Sanders Morris Harris LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 11, 2024), Sanders Morris Harris LLC reported 260 stock positions worth $544.7 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 17.7% of the portfolio, followed by Blackstone (BX, 12.7%) and Apple (AAPL, 4.0%). Compared with Q4 2023, it opened 106 new positions, sold out of 8, added to 72 and reduced 10. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +2309%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −70%).
- Most Recent 13F
- Q2 2026
- Location
- Houston, TX
- CIK
- 0001053994
- Portfolio Value
- $544.7M (Q1 2024)
- SEC Filing
- 0001085146-24-001722 ↗ filed Apr 11, 2024
Holdings Value
Holdings 260 stocks · $544.7M
| QQQ Invesco QQQ Trust Series 1 | 17.74% | 217,609 | $96.6M | Add +2309.3% |
| BX Blackstone Inc. | 12.65% | 524,490 | $68.9M | Add +2992.5% |
| AAPL Apple Inc. | 4.05% | 128,512 | $22.0M | Add +46.2% |
| NVDA Nvidia Corp. | 3.50% | 21,087 | $19.1M | Reduce -8.2% |
| CSWC Capital Southwest Corp. | 2.95% | 644,206 | $16.1M | New |
| EPD Enterprise Products Partners | 2.94% | 548,888 | $16.0M | Add +6126.0% |
| MAIN Main Street Capital Corp. | 1.82% | 209,029 | $9.9M | New |
| CTAS Cintas Corp. | 1.57% | 12,423 | $8.5M | No change |
| LLY Eli Lilly & Co. | 1.41% | 9,844 | $7.7M | Add +207.6% |
| VTI VG Morningstar TS MKT ETF-US | 1.38% | 267 | $7.5M | Reduce -98.3% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 1.34% | 132,771 | $7.3M | New |
| RSVR Reservoir Media Inc. | 1.33% | 914,150 | $7.2M | New |
| RSP Invesco S&P 500 Equal Weight | 1.23% | 11,077 | $6.7M | Reduce -65.4% |
| ELAN Elanco Animal Health Inc. | 1.21% | 406,270 | $6.6M | New |
| EQWL Invesco S&P 100 Equal Weight | 1.07% | 2,251 | $5.8M | Reduce -95.2% |
| COWZ Pacer US Cash Cows 100 ETF | 1.07% | 19 | $5.8M | New |
| BRK.A Berkshire Hathaway Inc. Class A | 1.05% | 9 | $5.7M | No change |
| MSFT Microsoft Corp. | 1.05% | 13,548 | $5.7M | Add +53.8% |
| AMD Advanced Micro Devices | 1.03% | 31,175 | $5.6M | Add +24.4% |
| XOM Exxon Mobil Corp. | 1.01% | 47,308 | $5.5M | Add +583.4% |
| BA The Boeing Co. | 0.81% | 22,775 | $4.4M | Add +869.1% |
| ABBV Abbvie Inc. | 0.77% | 22,891 | $4.2M | Add +17.4% |
| LRCX Lam Research Corp. | 0.76% | 4,242 | $4.1M | No change |
| JPM JPMorgan Chase & Co. | 0.75% | 20,494 | $4.1M | Add +131.3% |
| PR Permian Resources Corp. Class A | 0.73% | 225,579 | $4.0M | New |
| VOXR Vox Royalty Corp. | 0.63% | 1,650,903 | $3.5M | New |
| SPR Spirit Aerosystems Hold Class A | 0.63% | 609 | $3.4M | New |
| SHIM Shimmick Corp. | 0.60% | 563,104 | $3.2M | New |
| GOOG Alphabet Inc. Class C | 0.58% | 20,886 | $3.2M | Add +8.2% |
| ZS Zscaler Inc. | 0.58% | 346 | $3.1M | New |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.58% | 25,673 | $3.1M | Add +82.0% |
| AMZN Amazon.com Inc. | 0.56% | 16,910 | $3.1M | Add +26.8% |
| INTU Intuit Inc. | 0.55% | 4,576 | $3.0M | Add +3.4% |
| AVGO Broadcom Inc. | 0.50% | 2,035 | $2.7M | No change |
| GENK Gen Restaurant Group Inc. | 0.48% | 224,965 | $2.6M | New |
| V Visa Inc. Class A | 0.47% | 9,218 | $2.6M | Add +62.1% |
| RIVN Rivian Automotive Inc. Class A | 0.47% | 9,282 | $2.6M | Reduce -92.6% |
| META Meta Platforms Inc. Class A | 0.45% | 5,068 | $2.5M | Add +26.6% |
| ORCL Oracle Corp. | 0.45% | 19,460 | $2.4M | Add +5.4% |
| WBA Walgreens Boots Alliance Inc. | 0.45% | 112,398 | $2.4M | Add +373.3% |
| GS Goldman Sachs Group Inc. | 0.44% | 5,782 | $2.4M | Add +0.3% |
| MA Mastercard Inc. Class A | 0.41% | 4,691 | $2.3M | Add +30.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.40% | 4,170 | $2.2M | Reduce -70.1% |
| FYBR Frontier Communications Pare | 0.37% | 81,777 | $2.0M | No change |
| HD Home Depot Inc. | 0.36% | 5,060 | $1.9M | New |
| ADBE Adobe Inc. | 0.35% | 3,815 | $1.9M | Add +1.7% |
| CRM Salesforce Inc. | 0.34% | 6,061 | $1.8M | Add +6.6% |
| MCK McKesson Corp. | 0.33% | 3,370 | $1.8M | No change |
| CRK Comstock Resources Inc. | 0.32% | 185,000 | $1.7M | New |
| MSI Motorola Solutions Inc. | 0.31% | 4,735 | $1.7M | Add +2.0% |
| MDLZ Mondelez International Inc. Class A | 0.30% | 23,054 | $1.6M | Add +18.1% |
| GE General Electric | 0.29% | 8,973 | $1.6M | Add +34.5% |
| PG The Procter & Gamble Co. | 0.28% | 9,541 | $1.5M | Add +56.5% |
| PM Philip Morris International | 0.28% | 16,613 | $1.5M | Add +14.1% |
| AMRX Amneal Pharmaceuticals Inc. | 0.28% | 249,596 | $1.5M | New |
| CYTK Cytokinetics Inc. | 0.28% | 21,505 | $1.5M | No change |
| LOW Lowe's Cos Inc. | 0.27% | 5,874 | $1.5M | Add +3.5% |
| KNSL Kinsale Capital Group Inc. | 0.27% | 2,850 | $1.5M | No change |
| WDAY Workday Inc. Class A | 0.26% | 5,250 | $1.4M | No change |
| CP Canadian Pacific Kansas City | 0.25% | 15,604 | $1.4M | Add +1.6% |
| GEL Genesis Energy L.P. | 0.25% | 123,400 | $1.4M | New |
| ECL Ecolab Inc. | 0.24% | 5,752 | $1.3M | No change |
| ET Energy Transfer LP | 0.24% | 83,102 | $1.3M | Add +76.2% |
| CI The Cigna Group | 0.23% | 3,493 | $1.3M | No change |
| HCA HCA Healthcare Inc. | 0.23% | 3,781 | $1.3M | Add +1.4% |
| LULU Lululemon Athletica Inc. | 0.23% | 3,197 | $1.2M | No change |
| KLAC KLA Corp. | 0.22% | 1,750 | $1.2M | No change |
| AMGN Amgen Inc. | 0.22% | 4,292 | $1.2M | No change |
| LIN Linde PLC | 0.22% | 2,600 | $1.2M | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.22% | 2,825 | $1.2M | New |
| TXN Texas Instruments Inc. | 0.21% | 6,707 | $1.2M | Add +19.7% |
| KR Kroger Co. | 0.21% | 20,000 | $1.1M | Add +33.3% |
| JNJ Johnson & Johnson | 0.21% | 7,135 | $1.1M | Add +78.4% |
| KMI Kinder Morgan Inc. | 0.21% | 61,120 | $1.1M | Add +74.2% |
| MRUS Merus NV | 0.21% | 24,870 | $1.1M | No change |
| NUE Nucor Corp. | 0.20% | 5,426 | $1.1M | No change |
| YINN Direxion DLY Ftse CH BL3X-Ui | 0.20% | 56,200 | $1.1M | New |
| FDX FedEx Corp. | 0.20% | 3,700 | $1.1M | Add +15.6% |
| BMY Bristol-Myers Squibb Co. | 0.20% | 19,644 | $1.1M | Add +57.7% |
| PCT Purecycle Technologies Inc. | 0.19% | 152,695 | $1.1M | Reduce -10.0% |
| OKE Oneok Inc. | 0.19% | 13,080 | $1.0M | Add +253.4% |
| DDOG Datadog Inc. Class A | 0.19% | 8,411 | $1.0M | Add +0.6% |
| BABA Alibaba Group Holding-SP ADR | 0.19% | 14,318 | $1.0M | Reduce -51.2% |
| PGEN Precigen Inc. | 0.19% | 705,000 | $1.0M | New |
| MOH Molina Healthcare Inc. | 0.19% | 2,478 | $1.0M | No change |
| MULTISENSOR AI HOLDINGS INC | 0.18% | 445,195 | $1.0M | New |
| COP Conocophillips | 0.18% | 7,812 | $994K | Add +25.8% |
| GD General Dynamics Corp. | 0.18% | 3,500 | $989K | Add +16.7% |
| TMO Thermo Fisher Scientific Inc. | 0.18% | 1,700 | $988K | No change |
| T AT&T Inc. | 0.18% | 56,127 | $988K | Add +42.8% |
| ELV Elevance Health Inc. | 0.18% | 1,900 | $985K | No change |
| RTX RTX Corp. | 0.18% | 9,820 | $958K | Add +13.8% |
| BLK BlackRock Finance Inc. | 0.18% | 1,146 | $955K | New |
| XENE Xenon Pharmaceuticals Inc. | 0.17% | 21,500 | $926K | No change |
| CADE Cadence Bank | 0.17% | 31,864 | $924K | New |
| RMD Resmed Inc. | 0.17% | 4,600 | $911K | No change |
| VZ Verizon Communications Inc. | 0.16% | 21,254 | $892K | Add +84.9% |
| AXP American Express Co. | 0.16% | 3,892 | $886K | No change |
| WMT Walmart Inc. | 0.16% | 14,607 | $879K | New |
| ABT Abbott Laboratories | 0.16% | 7,675 | $872K | Add +7.7% |
Other holdings (16): bonds, preferreds, convertibles and warrants · $46K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | 33,333 | $13K | New |
| MSPRZ MSP Recovery -CW26 | *W EXP 05/23/202 | 178,947 | $9K | New |
| ASTSW Ast Spacemobile Inc.-CW24 | *W EXP 04/06/202 | 10,225 | $7K | New |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 16,665 | $4K | New |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | 48,333 | $3K | New |
| PIIIW P3 Health Partne -CW27 | *W EXP 11/19/202 | 46,666 | $3K | New |
| CXAIW Kins Tech Group Class A -CW25 | *W EXP 99/99/999 | 12,500 | $2K | New |
| FFAIW Faraday Future -CW27 | *W EXP 07/21/202 | 90,000 | $990 | New |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 10,667 | $971 | New |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | 14,500 | $856 | New |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 10,000 | $582 | New |
| NBSTW Newbury Street Acq -CW27 | *W EXP 04/30/202 | 12,500 | $528 | New |
| LFLYW Merida Merger Corp. I -CW26 | *W EXP 02/04/202 | 15,000 | $465 | New |
| PUCKW Goal Acquisitions Corp.-CW | *W EXP 99/99/999 | 28,000 | $260 | New |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 12,332 | $240 | New |
| SHPSQ Shapeways Holdings Inc.-CW26 | *W EXP 09/29/202 | 46,255 | $176 | New |
Total filed on the 13F, all lines: $544.7M.
Portfolio Sells Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -70.1% | 0.40% | −2.85 |
| NVDA Nvidia Corp. | Reduce -8.2% | 3.50% | −2.36 |
| X United States Steel Corp. | Sold out | 0.00% | −1.80 |
| BIDU Baidu Inc. - Spon ADR | Sold out | 0.00% | −1.35 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −1.33 |
| RSP Invesco S&P 500 Equal Weight | Reduce -65.4% | 1.23% | −1.25 |
| EQWL Invesco S&P 100 Equal Weight | Reduce -95.2% | 1.07% | −0.96 |
| BABA Alibaba Group Holding-SP ADR | Reduce -51.2% | 0.19% | −0.86 |
| RIVN Rivian Automotive Inc. Class A | Reduce -92.6% | 0.47% | −0.73 |
| IVV iShares Core S&P 500 ETF | Sold out | 0.00% | −0.70 |
| ERAS Erasca Inc. | Reduce -97.9% | 0.00% | −0.61 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -98.3% | 1.38% | −0.44 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.40 |
| IWR iShares Russell Mid-Cap ETF | Sold out | 0.00% | −0.22 |
| NOW ServiceNow Inc. | Reduce -4.7% | 0.14% | −0.21 |
| NVS Novartis AG-Sponsored ADR | Sold out | 0.00% | −0.11 |
| PHG Koninklijke Philips NVR- NY | Sold out | 0.00% | −0.10 |
| PCT Purecycle Technologies Inc. | Reduce -10.0% | 0.19% | −0.07 |
Portfolio Buys Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | Add +2309.3% | 17.74% | +15.94 |
| BX Blackstone Inc. | Add +2992.5% | 12.65% | +11.63 |
| CSWC Capital Southwest Corp. | New | 2.95% | +2.95 |
| EPD Enterprise Products Partners | Add +6126.0% | 2.94% | +2.82 |
| MAIN Main Street Capital Corp. | New | 1.82% | +1.82 |
| SLB SLB Ltd. | New | 1.34% | +1.34 |
| RSVR Reservoir Media Inc. | New | 1.33% | +1.33 |
| ELAN Elanco Animal Health Inc. | New | 1.21% | +1.21 |
| COWZ Pacer US Cash Cows 100 ETF | New | 1.07% | +1.07 |
| PR Permian Resources Corp. Class A | New | 0.73% | +0.73 |
| XOM Exxon Mobil Corp. | Add +583.4% | 1.01% | +0.67 |
| VOXR Vox Royalty Corp. | New | 0.63% | +0.63 |
| SPR Spirit Aerosystems Hold Class A | New | 0.63% | +0.63 |
| SHIM Shimmick Corp. | New | 0.60% | +0.60 |
| ZS Zscaler Inc. | New | 0.58% | +0.58 |
| BA The Boeing Co. | Add +869.1% | 0.81% | +0.54 |
| GENK Gen Restaurant Group Inc. | New | 0.48% | +0.48 |
| LLY Eli Lilly & Co. | Add +207.6% | 1.41% | +0.43 |
| HD Home Depot Inc. | New | 0.36% | +0.36 |
| CRK Comstock Resources Inc. | New | 0.32% | +0.32 |
| AMRX Amneal Pharmaceuticals Inc. | New | 0.28% | +0.28 |
| GEL Genesis Energy L.P. | New | 0.25% | +0.25 |
| LIN Linde PLC | New | 0.22% | +0.22 |
| BRK.B Berkshire Hathaway Inc. Class B | New | 0.22% | +0.22 |
| YINN Direxion DLY Ftse CH BL3X-Ui | New | 0.20% | +0.20 |
| PGEN Precigen Inc. | New | 0.19% | +0.19 |
| MULTISENSOR AI HOLDINGS INC | New | 0.18% | +0.18 |
| BLK BlackRock Finance Inc. | New | 0.18% | +0.18 |
| CADE Cadence Bank | New | 0.17% | +0.17 |
| WMT Walmart Inc. | New | 0.16% | +0.16 |
| GOOGL Alphabet Inc. Class A | New | 0.15% | +0.15 |
| AN Autonation Inc. | New | 0.15% | +0.15 |
| WBA Walgreens Boots Alliance Inc. | Add +373.3% | 0.45% | +0.15 |
| ARKK ARK Innovation ETF | New | 0.14% | +0.14 |
| ETN Eaton Corp. PLC | New | 0.14% | +0.14 |
| MCD McDonald's Corp. | New | 0.13% | +0.13 |
| GLP Global Partners LP | New | 0.13% | +0.13 |
| SWN Southwestern Energy Co. | New | 0.13% | +0.13 |
| MDY State Street SPDR S&P Midcap | New | 0.13% | +0.13 |
| FIGS Figs Inc. Class A | New | 0.12% | +0.12 |
| OLPX Olaplex Holdings Inc. | New | 0.12% | +0.12 |
| SEB Seaboard Corp. | New | 0.12% | +0.12 |
| CAT Caterpillar Inc. | New | 0.12% | +0.12 |
| KYN Kayne Anderson Energy Infra | New | 0.11% | +0.11 |
| CNQ Canadian Natural Resources | New | 0.11% | +0.11 |
| APD Air Products & Chemicals Inc. | New | 0.10% | +0.10 |
| WM Waste Management Inc. | New | 0.10% | +0.10 |
| NET Cloudflare Inc. Class A | New | 0.09% | +0.09 |
| XBFZX BlackRock Ca Muni Inc. TR | New | 0.09% | +0.09 |
| FIX Comfort Systems USA Inc. | New | 0.09% | +0.09 |
Notes & Other Activity Q4 2023 → Q1 2024
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | New | 33,333 | $13K |
| MSPRZ MSP Recovery -CW26 | *W EXP 05/23/202 | New | 178,947 | $9K |
| ASTSW Ast Spacemobile Inc.-CW24 | *W EXP 04/06/202 | New | 10,225 | $7K |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | New | 16,665 | $4K |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | New | 48,333 | $3K |
| PIIIW P3 Health Partne -CW27 | *W EXP 11/19/202 | New | 46,666 | $3K |
| CXAIW Kins Tech Group Class A -CW25 | *W EXP 99/99/999 | New | 12,500 | $2K |
| FFAIW Faraday Future -CW27 | *W EXP 07/21/202 | New | 90,000 | $990 |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | New | 10,667 | $971 |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | New | 14,500 | $856 |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | New | 10,000 | $582 |
| NBSTW Newbury Street Acq -CW27 | *W EXP 04/30/202 | New | 12,500 | $528 |
| LFLYW Merida Merger Corp. I -CW26 | *W EXP 02/04/202 | New | 15,000 | $465 |
| PUCKW Goal Acquisitions Corp.-CW | *W EXP 99/99/999 | New | 28,000 | $260 |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | New | 12,332 | $240 |
| SHPSQ Shapeways Holdings Inc.-CW26 | *W EXP 09/29/202 | New | 46,255 | $176 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 75 | $172.4M | MSIF, CSWC, AAPL, BX, XOM |
| Q1 2026 | 288 | $618.2M | QQQ, AAPL, NVDA, EPD, CSWC |
| Q4 2025 | 34 | $64.7M | QQQ, VOXR, BABA, JBS, SLB |
| Q3 2025 | 297 | $748.7M | QQQ, BX, NVDA, CSWC, AAPL |
| Q2 2025 | 160 | $418.4M | QQQ, BX, CSWC, EPD, MSIF |
| Q1 2025 | 276 | $640.9M | QQQ, BX, CSWC, EPD, AAPL |
| Q4 2024 | 280 | $666.0M | QQQ, BX, AAPL, EPD, NVDA |
| Q3 2024 | 273 | $602.5M | QQQ, BX, AAPL, NVDA, EPD |
| Q2 2024 | 272 | $608.6M | QQQ, BX, AAPL, NVDA, CSWC |
| Q1 2024 | 260 | $544.7M | QQQ, BX, AAPL, NVDA, CSWC |