Sanders Morris Harris LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 15, 2025), Sanders Morris Harris LLC reported 280 stock positions worth $666.0 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 18.2% of the portfolio, followed by Blackstone (BX, 13.3%) and Apple (AAPL, 4.1%). Compared with Q3 2024, it opened 35 new positions, sold out of 28, added to 50 and reduced 41. The biggest buy was a new position in Draftkings Class A (DKNG) and the biggest sale an exit from Tenable (TENB).

Most Recent 13F
Q2 2026
Location
Houston, TX
CIK
0001053994
Portfolio Value
$666.0M (Q4 2024)
SEC Filing
0001085146-25-000189 ↗ filed Jan 15, 2025

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $544.7M Q1 2024 Q2 2024: $608.6M Q2 2024 Q3 2024: $602.5M Q3 2024 Q4 2024: $666.0M $666.0M Q4 2024 Q1 2025: $640.9M Q1 2025 Q2 2025: $418.4M Q2 2025 Q3 2025: $748.7M Q3 2025 Q4 2025: $64.7M Q4 2025 Q1 2026: $618.2M Q1 2026 Q2 2026: $172.4M Q2 2026

Holdings 280 stocks · $666.0M
QQQ Invesco QQQ Trust Series 1 18.16% 231,728 $120.9M Add +2.9%
BX Blackstone Inc. 13.31% 509,759 $88.7M Reduce -1.5%
AAPL Apple Inc. 4.15% 109,502 $27.6M Reduce -7.0%
EPD Enterprise Products Partners 3.97% 851,835 $26.5M Add +20.7%
NVDA Nvidia Corp. 3.96% 195,701 $26.4M Add +0.3%
CSWC Capital Southwest Corp. 2.64% 814,584 $17.6M Add +28.1%
SPY SS SPDR S&P 500 ETF Trust-US 2.04% 23,208 $13.6M Add +70.1%
MAIN Main Street Capital Corp. 1.79% 205,797 $11.9M Reduce -1.1%
CTAS Cintas Corp. 1.36% 49,692 $9.1M No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 1.24% 217,650 $8.2M Reduce -12.6%
RSP Invesco S&P 500 Equal Weight 1.23% 46,720 $8.2M Add +313.2%
LLY Eli Lilly & Co. 1.14% 9,703 $7.6M Reduce -1.4%
IWF iShares Russell 1000 Growth 1.04% 16,933 $6.9M Reduce -42.4%
MULTISENSOR AI HOLDINGS INC 0.97% 3,281,995 $6.4M Reduce -2.8%
DKNG Draftkings Inc. Class A 0.93% 162,591 $6.2M New
EQWL Invesco S&P 100 Equal Weight 0.92% 60,005 $6.1M Add +2475.3%
BRK.A Berkshire Hathaway Inc. Class A 0.92% 9 $6.1M No change
AMD Advanced Micro Devices 0.87% 47,982 $5.8M Add +62.2%
MSFT Microsoft Corp. 0.84% 13,113 $5.6M Reduce -3.9%
RSVR Reservoir Media Inc. 0.82% 616,709 $5.5M Reduce -16.0%
XOM Exxon Mobil Corp. 0.82% 51,102 $5.5M Add +4.2%
HPK Highpeak Energy Inc. 0.79% 361,646 $5.3M Add +11.4%
IWN iShares Russell 2000 Value E 0.78% 31,555 $5.2M New
AVGO Broadcom Inc. 0.73% 20,850 $4.8M Add +2.5%
JPM JPMorgan Chase & Co. 0.72% 19,984 $4.8M Reduce -2.5%
BA The Boeing Co. 0.63% 23,375 $4.2M Reduce -9.0%
ABBV Abbvie Inc. 0.60% 22,531 $4.0M Reduce -1.3%
GOOG Alphabet Inc. Class C 0.60% 20,857 $4.0M Add +0.2%
XLE SS Energy Select Sector 0.59% 46,172 $4.0M New
AMZN Amazon.com Inc. 0.56% 16,987 $3.7M Add +0.5%
XOP SS SPDR S&P Og Exp & Prod 0.50% 25,296 $3.3M New
GS Goldman Sachs Group Inc. 0.50% 5,782 $3.3M No change
VOXR Vox Royalty Corp. 0.49% 1,400,903 $3.3M No change
ORCL Oracle Corp. 0.49% 19,485 $3.2M Add +0.1%
ELAN Elanco Animal Health Inc. 0.47% 260,610 $3.1M Reduce -0.3%
PR Permian Resources Corp. Class A 0.47% 224,079 $3.1M Reduce -31.2%
LRCX Lam Research Corp. 0.46% 42,420 $3.1M No change
V Visa Inc. Class A 0.46% 9,623 $3.1M Add +0.4%
META Meta Platforms Inc. Class A 0.45% 5,078 $3.0M No change
DVYE iShares Emerging Markets Div 0.44% 114,505 $3.0M New
DTH Wisdomtree International Hig 0.43% 76,693 $2.9M New
INTU Intuit Inc. 0.43% 4,576 $2.9M No change
FYBR Frontier Communications Pare 0.43% 81,777 $2.8M No change
EMLC Vaneck JPM Em Local Curr BND 0.42% 121,421 $2.8M New
MDB Mongodb Inc. 0.42% 12,000 $2.8M New
DVY iShares Select Dividend ETF 0.40% 20,237 $2.7M New
MA Mastercard Inc. Class A 0.37% 4,696 $2.5M Add +0.2%
IVV iShares Core S&P 500 ETF 0.36% 4,066 $2.4M Reduce -0.6%
SHIM Shimmick Corp. 0.34% 712,665 $2.2M Add +20.8%
MSI Motorola Solutions Inc. 0.33% 4,735 $2.2M No change
BABA Alibaba Group Holding-SP ADR 0.32% 25,018 $2.1M Add +398.6%
LOW Lowe's Cos Inc. 0.31% 8,267 $2.0M Add +31.9%
CRM Salesforce Inc. 0.30% 6,061 $2.0M No change
PM Philip Morris International 0.29% 16,113 $1.9M No change
MCK McKesson Corp. 0.29% 3,370 $1.9M No change
QURE Uniqure NV 0.27% 102,104 $1.8M Add +50.0%
HD Home Depot Inc. 0.27% 4,532 $1.8M Reduce -10.4%
PG The Procter & Gamble Co. 0.26% 10,335 $1.7M Add +8.5%
SNYRQ Synergy CHC Corp. 0.26% 378,555 $1.7M New
ET Energy Transfer LP 0.25% 87,198 $1.7M Add +22.5%
X United States Steel Corp. 0.25% 50,984 $1.7M Add +104.1%
PCT Purecycle Technologies Inc. 0.25% 159,673 $1.6M Add +4.6%
GENK Gen Restaurant Group Inc. 0.24% 219,990 $1.6M Add +14.3%
ADBE Adobe Inc. 0.24% 3,654 $1.6M Add +0.3%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.24% 14,282 $1.6M Reduce -42.4%
GOOGL Alphabet Inc. Class A 0.23% 7,828 $1.5M Add +60.6%
UBER Uber Technologies Inc. 0.22% 23,500 $1.4M New
KMI Kinder Morgan Inc. 0.21% 51,072 $1.4M Reduce -4.7%
MDLZ Mondelez International Inc. Class A 0.21% 23,054 $1.4M No change
WDAY Workday Inc. Class A 0.20% 5,262 $1.4M Add +0.2%
ECL Ecolab Inc. 0.20% 5,752 $1.3M No change
WMT Walmart Inc. 0.20% 14,607 $1.3M No change
GE General Electric filed as GE AEROSPACE 0.20% 7,973 $1.3M No change
KNSL Kinsale Capital Group Inc. 0.20% 2,850 $1.3M No change
TSLA Tesla Inc. 0.19% 2,930 $1.3M Add +63.7%
TXN Texas Instruments Inc. 0.19% 6,707 $1.3M No change
SNOW Snowflake Inc. 0.19% 8,000 $1.2M Add +14.3%
T AT&T Inc. 0.19% 54,160 $1.2M Reduce -2.8%
KR Kroger Co. 0.18% 20,000 $1.2M No change
OKE Oneok Inc. 0.18% 12,080 $1.2M No change
DDOG Datadog Inc. Class A 0.18% 8,411 $1.2M No change
AXP American Express Co. 0.17% 3,892 $1.2M No change
FIGS Figs Inc. Class A 0.17% 191,500 $1.2M Reduce -2.9%
LULU Lululemon Athletica Inc. 0.17% 3,008 $1.2M No change
HCA HCA Healthcare Inc. 0.17% 3,781 $1.1M No change
CP Canadian Pacific Kansas City 0.17% 15,604 $1.1M No change
ARGX Argenx SE - ADR 0.17% 1,830 $1.1M No change
NOW ServiceNow Inc. 0.17% 1,054 $1.1M Add +0.6%
AMGN Amgen Inc. 0.17% 4,292 $1.1M No change
KLAC KLA Corp. 0.17% 1,750 $1.1M No change
CADE Cadence Bank 0.17% 31,864 $1.1M No change
BLK BlackRock Inc. 0.16% 1,046 $1.1M Reduce -8.7%
RTX RTX Corp. 0.16% 9,370 $1.1M No change
CRNX Crinetics Pharmaceuticals Inc. 0.16% 21,100 $1.1M Add +13.4%
FDX FedEx Corp. 0.16% 3,760 $1.1M Add +1.6%
RMD Resmed Inc. 0.16% 4,600 $1.1M No change
MRUS Merus NV 0.16% 24,870 $1.0M No change
ZBRA Zebra Technologies Corp. Class A 0.16% 2,677 $1.0M No change
BMY Bristol-Myers Squibb Co. 0.15% 18,137 $1.0M Reduce -5.2%
PYPL PayPal Holdings Inc. 0.15% 12,046 $1.0M No change
IGV iShares Expanded Tech-Softwa 0.15% 10,250 $1.0M No change
CYTK Cytokinetics Inc. 0.15% 21,505 $1.0M No change
COP Conocophillips 0.15% 10,224 $1.0M Reduce -63.2%
JNJ Johnson & Johnson 0.15% 6,945 $1.0M No change
CI The Cigna Group 0.14% 3,493 $965K No change
GD General Dynamics Corp. 0.13% 3,400 $897K No change
TTWO Take-Two Interactive Softwre 0.13% 4,860 $895K No change
TMO Thermo Fisher Scientific Inc. 0.13% 1,708 $889K Add +0.5%
LMT Lockheed Martin Corp. 0.13% 1,809 $882K No change
ABT Abbott Laboratories 0.13% 7,713 $874K Add +0.5%
AN Autonation Inc. 0.13% 5,000 $859K No change
MUSA Murphy USA Inc. 0.13% 1,700 $853K No change
AZN Astrazeneca PLC-Spons ADR 0.13% 12,929 $848K Add +4.5%
XENE Xenon Pharmaceuticals Inc. 0.13% 21,500 $843K No change
VZ Verizon Communications Inc. 0.13% 20,864 $834K Reduce -3.4%
ARKK ARK Innovation ETF 0.12% 14,025 $827K Reduce -1.3%
ALNY Alnylam Pharmaceuticals Inc. 0.12% 3,500 $824K No change
SYK Stryker Corp. 0.12% 2,266 $816K No change
FLNC Fluence Energy Inc. 0.12% 50,000 $812K New
MO Altria Group Inc. 0.12% 15,327 $802K No change
OXY Occidental Petroleum Corp. 0.12% 16,223 $802K Add +32.9%
MBLY Mobileye Global Inc. Class A 0.12% 40,000 $801K Add +100.0%
VRT Vertiv Holdings Co. Class A 0.12% 7,000 $795K No change
GLP Global Partners LP 0.12% 16,500 $794K No change
EA Electronic Arts Inc. 0.12% 5,350 $783K No change
RKLB Rocket Lab USA Inc. 0.12% 28,300 $770K Reduce -19.8%
MCD McDonald's Corp. 0.11% 2,600 $763K No change
PNC PNC Financial Services Group 0.11% 3,920 $756K No change
KYN Kayne Anderson Energy Infra 0.11% 61,200 $747K No change
TRGP Targa Resources Corp. 0.11% 4,200 $745K No change
LIN Linde PLC 0.11% 1,750 $740K No change
CSX CSX Corp. 0.11% 22,500 $726K No change
SERA Sera Prognostics Inc. Class A 0.11% 90,600 $725K Add +165.7%
MOH Molina Healthcare Inc. 0.11% 2,478 $721K No change
ADP Automatic Data Processing 0.11% 2,450 $718K No change
ELV Elevance Health Inc. 0.11% 1,900 $701K No change
UNH Unitedhealth Group Inc. 0.10% 1,367 $692K Add +0.3%
MDY State Street SPDR S&P Midcap 0.10% 1,192 $682K Reduce -6.5%
ETN Eaton Corp. PLC 0.10% 2,000 $669K No change
QSR Restaurant Brands Intern 0.10% 10,250 $668K No change
WYNN WYNN Resorts Ltd. 0.10% 7,500 $665K New
GEV GE Vernova Inc. 0.10% 1,992 $657K No change
FIX Comfort Systems USA Inc. 0.10% 1,500 $648K No change
CAT Caterpillar Inc. 0.10% 1,775 $648K No change
BATRK Atlanta Braves Holdings in-C 0.10% 16,900 $647K No change
TEAM Atlassian Corp. Class A 0.10% 2,650 $645K No change
NUE Nucor Corp. 0.10% 5,426 $633K No change
APD Air Products & Chemicals Inc. 0.09% 2,065 $605K No change
MRK Merck & Co. Inc. 0.09% 6,066 $604K No change
PEP Pepsico Inc. 0.09% 3,915 $596K No change
BRK.B Berkshire Hathaway Inc. Class B 0.09% 1,243 $567K Reduce -10.9%
HPE Hewlett Packard Enterprise 0.08% 26,000 $555K No change
HRL Hormel Foods Corp. 0.08% 16,850 $537K Add +51.1%
EXE Expand Energy Corp. 0.08% 5,555 $537K New
UNP Union Pacific Corp. 0.08% 2,350 $537K No change
ASTS Ast Spacemobile Inc. 0.08% 25,387 $536K No change
NTES Netease Inc.-ADR 0.08% 5,925 $529K No change
WM Waste Management Inc. 0.08% 2,542 $519K No change
UHS Universal Health Services-B 0.08% 2,890 $519K No change
TIPT Tiptree Inc. 0.08% 25,000 $518K Add +66.7%
CIEN Ciena Corp. 0.08% 6,000 $509K No change
ONC Beone Medicines Ltd.-ADR filed as BEIGENE LTD 0.07% 2,700 $499K No change
HPQ HP Inc. 0.07% 15,000 $489K No change
JEPI JPMorgan Equity Premium Inco 0.07% 8,231 $479K No change
SBUX Starbucks Corp. 0.07% 5,203 $475K No change
LFUS Littelfuse Inc. 0.07% 2,000 $471K No change
CNQ Canadian Natural Resources 0.07% 15,600 $470K No change
DOX Amdocs Ltd. 0.07% 5,500 $468K No change
L Loews Corp. 0.07% 5,494 $465K No change
CTSH Cognizant Tech Solutions-A 0.07% 6,000 $461K No change
LUNR Intuitive Machines Inc. 0.07% 24,700 $454K New
GSK GSK PLC-Spon ADR 0.07% 13,360 $452K No change
RTAI Rareview Tax Advantaged Inco filed as COLLABORATIVE INVESTMNT SER 0.07% 21,151 $450K Add +1.3%
TGT Target Corp. 0.07% 3,291 $445K No change
JAZZ Jazz Pharmaceuticals PLC 0.07% 3,600 $443K No change
ASPN Aspen Aerogels Inc. 0.07% 35,000 $436K Add +337.5%
CHTR Charter Communications Inc. Class A 0.06% 1,215 $416K No change
XYZ Block Inc. 0.06% 4,870 $416K No change
KO The Coca-Cola Co. 0.06% 6,631 $414K No change
BTI British American Tob-SP ADR 0.06% 11,223 $408K No change
CL Colgate-Palmolive Co. 0.06% 4,475 $407K No change
SWTX Springworks Therapeutics Inc. 0.06% 11,200 $405K No change
CSCO Cisco Systems Inc. 0.06% 6,775 $401K No change
TSCO Tractor Supply Company 0.06% 7,350 $401K Add +6.9%
RDDT Reddit Inc. Class A 0.06% 2,428 $397K New
PFE Pfizer Inc. 0.06% 14,915 $396K Reduce -6.3%
OLPX Olaplex Holdings Inc. 0.06% 225,000 $394K Reduce -36.4%
NEE Nextera Energy Inc. 0.06% 5,410 $390K No change
SEB Seaboard Corp. 0.06% 162 $390K Reduce -11.0%
DBX Dropbox Inc. Class A 0.06% 12,970 $390K No change
CMCSA Comcast Corp. Class A 0.06% 10,377 $389K No change
MDT Medtronic PLC 0.06% 4,744 $379K No change
MPLX MPLX LP 0.06% 7,823 $373K No change
GVI iShares Intermediate Governm 0.05% 3,500 $364K Reduce -12.5%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.05% 8,180 $363K No change
USB US Bancorp 0.05% 7,560 $362K No change
VGAS Verde Clean Fuels Inc. 0.05% 90,077 $358K No change
CMG Chipotle Mexican Grill Inc. 0.05% 5,900 $358K New
GEL Genesis Energy L.P. 0.05% 35,000 $356K No change
CLX Clorox Company 0.05% 2,183 $355K No change
STX Seagate Technology Holdings 0.05% 4,000 $350K No change
RCKT Rocket Pharmaceuticals Inc. 0.05% 27,709 $348K No change
CE Celanese Corp. 0.05% 5,000 $346K No change
INCY Incyte Corp. 0.05% 5,000 $345K No change
VIRT Virtu Financial Inc. Class A 0.05% 9,350 $342K No change
RIOT Riot Platforms Inc. 0.05% 31,000 $341K No change
CFR Cullen/Frost Bankers Inc. 0.05% 2,500 $338K No change
JEF Jefferies Financial Group Inc. 0.05% 4,200 $331K No change
F Ford Motor Co. filed as FORD MTR CO 0.05% 32,937 $330K Reduce -5.6%
BTMD Biote Corp. Class A 0.05% 55,083 $330K Reduce -69.6%
NKE Nike Inc. Class B 0.05% 4,330 $328K No change
KRE SS SPDR S&P Regional Bank 0.05% 5,433 $328K No change
SCI Service Corp. International 0.05% 4,000 $323K Reduce -32.8%
GBTC Grayscale Bitcoin Trust ETF 0.05% 4,202 $315K New
INTC Intel Corp. 0.05% 15,610 $313K Reduce -0.5%
DXCM Dexcom Inc. 0.05% 4,000 $311K No change
MUNI PIMCO Intermediate Municipal 0.05% 5,913 $306K No change
IJR iShares Core S&P Small-Cap E 0.05% 2,601 $301K Add +0.9%
EW Edwards Lifesciences Corp. 0.04% 4,020 $298K No change
SCHW Schwab (charles) Corp. 0.04% 4,000 $296K No change
BITO Proshares Bitcoin ETF-Usd 0.04% 12,716 $290K No change
DEO Diageo PLC-Sponsored ADR 0.04% 2,263 $287K No change
PAC Grupo Aeroportuario Pac-ADR 0.04% 1,600 $286K No change
PRAA Pra Group Inc. 0.04% 13,421 $280K No change
CBZ Cbiz Inc. 0.04% 3,400 $279K No change
NSC Norfolk Southern Corp. 0.04% 1,185 $279K No change
CTVA Corteva Inc. 0.04% 4,832 $276K No change
FARM Farmer Bros Co. 0.04% 154,283 $273K No change
LADR Ladder Capital Corp.-REIT 0.04% 24,100 $272K No change
IAU iShares Gold Trust 0.04% 5,498 $271K No change
TWLO Twilio Inc. Class A 0.04% 2,500 $270K New
EXAS Exact Sciences Corp. 0.04% 4,800 $270K Reduce -4.0%
NIO Nio Inc. - ADR 0.04% 60,200 $270K New
PGEN Precigen Inc. 0.04% 363,182 $264K No change
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.04% 5,841 $263K New
BMRN Biomarin Pharmaceutical Inc. 0.04% 4,000 $263K No change
OMAB Grupo Aeroportuario Cen-ADR 0.04% 3,700 $257K Add +8.8%
DOCU Docusign Inc. 0.04% 2,850 $256K New
CVS CVS Health Corp. 0.04% 5,674 $255K No change
DELL Dell Technologies -C 0.04% 2,200 $254K No change
PLTR Palantir Technologies Inc. Class A 0.04% 3,200 $246K New
TRP TC Energy Corp. 0.04% 5,300 $245K No change
DUK Duke Energy Corp. 0.04% 2,250 $244K Reduce -15.1%
VGT Vanguard Info Tech ETF 0.04% 375 $238K No change
BHC Bausch Health Cos Inc. 0.04% 28,975 $234K Add +16.0%
PHG Koninklijke Philips NVR- NY 0.03% 9,138 $231K No change
PANW Palo Alto Networks Inc. 0.03% 1,254 $228K No change
JYNT The Joint Corp. 0.03% 23,000 $228K New
WBA Walgreens Boots Alliance Inc. 0.03% 23,948 $223K Reduce -85.3%
MRVL Marvell Technology Inc. 0.03% 2,000 $221K New
PFF iShares Preferred & Income S 0.03% 7,017 $219K No change
FLEX Flex Ltd. 0.03% 5,600 $219K New
IBIT iShares Bitcoin Trust ETF 0.03% 4,000 $215K New
ENB Enbridge Inc. 0.03% 5,080 $214K No change
SNPS Synopsys Inc. 0.03% 437 $212K No change
IEF iShares 7-10 Year Treasury B 0.03% 2,253 $207K New
NMFC New Mountain Finance Corp. filed as NEW MTN FIN CORP 0.03% 18,375 $206K Reduce -5.2%
CARR Carrier Global Corp. 0.03% 3,000 $205K No change
CME Cme Group Inc. 0.03% 864 $202K New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.03% 900 $201K New
EP Empire Petroleum Corp. 0.03% 24,854 $183K Add +6.3%
VSTS Vestis Corp. 0.02% 10,460 $159K No change
HLN Haleon PLC-ADR 0.02% 16,700 $159K No change
BHK BlackRock Core Bond Trust 0.02% 13,943 $146K No change
AVO Mission Produce Inc. 0.02% 10,000 $143K No change
KURA Kura Oncology Inc. 0.02% 14,900 $130K No change
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.02% 11,000 $114K New
NAC Nuveen Ca QLTY Muni Inc. 0.02% 10,000 $113K No change
MUC BlackRock Munihold Ca QLTY 0.02% 10,000 $106K No change
GTE Gran Tierra Energy Inc. 0.01% 11,866 $85K No change
BIOVIE INC 0.01% 40,000 $85K New
KOS Kosmos Energy Ltd. 0.01% 24,000 $78K No change
IOVA Iovance Biotherapeutics Inc. 0.01% 10,250 $76K Reduce -36.7%
PPT Franklin Premir Inc. Trust-Ui 0.01% 15,490 $54K No change
P3 HEALTH PARTNERS INC 0.01% 184,497 $41K Add +50.0%
MGNX Macrogenics Inc. 0.01% 12,345 $40K New
EXTOY Almacenes Exito SA-ADR 0.01% 10,000 $36K No change
ESPR Esperion Therapeutics Inc. 0.00% 11,100 $24K New
LVO Liveone Inc. 0.00% 16,425 $24K New
CCO Clear Channel Outdoor Holdin 0.00% 15,840 $22K No change
Other holdings (11): bonds, preferreds, convertibles and warrants · $3.9M (not counted above)
SecurityClassShares / PrincipalValueChange
NEXTERA ENERGY INC (NEE 7.234 11/01/27) UNIT 11/01/2027 69,865$3.2MNew
PG&E CORP (PCG 6 12/01/27 A) PFD CONV SER A 6,000$299KNew
RSVRW Reservoir Media-CW26 *W EXP 08/26/202 231,650$288KReduce -1.3%
QBTS.WS D-Wave Quantum Inc. -27 *W EXP 08/05/202 16,665$65KNo change
VGASW Cenaq Energy Corp. Class A -CW27 *W EXP 02/15/202 107,403$31KNo change
CLSKW Cleanspark Inc.-29 *W EXP 12/29/202 14,500$10KNew
NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 25,000$2KReduce -25.0%
ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 33,333$600Reduce -31.0%
PIIIW P3 Health Partne -CW27 *W EXP 11/19/202 46,666$555No change
AIIOW NWTN Inc. -CW27 *W EXP 11/11/202 10,000$300No change
LFLYW Merida Merger Corp. I -CW26 *W EXP 02/04/202 15,000$270No change

Total filed on the 13F, all lines: $669.9M.

Portfolio Sells Q3 2024 → Q4 2024
TENB Tenable Holdings Inc. Sold out 0.00% −0.80
IWF iShares Russell 1000 Growth Reduce -42.4% 1.04% −0.79
VTI VG Morningstar TS MKT ETF-US Sold out 0.00% −0.58
SLB SLB Ltd. Reduce -12.6% 1.24% −0.50
CNXC Concentrix Corp. Sold out 0.00% −0.43
AAPL Apple Inc. Reduce -7.0% 4.15% −0.40
CRK Comstock Resources Inc. Sold out 0.00% −0.37
COP Conocophillips Reduce -63.2% 0.15% −0.33
MTDR Matador Resources Co. Sold out 0.00% −0.33
LLY Eli Lilly & Co. Reduce -1.4% 1.14% −0.31
PR Permian Resources Corp. Class A Reduce -31.2% 0.47% −0.27
MULTISENSOR AI HOLDINGS INC Reduce -2.8% 0.97% −0.24
WBA Walgreens Boots Alliance Inc. Reduce -85.3% 0.03% −0.21
RSVR Reservoir Media Inc. Reduce -16.0% 0.82% −0.17
ELAN Elanco Animal Health Inc. Reduce -0.3% 0.47% −0.17
DIS The Walt Disney Co. Reduce -42.4% 0.24% −0.16
ABBV Abbvie Inc. Reduce -1.3% 0.60% −0.15
MSFT Microsoft Corp. Reduce -3.9% 0.84% −0.14
BTMD Biote Corp. Class A Reduce -69.6% 0.05% −0.12
XBFZX BlackRock Ca Muni Inc. TR Sold out 0.00% −0.08
NRK Nuveen NY Amt-FR Muni Inc. Sold out 0.00% −0.08
OLPX Olaplex Holdings Inc. Reduce -36.4% 0.06% −0.08
NAN Nuveen NY QLTY Muni Inc. Sold out 0.00% −0.08
SWN Southwestern Energy Co. Sold out 0.00% −0.08
VTN Invesco TR for Invest GRD NY Sold out 0.00% −0.07
HD Home Depot Inc. Reduce -10.4% 0.27% −0.07
WHF Whitehorse Finance Inc. Sold out 0.00% −0.06
CXE MFS High Income Municipal TR Sold out 0.00% −0.06
SDRL Seadrill Limited Sold out 0.00% −0.06
VKTX Viking Therapeutics Inc. Sold out 0.00% −0.05
FIGS Figs Inc. Class A Reduce -2.9% 0.17% −0.05
CNP Centerpoint Energy Inc. Sold out 0.00% −0.05
MQ Marqeta Inc. Sold out 0.00% −0.05
BF.B Brown-Forman Corp. Class B Sold out 0.00% −0.04
GEHC GE Healthcare Technology Sold out 0.00% −0.04
NVS Novartis AG-Sponsored ADR Sold out 0.00% −0.04
VST Vistra Corp. Sold out 0.00% −0.04
SEB Seaboard Corp. Reduce -11.0% 0.06% −0.04
TT Trane Technologies PLC Sold out 0.00% −0.04
VZ Verizon Communications Inc. Reduce -3.4% 0.13% −0.04
SGOV iShares 0-3 Month Treasury B Sold out 0.00% −0.04
SO The Southern Co. Sold out 0.00% −0.03
WASH Washington Trust Bancorp Sold out 0.00% −0.03
ZM Zoom Communications Inc. Sold out 0.00% −0.03
FNV Franco-Nevada Corp. Sold out 0.00% −0.03
IVV iShares Core S&P 500 ETF Reduce -0.6% 0.36% −0.03
SCI Service Corp. International Reduce -32.8% 0.05% −0.03
FTK Flotek Industries Inc. Sold out 0.00% −0.02
BRK.B Berkshire Hathaway Inc. Class B Reduce -10.9% 0.09% −0.02
MDY State Street SPDR S&P Midcap Reduce -6.5% 0.10% −0.02

Portfolio Buys Q3 2024 → Q4 2024
DKNG Draftkings Inc. Class A New 0.93% +0.93
RSP Invesco S&P 500 Equal Weight Add +313.2% 1.23% +0.89
EQWL Invesco S&P 100 Equal Weight Add +2475.3% 0.92% +0.88
IWN iShares Russell 2000 Value E New 0.78% +0.78
SPY SS SPDR S&P 500 ETF Trust-US Add +70.1% 2.04% +0.74
XLE SS Energy Select Sector New 0.59% +0.59
EPD Enterprise Products Partners Add +20.7% 3.97% +0.56
XOP SS SPDR S&P Og Exp & Prod New 0.50% +0.50
DVYE iShares Emerging Markets Div New 0.44% +0.44
DTH Wisdomtree International Hig New 0.43% +0.43
EMLC Vaneck JPM Em Local Curr BND New 0.42% +0.42
MDB Mongodb Inc. New 0.42% +0.42
DVY iShares Select Dividend ETF New 0.40% +0.40
SNYRQ Synergy CHC Corp. New 0.26% +0.26
BABA Alibaba Group Holding-SP ADR Add +398.6% 0.32% +0.23
UBER Uber Technologies Inc. New 0.22% +0.22
QURE Uniqure NV Add +50.0% 0.27% +0.21
AVGO Broadcom Inc. Add +2.5% 0.73% +0.14
FLNC Fluence Energy Inc. New 0.12% +0.12
TSLA Tesla Inc. Add +63.7% 0.19% +0.11
X United States Steel Corp. Add +104.1% 0.25% +0.10
WYNN WYNN Resorts Ltd. New 0.10% +0.10
SHIM Shimmick Corp. Add +20.8% 0.34% +0.09
GOOGL Alphabet Inc. Class A Add +60.6% 0.23% +0.09
EXE Expand Energy Corp. New 0.08% +0.08
MBLY Mobileye Global Inc. Class A Add +100.0% 0.12% +0.07
AMD Advanced Micro Devices Add +62.2% 0.87% +0.07
LUNR Intuitive Machines Inc. New 0.07% +0.07
SERA Sera Prognostics Inc. Class A Add +165.7% 0.11% +0.06
ET Energy Transfer LP Add +22.5% 0.25% +0.06
RDDT Reddit Inc. Class A New 0.06% +0.06
CMG Chipotle Mexican Grill Inc. New 0.05% +0.05
SNOW Snowflake Inc. Add +14.3% 0.19% +0.05
GBTC Grayscale Bitcoin Trust ETF New 0.05% +0.05
HPK Highpeak Energy Inc. Add +11.4% 0.79% +0.04
TWLO Twilio Inc. Class A New 0.04% +0.04
NIO Nio Inc. - ADR New 0.04% +0.04
IUSB Ishr CR Unvrse Usd BD ETF-Ui New 0.04% +0.04
AMZN Amazon.com Inc. Add +0.5% 0.56% +0.04
DOCU Docusign Inc. New 0.04% +0.04
PLTR Palantir Technologies Inc. Class A New 0.04% +0.04
JYNT The Joint Corp. New 0.03% +0.03
MRVL Marvell Technology Inc. New 0.03% +0.03
FLEX Flex Ltd. New 0.03% +0.03
IBIT iShares Bitcoin Trust ETF New 0.03% +0.03
IEF iShares 7-10 Year Treasury B New 0.03% +0.03
NVDA Nvidia Corp. Add +0.3% 3.96% +0.03
CME Cme Group Inc. New 0.03% +0.03
IBM Intl Business Machines Corp. New 0.03% +0.03
TIPT Tiptree Inc. Add +66.7% 0.08% +0.03

Notes & Other Activity Q3 2024 → Q4 2024
NEXTERA ENERGY INC (NEE 7.234 11/01/27) UNIT 11/01/2027 New 69,865 $3.2M
PG&E CORP (PCG 6 12/01/27 A) PFD CONV SER A New 6,000 $299K
RSVRW Reservoir Media-CW26 *W EXP 08/26/202 Reduce -1.3% 231,650 $288K
CLSKW Cleanspark Inc.-29 *W EXP 12/29/202 New 14,500 $10K
MSPRZ MSP Recovery -CW26 *W EXP 05/23/202 Sold out 178,947 $7Kbefore exit
CXAIW Kins Tech Group Class A -CW25 *W EXP 99/99/999 Sold out 12,500 $3Kbefore exit
NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 Reduce -25.0% 25,000 $2K
PGYWW Pagaya Technologies Ltd. -27 *W EXP 99/99/999 Sold out 10,667 $2Kbefore exit
FFAIW Faraday Future -CW27 *W EXP 07/21/202 Sold out 90,000 $2Kbefore exit
ORGNW Origin Materials -CW26 *W EXP 06/25/202 Sold out 12,332 $1Kbefore exit
ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 Reduce -31.0% 33,333 $600
GRDIW Griid Infrastructure Inc.-28 *W EXP 12/29/202 Sold out 14,500 $486before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 75$172.4MMSIF, CSWC, AAPL, BX, XOM
Q1 2026 288$618.2MQQQ, AAPL, NVDA, EPD, CSWC
Q4 2025 34$64.7MQQQ, VOXR, BABA, JBS, SLB
Q3 2025 297$748.7MQQQ, BX, NVDA, CSWC, AAPL
Q2 2025 160$418.4MQQQ, BX, CSWC, EPD, MSIF
Q1 2025 276$640.9MQQQ, BX, CSWC, EPD, AAPL
Q4 2024 280$666.0MQQQ, BX, AAPL, EPD, NVDA
Q3 2024 273$602.5MQQQ, BX, AAPL, NVDA, EPD
Q2 2024 272$608.6MQQQ, BX, AAPL, NVDA, CSWC
Q1 2024 260$544.7MQQQ, BX, AAPL, NVDA, CSWC