Sanders Morris Harris LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 9, 2024), Sanders Morris Harris LLC reported 273 stock positions worth $602.5 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 18.2% of the portfolio, followed by Blackstone (BX, 13.2%) and Apple (AAPL, 4.6%). Compared with Q2 2024, it opened 18 new positions, sold out of 17, added to 26 and reduced 56. The biggest buy was a new position in Tenable (TENB) and the biggest sale United States Steel (X, shares −94%).

Most Recent 13F
Q2 2026
Location
Houston, TX
CIK
0001053994
Portfolio Value
$602.5M (Q3 2024)
SEC Filing
0001085146-24-004709 ↗ filed Oct 9, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $544.7M Q1 2024 Q2 2024: $608.6M Q2 2024 Q3 2024: $602.5M $602.5M Q3 2024 Q4 2024: $666.0M Q4 2024 Q1 2025: $640.9M Q1 2025 Q2 2025: $418.4M Q2 2025 Q3 2025: $748.7M Q3 2025 Q4 2025: $64.7M Q4 2025 Q1 2026: $618.2M Q1 2026 Q2 2026: $172.4M Q2 2026

Holdings 273 stocks · $602.5M
QQQ Invesco QQQ Trust Series 1 18.24% 225,209 $109.9M Add +0.1%
BX Blackstone Inc. 13.15% 517,428 $79.2M Reduce -3.3%
AAPL Apple Inc. 4.55% 117,715 $27.4M Reduce -8.7%
NVDA Nvidia Corp. 3.93% 195,010 $23.7M Add +4.9%
EPD Enterprise Products Partners 3.41% 705,804 $20.5M Add +28.1%
CSWC Capital Southwest Corp. 2.67% 636,164 $16.1M Reduce -0.8%
IWF iShares Russell 1000 Growth 1.83% 29,397 $11.0M Reduce -6.6%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 1.73% 249,150 $10.5M Add +102.0%
MAIN Main Street Capital Corp. 1.73% 208,052 $10.4M Add +0.7%
CTAS Cintas Corp. 1.70% 49,692 $10.2M No change
LLY Eli Lilly & Co. 1.45% 9,840 $8.7M Reduce -0.0%
SPY SS SPDR S&P 500 ETF Trust-US 1.30% 13,646 $7.8M Reduce -19.8%
MULTISENSOR AI HOLDINGS INC 1.21% 3,375,593 $7.3M Add +1.9%
BRK.A Berkshire Hathaway Inc. Class A 1.03% 9 $6.2M No change
RSVR Reservoir Media Inc. 0.99% 734,250 $6.0M Reduce -4.6%
MSFT Microsoft Corp. 0.97% 13,643 $5.9M Add +0.7%
XOM Exxon Mobil Corp. 0.95% 49,068 $5.8M Add +3.8%
AMD Advanced Micro Devices 0.81% 29,575 $4.9M Reduce -7.2%
TENB Tenable Holdings Inc. 0.80% 118,754 $4.8M New
ABBV Abbvie Inc. 0.75% 22,831 $4.5M Reduce -0.3%
HPK Highpeak Energy Inc. 0.75% 324,646 $4.5M New
PR Permian Resources Corp. Class A 0.74% 325,579 $4.4M Add +44.3%
JPM JPMorgan Chase & Co. 0.72% 20,494 $4.3M No change
VOXR Vox Royalty Corp. 0.70% 1,400,903 $4.2M Reduce -15.1%
BA The Boeing Co. 0.65% 25,675 $3.9M Add +7.1%
ELAN Elanco Animal Health Inc. 0.64% 261,270 $3.8M Reduce -10.8%
VTI VG Morningstar TS MKT ETF-US 0.58% 12,403 $3.5M Reduce -56.0%
AVGO Broadcom Inc. 0.58% 20,350 $3.5M No change
GOOG Alphabet Inc. Class C 0.58% 20,821 $3.5M No change
LRCX Lam Research Corp. 0.57% 4,242 $3.5M No change
ORCL Oracle Corp. 0.55% 19,460 $3.3M No change
AMZN Amazon.com Inc. 0.52% 16,910 $3.2M No change
COP Conocophillips 0.49% 27,812 $2.9M Reduce -57.2%
META Meta Platforms Inc. Class A 0.48% 5,078 $2.9M No change
FYBR Frontier Communications Pare 0.48% 81,777 $2.9M No change
GS Goldman Sachs Group Inc. 0.48% 5,782 $2.9M No change
INTU Intuit Inc. 0.47% 4,576 $2.8M No change
V Visa Inc. Class A 0.44% 9,586 $2.6M Add +4.0%
CNXC Concentrix Corp. 0.43% 50,000 $2.6M New
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.40% 24,777 $2.4M Reduce -1.6%
IVV iShares Core S&P 500 ETF 0.39% 4,091 $2.4M Reduce -1.0%
MA Mastercard Inc. Class A 0.38% 4,686 $2.3M Reduce -0.1%
CRK Comstock Resources Inc. 0.37% 200,000 $2.2M No change
MSI Motorola Solutions Inc. 0.35% 4,735 $2.1M No change
HD Home Depot Inc. 0.34% 5,060 $2.1M No change
RSP Invesco S&P 500 Equal Weight 0.34% 11,306 $2.0M Reduce -71.2%
MTDR Matador Resources Co. 0.33% 40,000 $2.0M New
PM Philip Morris International 0.32% 16,113 $2.0M Reduce -3.0%
ADBE Adobe Inc. 0.31% 3,645 $1.9M No change
MDLZ Mondelez International Inc. Class A 0.28% 23,054 $1.7M No change
LOW Lowe's Cos Inc. 0.28% 6,267 $1.7M Add +6.7%
MCK McKesson Corp. 0.28% 3,370 $1.7M No change
CRM Salesforce Inc. 0.28% 6,061 $1.7M No change
PG The Procter & Gamble Co. 0.27% 9,526 $1.6M Reduce -0.2%
GENK Gen Restaurant Group Inc. 0.27% 192,399 $1.6M Reduce -0.3%
HCA HCA Healthcare Inc. 0.26% 3,781 $1.5M No change
GE General Electric filed as GE AEROSPACE 0.25% 7,973 $1.5M No change
ECL Ecolab Inc. 0.24% 5,752 $1.5M No change
SHIM Shimmick Corp. 0.24% 590,223 $1.5M Reduce -3.2%
WBA Walgreens Boots Alliance Inc. 0.24% 162,398 $1.5M Reduce -6.6%
PCT Purecycle Technologies Inc. 0.24% 152,694 $1.5M Reduce -10.0%
TXN Texas Instruments Inc. 0.23% 6,707 $1.4M No change
AMGN Amgen Inc. 0.23% 4,292 $1.4M No change
KLAC KLA Corp. 0.22% 1,750 $1.4M No change
FIGS Figs Inc. Class A 0.22% 197,250 $1.3M No change
CP Canadian Pacific Kansas City 0.22% 15,604 $1.3M No change
KNSL Kinsale Capital Group Inc. 0.22% 2,850 $1.3M No change
WDAY Workday Inc. Class A 0.21% 5,250 $1.3M No change
MRUS Merus NV 0.21% 24,870 $1.2M No change
T AT&T Inc. 0.20% 55,710 $1.2M No change
CI The Cigna Group 0.20% 3,493 $1.2M No change
KMI Kinder Morgan Inc. 0.20% 53,572 $1.2M Reduce -3.6%
WMT Walmart Inc. 0.20% 14,607 $1.2M No change
KR Kroger Co. 0.19% 20,000 $1.1M No change
ET Energy Transfer LP 0.19% 71,198 $1.1M Reduce -6.0%
CYTK Cytokinetics Inc. 0.19% 21,505 $1.1M No change
RTX RTX Corp. 0.19% 9,370 $1.1M Reduce -4.6%
JNJ Johnson & Johnson 0.19% 6,945 $1.1M Reduce -2.7%
RMD Resmed Inc. 0.19% 4,600 $1.1M No change
OKE Oneok Inc. 0.18% 12,080 $1.1M Reduce -7.7%
BLK BlackRock Finance Inc. 0.18% 1,146 $1.1M No change
LMT Lockheed Martin Corp. 0.18% 1,809 $1.1M Reduce -2.4%
AXP American Express Co. 0.18% 3,892 $1.1M No change
TMO Thermo Fisher Scientific Inc. 0.17% 1,700 $1.1M No change
GD General Dynamics Corp. 0.17% 3,400 $1.0M Reduce -2.9%
CADE Cadence Bank 0.17% 31,864 $1.0M No change
FDX FedEx Corp. 0.17% 3,700 $1.0M No change
BTMD Biote Corp. Class A 0.17% 180,965 $1.0M Add +131.2%
ARGX Argenx SE - ADR 0.16% 1,830 $992K No change
ZBRA Zebra Technologies Corp. Class A 0.16% 2,677 $991K No change
BMY Bristol-Myers Squibb Co. 0.16% 19,137 $990K Reduce -41.0%
ELV Elevance Health Inc. 0.16% 1,900 $988K No change
VZ Verizon Communications Inc. 0.16% 21,604 $970K Add +1.6%
DDOG Datadog Inc. Class A 0.16% 8,411 $968K No change
AZN Astrazeneca PLC-Spons ADR 0.16% 12,372 $964K No change
ALNY Alnylam Pharmaceuticals Inc. 0.16% 3,500 $963K No change
CRNX Crinetics Pharmaceuticals Inc. 0.16% 18,600 $950K No change
PYPL PayPal Holdings Inc. 0.16% 12,046 $940K No change
NOW ServiceNow Inc. 0.16% 1,048 $937K Add +7.7%
IGV iShares Expanded Tech-Softwa 0.15% 10,250 $916K Reduce -81.2%
AN Autonation Inc. 0.15% 5,000 $895K No change
X United States Steel Corp. 0.15% 24,984 $883K Reduce -93.5%
ABT Abbott Laboratories 0.15% 7,675 $875K No change
MOH Molina Healthcare Inc. 0.14% 2,478 $854K No change
XENE Xenon Pharmaceuticals Inc. 0.14% 21,500 $846K No change
MUSA Murphy USA Inc. 0.14% 1,700 $838K No change
LIN Linde PLC 0.14% 1,750 $835K No change
OLPX Olaplex Holdings Inc. 0.14% 354,000 $832K Add +2.9%
SYK Stryker Corp. 0.14% 2,266 $819K No change
LULU Lululemon Athletica Inc. 0.14% 3,008 $816K No change
NUE Nucor Corp. 0.14% 5,426 $816K No change
GOOGL Alphabet Inc. Class A 0.13% 4,875 $809K Reduce -12.6%
SNOW Snowflake Inc. 0.13% 7,000 $804K Add +33.3%
UNH Unitedhealth Group Inc. 0.13% 1,363 $797K No change
MCD McDonald's Corp. 0.13% 2,600 $792K No change
MO Altria Group Inc. 0.13% 15,327 $782K No change
CSX CSX Corp. 0.13% 22,500 $777K No change
GLP Global Partners LP 0.13% 16,500 $768K No change
EA Electronic Arts Inc. 0.13% 5,350 $767K No change
TTWO Take-Two Interactive Softwre 0.12% 4,860 $747K No change
QSR Restaurant Brands Intern 0.12% 10,250 $739K No change
MDY State Street SPDR S&P Midcap 0.12% 1,275 $726K No change
PNC PNC Financial Services Group 0.12% 3,920 $725K No change
VRT Vertiv Holdings Co. Class A 0.12% 7,000 $696K No change
CAT Caterpillar Inc. 0.12% 1,775 $694K No change
MRK Merck & Co. Inc. 0.11% 6,066 $689K No change
CE Celanese Corp. 0.11% 5,000 $680K No change
ADP Automatic Data Processing 0.11% 2,450 $678K No change
ARKK ARK Innovation ETF 0.11% 14,208 $675K Reduce -5.8%
KYN Kayne Anderson Energy Infra 0.11% 61,200 $673K No change
BATRK Atlanta Braves Holdings in-C 0.11% 16,900 $673K Add +8.0%
PEP Pepsico Inc. 0.11% 3,915 $666K No change
ASTS Ast Spacemobile Inc. 0.11% 25,387 $664K Add +39.6%
ETN Eaton Corp. PLC 0.11% 2,000 $663K No change
UHS Universal Health Services-B 0.11% 2,890 $662K No change
BRK.B Berkshire Hathaway Inc. Class B 0.11% 1,395 $642K No change
OXY Occidental Petroleum Corp. 0.10% 12,203 $629K No change
TRGP Targa Resources Corp. 0.10% 4,200 $622K No change
APD Air Products & Chemicals Inc. 0.10% 2,065 $615K Reduce -11.8%
ONC Beone Medicines Ltd.-ADR filed as BEIGENE LTD 0.10% 2,700 $606K No change
FIX Comfort Systems USA Inc. 0.10% 1,500 $586K No change
UNP Union Pacific Corp. 0.10% 2,350 $579K No change
SEB Seaboard Corp. 0.09% 182 $571K Reduce -11.2%
NTES Netease Inc.-ADR 0.09% 5,925 $554K No change
GSK GSK PLC-Spon ADR 0.09% 13,360 $546K No change
HPQ HP Inc. 0.09% 15,000 $538K No change
BABA Alibaba Group Holding-SP ADR 0.09% 5,018 $533K Reduce -64.2%
HPE Hewlett Packard Enterprise 0.09% 26,000 $532K No change
LFUS Littelfuse Inc. 0.09% 2,000 $531K No change
WM Waste Management Inc. 0.09% 2,542 $528K No change
CNQ Canadian Natural Resources 0.09% 15,600 $518K No change
TGT Target Corp. 0.09% 3,291 $513K No change
RCKT Rocket Pharmaceuticals Inc. 0.08% 27,709 $512K No change
GEV GE Vernova Inc. 0.08% 1,992 $508K No change
SBUX Starbucks Corp. 0.08% 5,203 $507K Reduce -3.0%
JEPI JPMorgan Equity Premium Inco 0.08% 8,231 $490K No change
XBFZX BlackRock Ca Muni Inc. TR 0.08% 40,502 $490K No change
DOX Amdocs Ltd. 0.08% 5,500 $481K No change
NRK Nuveen NY Amt-FR Muni Inc. 0.08% 42,700 $478K No change
KO The Coca-Cola Co. 0.08% 6,631 $477K No change
RTAI Rareview Tax Advantaged Inco filed as COLLABORATIVE INVESTMNT SER 0.08% 20,876 $473K Add +0.9%
SCI Service Corp. International 0.08% 5,949 $470K No change
TSLA Tesla Inc. 0.08% 1,790 $468K Add +20.1%
GEL Genesis Energy L.P. 0.08% 35,000 $468K No change
CL Colgate-Palmolive Co. 0.08% 4,475 $465K No change
CTSH Cognizant Tech Solutions-A 0.08% 6,000 $463K No change
PFE Pfizer Inc. 0.08% 15,915 $461K Add +8.2%
NEE Nextera Energy Inc. 0.08% 5,410 $457K Reduce -0.1%
NAN Nuveen NY QLTY Muni Inc. 0.08% 38,702 $456K No change
SWN Southwestern Energy Co. 0.08% 64,086 $456K Reduce -28.1%
VTN Invesco TR for Invest GRD NY 0.07% 39,004 $450K No change
STX Seagate Technology Holdings 0.07% 4,000 $438K No change
L Loews Corp. 0.07% 5,494 $434K No change
CMCSA Comcast Corp. Class A 0.07% 10,377 $433K Reduce -8.4%
GVI iShares Intermediate Governm 0.07% 4,000 $428K No change
MDT Medtronic PLC 0.07% 4,744 $427K No change
TEAM Atlassian Corp. Class A 0.07% 2,650 $421K No change
BTI British American Tob-SP ADR 0.07% 11,223 $411K No change
JAZZ Jazz Pharmaceuticals PLC 0.07% 3,600 $401K No change
TSCO Tractor Supply Company 0.07% 1,375 $400K No change
CHTR Charter Communications Inc. Class A 0.07% 1,215 $394K No change
NKE Nike Inc. Class B 0.06% 4,330 $383K No change
WHF Whitehorse Finance Inc. 0.06% 32,244 $373K No change
CXE MFS High Income Municipal TR 0.06% 93,002 $372K No change
CIEN Ciena Corp. 0.06% 6,000 $370K No change
F Ford Motor Co. filed as FORD MTR CO 0.06% 34,899 $369K Add +0.1%
INTC Intel Corp. 0.06% 15,695 $368K No change
CSCO Cisco Systems Inc. 0.06% 6,775 $361K No change
VGAS Verde Clean Fuels Inc. 0.06% 90,077 $359K Reduce -8.5%
SWTX Springworks Therapeutics Inc. 0.06% 11,200 $359K No change
CVS CVS Health Corp. 0.06% 5,674 $357K Reduce -1.7%
CLX Clorox Company 0.06% 2,183 $356K No change
HRL Hormel Foods Corp. 0.06% 11,150 $353K Reduce -11.2%
MPLX MPLX LP 0.06% 7,823 $348K No change
USB US Bancorp 0.06% 7,560 $346K No change
PGEN Precigen Inc. 0.06% 363,182 $344K Reduce -35.1%
RKLB Rocket Lab USA Inc. 0.06% 35,300 $343K No change
EXAS Exact Sciences Corp. 0.06% 5,000 $341K No change
SDRL Seadrill Limited 0.06% 8,500 $338K No change
QURE Uniqure NV 0.06% 68,070 $336K No change
INCY Incyte Corp. 0.05% 5,000 $331K No change
DBX Dropbox Inc. Class A 0.05% 12,970 $330K No change
XYZ Block Inc. 0.05% 4,870 $327K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.05% 8,180 $325K Reduce -0.3%
DEO Diageo PLC-Sponsored ADR 0.05% 2,263 $318K New
VKTX Viking Therapeutics Inc. 0.05% 5,000 $317K New
MUNI PIMCO Intermediate Municipal 0.05% 5,913 $313K No change
KRE SS SPDR S&P Regional Bank 0.05% 5,433 $308K No change
DUK Duke Energy Corp. 0.05% 2,650 $306K No change
FARM Farmer Bros Co. 0.05% 154,283 $305K Add +53.9%
IJR iShares Core S&P Small-Cap E 0.05% 2,578 $302K No change
PRAA Pra Group Inc. 0.05% 13,421 $300K No change
PHG Koninklijke Philips NVR- NY 0.05% 9,138 $299K No change
NSC Norfolk Southern Corp. 0.05% 1,185 $294K Reduce -3.7%
CNP Centerpoint Energy Inc. 0.05% 10,000 $294K No change
TIPT Tiptree Inc. 0.05% 15,000 $294K Reduce -50.0%
KURA Kura Oncology Inc. 0.05% 14,900 $291K No change
VIRT Virtu Financial Inc. Class A 0.05% 9,350 $285K No change
CTVA Corteva Inc. 0.05% 4,832 $284K No change
BMRN Biomarin Pharmaceutical Inc. 0.05% 4,000 $281K No change
CFR Cullen/Frost Bankers Inc. 0.05% 2,500 $280K No change
LADR Ladder Capital Corp.-REIT 0.05% 24,100 $280K Reduce -17.2%
PAC Grupo Aeroportuario Pac-ADR 0.05% 1,600 $278K No change
MQ Marqeta Inc. 0.05% 56,000 $276K No change
MBLY Mobileye Global Inc. Class A 0.05% 20,000 $274K New
IAU iShares Gold Trust 0.05% 5,498 $273K No change
DXCM Dexcom Inc. 0.04% 4,000 $268K No change
SERA Sera Prognostics Inc. Class A 0.04% 34,100 $266K Reduce -2.0%
EW Edwards Lifesciences Corp. 0.04% 4,020 $265K No change
DELL Dell Technologies -C 0.04% 2,200 $261K Reduce -6.4%
SCHW Schwab (charles) Corp. 0.04% 4,000 $259K No change
JEF Jefferies Financial Group Inc. 0.04% 4,200 $259K No change
TRP TC Energy Corp. 0.04% 5,300 $252K No change
BITO Proshares Bitcoin ETF-Usd 0.04% 12,716 $244K No change
CARR Carrier Global Corp. 0.04% 3,000 $241K New
BF.B Brown-Forman Corp. Class B 0.04% 4,864 $239K No change
EQWL Invesco S&P 100 Equal Weight 0.04% 2,330 $238K Reduce -96.2%
GEHC GE Healthcare Technology 0.04% 2,488 $233K New
PFF iShares Preferred & Income S 0.04% 7,017 $233K No change
NMFC New Mountain Finance Corp. filed as NEW MTN FIN CORP 0.04% 19,375 $232K No change
OMAB Grupo Aeroportuario Cen-ADR 0.04% 3,400 $231K No change
NVS Novartis AG-Sponsored ADR 0.04% 2,000 $230K No change
RIOT Riot Platforms Inc. 0.04% 31,000 $230K Add +14.8%
CBZ Cbiz Inc. 0.04% 3,400 $229K No change
VST Vistra Corp. 0.04% 1,900 $225K New
ASPN Aspen Aerogels Inc. 0.04% 8,000 $222K New
SNPS Synopsys Inc. 0.04% 437 $221K No change
VGT Vanguard Info Tech ETF 0.04% 375 $220K No change
TT Trane Technologies PLC 0.04% 558 $217K Reduce -26.4%
SGOV iShares 0-3 Month Treasury B 0.04% 2,129 $214K No change
PANW Palo Alto Networks Inc. 0.04% 627 $214K No change
SO The Southern Co. 0.03% 2,300 $207K New
ENB Enbridge Inc. 0.03% 5,080 $207K New
WASH Washington Trust Bancorp 0.03% 6,400 $206K New
BHC Bausch Health Cos Inc. 0.03% 24,975 $204K No change
ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN 0.03% 2,900 $202K New
FNV Franco-Nevada Corp. 0.03% 1,610 $200K New
HLN Haleon PLC-ADR 0.03% 16,700 $177K No change
BHK BlackRock Core Bond Trust 0.03% 13,943 $168K No change
VSTS Vestis Corp. 0.03% 10,460 $156K No change
IOVA Iovance Biotherapeutics Inc. 0.03% 16,200 $152K No change
FTK Flotek Industries Inc. 0.02% 27,526 $137K New
AVO Mission Produce Inc. 0.02% 10,000 $128K No change
EP Empire Petroleum Corp. 0.02% 23,382 $123K Add +79.9%
NAC Nuveen Ca QLTY Muni Inc. 0.02% 10,000 $119K No change
MUC BlackRock Munihold Ca QLTY 0.02% 10,000 $115K No change
AMBP Ardagh Metal Packaging SA 0.02% 28,460 $107K No change
KOS Kosmos Energy Ltd. 0.02% 24,000 $97K New
GTE Gran Tierra Energy Inc. 0.01% 11,866 $74K No change
PPT Franklin Premir Inc. Trust-Ui 0.01% 15,490 $58K Reduce -53.8%
P3 HEALTH PARTNERS INC 0.01% 122,998 $48K Reduce -14.0%
EXTOY Almacenes Exito SA-ADR 0.01% 10,000 $41K No change
CCO Clear Channel Outdoor Holdin 0.00% 15,840 $25K No change
Other holdings (14): bonds, preferreds, convertibles and warrants · $362K (not counted above)
SecurityClassShares / PrincipalValueChange
RSVRW Reservoir Media-CW26 *W EXP 08/26/202 234,650$314KReduce -2.1%
VGASW Cenaq Energy Corp. Class A -CW27 *W EXP 02/15/202 107,403$23KNo change
MSPRZ MSP Recovery -CW26 *W EXP 05/23/202 178,947$7KNo change
NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 33,333$4KNo change
CXAIW Kins Tech Group Class A -CW25 *W EXP 99/99/999 12,500$3KNo change
PGYWW Pagaya Technologies Ltd. -27 *W EXP 99/99/999 10,667$2KNo change
FFAIW Faraday Future -CW27 *W EXP 07/21/202 90,000$2KNo change
PIIIW P3 Health Partne -CW27 *W EXP 11/19/202 46,666$2KNo change
QBTS.WS D-Wave Quantum Inc. -27 *W EXP 08/05/202 16,665$1KNo change
ORGNW Origin Materials -CW26 *W EXP 06/25/202 12,332$1KNo change
ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 48,333$735No change
LFLYW Merida Merger Corp. I -CW26 *W EXP 02/04/202 15,000$495No change
GRDIW Griid Infrastructure Inc.-28 *W EXP 12/29/202 14,500$486No change
AIIOW NWTN Inc. -CW27 *W EXP 11/11/202 10,000$477No change

Total filed on the 13F, all lines: $602.9M.

Portfolio Sells Q2 2024 → Q3 2024
X United States Steel Corp. Reduce -93.5% 0.15% −2.25
IWN iShares Russell 2000 Value E Sold out 0.00% −0.96
EQWL Invesco S&P 100 Equal Weight Reduce -96.2% 0.04% −0.91
DIA SS SPDR Dow Jones Indus Avg Sold out 0.00% −0.83
COP Conocophillips Reduce -57.2% 0.49% −0.74
RSP Invesco S&P 500 Equal Weight Reduce -71.2% 0.34% −0.72
VTI VG Morningstar TS MKT ETF-US Reduce -56.0% 0.58% −0.66
IGV iShares Expanded Tech-Softwa Reduce -81.2% 0.15% −0.63
AMRX Amneal Pharmaceuticals Inc. Sold out 0.00% −0.59
FLNC Fluence Energy Inc. Sold out 0.00% −0.44
VRNS Varonis Systems Inc. Sold out 0.00% −0.35
SPY SS SPDR S&P 500 ETF Trust-US Reduce -19.8% 1.30% −0.22
WBA Walgreens Boots Alliance Inc. Reduce -6.6% 0.24% −0.10
YINN Direxion DLY Ftse CH BL3X-Ui Sold out 0.00% −0.10
PGEN Precigen Inc. Reduce -35.1% 0.06% −0.09
CSWC Capital Southwest Corp. Reduce -0.8% 2.67% −0.08
BABA Alibaba Group Holding-SP ADR Reduce -64.2% 0.09% −0.08
CSV Carriage Services Inc. Sold out 0.00% −0.07
ETWO E2OPEN Parent Holdings Inc. Sold out 0.00% −0.06
TOST Toast Inc. Class A Sold out 0.00% −0.06
ELAN Elanco Animal Health Inc. Reduce -10.8% 0.64% −0.06
BMY Bristol-Myers Squibb Co. Reduce -41.0% 0.16% −0.06
NET Cloudflare Inc. Class A Sold out 0.00% −0.05
IWF iShares Russell 1000 Growth Reduce -6.6% 1.83% −0.05
VOXR Vox Royalty Corp. Reduce -15.1% 0.70% −0.05
MRNA Moderna Inc. Sold out 0.00% −0.05
AMD Advanced Micro Devices Reduce -7.2% 0.81% −0.04
LUNR Intuitive Machines Inc. Sold out 0.00% −0.04
IUSB Ishr CR Unvrse Usd BD ETF-Ui Sold out 0.00% −0.04
CVX Chevron Corp. Sold out 0.00% −0.03
GOOGL Alphabet Inc. Class A Reduce -12.6% 0.13% −0.03
TIPT Tiptree Inc. Reduce -50.0% 0.05% −0.03
SWN Southwestern Energy Co. Reduce -28.1% 0.08% −0.02
RIVN Rivian Automotive Inc. Class A Sold out 0.00% −0.02
GENK Gen Restaurant Group Inc. Reduce -0.3% 0.27% −0.02
LLY Eli Lilly & Co. Reduce -0.0% 1.45% −0.02
FLG New York Community Bancorp Sold out 0.00% −0.02
DIS The Walt Disney Co. Reduce -1.6% 0.40% −0.02
ET Energy Transfer LP Reduce -6.0% 0.19% −0.01
SEB Seaboard Corp. Reduce -11.2% 0.09% −0.01
RSVR Reservoir Media Inc. Reduce -4.6% 0.99% −0.01
PPT Franklin Premir Inc. Trust-Ui Reduce -53.8% 0.01% −0.01
DELL Dell Technologies -C Reduce -6.4% 0.04% −0.01
LADR Ladder Capital Corp.-REIT Reduce -17.2% 0.05% −0.01
VGAS Verde Clean Fuels Inc. Reduce -8.5% 0.06% −0.01
TT Trane Technologies PLC Reduce -26.4% 0.04% −0.01
ERAS Erasca Inc. Sold out 0.00% −0.00
HRL Hormel Foods Corp. Reduce -11.2% 0.06% −0.00
P3 HEALTH PARTNERS INC Reduce -14.0% 0.01% −0.00
CMCSA Comcast Corp. Class A Reduce -8.4% 0.07% −0.00

Portfolio Buys Q2 2024 → Q3 2024
TENB Tenable Holdings Inc. New 0.80% +0.80
EPD Enterprise Products Partners Add +28.1% 3.41% +0.79
SLB SLB Ltd. Add +102.0% 1.73% +0.78
HPK Highpeak Energy Inc. New 0.75% +0.75
QQQ Invesco QQQ Trust Series 1 Add +0.1% 18.24% +0.54
CNXC Concentrix Corp. New 0.43% +0.43
MTDR Matador Resources Co. New 0.33% +0.33
MULTISENSOR AI HOLDINGS INC Add +1.9% 1.21% +0.32
NVDA Nvidia Corp. Add +4.9% 3.93% +0.16
PR Permian Resources Corp. Class A Add +44.3% 0.74% +0.14
ASTS Ast Spacemobile Inc. Add +39.6% 0.11% +0.08
BTMD Biote Corp. Class A Add +131.2% 0.17% +0.07
LOW Lowe's Cos Inc. Add +6.7% 0.28% +0.07
XOM Exxon Mobil Corp. Add +3.8% 0.95% +0.06
DEO Diageo PLC-Sponsored ADR New 0.05% +0.05
VKTX Viking Therapeutics Inc. New 0.05% +0.05
OLPX Olaplex Holdings Inc. Add +2.9% 0.14% +0.05
MBLY Mobileye Global Inc. Class A New 0.05% +0.05
CARR Carrier Global Corp. New 0.04% +0.04
V Visa Inc. Class A Add +4.0% 0.44% +0.04
GEHC GE Healthcare Technology New 0.04% +0.04
VST Vistra Corp. New 0.04% +0.04
ASPN Aspen Aerogels Inc. New 0.04% +0.04
SO The Southern Co. New 0.03% +0.03
ENB Enbridge Inc. New 0.03% +0.03
WASH Washington Trust Bancorp New 0.03% +0.03
ZM Zoom Communications Inc. New 0.03% +0.03
FNV Franco-Nevada Corp. New 0.03% +0.03
NOW ServiceNow Inc. Add +7.7% 0.16% +0.03
TSLA Tesla Inc. Add +20.1% 0.08% +0.03
FTK Flotek Industries Inc. New 0.02% +0.02
MAIN Main Street Capital Corp. Add +0.7% 1.73% +0.02
VZ Verizon Communications Inc. Add +1.6% 0.16% +0.02
SNOW Snowflake Inc. Add +33.3% 0.13% +0.02
KOS Kosmos Energy Ltd. New 0.02% +0.02
BATRK Atlanta Braves Holdings in-C Add +8.0% 0.11% +0.01
EP Empire Petroleum Corp. Add +79.9% 0.02% +0.01
PFE Pfizer Inc. Add +8.2% 0.08% +0.01
FARM Farmer Bros Co. Add +53.9% 0.05% +0.01
RTAI Rareview Tax Advantaged Inco Add +0.9% 0.08% +0.01
RIOT Riot Platforms Inc. Add +14.8% 0.04% −0.00
F Ford Motor Co. Add +0.1% 0.06% −0.01
MSFT Microsoft Corp. Add +0.7% 0.97% −0.02
BA The Boeing Co. Add +7.1% 0.65% −0.07

Notes & Other Activity Q2 2024 → Q3 2024
RSVRW Reservoir Media-CW26 *W EXP 08/26/202 Reduce -2.1% 234,650 $314K
ASTSW Ast Spacemobile Inc.-CW24 *W EXP 04/06/202 Sold out 10,225 $43Kbefore exit
NBSTW Newbury Street Acq -CW27 *W EXP 04/30/202 Sold out 12,500 $766before exit
SHPSQ Shapeways Holdings Inc.-CW26 *W EXP 09/29/202 Sold out 46,255 $139before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 75$172.4MMSIF, CSWC, AAPL, BX, XOM
Q1 2026 288$618.2MQQQ, AAPL, NVDA, EPD, CSWC
Q4 2025 34$64.7MQQQ, VOXR, BABA, JBS, SLB
Q3 2025 297$748.7MQQQ, BX, NVDA, CSWC, AAPL
Q2 2025 160$418.4MQQQ, BX, CSWC, EPD, MSIF
Q1 2025 276$640.9MQQQ, BX, CSWC, EPD, AAPL
Q4 2024 280$666.0MQQQ, BX, AAPL, EPD, NVDA
Q3 2024 273$602.5MQQQ, BX, AAPL, NVDA, EPD
Q2 2024 272$608.6MQQQ, BX, AAPL, NVDA, CSWC
Q1 2024 260$544.7MQQQ, BX, AAPL, NVDA, CSWC