,294 | $376.7M | Add +0.3% |
| BMEZ BlackRock HLTH Sci TRM TR II | 6.97% | 20,538,431 | $315.5M | Add +0.2% |
| BCAT BlackRock Capital Alloc TR | 5.92% | 16,333,600 | $268.0M | No change |
| ADX Adams Diversified Equity | 4.63% | 9,755,746 | $209.7M | Add +22.1% |
| PDX PIMCO Dynamic Income Strat | 3.38% | 6,860,448 | $152.9M | Reduce -2.5% |
| BSTZ BlackRock Sci & Tech TRM TR | 3.16% | 7,179,664 | $142.9M | Add +21.3% |
| NAC Nuveen Ca QLTY Muni Inc. | 1.97% | 7,728,373 | $89.1M | Reduce -12.3% |
| XGDVX Gabelli Dividend & Income TR | 1.88% | 3,740,782 | $85.0M | Add +72.0% |
| MEGI Nylim CBRE GB Infra Mtrnd TF filed as MAINSTAY CBRE GBL INFRA MEG | 1.62% | 5,730,279 | $73.4M | Add +4.0% |
| XNXJX Nuveen NJ QLTY Muni Inc. | 1.61% | 5,979,598 | $73.0M | Add +2.5% |
| NBXG Neuberger Next Generation Co. | 1.61% | 5,630,462 | $72.7M | Add +35.9% |
| VMO Invesco Municipal Opport | 1.49% | 6,705,199 | $67.6M | Add +7.7% |
| NFJ Virtus DVD Intrst & PRM STR | 1.46% | 5,376,449 | $66.0M | Add +58.1% |
| PEO Adams Natural Resources Fund | 1.41% | 2,698,567 | $63.7M | Add +30.8% |
| XNQPX Nuveen Pa QLTY Muni Inc. | 1.39% | 5,170,599 | $63.1M | Add +4.0% |
| XBFZX BlackRock Ca Muni Inc. TR | 1.39% | 5,239,568 | $62.7M | Add +0.3% |
| NMAI Nuveen Multi-Asset Income | 1.30% | 4,748,806 | $58.6M | No change |
| HQH Abrdn Healthcare Investors | 1.28% | 3,308,373 | $57.8M | Add +29.4% |
| ASA ASA Gold and Precious Metals | 1.26% | 3,253,837 | $57.1M | No change |
| ASGI Abrdn Global Infrastructure | 1.18% | 2,916,405 | $53.4M | Add +12.3% |
| HQL Abrdn Life Sciences Investor | 1.07% | 3,429,991 | $48.6M | Add +39.3% |
| NPCT Nuveen Core Plus Impact | 0.82% | 3,423,331 | $37.2M | Add +6.8% |
| AFB Allianceberstein NTL Muni | 0.77% | 3,149,020 | $35.0M | Add +21.0% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.76% | 2,994,982 | $34.3M | Reduce -23.1% |
| NAD Nuveen Quality Municipal Inc. | 0.74% | 2,850,371 | $33.5M | Add +19.3% |
| VKQ Invesco Municipal Trust | 0.70% | 3,198,283 | $31.9M | Add +27.2% |
| JRI Nuveen Real Asset Inc. & GRW | 0.70% | 2,603,916 | $31.7M | Add +1.6% |
| XMHIX Pioneer Muni High Inc. TR | 0.70% | 3,453,223 | $31.6M | Add +1.5% |
| VPV Invesco Pa Val Muni Inc. | 0.69% | 2,883,105 | $31.3M | Add +2.0% |
| VTN Invesco TR for Invest GRD NY | 0.68% | 2,757,658 | $31.0M | Add +0.0% |
| VGM Invesco Trust for Investmen | 0.68% | 3,008,412 | $30.9M | Add +22.0% |
| XENWX Eaton Vance New York Municip | 0.67% | 3,066,889 | $30.2M | No change |
| XEVMX Eaton Vance Cal Muni Bond | 0.65% | 3,114,325 | $29.6M | No change |
| NPFD Nuveen Var RT Pref & Inc. | 0.64% | 1,564,064 | $28.7M | Add +11.8% |
| BCX BlackRock Resources & Commod | 0.63% | 3,112,272 | $28.6M | Reduce -2.4% |
| MPA BlackRock Muniyield Pa Qltyv | 0.63% | 2,218,894 | $28.3M | Add +5.9% |
| MUC BlackRock Munihold Ca QLTY | 0.61% | 2,477,589 | $27.5M | Reduce -7.7% |
| SABA Saba Capital Income & Opp II | 0.60% | 3,454,857 | $26.9M | No change |
| NML Neuberger Energy Infrastruct | 0.56% | 3,184,929 | $25.5M | Reduce -26.8% |
| GAM General American Investors | 0.56% | 510,885 | $25.4M | No change |
| XAODX Abrdn Total Dynamic Dividend | 0.55% | 2,959,043 | $24.9M | Add +303.3% |
| LEO BNY Mellon Strategic Muni | 0.55% | 4,053,860 | $24.8M | Add +161.7% |
| NBH Neuberger Municipal Fund Inc. | 0.54% | 2,301,661 | $24.6M | Add +21.8% |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 0.53% | 4,065,601 | $24.1M | Add +31.9% |
| XBNYX BlackRock New York Muni Inc. | 0.52% | 2,195,499 | $23.5M | Add +0.8% |
| XPMAX Pioneer Municipal High Inc. | 0.52% | 2,842,868 | $23.3M | Add +8.1% |
| MYN BlackRock Muniyield NY QLTY | 0.51% | 2,201,685 | $23.1M | Reduce -14.2% |
| MHN BlackRock Muniholding NY QLT | 0.50% | 2,123,903 | $22.9M | Add +2.0% |
| KTF DWS Municipal Income Trust | 0.49% | 2,363,812 | $22.4M | No change |
| NTG Tortoise Midstream Energy | 0.48% | 511,042 | $21.9M | Add +3.7% |
| VCV Invesco Ca Val Muni Inc. TR | 0.48% | 2,106,169 | $21.9M | Add +10.3% |
| XBOEX BlackRock Enh GLBL DVD TR | 0.47% | 1,996,379 | $21.2M | Add +148.1% |
| XLGIX Lazard GLBL TTL RTRN & Inc. | 0.47% | 1,264,976 | $21.1M | Add +59.8% |
| XMIOX Pioneer Muni High Inc. Opp | 0.45% | 1,738,506 | $20.3M | Add +0.7% |
| FMN Federated Herm Prem Muni Inc. | 0.42% | 1,650,924 | $18.9M | Add +1.3% |
| NVG Nuveen Amt-FR Muni CRDT | 0.40% | 1,466,137 | $18.3M | Reduce -36.5% |
| MMU Western Asset Managed Munici | 0.40% | 1,761,892 | $18.2M | Reduce -16.4% |
| NZF Nuveen Municipal Credit Inc. | 0.40% | 1,471,376 | $18.2M | Reduce -42.1% |
| EDD Morgan Stanley Emrg MRK Dom | 0.39% | 3,873,319 | $17.7M | Reduce -5.9% |
| TBLD Thornburg Income Builder Opp | 0.38% | 1,078,883 | $17.4M | Add +56.6% |
| WB Weibo Corp.-Spon ADR | 0.38% | 2,250,709 | $17.3M | Add +75.8% |
| DMF BNYM Municipal Income filed as BNY MELLON MUN INCOME INC | 0.38% | 2,377,018 | $17.1M | No change |
| XHIEX Miller/Howard High Income Eq | 0.37% | 1,499,276 | $16.8M | No change |
| TYG Tortoise Energy Infrastruct | 0.37% | 476,922 | $16.6M | Add +5.0% |
| LNC Lincoln National Corp. | 0.36% | 525,608 | $16.3M | No change |
| KSM DWS Strategic Municipal Inc. | 0.35% | 1,598,145 | $15.8M | No change |
| CPZ Calamos LNG/SHRT Eqty & DYN | 0.34% | 1,001,825 | $15.3M | Add +0.6% |
| GRX Gabelli Healthcare & Well | 0.33% | 1,549,780 | $14.8M | Add +89.8% |
| NEW AMERICA HIGH INCOME FUND | 0.30% | 1,866,253 | $13.7M | Add +0.0% |
| MUJ BlackRock Munihold NJ QLTY | 0.28% | 1,111,929 | $12.7M | Reduce -21.3% |
| DMB BNY Mellon Muni BND Infra | 0.27% | 1,135,060 | $12.0M | Add +425.8% |
| RA Brookfield Real Assets Incom | 0.26% | 917,883 | $11.7M | Add +1.6% |
| EMO Clearbridge Energy Midstream | 0.24% | 265,851 | $11.0M | Reduce -91.2% |
| IDE Voya Infrastructure Indust | 0.24% | 1,042,703 | $10.7M | Reduce -14.6% |
| STHO Star Holdings filed as STAR HLDGS | 0.24% | 884,378 | $10.7M | Add +5.8% |
| CEV Eaton Vance Ca Muni Inc. TRST | 0.23% | 962,212 | $10.5M | No change |
| CXE MFS High Income Municipal TR | 0.23% | 2,797,904 | $10.4M | Add +29.1% |
| DMA Destra Multi-Alternative | 0.23% | 1,263,619 | $10.2M | Add +4.2% |
| XTEAX Tortoise Sust&social Imp Ter filed as ECOFIN SUSTAINABLE AND SOCIA | 0.22% | 871,413 | $10.0M | Add +0.0% |
| GNT Gamco Natural Resources Gold | 0.22% | 1,821,769 | $10.0M | Add +16.7% |
| XBGYX BlackRock Enh Intl DVD TR | 0.22% | 1,768,862 | $9.9M | Reduce -8.9% |
| BRW Saba Capital Income & Opport | 0.21% | 1,348,619 | $9.5M | Reduce -0.0% |
| NAN Nuveen NY QLTY Muni Inc. | 0.21% | 826,178 | $9.3M | Reduce -23.6% |
| XAGDX Abrdn GLBL DYNM Divid | 0.20% | 930,212 | $9.1M | Add +35.4% |
| ECF Ellsworth Growth and Income | 0.20% | 1,084,019 | $8.9M | Add +63.6% |
| MIY BlackRock Muniyield Mi QLTY | 0.18% | 715,874 | $8.2M | Reduce -24.3% |
| BTT BlackRock 2030 Muni TRGT TRM | 0.18% | 382,344 | $7.9M | New |
| EOD Allspring Global Dividend Op | 0.17% | 1,574,008 | $7.6M | Add +425.4% |
| KYN Kayne Anderson Energy Infra | 0.16% | 715,956 | $7.4M | Reduce -18.8% |
| CNNE Cannae Holdings Inc. | 0.16% | 397,900 | $7.2M | New |
| BIDU Baidu Inc. - Spon ADR | 0.15% | 81,000 | $7.0M | New |
| XPCKX PIMCO California Municipa II | 0.15% | 1,197,409 | $7.0M | Add +284.8% |
| MUE BlackRock Munihold QLT FD II | 0.15% | 680,557 | $6.9M | Add +2.3% |
| NAZ Nuveen Az QLTY Muni Inc. | 0.15% | 599,564 | $6.7M | Add +7.6% |
| UIS Unisys Corp. | 0.15% | 1,615,684 | $6.7M | Add +155.8% |
| XTTPX Tortoise Pipeline & Energy | 0.14% | 181,093 | $6.6M | Add +2.2% |
| NMT Nuveen Ma QLTY Muni Inc. | 0.14% | 577,149 | $6.4M | Reduce -5.3% |
| XNDPX Tortoise Energy Independence | 0.14% | 169,805 | $6.1M | Add +4.7% |
| PGZ Principal Real Estate Income | 0.13% | 568,008 | $5.8M | No change |
Options reported separately and not counted above: IWM calls ($1.3B), AAL puts ($62.9M), JWN puts ($56.2M), X puts ($21.1M), NAVI puts ($17.2M), M puts ($9.2M), BYND puts ($4.0M), CXW calls ($3.4M), UNFI puts ($1.2M).
Other holdings (191): bonds, preferreds, convertibles and warrants · $19.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 5,000,000 | $5.2M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 11,392,000 | $2.5M | No change |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 2,500,000 | $2.5M | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 1,000,000 | $990K | New |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 750,000 | $725K | New |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 322,395 | $464K | Reduce -64.3% |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 787,624 | $362K | Reduce -2.0% |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 148,089 | $262K | Add +7.2% |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 194,814 | $236K | Reduce -15.2% |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 617,000 | $199K | No change |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | 924,997 | $179K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 470,000 | $173K | Reduce -1.1% |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 800,000 | $172K | No change |
| BWAQR Blue World Acquisition - RTS | RIGHT 08/29/2029 | 649,856 | $143K | No change |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 230,500 | $138K | No change |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 539,778 | $138K | Reduce -8.1% |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 2,475,000 | $130K | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 624,379 | $127K | No change |
| FEXDR Fintech Ecosystem Develo-RTS | RIGHT 04/01/2026 | 939,124 | $122K | No change |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 1,179,462 | $121K | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 710,648 | $117K | No change |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 605,898 | $115K | No change |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 949,800 | $109K | No change |
| PAYOW Payoneer Global Inc.-CW27 | *W EXP 99/99/999 | 438,861 | $101K | No change |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 66,658 | $99K | New |
| VSTWF Vast Solar PTY Ltd. -28 | *W EXP 07/01/202 | 704,071 | $94K | No change |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 262,790 | $93K | No change |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 403,309 | $93K | No change |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 854,745 | $92K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 1,863,557 | $88K | No change |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | 1,483,870 | $88K | No change |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 899,999 | $83K | No change |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 705,310 | $78K | No change |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 524,998 | $76K | No change |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | 1,075,000 | $75K | No change |
| KACRF Kairous Acquisition Corp.-RTS | RIGHT 09/15/2026 | 575,000 | $73K | No change |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 25,710 | $73K | Reduce -79.0% |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 824,793 | $72K | No change |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 500,000 | $68K | No change |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 304,759 | $67K | No change |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 600,000 | $66K | No change |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | 899,952 | $65K | No change |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | 993,852 | $64K | No change |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 | 292,330 | $57K | No change |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 466,665 | $54K | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 1,142,325 | $54K | No change |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 243,249 | $53K | New |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 497,412 | $51K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 382,000 | $51K | No change |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 214,885 | $50K | No change |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 78,976 | $48K | Reduce -7.4% |
| AOGOW Arogo Capital Acq -CW23 | *W EXP 03/23/202 | 1,090,936 | $46K | No change |
| VMCWF Valuence Merger Corp. -CW27 | *W EXP 99/99/999 | 926,848 | $45K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 905,624 | $45K | No change |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 350,000 | $45K | No change |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 122,430 | $44K | No change |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 249,200 | $44K | New |
| SPECW Perception Capital II -CW28 | *W EXP 10/17/202 | 957,361 | $43K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 649,998 | $41K | No change |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 600,000 | $39K | No change |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 175,000 | $39K | No change |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 824,897 | $37K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 983,603 | $37K | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 726,030 | $36K | New |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 221,574 | $34K | No change |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 270,751 | $34K | No change |
| HOLLEY INC | *W EXP 11/30/202 | 298,716 | $34K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 945,000 | $33K | No change |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | 149,180 | $33K | No change |
| GGROW Gogoro Inc. -CW27 | *W EXP 04/04/202 | 400,330 | $33K | No change |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 675,000 | $32K | No change |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 349,998 | $32K | No change |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 724,998 | $31K | No change |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | 1,023,684 | $31K | No change |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 724,998 | $31K | No change |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 194,748 | $30K | No change |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 250,000 | $30K | No change |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 575,050 | $30K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 174,998 | $29K | No change |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 180,071 | $29K | No change |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 99,998 | $27K | No change |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 275,000 | $27K | No change |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 484,298 | $27K | No change |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 500,000 | $26K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 765,000 | $25K | No change |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | 209,751 | $24K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 249,999 | $24K | No change |
| NUVWQ Holdco Nuvo Group DG Ltd. | *W EXP 05/01/202 | 792,293 | $23K | New |
| BWAQW Blue World Acquisition -29 | *W EXP 01/10/202 | 324,998 | $23K | No change |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | 656,248 | $22K | No change |
| PRLHW Pearl Holdings Acq -CW23 | *W EXP 12/15/202 | 477,255 | $22K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 541,499 | $22K | No change |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 650,000 | $21K | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 650,003 | $20K | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 122,683 | $20K | No change |
| GWHWW Ess Tech Inc. -CW27 | *W EXP 10/08/202 | 303,596 | $19K | No change |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | 594,748 | $18K | No change |
| CNGLW Canna-Global Acquisit -CW23 | *W EXP 99/99/999 | 1,675,000 | $18K | No change |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 849,998 | $17K | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 162,020 | $17K | No change |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | 399,498 | $16K | New |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 83,480 | $16K | No change |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 800,012 | $16K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 200,000 | $16K | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 95,613 | $15K | No change |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 272,998 | $15K | No change |
| ACACW Acri Capital Acq -CW27 | *W EXP 02/01/202 | 249,998 | $14K | No change |
| KCGI.WS Kensington Capital Acq -CW23 | *W EXP 99/99/999 | 610,390 | $14K | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 1,123,291 | $14K | No change |
| MCAGR Mountain Crest Acquisiti-RTS | RIGHT 08/30/2022 | 129,288 | $14K | No change |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | 660,109 | $13K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 73,108 | $13K | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 500,000 | $13K | No change |
| AFARW Aura Fat Projects Acqui -27 | *W EXP 99/99/999 | 800,000 | $12K | No change |
| GBBKW Global Blockchain Acq-CW27 | *W EXP 05/09/202 | 675,000 | $12K | No change |
| FEXDW Fintech Ecosystem Dev -CW28 | *W EXP 04/01/202 | 475,811 | $12K | No change |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 72,280 | $11K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 166,894 | $11K | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 222,500 | $11K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 99,762 | $11K | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 736,199 | $11K | No change |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 100,000 | $11K | New |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 59,763 | $10K | No change |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 26,945 | $10K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 105,426 | $10K | No change |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 88,329 | $10K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 49,203 | $10K | No change |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 100,000 | $9K | No change |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | 233,761 | $9K | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 155,950 | $9K | No change |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | 305,957 | $8K | No change |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | 73,627 | $8K | No change |
| CFFSW CF Acquisition Vii A -CW27 | *W EXP 03/16/202 | 119,370 | $8K | No change |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 600,000 | $8K | No change |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | 537,496 | $7K | No change |
| CDIOW Cardio Diagnostics-CW26 | *W EXP 10/25/202 | 199,839 | $7K | No change |
| NPABW New Providence Acq A -CW27 | *W EXP 11/09/202 | 145,991 | $7K | No change |
| PERCEPTION CAPITAL CORP III | *W EXP 99/99/999 | 181,900 | $7K | No change |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 212,302 | $7K | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 410,000 | $7K | No change |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | 100,319 | $6K | No change |
| GTACW Global Technology Acq -CW23 | *W EXP 99/99/999 | 126,416 | $6K | No change |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | 29,935 | $6K | No change |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 45,069 | $6K | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 295,913 | $6K | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 531,114 | $6K | No change |
| IGTAW Inception Growth Acq -23 | *W EXP 10/15/202 | 71,985 | $6K | No change |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 275,000 | $6K | No change |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | 475,245 | $6K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 151,879 | $6K | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 176,796 | $5K | No change |
| LAKESHORE BIOPHARMA CO LTD | *W EXP 03/15/202 | 97,299 | $5K | No change |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 23,884 | $5K | No change |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 132,013 | $5K | No change |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 174,998 | $5K | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 179,799 | $5K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 297,847 | $4K | No change |
| SOARW Volato Group Inc. - CW23 | *W EXP 12/04/202 | 299,997 | $4K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 65,000 | $4K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 199,659 | $4K | No change |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 211,075 | $4K | No change |
| HHGCW HHG Capital Corp. -CW27 | *W EXP 02/25/202 | 212,478 | $4K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 31,129 | $3K | No change |
| PERFF Perfect Corp. | *W EXP 10/28/202 | 41,822 | $3K | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 124,100 | $3K | No change |
| AIMWF Aimfinity Investment-CW27 | *W EXP 99/99/999 | 120,000 | $3K | No change |
| CRPWF Carbon Revolution PLC | *W EXP 99/99/999 | 81,901 | $3K | No change |
| SMXWW SMX Security Matters PLC-28 | *W EXP 03/07/202 | 265,947 | $3K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 18,752 | $2K | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 170,222 | $2K | No change |
| FRLAW Fortune Rise Acquisit -CW23 | *W EXP 12/06/202 | 120,006 | $2K | No change |
| NCNWF Prime Number Holding Ltd.-28 | *W EXP 08/25/202 | 249,999 | $2K | No change |
| KACWF Kairous Acquisition -23 | *W EXP 09/15/202 | 286,048 | $2K | No change |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 90,594 | $2K | No change |
| WELWF Integrated Wellness -CW28 | *W EXP 10/31/202 | 76,801 | $2K | No change |
| INNOVID CORP | *W EXP 11/30/202 | 34,236 | $2K | No change |
| ZAPWF Zapp Electric Vehicles -28 | *W EXP 99/99/999 | 95,903 | $2K | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 99,762 | $2K | No change |
| DUETW Duet Acquisition Corp. -27 | *W EXP 07/19/202 | 100,000 | $2K | No change |
| HYZON MOTORS INC | *W EXP 10/02/202 | 73,492 | $1K | No change |
| XAGEW Alpha Healthcare Acquis-CW27 | *W EXP 07/12/202 | 19,604 | $1K | No change |
| ZLSWF Zalatoris II Acquisition Cor | *W EXP 99/99/999 | 21,015 | $1K | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 43,358 | $1K | No change |
| MACAW Moringa Acquisition Cor-CW26 | *W EXP 02/22/202 | 11,937 | $1K | No change |
| BFIWQ Burgerfi International-CW23 | *W EXP 12/16/202 | 73,286 | $1K | No change |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 11,005 | $908 | No change |
| CCGWW Cheche Group Inc. - 28 | *W EXP 10/01/203 | 22,099 | $665 | No change |
| NOVVW Nova Vision Acquisit -CW28 | *W EXP 12/31/202 | 31,088 | $586 | No change |
| VLDXW VELO3D Inc. -CW25 | *W EXP 09/29/202 | 30,000 | $420 | No change |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 16,866 | $396 | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 19,443 | $342 | No change |
Total filed on the 13F, all lines: $4.5B.
Portfolio Sells Q1 2024 → Q2 2024
| EMO Clearbridge Energy Midstream | Reduce -91.2% | 0.24% | −2.45 |
| CEM Clearbridge MLP & Midstream | Sold out | 0.00% | −2.21 |
| CLEARBRIDGE MLP AND MIDSTRM | Reduce -94.6% | 0.05% | −0.97 |
| FEI First Trust MLP and Energy I | Sold out | 0.00% | −0.72 |
| FST TR NEW OPPORT MLP & ENE | Sold out | 0.00% | −0.33 |
| XMVFX BlackRock Munivest Fund | Sold out | 0.00% | −0.31 |
| NZF Nuveen Municipal Credit Inc. | Reduce -42.1% | 0.40% | −0.28 |
| NVG Nuveen Amt-FR Muni CRDT | Reduce -36.5% | 0.40% | −0.21 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Reduce -23.1% | 0.76% | −0.19 |
| NAC Nuveen Ca QLTY Muni Inc. | Reduce -12.3% | 1.97% | −0.17 |
| NML Neuberger Energy Infrastruct | Reduce -26.8% | 0.56% | −0.14 |
| SBI Western Asset Intermediate | Reduce -80.2% | 0.03% | −0.14 |
| FEN First TR Enrgy Inc. & GRW | Sold out | 0.00% | −0.14 |
| IGA Voya Global Advan & Prem Opp | Reduce -58.4% | 0.09% | −0.13 |
| FSCO FS Credit Opportunities Corp. | Sold out | 0.00% | −0.11 |
| IQI Invesco Quality Muni Inc. TR | Sold out | 0.00% | −0.11 |
| DHF BNYM High Yield Strategies | Sold out | 0.00% | −0.11 |
| MYN BlackRock Muniyield NY QLTY | Reduce -14.2% | 0.51% | −0.09 |
| XIGDX Voya GLBL Eqty DVD & PRM Opp | Reduce -93.2% | 0.01% | −0.08 |
| MMU Western Asset Managed Munici | Reduce -16.4% | 0.40% | −0.08 |
| MUJ BlackRock Munihold NJ QLTY | Reduce -21.3% | 0.28% | −0.08 |
| SABR Sabre Corp. | Sold out | 0.00% | −0.07 |
| MIY BlackRock Muniyield Mi QLTY | Reduce -24.3% | 0.18% | −0.06 |
| NAN Nuveen NY QLTY Muni Inc. | Reduce -23.6% | 0.21% | −0.06 |
| MHD BlackRock Muniholdings Fund | Sold out | 0.00% | −0.05 |
| IDE Voya Infrastructure Indust | Reduce -14.6% | 0.24% | −0.05 |
| MUC BlackRock Munihold Ca QLTY | Reduce -7.7% | 0.61% | −0.04 |
| GUG Guggenheim Active Allocation | Sold out | 0.00% | −0.04 |
| DPG Duff & Phelps Utility & Inc. | Reduce -85.2% | 0.01% | −0.04 |
| TEVA Teva Pharmaceutical-SP ADR | Sold out | 0.00% | −0.04 |
| EDD Morgan Stanley Emrg MRK Dom | Reduce -5.9% | 0.39% | −0.04 |
| ZTR Virtus Total Return Fund Inc. | Sold out | 0.00% | −0.04 |
| POLESTAR AUTOMOTIVE HLDG UK | Reduce 0.0% | 0.04% | −0.04 |
| VKI Invesco Adv Muni Inc. TR II | Sold out | 0.00% | −0.04 |
| KYN Kayne Anderson Energy Infra | Reduce -18.8% | 0.16% | −0.03 |
| CHTR Charter Communications Inc. Class A | Sold out | 0.00% | −0.03 |
| CYH Community Health Systems Inc. | Reduce -45.4% | 0.03% | −0.03 |
| HES Hess Corp. | Sold out | 0.00% | −0.03 |
| CXH MFS Investment Grade Muni | Reduce -40.0% | 0.04% | −0.02 |
| IBACU Ib Acquisition Corp. | Sold out | 0.00% | −0.02 |
| XBGYX BlackRock Enh Intl DVD TR | Reduce -8.9% | 0.22% | −0.02 |
| ENGENE HOLDINGS INC | Reduce -0.8% | 0.01% | −0.02 |
| XCMUX MFS High Yield Municipal TR | Reduce -24.4% | 0.05% | −0.01 |
| CLF Cleveland-Cliffs Inc. | Sold out | 0.00% | −0.01 |
| AEF Abrdn Emerging Markets Ex CH | Reduce -58.2% | 0.01% | −0.01 |
| MODVQ Modivcare Inc. | Reduce -19.1% | 0.08% | −0.01 |
| BRW Saba Capital Income & Opport | Reduce -0.0% | 0.21% | −0.01 |
| BCX BlackRock Resources & Commod | Reduce -2.4% | 0.63% | −0.01 |
| NMT Nuveen Ma QLTY Muni Inc. | Reduce -5.3% | 0.14% | −0.01 |
| KF Korea Fund Inc. | Reduce -47.7% | 0.00% | −0.00 |
Portfolio Buys Q1 2024 → Q2 2024
| ADX Adams Diversified Equity | Add +22.1% | 4.63% | +1.20 |
| XGDVX Gabelli Dividend & Income TR | Add +72.0% | 1.88% | +0.78 |
| BSTZ BlackRock Sci & Tech TRM TR | Add +21.3% | 3.16% | +0.63 |
| NBXG Neuberger Next Generation Co. | Add +35.9% | 1.61% | +0.53 |
| NFJ Virtus DVD Intrst & PRM STR | Add +58.1% | 1.46% | +0.50 |
| XAODX Abrdn Total Dynamic Dividend | Add +303.3% | 0.55% | +0.42 |
| PEO Adams Natural Resources Fund | Add +30.8% | 1.41% | +0.36 |
| LEO BNY Mellon Strategic Muni | Add +161.7% | 0.55% | +0.34 |
| HQL Abrdn Life Sciences Investor | Add +39.3% | 1.07% | +0.33 |
| HQH Abrdn Healthcare Investors | Add +29.4% | 1.28% | +0.33 |
| XBOEX BlackRock Enh GLBL DVD TR | Add +148.1% | 0.47% | +0.28 |
| DMB BNY Mellon Muni BND Infra | Add +425.8% | 0.27% | +0.22 |
| XLGIX Lazard GLBL TTL RTRN & Inc. | Add +59.8% | 0.47% | +0.18 |
| BTT BlackRock 2030 Muni TRGT TRM | New | 0.18% | +0.18 |
| VKQ Invesco Municipal Trust | Add +27.2% | 0.70% | +0.17 |
| ASGI Abrdn Global Infrastructure | Add +12.3% | 1.18% | +0.16 |
| ECAT BlackRock ESG Cap All TRM TR | Add +0.2% | 11.06% | +0.16 |
| CNNE Cannae Holdings Inc. | New | 0.16% | +0.16 |
| VMO Invesco Municipal Opport | Add +7.7% | 1.49% | +0.16 |
| BIDU Baidu Inc. - Spon ADR | New | 0.15% | +0.15 |
| VGM Invesco Trust for Investmen | Add +22.0% | 0.68% | +0.15 |
| GRX Gabelli Healthcare & Well | Add +89.8% | 0.33% | +0.14 |
| AFB Allianceberstein NTL Muni | Add +21.0% | 0.77% | +0.14 |
| TBLD Thornburg Income Builder Opp | Add +56.6% | 0.38% | +0.14 |
| EOD Allspring Global Dividend Op | Add +425.4% | 0.17% | +0.14 |
| NAD Nuveen Quality Municipal Inc. | Add +19.3% | 0.74% | +0.14 |
| DSM BNYM Strat Muni BND | Add +31.9% | 0.53% | +0.14 |
| WB Weibo Corp.-Spon ADR | Add +75.8% | 0.38% | +0.13 |
| XPCKX PIMCO California Municipa II | Add +284.8% | 0.15% | +0.12 |
| NBH Neuberger Municipal Fund Inc. | Add +21.8% | 0.54% | +0.11 |
| DJT Trump Media & Technology Gro | New | 0.10% | +0.10 |
| XNQPX Nuveen Pa QLTY Muni Inc. | Add +4.0% | 1.39% | +0.10 |
| MEGI Nylim CBRE GB Infra Mtrnd TF | Add +4.0% | 1.62% | +0.10 |
| TONT.U Graf Global Corp. | New | 0.09% | +0.09 |
| NPCT Nuveen Core Plus Impact | Add +6.8% | 0.82% | +0.09 |
| GPATU GP-Act III Acquisition Corp. | New | 0.09% | +0.09 |
| QVCG QVC Group Inc. | New | 0.08% | +0.08 |
| NPFD Nuveen Var RT Pref & Inc. | Add +11.8% | 0.64% | +0.08 |
| UIS Unisys Corp. | Add +155.8% | 0.15% | +0.08 |
| ECF Ellsworth Growth and Income | Add +63.6% | 0.20% | +0.08 |
| HUDSON PAC PPTYS INC | New | 0.07% | +0.07 |
| NTG Tortoise Midstream Energy | Add +3.7% | 0.48% | +0.07 |
| MPA BlackRock Muniyield Pa Qltyv | Add +5.9% | 0.63% | +0.07 |
| VCV Invesco Ca Val Muni Inc. TR | Add +10.3% | 0.48% | +0.07 |
| VERX Vertex Inc. Class A | New | 0.06% | +0.06 |
| XNXJX Nuveen NJ QLTY Muni Inc. | Add +2.5% | 1.61% | +0.06 |
| TYG Tortoise Energy Infrastruct | Add +5.0% | 0.37% | +0.06 |
| CXE MFS High Income Municipal TR | Add +29.1% | 0.23% | +0.06 |
| ERH Allspring Utilities and High | New | 0.06% | +0.06 |
| XAGDX Abrdn GLBL DYNM Divid | Add +35.4% | 0.20% | +0.05 |
Options Activity Q1 2024 → Q2 2024
| IWM iShares Russell 2000 ETF | call | Add +38.9% | 6,377,200 | $1.3B |
| AAL American Airlines Group Inc. | put | Add +37.0% | 5,549,300 | $62.9M |
| JWN Nordstrom Inc. | put | Add +0.5% | 2,649,900 | $56.2M |
| BABA Alibaba Group Holding-SP ADR | call | Sold out | 420,000 | $30.4Mbefore exit |
| KKR KKR & Co. Inc. | put | Sold out | 260,000 | $26.2Mbefore exit |
| X United States Steel Corp. | put | Reduce -48.1% | 557,400 | $21.1M |
| CLF Cleveland-Cliffs Inc. | put | Sold out | 900,000 | $20.5Mbefore exit |
| XRX Xerox Holdings Corp. | put | Sold out | 1,021,900 | $18.3Mbefore exit |
| NAVI Navient Corp. | put | Add +1.8% | 1,181,000 | $17.2M |
| HES Hess Corp. | put | Sold out | 110,000 | $16.8Mbefore exit |
| M Macy's Inc. | put | Add +1.1% | 480,000 | $9.2M |
| ANF Abercrombie & Fitch Co. Class A | put | Sold out | 50,000 | $6.3Mbefore exit |
| BYND Beyond Meat Inc. | put | Reduce -4.2% | 601,500 | $4.0M |
| CXW Corecivic Inc. | call | New | 265,100 | $3.4M |
| UNFI United Natural Foods Inc. | put | Reduce -47.2% | 88,500 | $1.2M |
| OPTU Optimum Communications Inc. Class A | call | Sold out | 200,000 | $522Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | New | 1,000,000 | $990K |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | New | 750,000 | $725K |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | Sold out | 283,350 | $635Kbefore exit |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | Reduce -64.3% | 322,395 | $464K |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | Reduce -2.0% | 787,624 | $362K |
| METALS ACQUISITION LTD | *W EXP 06/15/202 | Sold out | 166,012 | $352Kbefore exit |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | Add +7.2% | 148,089 | $262K |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | Sold out | 527,522 | $250Kbefore exit |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | Reduce -15.2% | 194,814 | $236K |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | Reduce -1.1% | 470,000 | $173K |
| RWODR Redwoods Acquisition-Rights | RIGHT 03/15/2027 | Sold out | 694,779 | $154Kbefore exit |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | Reduce -8.1% | 539,778 | $138K |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | New | 66,658 | $99K |
| AACRF Aib Acquisition Corp.- RTS | RIGHT 10/31/2028 | Sold out | 600,600 | $78Kbefore exit |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Reduce -79.0% | 25,710 | $73K |
| LGVCW Lamf Global Ventures -CW23 | *W EXP 99/99/999 | Sold out | 792,293 | $67Kbefore exit |
| KYCHR Keyarch Acquisition Corp.-RT | RIGHT 01/24/2027 | Sold out | 275,000 | $67Kbefore exit |
| COOLW Corner Growth Acq Class A -CW27 | *W EXP 99/99/999 | Sold out | 306,787 | $54Kbefore exit |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | New | 243,249 | $53K |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | Reduce -7.4% | 78,976 | $48K |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | New | 249,200 | $44K |
| CMCWF Capitalworks Emerging-CW23 | *W EXP 99/99/999 | Sold out | 989,111 | $42Kbefore exit |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | New | 726,030 | $36K |
| VCXB.WS 10X Capital Venture Ac -CW27 | *W EXP 06/30/202 | Sold out | 749,998 | $30Kbefore exit |
| APCA.WS Ap Acquisition Corp.-A -23 | *W EXP 12/07/202 | Sold out | 654,757 | $26Kbefore exit |
| NUVWQ Holdco Nuvo Group DG Ltd. | *W EXP 05/01/202 | New | 792,293 | $23K |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | New | 399,498 | $16K |
| KYCHW Keyarch Acquisition Corp. -28 | *W EXP 99/99/999 | Sold out | 262,498 | $14Kbefore exit |
| ADTHW Adtheorent Holdings Co.-CW27 | *W EXP 12/26/202 | Sold out | 74,477 | $12Kbefore exit |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | New | 100,000 | $11K |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | Sold out | 116,744 | $10Kbefore exit |
| SHAZW TKB Critical Technolog -CW23 | *W EXP 99/99/999 | Sold out | 751,485 | $8Kbefore exit |
| FHLTW Future Health ESG -CW23 | *W EXP 99/99/999 | Sold out | 116,747 | $6Kbefore exit |
| AVHIW Achari Ventures Holdin -CW23 | *W EXP 99/99/999 | Sold out | 38,384 | $1Kbefore exit |
| VIWWQ View Inc. -CW27 | *W EXP 03/08/202 | Sold out | 11,330 | $70before exit |
| RACYW Relativity Acquisition-CW27 | *W EXP 12/15/202 | Sold out | 670,001 | $67before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 226 | $3.2B | ASA, ECAT, BSTZ, NFJ, XGDVX |
| Q1 2026 | 223 | $3.1B | ASA, ECAT, PDX, XGDVX, NFJ |
| Q4 2025 | 199 | $2.9B | ECAT, ASA, XGDVX, PDX, GAM |
| Q3 2025 | 177 | $3.0B | ECAT, ASA, PDX, XGDVX, GAM |
| Q2 2025 | 178 | $3.6B | ECAT, BTX, PDX, XGDVX, BCAT |
| Q1 2025 | 140 | $3.6B | ECAT, BTX, BMEZ, PDX, BCAT |
| Q4 2024 | 143 | $3.9B | ECAT, BTX, BMEZ, BCAT, PDX |
| Q3 2024 | 167 | $4.5B | ECAT, BTX, BMEZ, BCAT, PDX |
| Q2 2024 | 185 | $4.5B | ECAT, BTX, BMEZ, BCAT, ADX |
| Q1 2024 | 184 | $4.5B | ECAT, BTX, BMEZ, BCAT, ADX |