Sanders Morris Harris LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 11, 2024), Sanders Morris Harris LLC reported 260 stock positions worth $544.7 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 17.7% of the portfolio, followed by Blackstone (BX, 12.7%) and Apple (AAPL, 4.0%). Compared with Q4 2023, it opened 106 new positions, sold out of 8, added to 72 and reduced 10. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +2309%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −70%).

Most Recent 13F
Q2 2026
Location
Houston, TX
CIK
0001053994
Portfolio Value
$544.7M (Q1 2024)
SEC Filing
0001085146-24-001722 ↗ filed Apr 11, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $544.7M $544.7M Q1 2024 Q2 2024: $608.6M Q2 2024 Q3 2024: $602.5M Q3 2024 Q4 2024: $666.0M Q4 2024 Q1 2025: $640.9M Q1 2025 Q2 2025: $418.4M Q2 2025 Q3 2025: $748.7M Q3 2025 Q4 2025: $64.7M Q4 2025 Q1 2026: $618.2M Q1 2026 Q2 2026: $172.4M Q2 2026

Holdings 260 stocks · $544.7M
QQQ Invesco QQQ Trust Series 1 17.74% 217,609 $96.6M Add +2309.3%
BX Blackstone Inc. 12.65% 524,490 $68.9M Add +2992.5%
AAPL Apple Inc. 4.05% 128,512 $22.0M Add +46.2%
NVDA Nvidia Corp. 3.50% 21,087 $19.1M Reduce -8.2%
CSWC Capital Southwest Corp. 2.95% 644,206 $16.1M New
EPD Enterprise Products Partners 2.94% 548,888 $16.0M Add +6126.0%
MAIN Main Street Capital Corp. 1.82% 209,029 $9.9M New
CTAS Cintas Corp. 1.57% 12,423 $8.5M No change
LLY Eli Lilly & Co. 1.41% 9,844 $7.7M Add +207.6%
VTI VG Morningstar TS MKT ETF-US 1.38% 267 $7.5M Reduce -98.3%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 1.34% 132,771 $7.3M New
RSVR Reservoir Media Inc. 1.33% 914,150 $7.2M New
RSP Invesco S&P 500 Equal Weight 1.23% 11,077 $6.7M Reduce -65.4%
ELAN Elanco Animal Health Inc. 1.21% 406,270 $6.6M New
EQWL Invesco S&P 100 Equal Weight 1.07% 2,251 $5.8M Reduce -95.2%
COWZ Pacer US Cash Cows 100 ETF 1.07% 19 $5.8M New
BRK.A Berkshire Hathaway Inc. Class A 1.05% 9 $5.7M No change
MSFT Microsoft Corp. 1.05% 13,548 $5.7M Add +53.8%
AMD Advanced Micro Devices 1.03% 31,175 $5.6M Add +24.4%
XOM Exxon Mobil Corp. 1.01% 47,308 $5.5M Add +583.4%
BA The Boeing Co. 0.81% 22,775 $4.4M Add +869.1%
ABBV Abbvie Inc. 0.77% 22,891 $4.2M Add +17.4%
LRCX Lam Research Corp. 0.76% 4,242 $4.1M No change
JPM JPMorgan Chase & Co. 0.75% 20,494 $4.1M Add +131.3%
PR Permian Resources Corp. Class A 0.73% 225,579 $4.0M New
VOXR Vox Royalty Corp. 0.63% 1,650,903 $3.5M New
SPR Spirit Aerosystems Hold Class A 0.63% 609 $3.4M New
SHIM Shimmick Corp. 0.60% 563,104 $3.2M New
GOOG Alphabet Inc. Class C 0.58% 20,886 $3.2M Add +8.2%
ZS Zscaler Inc. 0.58% 346 $3.1M New
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.58% 25,673 $3.1M Add +82.0%
AMZN Amazon.com Inc. 0.56% 16,910 $3.1M Add +26.8%
INTU Intuit Inc. 0.55% 4,576 $3.0M Add +3.4%
AVGO Broadcom Inc. 0.50% 2,035 $2.7M No change
GENK Gen Restaurant Group Inc. 0.48% 224,965 $2.6M New
V Visa Inc. Class A 0.47% 9,218 $2.6M Add +62.1%
RIVN Rivian Automotive Inc. Class A 0.47% 9,282 $2.6M Reduce -92.6%
META Meta Platforms Inc. Class A 0.45% 5,068 $2.5M Add +26.6%
ORCL Oracle Corp. 0.45% 19,460 $2.4M Add +5.4%
WBA Walgreens Boots Alliance Inc. 0.45% 112,398 $2.4M Add +373.3%
GS Goldman Sachs Group Inc. 0.44% 5,782 $2.4M Add +0.3%
MA Mastercard Inc. Class A 0.41% 4,691 $2.3M Add +30.6%
SPY SS SPDR S&P 500 ETF Trust-US 0.40% 4,170 $2.2M Reduce -70.1%
FYBR Frontier Communications Pare 0.37% 81,777 $2.0M No change
HD Home Depot Inc. 0.36% 5,060 $1.9M New
ADBE Adobe Inc. 0.35% 3,815 $1.9M Add +1.7%
CRM Salesforce Inc. 0.34% 6,061 $1.8M Add +6.6%
MCK McKesson Corp. 0.33% 3,370 $1.8M No change
CRK Comstock Resources Inc. 0.32% 185,000 $1.7M New
MSI Motorola Solutions Inc. 0.31% 4,735 $1.7M Add +2.0%
MDLZ Mondelez International Inc. Class A 0.30% 23,054 $1.6M Add +18.1%
GE General Electric 0.29% 8,973 $1.6M Add +34.5%
PG The Procter & Gamble Co. 0.28% 9,541 $1.5M Add +56.5%
PM Philip Morris International 0.28% 16,613 $1.5M Add +14.1%
AMRX Amneal Pharmaceuticals Inc. 0.28% 249,596 $1.5M New
CYTK Cytokinetics Inc. 0.28% 21,505 $1.5M No change
LOW Lowe's Cos Inc. 0.27% 5,874 $1.5M Add +3.5%
KNSL Kinsale Capital Group Inc. 0.27% 2,850 $1.5M No change
WDAY Workday Inc. Class A 0.26% 5,250 $1.4M No change
CP Canadian Pacific Kansas City 0.25% 15,604 $1.4M Add +1.6%
GEL Genesis Energy L.P. 0.25% 123,400 $1.4M New
ECL Ecolab Inc. 0.24% 5,752 $1.3M No change
ET Energy Transfer LP 0.24% 83,102 $1.3M Add +76.2%
CI The Cigna Group 0.23% 3,493 $1.3M No change
HCA HCA Healthcare Inc. 0.23% 3,781 $1.3M Add +1.4%
LULU Lululemon Athletica Inc. 0.23% 3,197 $1.2M No change
KLAC KLA Corp. 0.22% 1,750 $1.2M No change
AMGN Amgen Inc. 0.22% 4,292 $1.2M No change
LIN Linde PLC 0.22% 2,600 $1.2M New
BRK.B Berkshire Hathaway Inc. Class B 0.22% 2,825 $1.2M New
TXN Texas Instruments Inc. 0.21% 6,707 $1.2M Add +19.7%
KR Kroger Co. 0.21% 20,000 $1.1M Add +33.3%
JNJ Johnson & Johnson 0.21% 7,135 $1.1M Add +78.4%
KMI Kinder Morgan Inc. 0.21% 61,120 $1.1M Add +74.2%
MRUS Merus NV 0.21% 24,870 $1.1M No change
NUE Nucor Corp. 0.20% 5,426 $1.1M No change
YINN Direxion DLY Ftse CH BL3X-Ui 0.20% 56,200 $1.1M New
FDX FedEx Corp. 0.20% 3,700 $1.1M Add +15.6%
BMY Bristol-Myers Squibb Co. 0.20% 19,644 $1.1M Add +57.7%
PCT Purecycle Technologies Inc. 0.19% 152,695 $1.1M Reduce -10.0%
OKE Oneok Inc. 0.19% 13,080 $1.0M Add +253.4%
DDOG Datadog Inc. Class A 0.19% 8,411 $1.0M Add +0.6%
BABA Alibaba Group Holding-SP ADR 0.19% 14,318 $1.0M Reduce -51.2%
PGEN Precigen Inc. 0.19% 705,000 $1.0M New
MOH Molina Healthcare Inc. 0.19% 2,478 $1.0M No change
MULTISENSOR AI HOLDINGS INC 0.18% 445,195 $1.0M New
COP Conocophillips 0.18% 7,812 $994K Add +25.8%
GD General Dynamics Corp. 0.18% 3,500 $989K Add +16.7%
TMO Thermo Fisher Scientific Inc. 0.18% 1,700 $988K No change
T AT&T Inc. 0.18% 56,127 $988K Add +42.8%
ELV Elevance Health Inc. 0.18% 1,900 $985K No change
RTX RTX Corp. 0.18% 9,820 $958K Add +13.8%
BLK BlackRock Finance Inc. 0.18% 1,146 $955K New
XENE Xenon Pharmaceuticals Inc. 0.17% 21,500 $926K No change
CADE Cadence Bank 0.17% 31,864 $924K New
RMD Resmed Inc. 0.17% 4,600 $911K No change
VZ Verizon Communications Inc. 0.16% 21,254 $892K Add +84.9%
AXP American Express Co. 0.16% 3,892 $886K No change
WMT Walmart Inc. 0.16% 14,607 $879K New
ABT Abbott Laboratories 0.16% 7,675 $872K Add +7.7%
CRNX Crinetics Pharmaceuticals Inc. 0.16% 18,600 $871K No change
CE Celanese Corp. 0.16% 5,000 $859K No change
LMT Lockheed Martin Corp. 0.15% 1,854 $843K Add +85.4%
GOOGL Alphabet Inc. Class A 0.15% 5,580 $842K New
AZN Astrazeneca PLC-Spons ADR 0.15% 12,372 $838K Add +4.7%
CSX CSX Corp. 0.15% 22,500 $834K No change
AN Autonation Inc. 0.15% 5,000 $828K New
QSR Restaurant Brands Intern 0.15% 10,250 $814K No change
SYK Stryker Corp. 0.15% 2,266 $811K No change
PYPL PayPal Holdings Inc. 0.15% 12,046 $807K Add +9.1%
ZBRA Zebra Technologies Corp. Class A 0.15% 2,677 $807K No change
MRK Merck & Co. Inc. 0.15% 6,066 $800K Add +34.3%
OXY Occidental Petroleum Corp. 0.15% 12,203 $793K No change
ARKK ARK Innovation ETF 0.14% 15,583 $780K New
ETN Eaton Corp. PLC 0.14% 2,400 $750K New
RCKT Rocket Pharmaceuticals Inc. 0.14% 27,709 $746K No change
NOW ServiceNow Inc. 0.14% 973 $742K Reduce -4.7%
MCD McDonald's Corp. 0.13% 2,600 $733K New
GLP Global Partners LP 0.13% 16,500 $732K New
TTWO Take-Two Interactive Softwre 0.13% 4,860 $722K No change
ARGX Argenx SE - ADR 0.13% 1,830 $721K No change
MUSA Murphy USA Inc. 0.13% 1,700 $713K No change
SWN Southwestern Energy Co. 0.13% 93,917 $712K New
EA Electronic Arts Inc. 0.13% 5,350 $710K No change
MDY State Street SPDR S&P Midcap 0.13% 1,275 $709K New
INTC Intel Corp. 0.13% 15,695 $693K Add +4.6%
MO Altria Group Inc. 0.13% 15,772 $688K Add +59.8%
PEP Pepsico Inc. 0.13% 3,915 $685K Add +11.9%
UNH Unitedhealth Group Inc. 0.12% 1,363 $674K Add +17.2%
FIGS Figs Inc. Class A 0.12% 135,250 $674K New
SEB Seaboard Corp. 0.12% 205 $661K New
OLPX Olaplex Holdings Inc. 0.12% 344,000 $660K New
CAT Caterpillar Inc. 0.12% 1,775 $650K New
PNC PNC Financial Services Group 0.12% 3,920 $633K No change
NTES Netease Inc.-ADR 0.11% 5,925 $613K No change
KYN Kayne Anderson Energy Infra 0.11% 61,200 $613K New
ADP Automatic Data Processing 0.11% 2,450 $612K Add +8.9%
BATRK Atlanta Braves Holdings in-C 0.11% 15,650 $611K No change
CNQ Canadian Natural Resources 0.11% 7,800 $595K New
JEPI JPMorgan Equity Premium Inco 0.11% 10,231 $592K Add +2.2%
TGT Target Corp. 0.11% 3,291 $583K Add +12.6%
UNP Union Pacific Corp. 0.11% 2,350 $578K Add +17.5%
GSK GSK PLC-Spon ADR 0.11% 13,360 $573K Add +4.4%
VRT Vertiv Holdings Co. Class A 0.10% 7,000 $572K No change
APD Air Products & Chemicals Inc. 0.10% 2,340 $567K New
DXCM Dexcom Inc. 0.10% 4,000 $555K No change
SWTX Springworks Therapeutics Inc. 0.10% 11,200 $551K No change
WM Waste Management Inc. 0.10% 2,542 $542K New
UHS Universal Health Services-B 0.10% 2,890 $527K No change
ALNY Alnylam Pharmaceuticals Inc. 0.10% 3,500 $523K No change
TEAM Atlassian Corp. Class A 0.09% 2,650 $517K No change
NET Cloudflare Inc. Class A 0.09% 5,230 $506K New
DOX Amdocs Ltd. 0.09% 5,500 $497K No change
CMCSA Comcast Corp. Class A 0.09% 11,327 $491K Add +9.2%
SBUX Starbucks Corp. 0.09% 5,363 $490K Add +7.3%
LFUS Littelfuse Inc. 0.09% 2,000 $485K No change
XBFZX BlackRock Ca Muni Inc. TR 0.09% 40,502 $479K New
FIX Comfort Systems USA Inc. 0.09% 1,500 $477K New
TRGP Targa Resources Corp. 0.09% 4,200 $470K New
NRK Nuveen NY Amt-FR Muni Inc. 0.09% 42,700 $464K New
F Ford Motor Co. filed as FORD MTR CO DEL 0.08% 34,816 $462K New
HPE Hewlett Packard Enterprise 0.08% 26,000 $461K No change
CVS CVS Health Corp. 0.08% 5,774 $461K Add +4.1%
VST Vistra Corp. 0.08% 6,600 $460K New
CSV Carriage Services Inc. 0.08% 16,790 $454K New
HPQ HP Inc. 0.08% 15,000 $453K No change
SCI Service Corp. International 0.08% 5,949 $441K New
ZTS Zoetis Inc. 0.08% 2,600 $440K New
CTSH Cognizant Tech Solutions-A 0.08% 6,000 $440K No change
RTAI Rareview Tax Advantaged Inco filed as COLLABORATIVE INVESTMNT SER 0.08% 20,498 $434K Add +10.9%
JAZZ Jazz Pharmaceuticals PLC 0.08% 3,600 $434K No change
L Loews Corp. 0.08% 5,494 $430K Add +9.9%
NAN Nuveen NY QLTY Muni Inc. 0.08% 38,702 $424K New
ONC Beone Medicines Ltd.-ADR filed as BEIGENE LTD 0.08% 2,700 $422K No change
VTN Invesco TR for Invest GRD NY 0.08% 39,004 $419K New
MDT Medtronic PLC 0.08% 4,744 $413K No change
XYZ Block Inc. 0.08% 4,870 $412K Add +11.4%
BITO Proshares Bitcoin ETF-Usd 0.08% 12,716 $411K Add +0.2%
VGAS Verde Clean Fuels Inc. 0.08% 102,200 $409K New
PFE Pfizer Inc. 0.07% 14,715 $408K New
NKE Nike Inc. Class B 0.07% 4,330 $407K Add +11.0%
KO The Coca-Cola Co. 0.07% 6,631 $406K New
CL Colgate-Palmolive Co. 0.07% 4,475 $403K No change
TSLA Tesla Inc. 0.07% 1,866 $394K New
WHF Whitehorse Finance Inc. 0.07% 31,288 $388K Add +0.0%
ETWO E2OPEN Parent Holdings Inc. 0.07% 87,000 $386K New
EW Edwards Lifesciences Corp. 0.07% 4,020 $384K No change
STX Seagate Technology Holdings 0.07% 4,000 $372K New
TSCO Tractor Supply Company 0.07% 1,375 $360K New
QURE Uniqure NV 0.07% 68,070 $354K No change
CHTR Charter Communications Inc. Class A 0.06% 1,217 $354K Add +0.3%
PRAA Pra Group Inc. 0.06% 13,421 $350K No change
BMRN Biomarin Pharmaceutical Inc. 0.06% 4,000 $349K No change
NEE Nextera Energy Inc. 0.06% 5,418 $346K New
BTI British American Tob-SP ADR 0.06% 11,349 $346K New
EXAS Exact Sciences Corp. 0.06% 5,000 $345K Add +4.2%
CSCO Cisco Systems Inc. 0.06% 6,775 $338K No change
USB US Bancorp 0.06% 7,560 $338K No change
CXE MFS High Income Municipal TR 0.06% 93,002 $338K New
CLX Clorox Company 0.06% 2,183 $334K No change
RIOT Riot Platforms Inc. 0.06% 27,000 $330K New
MQ Marqeta Inc. 0.06% 55,000 $328K New
MPLX MPLX LP 0.06% 7,823 $325K New
B Barrick Gold Corp. 0.06% 19,500 $324K New
LADR Ladder Capital Corp.-REIT 0.06% 29,100 $324K New
KURA Kura Oncology Inc. 0.06% 14,900 $318K No change
DBX Dropbox Inc. Class A 0.06% 12,970 $315K No change
NSC Norfolk Southern Corp. 0.06% 1,230 $313K New
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.06% 8,203 $311K New
MUNI PIMCO Intermediate Municipal 0.06% 5,913 $310K No change
HRL Hormel Foods Corp. 0.06% 8,750 $305K New
CIEN Ciena Corp. 0.05% 6,000 $297K No change
SCHW Schwab (charles) Corp. 0.05% 4,000 $289K No change
MRNA Moderna Inc. 0.05% 2,675 $285K New
INCY Incyte Corp. 0.05% 5,000 $285K No change
CFR Cullen/Frost Bankers Inc. 0.05% 2,500 $281K New
CTVA Corteva Inc. 0.05% 4,832 $279K New
KRE SS SPDR S&P Regional Bank 0.05% 5,433 $273K No change
OMAB Grupo Aeroportuario Cen-ADR 0.05% 3,400 $269K New
CBZ Cbiz Inc. 0.05% 3,400 $267K New
BHC Bausch Health Cos Inc. 0.05% 24,975 $265K No change
PAC Grupo Aeroportuario Pac-ADR 0.05% 1,600 $261K New
DUK Duke Energy Corp. 0.05% 2,650 $256K New
DELL Dell Technologies -C 0.05% 2,200 $251K New
FARM Farmer Bros Co. 0.05% 70,161 $250K New
SNPS Synopsys Inc. 0.05% 437 $250K No change
NMFC New Mountain Finance Corp. filed as NEW MTN FIN CORP 0.05% 19,375 $245K New
IOVA Iovance Biotherapeutics Inc. 0.04% 16,200 $240K No change
DEO Diageo PLC-Sponsored ADR 0.04% 1,565 $233K New
XOP SS SPDR S&P Og Exp & Prod 0.04% 1,500 $232K New
TT Trane Technologies PLC 0.04% 758 $228K New
GEHC GE Healthcare Technology 0.04% 2,488 $226K New
GBTC Grayscale Bitcoin Trust ETF 0.04% 3,567 $225K New
TOST Toast Inc. Class A 0.04% 9,000 $224K New
FTK Flotek Industries Inc. 0.04% 59,589 $223K New
C Citigroup Inc. 0.04% 3,454 $218K New
BAX Baxter International Inc. 0.04% 5,100 $218K New
PSX Phillips 66 0.04% 1,312 $214K New
TRP TC Energy Corp. 0.04% 5,300 $213K New
GM General Motors Co. 0.04% 4,590 $208K New
VSTS Vestis Corp. 0.04% 10,460 $202K No change
SERA Sera Prognostics Inc. Class A 0.03% 19,100 $174K New
BHK BlackRock Core Bond Trust 0.03% 13,943 $151K New
RKLB Rocket Lab USA Inc. 0.03% 35,300 $145K New
HLN Haleon PLC-ADR 0.03% 16,700 $142K Add +4.4%
P3 HEALTH PARTNERS INC 0.02% 122,998 $127K No change
LUNR Intuitive Machines Inc. 0.02% 19,100 $119K New
AVO Mission Produce Inc. 0.02% 10,000 $119K New
PPT Franklin Premir Inc. Trust-Ui 0.02% 33,490 $118K New
NAC Nuveen Ca QLTY Muni Inc. 0.02% 10,000 $110K New
MUC BlackRock Munihold Ca QLTY 0.02% 10,000 $110K New
FLG New York Community Bancorp 0.02% 30,680 $99K New
AMBP Ardagh Metal Packaging SA 0.02% 28,460 $98K New
GTE Gran Tierra Energy Inc. 0.02% 11,866 $85K New
ATNM Actinium Pharmaceuticals Inc. 0.01% 10,000 $78K New
ASTS Ast Spacemobile Inc. 0.01% 18,187 $53K Add +12.4%
EP Empire Petroleum Corp. 0.01% 10,000 $51K New
WTI W&T Offshore Inc. 0.00% 10,000 $27K New
CCO Clear Channel Outdoor Holdin 0.00% 15,840 $26K No change
ERAS Erasca Inc. 0.00% 12,000 $25K Reduce -97.9%
Other holdings (16): bonds, preferreds, convertibles and warrants · $46K (not counted above)
SecurityClassShares / PrincipalValueChange
NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 33,333$13KNew
MSPRZ MSP Recovery -CW26 *W EXP 05/23/202 178,947$9KNew
ASTSW Ast Spacemobile Inc.-CW24 *W EXP 04/06/202 10,225$7KNew
QBTS.WS D-Wave Quantum Inc. -27 *W EXP 08/05/202 16,665$4KNew
ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 48,333$3KNew
PIIIW P3 Health Partne -CW27 *W EXP 11/19/202 46,666$3KNew
CXAIW Kins Tech Group Class A -CW25 *W EXP 99/99/999 12,500$2KNew
FFAIW Faraday Future -CW27 *W EXP 07/21/202 90,000$990New
PGYWW Pagaya Technologies Ltd. -27 *W EXP 99/99/999 10,667$971New
GRDIW Griid Infrastructure Inc.-28 *W EXP 12/29/202 14,500$856New
AIIOW NWTN Inc. -CW27 *W EXP 11/11/202 10,000$582New
NBSTW Newbury Street Acq -CW27 *W EXP 04/30/202 12,500$528New
LFLYW Merida Merger Corp. I -CW26 *W EXP 02/04/202 15,000$465New
PUCKW Goal Acquisitions Corp.-CW *W EXP 99/99/999 28,000$260New
ORGNW Origin Materials -CW26 *W EXP 06/25/202 12,332$240New
SHPSQ Shapeways Holdings Inc.-CW26 *W EXP 09/29/202 46,255$176New

Total filed on the 13F, all lines: $544.7M.

Portfolio Sells Q4 2023 → Q1 2024
SPY SS SPDR S&P 500 ETF Trust-US Reduce -70.1% 0.40% −2.85
NVDA Nvidia Corp. Reduce -8.2% 3.50% −2.36
X United States Steel Corp. Sold out 0.00% −1.80
BIDU Baidu Inc. - Spon ADR Sold out 0.00% −1.35
PXD Pioneer Natural Resources Co. Sold out 0.00% −1.33
RSP Invesco S&P 500 Equal Weight Reduce -65.4% 1.23% −1.25
EQWL Invesco S&P 100 Equal Weight Reduce -95.2% 1.07% −0.96
BABA Alibaba Group Holding-SP ADR Reduce -51.2% 0.19% −0.86
RIVN Rivian Automotive Inc. Class A Reduce -92.6% 0.47% −0.73
IVV iShares Core S&P 500 ETF Sold out 0.00% −0.70
ERAS Erasca Inc. Reduce -97.9% 0.00% −0.61
VTI VG Morningstar TS MKT ETF-US Reduce -98.3% 1.38% −0.44
IGV iShares Expanded Tech-Softwa Sold out 0.00% −0.40
IWR iShares Russell Mid-Cap ETF Sold out 0.00% −0.22
NOW ServiceNow Inc. Reduce -4.7% 0.14% −0.21
NVS Novartis AG-Sponsored ADR Sold out 0.00% −0.11
PHG Koninklijke Philips NVR- NY Sold out 0.00% −0.10
PCT Purecycle Technologies Inc. Reduce -10.0% 0.19% −0.07

Portfolio Buys Q4 2023 → Q1 2024
QQQ Invesco QQQ Trust Series 1 Add +2309.3% 17.74% +15.94
BX Blackstone Inc. Add +2992.5% 12.65% +11.63
CSWC Capital Southwest Corp. New 2.95% +2.95
EPD Enterprise Products Partners Add +6126.0% 2.94% +2.82
MAIN Main Street Capital Corp. New 1.82% +1.82
SLB SLB Ltd. New 1.34% +1.34
RSVR Reservoir Media Inc. New 1.33% +1.33
ELAN Elanco Animal Health Inc. New 1.21% +1.21
COWZ Pacer US Cash Cows 100 ETF New 1.07% +1.07
PR Permian Resources Corp. Class A New 0.73% +0.73
XOM Exxon Mobil Corp. Add +583.4% 1.01% +0.67
VOXR Vox Royalty Corp. New 0.63% +0.63
SPR Spirit Aerosystems Hold Class A New 0.63% +0.63
SHIM Shimmick Corp. New 0.60% +0.60
ZS Zscaler Inc. New 0.58% +0.58
BA The Boeing Co. Add +869.1% 0.81% +0.54
GENK Gen Restaurant Group Inc. New 0.48% +0.48
LLY Eli Lilly & Co. Add +207.6% 1.41% +0.43
HD Home Depot Inc. New 0.36% +0.36
CRK Comstock Resources Inc. New 0.32% +0.32
AMRX Amneal Pharmaceuticals Inc. New 0.28% +0.28
GEL Genesis Energy L.P. New 0.25% +0.25
LIN Linde PLC New 0.22% +0.22
BRK.B Berkshire Hathaway Inc. Class B New 0.22% +0.22
YINN Direxion DLY Ftse CH BL3X-Ui New 0.20% +0.20
PGEN Precigen Inc. New 0.19% +0.19
MULTISENSOR AI HOLDINGS INC New 0.18% +0.18
BLK BlackRock Finance Inc. New 0.18% +0.18
CADE Cadence Bank New 0.17% +0.17
WMT Walmart Inc. New 0.16% +0.16
GOOGL Alphabet Inc. Class A New 0.15% +0.15
AN Autonation Inc. New 0.15% +0.15
WBA Walgreens Boots Alliance Inc. Add +373.3% 0.45% +0.15
ARKK ARK Innovation ETF New 0.14% +0.14
ETN Eaton Corp. PLC New 0.14% +0.14
MCD McDonald's Corp. New 0.13% +0.13
GLP Global Partners LP New 0.13% +0.13
SWN Southwestern Energy Co. New 0.13% +0.13
MDY State Street SPDR S&P Midcap New 0.13% +0.13
FIGS Figs Inc. Class A New 0.12% +0.12
OLPX Olaplex Holdings Inc. New 0.12% +0.12
SEB Seaboard Corp. New 0.12% +0.12
CAT Caterpillar Inc. New 0.12% +0.12
KYN Kayne Anderson Energy Infra New 0.11% +0.11
CNQ Canadian Natural Resources New 0.11% +0.11
APD Air Products & Chemicals Inc. New 0.10% +0.10
WM Waste Management Inc. New 0.10% +0.10
NET Cloudflare Inc. Class A New 0.09% +0.09
XBFZX BlackRock Ca Muni Inc. TR New 0.09% +0.09
FIX Comfort Systems USA Inc. New 0.09% +0.09

Notes & Other Activity Q4 2023 → Q1 2024
NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 New 33,333 $13K
MSPRZ MSP Recovery -CW26 *W EXP 05/23/202 New 178,947 $9K
ASTSW Ast Spacemobile Inc.-CW24 *W EXP 04/06/202 New 10,225 $7K
QBTS.WS D-Wave Quantum Inc. -27 *W EXP 08/05/202 New 16,665 $4K
ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 New 48,333 $3K
PIIIW P3 Health Partne -CW27 *W EXP 11/19/202 New 46,666 $3K
CXAIW Kins Tech Group Class A -CW25 *W EXP 99/99/999 New 12,500 $2K
FFAIW Faraday Future -CW27 *W EXP 07/21/202 New 90,000 $990
PGYWW Pagaya Technologies Ltd. -27 *W EXP 99/99/999 New 10,667 $971
GRDIW Griid Infrastructure Inc.-28 *W EXP 12/29/202 New 14,500 $856
AIIOW NWTN Inc. -CW27 *W EXP 11/11/202 New 10,000 $582
NBSTW Newbury Street Acq -CW27 *W EXP 04/30/202 New 12,500 $528
LFLYW Merida Merger Corp. I -CW26 *W EXP 02/04/202 New 15,000 $465
PUCKW Goal Acquisitions Corp.-CW *W EXP 99/99/999 New 28,000 $260
ORGNW Origin Materials -CW26 *W EXP 06/25/202 New 12,332 $240
SHPSQ Shapeways Holdings Inc.-CW26 *W EXP 09/29/202 New 46,255 $176

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 75$172.4MMSIF, CSWC, AAPL, BX, XOM
Q1 2026 288$618.2MQQQ, AAPL, NVDA, EPD, CSWC
Q4 2025 34$64.7MQQQ, VOXR, BABA, JBS, SLB
Q3 2025 297$748.7MQQQ, BX, NVDA, CSWC, AAPL
Q2 2025 160$418.4MQQQ, BX, CSWC, EPD, MSIF
Q1 2025 276$640.9MQQQ, BX, CSWC, EPD, AAPL
Q4 2024 280$666.0MQQQ, BX, AAPL, EPD, NVDA
Q3 2024 273$602.5MQQQ, BX, AAPL, NVDA, EPD
Q2 2024 272$608.6MQQQ, BX, AAPL, NVDA, CSWC
Q1 2024 260$544.7MQQQ, BX, AAPL, NVDA, CSWC