Saba Capital Management, L.P.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Saba Capital Management, L.P. reported 184 stock positions worth $4.5 billion. Its top holding was BlackRock ESG Cap All TRM TR (ECAT) at 10.9% of the portfolio, followed by BlackRock Tech & Priv Eqty (BTX, 9.3%) and BlackRock HLTH Sci TRM TR II (BMEZ, 7.4%). Compared with Q4 2023, it opened 14 new positions, sold out of 79, added to 85 and reduced 50. The biggest buy was BlackRock Tech & Priv Eqty (BTX, shares +19%) and the biggest sale an exit from Gores Holding Ix Class A (GHIX).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001510281
- Portfolio Value
- $4.5B (Q1 2024)
- SEC Filing
- 0001062993-24-010317 ↗ filed May 15, 2024
Holdings Value
Holdings 184 stocks · $4.5B
| ECAT BlackRock ESG Cap All TRM TR | 10.90% | 28,496,747 | $494.7M | Add +18.5% |
| BTX BlackRock Tech & Priv Eqty | 9.32% | 51,963,968 | $423.0M | Add +18.8% |
| BMEZ BlackRock HLTH Sci TRM TR II | 7.40% | 20,492,010 | $335.9M | Add +22.1% |
| BCAT BlackRock Capital Alloc TR | 6.00% | 16,333,600 | $272.1M | Add +19.9% |
| ADX Adams Diversified Equity | 3.44% | 7,987,067 | $155.9M | Add +5.6% |
| PDX PIMCO Dynamic Income Strat | 3.29% | 7,034,522 | $149.2M | No change |
| EMO Clearbridge Energy Midstream | 2.69% | 3,007,117 | $122.1M | No change |
| BSTZ BlackRock Sci & Tech TRM TR | 2.53% | 5,920,475 | $114.9M | Add +66.3% |
| CEM Clearbridge MLP & Midstream | 2.21% | 2,189,802 | $100.2M | No change |
| NAC Nuveen Ca QLTY Muni Inc. | 2.14% | 8,813,108 | $97.1M | Add +6.4% |
| XNXJX Nuveen NJ QLTY Muni Inc. | 1.55% | 5,834,124 | $70.5M | Add +5.1% |
| MEGI Nylim CBRE GB Infra Mtrnd TF filed as MAINSTAY CBRE GBL INFRA MEG | 1.53% | 5,507,053 | $69.2M | Add +2.0% |
| XBFZX BlackRock Ca Muni Inc. TR | 1.36% | 5,225,100 | $61.8M | Add +2.6% |
| VMO Invesco Municipal Opport | 1.34% | 6,225,848 | $60.6M | Add +726.5% |
| NMAI Nuveen Multi-Asset Income | 1.30% | 4,748,806 | $59.1M | Add +0.6% |
| XNQPX Nuveen Pa QLTY Muni Inc. | 1.29% | 4,970,963 | $58.8M | Add +11.3% |
| ASA ASA Gold and Precious Metals | 1.10% | 3,253,837 | $50.0M | No change |
| XGDVX Gabelli Dividend & Income TR | 1.10% | 2,174,441 | $50.0M | Add +123.5% |
| NBXG Neuberger Next Generation Co. | 1.07% | 4,143,339 | $48.7M | No change |
| PEO Adams Natural Resources Fund | 1.05% | 2,063,836 | $47.6M | Add +11.4% |
| CLEARBRIDGE MLP AND MIDSTRM | 1.03% | 1,124,306 | $46.6M | No change |
| ASGI Abrdn Global Infrastructure | 1.02% | 2,597,659 | $46.1M | Add +15.5% |
| NFJ Virtus DVD Intrst & PRM STR | 0.96% | 3,399,977 | $43.5M | Reduce -4.6% |
| HQH Abrdn Healthcare Investors | 0.95% | 2,557,469 | $43.1M | Add +79.5% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.95% | 3,894,855 | $43.1M | Add +1.9% |
| HQL Abrdn Life Sciences Investor | 0.74% | 2,462,147 | $33.6M | Add +73.2% |
| NPCT Nuveen Core Plus Impact | 0.73% | 3,205,943 | $33.2M | Add +7.6% |
| FEI First Trust MLP and Energy I | 0.72% | 3,396,441 | $32.8M | Add +0.1% |
| NML Neuberger Energy Infrastruct | 0.71% | 4,348,702 | $32.0M | Reduce -9.7% |
| NZF Nuveen Municipal Credit Inc. | 0.69% | 2,543,489 | $31.1M | Reduce -5.1% |
| JRI Nuveen Real Asset Inc. & GRW | 0.67% | 2,562,156 | $30.4M | Add +4.1% |
| XMHIX Pioneer Muni High Inc. TR | 0.66% | 3,400,844 | $30.1M | Add +7.0% |
| XENWX Eaton Vance New York Municip | 0.66% | 3,066,889 | $29.8M | Add +0.6% |
| VTN Invesco TR for Invest GRD NY | 0.65% | 2,757,652 | $29.6M | Add +4.1% |
| MUC BlackRock Munihold Ca QLTY | 0.65% | 2,684,953 | $29.6M | Reduce -35.6% |
| XEVMX Eaton Vance Cal Muni Bond | 0.65% | 3,114,325 | $29.4M | No change |
| VPV Invesco Pa Val Muni Inc. | 0.64% | 2,826,395 | $29.0M | Add +7.3% |
| BCX BlackRock Resources & Commod | 0.64% | 3,189,841 | $29.0M | Add +51.1% |
| AFB Allianceberstein NTL Muni | 0.63% | 2,602,504 | $28.6M | Add +27.0% |
| NVG Nuveen Amt-FR Muni CRDT | 0.62% | 2,307,802 | $28.0M | Add +8.1% |
| NAD Nuveen Quality Municipal Inc. | 0.60% | 2,389,415 | $27.4M | No change |
| MYN BlackRock Muniyield NY QLTY | 0.59% | 2,564,995 | $27.0M | Add +28.4% |
| SABA Saba Capital Income & Opport | 0.58% | 6,909,623 | $26.4M | Reduce -21.4% |
| MPA BlackRock Muniyield Pa Qltyv | 0.56% | 2,095,225 | $25.4M | Add +10.3% |
| NPFD Nuveen Var RT Pref & Inc. | 0.55% | 1,399,537 | $25.1M | Add +24.0% |
| VKQ Invesco Municipal Trust | 0.54% | 2,514,208 | $24.4M | New |
| VGM Invesco Trust for Investmen | 0.54% | 2,465,650 | $24.3M | New |
| GAM General American Investors | 0.52% | 510,885 | $23.8M | No change |
| XBNYX BlackRock New York Muni Inc. | 0.51% | 2,178,000 | $23.1M | Add +35.8% |
| MHN BlackRock Muniholding NY QLT | 0.49% | 2,082,217 | $22.1M | Add +16.4% |
| MMU Western Asset Managed Munici | 0.49% | 2,108,406 | $22.0M | Add +0.4% |
| XPMAX Pioneer Municipal High Inc. | 0.47% | 2,631,183 | $21.4M | Add +6.0% |
| KTF DWS Municipal Income Trust | 0.47% | 2,363,812 | $21.3M | Add +6.1% |
| NBH Neuberger Municipal Fund Inc. | 0.44% | 1,889,909 | $19.8M | Add +0.0% |
| EDD Morgan Stanley Emrg MRK Dom | 0.43% | 4,114,422 | $19.5M | Reduce -7.0% |
| XMIOX Pioneer Muni High Inc. Opp | 0.43% | 1,725,979 | $19.5M | Add +7.2% |
| VCV Invesco Ca Val Muni Inc. TR | 0.42% | 1,908,909 | $19.0M | Add +27.6% |
| NTG Tortoise Midstream Energy | 0.42% | 492,658 | $18.9M | Add +9.8% |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 0.40% | 3,081,229 | $18.1M | Add +22.3% |
| FMN Federated Herm Prem Muni Inc. | 0.40% | 1,630,390 | $18.0M | Add +2.2% |
| LNC Lincoln National Corp. | 0.37% | 525,608 | $16.8M | No change |
| XHIEX Miller/Howard High Income Eq | 0.37% | 1,499,276 | $16.6M | Reduce -31.3% |
| MUJ BlackRock Munihold NJ QLTY | 0.36% | 1,413,183 | $16.4M | Reduce -17.5% |
| DMF BNYM Municipal Income filed as BNY MELLON MUN INCOME INC | 0.36% | 2,377,018 | $16.2M | Add +8.3% |
| CPZ Calamos LNG/SHRT Eqty & DYN | 0.34% | 995,978 | $15.4M | Add +31.6% |
| FST TR NEW OPPORT MLP & ENE | 0.33% | 1,965,760 | $15.1M | No change |
| KSM DWS Strategic Municipal Inc. | 0.31% | 1,598,145 | $14.3M | Add +3.0% |
| TYG Tortoise Energy Infrastruct | 0.31% | 454,063 | $14.0M | Add +9.4% |
| XMVFX BlackRock Munivest Fund | 0.31% | 1,972,918 | $13.9M | Add +240.8% |
| NEW AMERICA HIGH INCOME FUND | 0.30% | 1,866,248 | $13.6M | Add +3.3% |
| XLGIX Lazard GLBL TTL RTRN & Inc. | 0.28% | 791,622 | $12.9M | Add +315.2% |
| IDE Voya Infrastructure Indust | 0.28% | 1,221,011 | $12.8M | Add +5.3% |
| NAN Nuveen NY QLTY Muni Inc. | 0.26% | 1,080,991 | $11.8M | Reduce -2.3% |
| RA Brookfield Real Assets Incom | 0.26% | 903,026 | $11.7M | Reduce -49.4% |
| WB Weibo Corp.-Spon ADR | 0.26% | 1,280,120 | $11.6M | Add +112.3% |
| TBLD Thornburg Income Builder Opp | 0.25% | 688,738 | $11.1M | Reduce -8.7% |
| MIY BlackRock Muniyield Mi QLTY | 0.24% | 945,560 | $10.9M | Reduce -2.0% |
| STHO Star Holdings filed as STAR HLDGS | 0.24% | 836,121 | $10.8M | Add +46.8% |
| XBGYX BlackRock Enh Intl DVD TR | 0.24% | 1,941,924 | $10.7M | Add +6.0% |
| XTEAX Tortoise Sust&social Imp Ter filed as ECOFIN SUSTAINABLE AND SOCIA | 0.23% | 871,397 | $10.3M | Add +0.0% |
| CEV Eaton Vance Ca Muni Inc. TRST | 0.23% | 962,212 | $10.2M | No change |
| BRW Saba Capital Income & Opport | 0.22% | 1,348,714 | $9.8M | Reduce -37.4% |
| IGA Voya Global Advan & Prem Opp | 0.21% | 1,067,191 | $9.6M | Add +19.1% |
| DMA Destra Multi-Alternative | 0.21% | 1,213,001 | $9.5M | Add +7.8% |
| LEO BNY Mellon Strategic Muni | 0.21% | 1,549,344 | $9.5M | Add +123.2% |
| KYN Kayne Anderson Energy Infra | 0.19% | 881,375 | $8.8M | Reduce -0.5% |
| XBOEX BlackRock Enh GLBL DVD TR | 0.19% | 804,832 | $8.4M | Add +24.3% |
| GRX Gabelli Healthcare & Well | 0.18% | 816,441 | $8.4M | Add +143.1% |
| GNT Gamco Natural Resources Gold | 0.18% | 1,560,758 | $8.1M | Reduce -0.6% |
| SBI Western Asset Intermediate | 0.18% | 1,006,586 | $8.0M | Reduce -6.5% |
| CXE MFS High Income Municipal TR | 0.17% | 2,167,021 | $7.9M | Add +3.1% |
| MUE BlackRock Munihold QLT FD II | 0.15% | 665,166 | $6.8M | Add +21.0% |
| XAGDX Abrdn GLBL DYNM Divid | 0.15% | 687,036 | $6.7M | Add +16.7% |
| NMT Nuveen Ma QLTY Muni Inc. | 0.15% | 609,628 | $6.7M | Add +27.1% |
| PAGS Pagseguro Digital Ltd. Class A | 0.14% | 458,715 | $6.6M | Reduce -19.0% |
| FEN First TR Enrgy Inc. & GRW | 0.14% | 386,478 | $6.3M | No change |
| NAZ Nuveen Az QLTY Muni Inc. | 0.13% | 557,153 | $6.1M | Add +17.1% |
| XAODX Abrdn Total Dynamic Dividend | 0.13% | 733,679 | $6.1M | Add +1563.1% |
| PGZ Principal Real Estate Income | 0.13% | 568,008 | $5.9M | No change |
| XTTPX Tortoise Pipeline & Energy | 0.12% | 177,249 | $5.6M | Add +16.3% |
Options reported separately and not counted above: IWM calls ($965.9M), AAL puts ($62.2M), JWN puts ($53.4M), X puts ($43.8M), BABA calls ($30.4M), KKR puts ($26.2M), CLF puts ($20.5M), NAVI puts ($20.2M), XRX puts ($18.3M), HES puts ($16.8M), M puts ($9.5M), ANF puts ($6.3M), and 3 more.
Other holdings (201): bonds, preferreds, convertibles and warrants · $20.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 5,000,000 | $5.3M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 11,392,000 | $2.7M | No change |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 2,500,000 | $2.5M | New |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | 283,350 | $635K | No change |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 803,924 | $523K | No change |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 904,445 | $509K | New |
| METALS ACQUISITION LTD | *W EXP 06/15/202 | 166,012 | $352K | Reduce -7.2% |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 854,745 | $299K | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 710,648 | $270K | New |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | 527,522 | $250K | No change |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 1,179,462 | $206K | No change |
| BWAQR Blue World Acquisition - RTS | RIGHT 08/29/2029 | 649,856 | $188K | No change |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 2,475,000 | $182K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 475,000 | $179K | New |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 1,863,557 | $177K | Reduce -1.1% |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 229,814 | $175K | No change |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 705,310 | $175K | No change |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 949,800 | $169K | Reduce -9.5% |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 800,000 | $168K | No change |
| RWODR Redwoods Acquisition-Rights | RIGHT 03/15/2027 | 694,779 | $154K | No change |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 138,089 | $132K | No change |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 587,373 | $127K | No change |
| FEXDR Fintech Ecosystem Develo-RTS | RIGHT 04/01/2026 | 939,124 | $127K | No change |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 304,759 | $120K | Reduce -0.7% |
| PAYOW Payoneer Global Inc.-CW27 | *W EXP 99/99/999 | 438,861 | $118K | No change |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 403,309 | $118K | No change |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 214,885 | $110K | Reduce -24.1% |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 230,500 | $106K | No change |
| HOLLEY INC | *W EXP 11/30/202 | 298,716 | $105K | No change |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 122,554 | $98K | Reduce -20.5% |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 605,898 | $95K | No change |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | 924,997 | $91K | No change |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 617,000 | $89K | New |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 899,999 | $88K | No change |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 824,897 | $85K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 905,624 | $81K | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 624,379 | $81K | No change |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 262,790 | $80K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 649,998 | $79K | New |
| AACRF Aib Acquisition Corp.- RTS | RIGHT 10/31/2028 | 600,600 | $78K | No change |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 | 292,330 | $77K | No change |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 85,292 | $77K | No change |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | 1,075,000 | $77K | No change |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 500,000 | $70K | No change |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 524,998 | $69K | No change |
| LGVCW Lamf Global Ventures -CW23 | *W EXP 99/99/999 | 792,293 | $67K | No change |
| KYCHR Keyarch Acquisition Corp.-RT | RIGHT 01/24/2027 | 275,000 | $67K | No change |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 824,793 | $66K | No change |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 500,000 | $65K | No change |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | 1,483,870 | $64K | No change |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 497,412 | $64K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 765,000 | $61K | No change |
| BWAQW Blue World Acquisition -29 | *W EXP 01/10/202 | 324,998 | $61K | No change |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 122,430 | $60K | New |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 270,751 | $60K | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 1,142,325 | $57K | No change |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 99,998 | $56K | No change |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 600,000 | $54K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 249,999 | $54K | No change |
| COOLW Corner Growth Acq Class A -CW27 | *W EXP 99/99/999 | 306,787 | $54K | No change |
| VSTWF Vast Solar PTY Ltd. -28 | *W EXP 07/01/202 | 704,071 | $53K | No change |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 600,000 | $53K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 541,499 | $52K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 382,000 | $51K | No change |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 675,000 | $51K | No change |
| KACRF Kairous Acquisition Corp.-RTS | RIGHT 09/15/2026 | 575,000 | $47K | No change |
| SOARW Volato Group Inc. - CW23 | *W EXP 12/04/202 | 299,997 | $45K | No change |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 221,574 | $44K | No change |
| GGROW Gogoro Inc. -CW27 | *W EXP 04/04/202 | 400,330 | $43K | No change |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 849,998 | $43K | No change |
| CMCWF Capitalworks Emerging-CW23 | *W EXP 99/99/999 | 989,111 | $42K | No change |
| KCGI.WS Kensington Capital Acq -CW23 | *W EXP 99/99/999 | 610,390 | $41K | No change |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 175,000 | $41K | No change |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | 899,952 | $38K | No change |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | 1,023,684 | $37K | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 1,123,291 | $37K | No change |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 349,998 | $37K | No change |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 180,071 | $36K | No change |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 724,998 | $36K | No change |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 484,298 | $36K | No change |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 250,000 | $36K | No change |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 350,000 | $35K | No change |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 72,280 | $34K | No change |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 466,665 | $33K | No change |
| MCAGR Mountain Crest Acquisiti-RTS | RIGHT 08/30/2022 | 129,288 | $31K | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 122,683 | $31K | No change |
| CNGLW Canna-Global Acquisit -CW23 | *W EXP 99/99/999 | 1,675,000 | $30K | No change |
| VCXB.WS 10X Capital Venture Ac -CW27 | *W EXP 06/30/202 | 749,998 | $30K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 983,603 | $30K | No change |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 724,998 | $29K | No change |
| VMCWF Valuence Merger Corp. -CW27 | *W EXP 99/99/999 | 926,848 | $29K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 945,000 | $28K | New |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 105,426 | $26K | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 295,913 | $26K | No change |
| APCA.WS Ap Acquisition Corp.-A -23 | *W EXP 12/07/202 | 654,757 | $26K | No change |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | 149,180 | $26K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 151,879 | $26K | No change |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 212,302 | $25K | New |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 575,050 | $25K | No change |
| AOGOW Arogo Capital Acq -CW23 | *W EXP 03/23/202 | 1,090,936 | $25K | No change |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | 993,852 | $24K | No change |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 275,000 | $24K | No change |
| SPECW Perception Capital II -CW28 | *W EXP 10/17/202 | 957,361 | $24K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 166,894 | $23K | New |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | 209,751 | $23K | No change |
| GWHWW Ess Tech Inc. -CW27 | *W EXP 10/08/202 | 303,596 | $23K | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 176,796 | $23K | New |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | 656,248 | $22K | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 500,000 | $21K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 297,847 | $21K | New |
| CDIOW Cardio Diagnostics-CW26 | *W EXP 10/25/202 | 199,839 | $21K | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 650,003 | $21K | No change |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 800,012 | $20K | No change |
| PRLHW Pearl Holdings Acq -CW23 | *W EXP 12/15/202 | 477,255 | $19K | No change |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 194,748 | $19K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 174,998 | $18K | New |
| ACACW Acri Capital Acq -CW27 | *W EXP 02/01/202 | 249,998 | $18K | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 736,199 | $18K | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 95,613 | $18K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 73,108 | $17K | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 222,500 | $17K | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 410,000 | $16K | No change |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 100,000 | $15K | No change |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | 660,109 | $15K | No change |
| KYCHW Keyarch Acquisition Corp. -28 | *W EXP 99/99/999 | 262,498 | $14K | No change |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | 594,748 | $13K | No change |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 26,945 | $13K | New |
| ADTHW Adtheorent Holdings Co.-CW27 | *W EXP 12/26/202 | 74,477 | $12K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 49,203 | $12K | No change |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 59,763 | $12K | No change |
| AFARW Aura Fat Projects Acqui -27 | *W EXP 99/99/999 | 800,000 | $12K | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 162,020 | $11K | No change |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 211,075 | $11K | New |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | 305,957 | $11K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 199,659 | $11K | New |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 272,998 | $11K | No change |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | 73,627 | $11K | No change |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 116,744 | $10K | No change |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 650,000 | $10K | No change |
| CFFSW CF Acquisition Vii A -CW27 | *W EXP 03/16/202 | 119,370 | $10K | No change |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 88,329 | $10K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 99,762 | $10K | No change |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 45,069 | $9K | No change |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | 233,761 | $9K | No change |
| PERCEPTION CAPITAL CORP III | *W EXP 99/99/999 | 181,900 | $9K | No change |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 83,480 | $9K | No change |
| SHAZW TKB Critical Technolog -CW23 | *W EXP 99/99/999 | 751,485 | $8K | No change |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 600,000 | $7K | No change |
| GBBKW Global Blockchain Acq-CW27 | *W EXP 05/09/202 | 675,000 | $7K | No change |
| NPABW New Providence Acq A -CW27 | *W EXP 11/09/202 | 145,991 | $7K | No change |
| LAKESHORE BIOPHARMA CO LTD | *W EXP 03/15/202 | 97,299 | $7K | No change |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | 537,496 | $7K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 200,000 | $7K | No change |
| FHLTW Future Health ESG -CW23 | *W EXP 99/99/999 | 116,747 | $6K | No change |
| CRPWF Carbon Revolution PLC | *W EXP 99/99/999 | 81,901 | $6K | No change |
| FEXDW Fintech Ecosystem Dev -CW28 | *W EXP 04/01/202 | 475,811 | $6K | No change |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 132,013 | $6K | No change |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | 100,319 | $6K | No change |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | 475,245 | $5K | No change |
| HHGCW HHG Capital Corp. -CW27 | *W EXP 02/25/202 | 212,478 | $5K | No change |
| KACWF Kairous Acquisition -23 | *W EXP 09/15/202 | 286,048 | $5K | No change |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 174,998 | $5K | No change |
| FRLAW Fortune Rise Acquisit -CW23 | *W EXP 12/06/202 | 120,006 | $5K | No change |
| GTACW Global Technology Acq -CW23 | *W EXP 99/99/999 | 126,416 | $5K | No change |
| HYZON MOTORS INC | *W EXP 10/02/202 | 73,492 | $4K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 31,129 | $4K | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 531,114 | $4K | No change |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 275,000 | $4K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 18,752 | $4K | No change |
| NCNWF Prime Number Holding Ltd.-28 | *W EXP 08/25/202 | 249,999 | $3K | New |
| PERFF Perfect Corp. | *W EXP 10/28/202 | 41,822 | $3K | No change |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 23,884 | $3K | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 124,100 | $3K | No change |
| XAGEW Alpha Healthcare Acquis-CW27 | *W EXP 07/12/202 | 19,604 | $3K | No change |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | 29,935 | $3K | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 155,950 | $3K | No change |
| DUETW Duet Acquisition Corp. -27 | *W EXP 07/19/202 | 100,000 | $3K | No change |
| WELWF Integrated Wellness -CW28 | *W EXP 10/31/202 | 76,801 | $3K | No change |
| IGTAW Inception Growth Acq -23 | *W EXP 10/15/202 | 71,985 | $3K | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 170,222 | $3K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 65,000 | $3K | No change |
| SMXWW SMX Security Matters PLC-28 | *W EXP 03/07/202 | 265,947 | $3K | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 179,799 | $2K | No change |
| BFIWQ Burgerfi International-CW23 | *W EXP 12/16/202 | 73,286 | $2K | No change |
| INNOVID CORP | *W EXP 11/30/202 | 34,236 | $2K | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 99,762 | $2K | No change |
| AIMWF Aimfinity Investment-CW27 | *W EXP 99/99/999 | 120,000 | $2K | No change |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 90,594 | $2K | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 43,358 | $2K | No change |
| ZAPWF Zapp Electric Vehicles -28 | *W EXP 99/99/999 | 95,903 | $1K | No change |
| VLDXW VELO3D Inc. -CW25 | *W EXP 09/29/202 | 30,000 | $1K | No change |
| CCGWW Cheche Group Inc. - 28 | *W EXP 10/01/203 | 22,099 | $1K | No change |
| AVHIW Achari Ventures Holdin -CW23 | *W EXP 99/99/999 | 38,384 | $1K | No change |
| MACAW Moringa Acquisition Cor-CW26 | *W EXP 02/22/202 | 11,937 | $805 | No change |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 11,005 | $798 | No change |
| ZLSWF Zalatoris II Acquisition Cor | *W EXP 99/99/999 | 21,015 | $738 | No change |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 16,866 | $659 | No change |
| NOVVW Nova Vision Acquisit -CW28 | *W EXP 12/31/202 | 31,088 | $656 | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 19,443 | $424 | No change |
| VIWWQ View Inc. -CW27 | *W EXP 03/08/202 | 11,330 | $70 | No change |
Largest 200 of 201 shown.
Total filed on the 13F, all lines: $4.6B.
Portfolio Sells Q4 2023 → Q1 2024
| GHIX Gores Holding Ix Inc. Class A | Sold out | 0.00% | −0.57 |
| MUC BlackRock Munihold Ca QLTY | Reduce -35.6% | 0.65% | −0.50 |
| FIF First Trust Energy Infrastru | Sold out | 0.00% | −0.44 |
| FSCO FS Credit Opportunities Corp. | Reduce -77.5% | 0.11% | −0.43 |
| XMUIX BlackRock Municipal Income | Sold out | 0.00% | −0.42 |
| GUG Guggenheim Active Allocation | Reduce -88.5% | 0.04% | −0.38 |
| XJQCX Nuveen Credit Strategies Inc. | Sold out | 0.00% | −0.34 |
| RA Brookfield Real Assets Incom | Reduce -49.4% | 0.26% | −0.31 |
| BABA Alibaba Group Holding-SP ADR | Reduce -69.4% | 0.10% | −0.30 |
| WYNN WYNN Resorts Ltd. | Sold out | 0.00% | −0.29 |
| SABA Saba Capital Income & Opport | Reduce -21.4% | 0.58% | −0.24 |
| THQ Abrdn Healthcare Opport | Sold out | 0.00% | −0.22 |
| ALSAF Alpha Star Acquisition Corp. | Sold out | 0.00% | −0.21 |
| XHIEX Miller/Howard High Income Eq | Reduce -31.3% | 0.37% | −0.21 |
| BBY Best Buy Co. Inc. | Sold out | 0.00% | −0.20 |
| BRW Saba Capital Income & Opport | Reduce -37.4% | 0.22% | −0.19 |
| EVCO Everest Consolidator Acquisi | Sold out | 0.00% | −0.18 |
| APCA Ap Acquisition Corp. Class A | Sold out | 0.00% | −0.18 |
| NFJ Virtus DVD Intrst & PRM STR | Reduce -4.6% | 0.96% | −0.15 |
| JPC Nuveen Prefered & Income Opp | Sold out | 0.00% | −0.15 |
| SCRM Screaming Eagle Acq Class A | Sold out | 0.00% | −0.15 |
| CFFS CF Acquisition Corp. Vii Class A | Sold out | 0.00% | −0.14 |
| MHD BlackRock Muniholdings Fund | Reduce -68.8% | 0.05% | −0.13 |
| CBRE GBL REAL ESTATE INC FD | Sold out | 0.00% | −0.13 |
| MUJ BlackRock Munihold NJ QLTY | Reduce -17.5% | 0.36% | −0.12 |
| IVCBF Invest Acquisition Corp. | Sold out | 0.00% | −0.12 |
| RLTY Cohen & Steers RL Est Opprt | Sold out | 0.00% | −0.12 |
| EGRVF Evergreen Corporation Class A | Sold out | 0.00% | −0.11 |
| NML Neuberger Energy Infrastruct | Reduce -9.7% | 0.71% | −0.11 |
| MFM Aberdeen Municipal Income | Reduce -47.7% | 0.09% | −0.10 |
| NZF Nuveen Municipal Credit Inc. | Reduce -5.1% | 0.69% | −0.10 |
| ZTR Virtus Total Return Fund Inc. | Reduce -68.0% | 0.04% | −0.09 |
| BYNO Bynordic Acquisition Corp. | Sold out | 0.00% | −0.09 |
| BOCN Blue Ocean Acquisition Cor-A | Sold out | 0.00% | −0.09 |
| DHF BNYM High Yield Strategies | Reduce -41.6% | 0.11% | −0.09 |
| FCX Freeport-McMoran Inc. | Sold out | 0.00% | −0.09 |
| APXIF Apx Acquisition Corp. I | Sold out | 0.00% | −0.09 |
| NCZ Virtus Convertible & Inc. FD | Sold out | 0.00% | −0.09 |
| PLAOF Patria Latin American Opport | Sold out | 0.00% | −0.08 |
| CURR Currenc Group Inc. | Sold out | 0.00% | −0.08 |
| EDD Morgan Stanley Emrg MRK Dom | Reduce -7.0% | 0.43% | −0.08 |
| DPG Duff & Phelps Utility & Inc. | Reduce -56.5% | 0.05% | −0.07 |
| VMCAF Valuence Merger Corp. I Class A | Sold out | 0.00% | −0.07 |
| CHEA Chenghe Acquisition Co. Class A | Sold out | 0.00% | −0.07 |
| PMO Franklin Muncipl Opps Tst-Ui | Sold out | 0.00% | −0.07 |
| GDST Goldenstone Acquisition Ltd. | Sold out | 0.00% | −0.07 |
| BELLEVUE LIFE SCNCS AQSTN CO | Sold out | 0.00% | −0.06 |
| IRRX Integrated Rail and Class A | Sold out | 0.00% | −0.06 |
| IVCAF Libity | Sold out | 0.00% | −0.06 |
| BGX Blackstone Long-Short Credit | Sold out | 0.00% | −0.06 |
Portfolio Buys Q4 2023 → Q1 2024
| BTX BlackRock Tech & Priv Eqty | Add +18.8% | 9.32% | +1.39 |
| BMEZ BlackRock HLTH Sci TRM TR II | Add +22.1% | 7.40% | +1.32 |
| ECAT BlackRock ESG Cap All TRM TR | Add +18.5% | 10.90% | +1.31 |
| VMO Invesco Municipal Opport | Add +726.5% | 1.34% | +1.16 |
| BSTZ BlackRock Sci & Tech TRM TR | Add +66.3% | 2.53% | +1.06 |
| BCAT BlackRock Capital Alloc TR | Add +19.9% | 6.00% | +0.96 |
| XGDVX Gabelli Dividend & Income TR | Add +123.5% | 1.10% | +0.58 |
| VKQ Invesco Municipal Trust | New | 0.54% | +0.54 |
| VGM Invesco Trust for Investmen | New | 0.54% | +0.54 |
| HQH Abrdn Healthcare Investors | Add +79.5% | 0.95% | +0.37 |
| HQL Abrdn Life Sciences Investor | Add +73.2% | 0.74% | +0.27 |
| XLGIX Lazard GLBL TTL RTRN & Inc. | Add +315.2% | 0.28% | +0.21 |
| XMVFX BlackRock Munivest Fund | Add +240.8% | 0.31% | +0.20 |
| BCX BlackRock Resources & Commod | Add +51.1% | 0.64% | +0.17 |
| XAODX Abrdn Total Dynamic Dividend | Add +1563.1% | 0.13% | +0.13 |
| ADX Adams Diversified Equity | Add +5.6% | 3.44% | +0.12 |
| IQI Invesco Quality Muni Inc. TR | New | 0.11% | +0.11 |
| LEO BNY Mellon Strategic Muni | Add +123.2% | 0.21% | +0.11 |
| GRX Gabelli Healthcare & Well | Add +143.1% | 0.18% | +0.11 |
| PEO Adams Natural Resources Fund | Add +11.4% | 1.05% | +0.10 |
| NPFD Nuveen Var RT Pref & Inc. | Add +24.0% | 0.55% | +0.10 |
| WB Weibo Corp.-Spon ADR | Add +112.3% | 0.26% | +0.09 |
| XBNYX BlackRock New York Muni Inc. | Add +35.8% | 0.51% | +0.09 |
| MODVQ Modivcare Inc. | New | 0.09% | +0.09 |
| MYN BlackRock Muniyield NY QLTY | Add +28.4% | 0.59% | +0.08 |
| AFB Allianceberstein NTL Muni | Add +27.0% | 0.63% | +0.08 |
| CPZ Calamos LNG/SHRT Eqty & DYN | Add +31.6% | 0.34% | +0.07 |
| HA Hawaiian Holdings Inc. | New | 0.06% | +0.06 |
| VCV Invesco Ca Val Muni Inc. TR | Add +27.6% | 0.42% | +0.06 |
| GLO Clough Global Opportunities | Add +807.7% | 0.06% | +0.06 |
| CYH Community Health Systems Inc. | New | 0.06% | +0.06 |
| SABR Sabre Corp. | Add +686.5% | 0.07% | +0.06 |
| DMB BNY Mellon Muni BND Infra | New | 0.05% | +0.05 |
| VISN Vistance Networks Inc. | New | 0.04% | +0.04 |
| DSM BNYM Strat Muni BND | Add +22.3% | 0.40% | +0.04 |
| XPCKX PIMCO California Municipa II | New | 0.04% | +0.04 |
| FGB First Trust Special Financ | Add +227.3% | 0.05% | +0.04 |
| DMA Destra Multi-Alternative | Add +7.8% | 0.21% | +0.04 |
| VKI Invesco Adv Muni Inc. TR II | New | 0.04% | +0.04 |
| NTG Tortoise Midstream Energy | Add +9.8% | 0.42% | +0.03 |
| STHO Star Holdings | Add +46.8% | 0.24% | +0.03 |
| XBOEX BlackRock Enh GLBL DVD TR | Add +24.3% | 0.19% | +0.03 |
| XNDPX Tortoise Energy Independence | Add +21.0% | 0.12% | +0.03 |
| IGA Voya Global Advan & Prem Opp | Add +19.1% | 0.21% | +0.02 |
| MFD Macquarie/FT GL Int/Ut DV Inc. | Add +65.9% | 0.08% | +0.02 |
| IBACU Ib Acquisition Corp. | New | 0.02% | +0.02 |
| NMT Nuveen Ma QLTY Muni Inc. | Add +27.1% | 0.15% | +0.02 |
| ABUS Arbutus Biopharma Corp. | New | 0.02% | +0.02 |
| MHN BlackRock Muniholding NY QLT | Add +16.4% | 0.49% | +0.02 |
| ASGI Abrdn Global Infrastructure | Add +15.5% | 1.02% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| IWM iShares Russell 2000 ETF | call | Add +6837.9% | 4,592,900 | $965.9M |
| UAL United Airlines Holdings Inc. | put | Sold out | 2,053,900 | $84.7Mbefore exit |
| AAL American Airlines Group Inc. | put | Add +0.3% | 4,049,500 | $62.2M |
| AMD Advanced Micro Devices | put | Sold out | 400,000 | $59.0Mbefore exit |
| CHTR Charter Communications Inc. Class A | put | Sold out | 151,000 | $58.7Mbefore exit |
| JWN Nordstrom Inc. | put | Add +1.5% | 2,636,600 | $53.4M |
| CAR Avis Budget Group Inc. | put | Sold out | 266,700 | $47.3Mbefore exit |
| X United States Steel Corp. | put | Reduce -0.2% | 1,074,100 | $43.8M |
| IWM iShares Russell 2000 ETF | put | Sold out | 180,000 | $36.1Mbefore exit |
| PHM Pultegroup Inc. | put | Sold out | 350,000 | $36.1Mbefore exit |
| AVGO Broadcom Inc. | put | Sold out | 30,000 | $33.5Mbefore exit |
| PFSI Pennymac Financial Services | put | Sold out | 367,100 | $32.4Mbefore exit |
| AMAT Applied Materials Inc. | put | Sold out | 200,000 | $32.4Mbefore exit |
| BABA Alibaba Group Holding-SP ADR | call | New | 420,000 | $30.4M |
| KLAC KLA Corp. | put | Sold out | 50,000 | $29.1Mbefore exit |
| MSFT Microsoft Corp. | put | Sold out | 65,000 | $24.4Mbefore exit |
| WYNN WYNN Resorts Ltd. | put | Sold out | 250,000 | $22.8Mbefore exit |
| NAVI Navient Corp. | put | Add +2.5% | 1,159,900 | $20.2M |
| MU Micron Technology Inc. | put | Sold out | 220,000 | $18.8Mbefore exit |
| XRX Xerox Holdings Corp. | put | Add +0.6% | 1,021,900 | $18.3M |
| BBY Best Buy Co. Inc. | put | Sold out | 220,000 | $17.2Mbefore exit |
| EPAM Epam Systems Inc. | put | Sold out | 50,000 | $14.9Mbefore exit |
| FCX Freeport-McMoran Inc. | put | Sold out | 325,000 | $13.8Mbefore exit |
| M Macy's Inc. | put | New | 474,700 | $9.5M |
| GT Goodyear Tire & Rubber Co. | put | Sold out | 645,300 | $9.2Mbefore exit |
| VNET Vnet Group Inc.-ADR | put | Sold out | 2,950,200 | $8.5Mbefore exit |
| COOP Mr Cooper Group Inc. | put | Sold out | 105,300 | $6.9Mbefore exit |
| ANF Abercrombie & Fitch Co. Class A | put | Reduce -84.7% | 50,000 | $6.3M |
| BYND Beyond Meat Inc. | put | Reduce -17.2% | 627,600 | $5.2M |
| UNFI United Natural Foods Inc. | put | Reduce -82.4% | 167,700 | $1.9M |
| GEO The Geo Group Inc. | put | Sold out | 168,000 | $1.8Mbefore exit |
| LCID Lucid Group Inc. | put | Sold out | 253,100 | $1.1Mbefore exit |
| OPTU Optimum Communications Inc. Class A | call | Reduce -60.0% | 200,000 | $522K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| VNET GROUP INC (VNET 0 02/01/26) | NOTE 2/0 · principal | Sold out | 7,020,000 | $6.9Mbefore exit |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 2,500,000 | $2.5M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Sold out | 1,000,000 | $908Kbefore exit |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | New | 904,445 | $509K |
| METALS ACQUISITION LTD | *W EXP 06/15/202 | Reduce -7.2% | 166,012 | $352K |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | New | 710,648 | $270K |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | New | 475,000 | $179K |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | Reduce -1.1% | 1,863,557 | $177K |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | Reduce -9.5% | 949,800 | $169K |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | Reduce -0.7% | 304,759 | $120K |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | Reduce -24.1% | 214,885 | $110K |
| ARIZR Arisz Acquisition Corp.-RTS | RIGHT 99/99/9999 | Sold out | 475,000 | $100Kbefore exit |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Reduce -20.5% | 122,554 | $98K |
| ATAKR Aurora Technology Acquisi-R | RIGHT 01/27/2027 | Sold out | 495,000 | $98Kbefore exit |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | New | 617,000 | $89K |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | New | 649,998 | $79K |
| SZZLW Sizzle Acquisition Corp.-CW26 | *W EXP 11/02/202 | Sold out | 617,000 | $71Kbefore exit |
| SAGAR Sagaliam Acquisition Co.-RGTS | RIGHT 05/31/2028 | Sold out | 939,997 | $66Kbefore exit |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | New | 122,430 | $60K |
| IRRXW Integrated Rail and Re -CW23 | *W EXP 99/99/999 | Sold out | 623,226 | $56Kbefore exit |
| DMAQR Deep Medicine Acquition-RTS | RIGHT 10/22/2026 | Sold out | 210,576 | $51Kbefore exit |
| ARIZW Arisz Acquisition Corp. -CW23 | *W EXP 11/16/202 | Sold out | 475,000 | $48Kbefore exit |
| ACAXR Alset Capital Acquisitio-RTS | RIGHT 01/31/2027 | Sold out | 176,700 | $40Kbefore exit |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | New | 945,000 | $28K |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | New | 212,302 | $25K |
| ESGEN ACQUISITION A -CW23 | *W EXP 10/18/202 | Sold out | 726,030 | $25Kbefore exit |
| NUBIW Nubia Brand Intern -CW27 | *W EXP 11/16/202 | Sold out | 525,998 | $25Kbefore exit |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | New | 166,894 | $23K |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | New | 176,796 | $23K |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | New | 297,847 | $21K |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | Sold out | 16,462 | $20Kbefore exit |
| SACWF Spree Acquisition 1 Ltd. -23 | *W EXP 12/22/202 | Sold out | 649,336 | $19Kbefore exit |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | New | 174,998 | $18K |
| LCAAW L Catterton Asia Acq-CW | *W EXP 03/08/202 | Sold out | 26,945 | $18Kbefore exit |
| RCACW Revelstone Capital Acqu -28 | *W EXP 09/15/202 | Sold out | 400,199 | $17Kbefore exit |
| SOMALOGIC INC | *W EXP 08/31/202 | Sold out | 98,882 | $14Kbefore exit |
| PONO CAPITAL THREE INC-A-28 | *W EXP 01/11/202 | Sold out | 199,659 | $14Kbefore exit |
| PORTW Southport Acquisition -CW23 | *W EXP 99/99/999 | Sold out | 458,794 | $14Kbefore exit |
| ROSS.WS Ross Acquisition Corp. -CW26 | *W EXP 02/01/202 | Sold out | 225,429 | $13Kbefore exit |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | New | 26,945 | $13K |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | New | 211,075 | $11K |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | New | 199,659 | $11K |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 99/99/999 | Sold out | 166,894 | $8Kbefore exit |
| ENCPW Energem Corp. Class A -CW23 | *W EXP 11/15/202 | Sold out | 442,922 | $6Kbefore exit |
| HCMAW HCM Acquisition Corp.-A -CW27 | *W EXP 01/20/202 | Sold out | 174,998 | $5Kbefore exit |
| PEPLW Pepperlime Health Acq -CW23 | *W EXP 10/01/202 | Sold out | 144,956 | $4Kbefore exit |
| NCACW Newcourt Acquisition -CW28 | *W EXP 01/22/202 | Sold out | 297,847 | $4Kbefore exit |
| NCNWF Prime Number Holding Ltd.-28 | *W EXP 08/25/202 | New | 249,999 | $3K |
| ACAXW Alset Capital Acq-CW27 | *W EXP 01/31/202 | Sold out | 150,848 | $3Kbefore exit |
| LIBYW Liberty Resources Acq -CW22 | *W EXP 10/31/202 | Sold out | 187,467 | $1Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 226 | $3.2B | ASA, ECAT, BSTZ, NFJ, XGDVX |
| Q1 2026 | 223 | $3.1B | ASA, ECAT, PDX, XGDVX, NFJ |
| Q4 2025 | 199 | $2.9B | ECAT, ASA, XGDVX, PDX, GAM |
| Q3 2025 | 177 | $3.0B | ECAT, ASA, PDX, XGDVX, GAM |
| Q2 2025 | 178 | $3.6B | ECAT, BTX, PDX, XGDVX, BCAT |
| Q1 2025 | 140 | $3.6B | ECAT, BTX, BMEZ, PDX, BCAT |
| Q4 2024 | 143 | $3.9B | ECAT, BTX, BMEZ, BCAT, PDX |
| Q3 2024 | 167 | $4.5B | ECAT, BTX, BMEZ, BCAT, PDX |
| Q2 2024 | 185 | $4.5B | ECAT, BTX, BMEZ, BCAT, ADX |
| Q1 2024 | 184 | $4.5B | ECAT, BTX, BMEZ, BCAT, ADX |