Sanders Morris Harris LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 9, 2026), Sanders Morris Harris LLC reported 288 stock positions worth $618.2 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 6.2% of the portfolio, followed by Apple (AAPL, 5.5%) and Nvidia (NVDA, 5.1%). Compared with Q4 2025, it opened 262 new positions, sold out of 8, added to 12 and reduced 2. The biggest buy was a new position in Apple (AAPL) and the biggest sale Alibaba Group Holding-SP ADR (BABA, shares −69%).

Most Recent 13F
Q2 2026
Location
Houston, TX
CIK
0001053994
Portfolio Value
$618.2M (Q1 2026)
SEC Filing
0001053994-26-000002 ↗ filed Apr 9, 2026

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $544.7M Q1 2024 Q2 2024: $608.6M Q2 2024 Q3 2024: $602.5M Q3 2024 Q4 2024: $666.0M Q4 2024 Q1 2025: $640.9M Q1 2025 Q2 2025: $418.4M Q2 2025 Q3 2025: $748.7M Q3 2025 Q4 2025: $64.7M Q4 2025 Q1 2026: $618.2M $618.2M Q1 2026 Q2 2026: $172.4M Q2 2026

Holdings 288 stocks · $618.2M
QQQ Invesco QQQ Trust Series 1 6.20% 66,421 $38.3M Add +10.9%
AAPL Apple Inc. 5.51% 134,159 $34.0M New
NVDA Nvidia Corp. 5.10% 180,782 $31.5M New
EPD Enterprise Products Partners 4.91% 802,160 $30.4M New
CSWC Capital Southwest Corp. 3.98% 1,111,173 $24.6M New
MSIF MSC Income Fund Inc. 3.56% 1,806,422 $22.0M New
SPY SS SPDR S&P 500 ETF Trust-US 2.72% 25,838 $16.8M Add +4213.5%
XOM Exxon Mobil Corp. 2.53% 92,061 $15.6M New
BX Blackstone Inc. 2.47% 132,944 $15.3M New
MAIN Main Street Capital Corp. 2.03% 237,255 $12.6M New
MSFT Microsoft Corp. 1.69% 28,307 $10.5M New
AVGO Broadcom Inc. 1.59% 39,698 $9.8M New
LRCX Lam Research Corp. 1.47% 42,420 $9.1M New
RSP Invesco S&P 500 Equal Weight 1.38% 44,457 $8.5M New
PM Philip Morris International 1.36% 50,863 $8.4M New
CTAS Cintas Corp. 1.34% 48,969 $8.3M New
VOXR Vox Royalty Corp. 1.19% 1,400,903 $7.3M No change
AMD Advanced Micro Devices 1.16% 35,272 $7.2M New
LLY Eli Lilly & Co. 1.13% 7,602 $7.0M New
BRK.A Berkshire Hathaway Inc. Class A 1.05% 9 $6.5M New
VXUS Vanguard Total Intl Stock 0.97% 77,692 $6.0M New
GOOG Alphabet Inc. Class C 0.91% 19,667 $5.6M New
JPM JPMorgan Chase & Co. 0.89% 18,641 $5.5M New
AMLP Alerian MLP ETF 0.83% 97,756 $5.1M New
GS Goldman Sachs Group Inc. 0.79% 10,753 $4.9M New
MO Altria Group Inc. 0.73% 68,798 $4.5M New
ABBV Abbvie Inc. 0.73% 20,829 $4.5M New
ORCL Oracle Corp. 0.71% 29,660 $4.4M New
T AT&T Inc. 0.70% 148,503 $4.3M New
MDY State Street SPDR S&P Midcap 0.64% 9,450 $4.0M Add +845.0%
DDOG Datadog Inc. Class A 0.62% 32,364 $3.8M New
LITE Lumentum Holdings Inc. 0.60% 5,305 $3.7M New
CIEN Ciena Corp. 0.59% 9,329 $3.6M New
AMZN Amazon.com Inc. 0.57% 17,010 $3.5M New
TXO Txo Partners LP 0.57% 279,134 $3.5M New
PR Permian Resources Corp. Class A 0.56% 161,933 $3.5M New
RKLB Rocket Lab Corp. 0.54% 51,871 $3.3M New
CHTR Charter Communications Inc. Class A 0.54% 15,415 $3.3M New
LOW Lowe's Cos Inc. 0.52% 13,558 $3.2M New
HD Home Depot Inc. 0.52% 9,710 $3.2M New
META Meta Platforms Inc. Class A 0.51% 5,517 $3.2M New
CRWD CrowdStrike Holdings Inc. Class A 0.48% 7,599 $3.0M New
MCK McKesson Corp. 0.47% 3,370 $2.9M New
NOW ServiceNow Inc. 0.47% 27,657 $2.9M New
V Visa Inc. Class A 0.46% 9,402 $2.8M New
WDAY Workday Inc. Class A 0.46% 21,650 $2.8M New
SHIM Shimmick Corp. 0.45% 758,397 $2.8M New
DT Dynatrace Inc. 0.45% 75,251 $2.8M New
IWN iShares Russell 2000 Value E 0.44% 14,200 $2.7M New
RSVR Reservoir Media Inc. 0.42% 266,068 $2.6M New
KLAC KLA Corp. 0.42% 1,750 $2.6M New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.41% 10,417 $2.5M New
COP Conocophillips 0.40% 18,848 $2.5M New
APO Apollo Global Management Inc. 0.39% 21,912 $2.4M New
IVV iShares Core S&P 500 ETF 0.39% 3,685 $2.4M New
CVX Chevron Corp. 0.38% 11,300 $2.3M New
BP BP PLC-Spons ADR 0.38% 49,707 $2.3M New
VCIT Vanguard Int-Term Corporate 0.38% 28,069 $2.3M New
GOOGL Alphabet Inc. Class A 0.38% 8,067 $2.3M New
TCV Towle Value ETF 0.37% 81,776 $2.3M New
GE General Electric filed as GE AEROSPACE 0.37% 7,977 $2.3M New
MA Mastercard Inc. Class A 0.36% 4,496 $2.2M New
OXY Occidental Petroleum Corp. 0.34% 32,570 $2.1M New
MSI Motorola Solutions Inc. 0.33% 4,735 $2.1M New
CFR Cullen/Frost Bankers Inc. 0.32% 14,652 $2.0M New
KKR KKR & Co. Inc. 0.32% 21,553 $2.0M New
SCHD Schwab US DVD Equity ETF 0.32% 64,205 $2.0M New
ET Energy Transfer LP 0.31% 99,068 $1.9M New
WMT Walmart Inc. 0.31% 15,357 $1.9M New
TSLA Tesla Inc. 0.30% 4,970 $1.8M New
INTU Intuit Inc. 0.30% 4,271 $1.8M New
DHI D.R. Horton Inc. 0.30% 13,295 $1.8M New
PHM Pultegroup Inc. 0.29% 15,446 $1.8M New
RTX RTX Corp. 0.29% 9,370 $1.8M New
HCA HCA Healthcare Inc. 0.29% 3,778 $1.8M New
CRM Salesforce Inc. 0.29% 9,557 $1.8M New
TEAM Atlassian Corp. Class A 0.29% 25,900 $1.8M New
VRT Vertiv Holdings Co. Class A 0.28% 7,000 $1.8M New
GEV GE Vernova Inc. 0.28% 1,992 $1.7M New
IWM iShares Russell 2000 ETF 0.28% 12,000 $1.7M New
JNJ Johnson & Johnson 0.27% 6,868 $1.7M New
GSK GSK PLC-Spon ADR 0.26% 28,800 $1.6M New
ECL Ecolab Inc. 0.25% 5,752 $1.5M New
AMGN Amgen Inc. 0.24% 4,292 $1.5M New
CYTK Cytokinetics Inc. 0.23% 21,505 $1.4M New
FIGS Figs Inc. Class A 0.23% 95,000 $1.4M New
KMI Kinder Morgan Inc. 0.23% 41,722 $1.4M New
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.22% 14,282 $1.4M New
SCHH Schwab US REIT ETF 0.22% 63,401 $1.4M New
FDX FedEx Corp. 0.22% 3,760 $1.3M New
ARGX Argenx SE - ADR 0.22% 1,830 $1.3M New
MDLZ Mondelez International Inc. Class A 0.21% 23,054 $1.3M New
KO The Coca-Cola Co. 0.20% 16,628 $1.3M New
CAT Caterpillar Inc. 0.20% 1,775 $1.3M New
GOVT iShares US Treasury Bond ETF 0.20% 54,639 $1.3M New
XENE Xenon Pharmaceuticals Inc. 0.20% 21,500 $1.3M New
TXN Texas Instruments Inc. 0.20% 6,382 $1.2M New
HBAN Huntington Bancshares Inc. 0.20% 78,863 $1.2M New
ALAB Astera Labs Inc. 0.20% 11,208 $1.2M New
BTI British American Tob-SP ADR 0.20% 20,723 $1.2M Add +296.8%
CP Canadian Pacific Kansas City 0.19% 15,354 $1.2M New
AZN Astrazeneca PLC 0.19% 6,158 $1.2M New
GD General Dynamics Corp. 0.19% 3,400 $1.2M New
ARKK ARK Innovation ETF 0.19% 17,025 $1.2M New
PCT Purecycle Technologies Inc. 0.18% 215,009 $1.1M New
PG The Procter & Gamble Co. 0.18% 7,684 $1.1M New
KR Kroger Co. 0.18% 15,000 $1.1M New
BLK BlackRock Inc. 0.17% 1,125 $1.1M New
HPK Highpeak Energy Inc. 0.17% 155,182 $1.1M New
TRGP Targa Resources Corp. 0.17% 4,200 $1.1M New
IGV iShares Expanded Tech-Softwa 0.17% 67,233 $1.0M New
ALNY Alnylam Pharmaceuticals Inc. 0.17% 3,150 $1.0M New
RMD Resmed Inc. 0.17% 4,600 $1.0M New
AXP American Express Co. 0.17% 3,388 $1.0M New
VZ Verizon Communications Inc. 0.16% 20,270 $1.0M New
AN Autonation Inc. 0.16% 5,000 $976K New
KNSL Kinsale Capital Group Inc. 0.16% 2,850 $974K New
EA Electronic Arts Inc. 0.16% 4,760 $970K New
TTWO Take-Two Interactive Softwre 0.16% 4,860 $960K New
ASTS Ast Spacemobile Inc. 0.15% 11,474 $951K New
CI The Cigna Group 0.15% 3,493 $932K New
CSX CSX Corp. 0.15% 22,500 $924K New
NUE Nucor Corp. 0.15% 5,426 $918K New
JEPI JPMorgan Equity Premium Inco 0.15% 16,061 $910K Add +59.5%
MULTISENSOR AI HOLDINGS INC 0.15% 3,892,370 $900K Add +150.8%
BMY Bristol-Myers Squibb Co. 0.14% 14,607 $886K New
OKE Oneok Inc. 0.14% 9,796 $885K New
KYN Kayne Anderson Energy Infra 0.14% 61,200 $874K No change
GENK Gen Restaurant Group Inc. 0.14% 445,849 $874K New
LMT Lockheed Martin Corp. 0.14% 1,439 $870K New
LIN Linde PLC 0.14% 1,750 $868K No change
ADBE Adobe Inc. 0.14% 3,505 $852K New
MUSA Murphy USA Inc. 0.14% 1,700 $840K New
TMO Thermo Fisher Scientific Inc. 0.14% 1,700 $836K New
PNC PNC Financial Services Group 0.13% 3,920 $816K New
TWLO Twilio Inc. Class A 0.13% 6,477 $815K New
ONC Beone Medicines Ltd.-ADR 0.13% 2,700 $802K New
MCD McDonald's Corp. 0.13% 2,500 $777K New
CRNX Crinetics Pharmaceuticals Inc. 0.12% 21,100 $766K New
QSR Restaurant Brands Intern 0.12% 10,250 $757K New
BABA Alibaba Group Holding-SP ADR 0.12% 6,018 $755K Reduce -68.6%
SYK Stryker Corp. 0.12% 2,266 $745K New
ABT Abbott Laboratories 0.12% 7,060 $725K New
DECK Deckers Outdoor Corp. 0.12% 7,202 $721K New
UNH Unitedhealth Group Inc. 0.12% 2,640 $714K New
WBD Warner Bros Discovery Inc. 0.12% 25,982 $713K New
QQQM Invesco Nasdaq 100 ETF 0.11% 2,958 $703K New
MRK Merck & Co. Inc. 0.11% 5,827 $701K New
PFE Pfizer Inc. 0.11% 24,893 $699K New
BRK.B Berkshire Hathaway Inc. Class B 0.11% 1,452 $696K New
FIX Comfort Systems USA Inc. 0.11% 500 $689K New
INTC Intel Corp. 0.11% 15,610 $689K New
EXE Expand Energy Corp. 0.11% 6,255 $687K Add +12.6%
JAZZ Jazz Pharmaceuticals PLC 0.11% 3,600 $681K New
ETN Eaton Corp. PLC 0.11% 1,900 $680K Add +5.6%
LFUS Littelfuse Inc. 0.11% 2,000 $679K New
VOO Vanguard S&P 500 ETF 0.11% 1,120 $669K New
NTES Netease Inc.-ADR 0.11% 5,925 $663K New
GLP Global Partners LP 0.11% 15,500 $653K New
BATRK Atlanta Braves Holdings in-C 0.10% 15,150 $647K New
SERA Sera Prognostics Inc. Class A 0.10% 314,950 $639K New
HPE Hewlett Packard Enterprise 0.10% 26,000 $619K New
DELL Dell Technologies -C 0.10% 3,700 $607K New
APD Air Products & Chemicals Inc. 0.10% 2,065 $600K New
PEP Pepsico Inc. 0.10% 3,845 $597K New
L Loews Corp. 0.09% 5,494 $586K New
WM Waste Management Inc. 0.09% 2,542 $584K New
ZBRA Zebra Technologies Corp. Class A 0.09% 2,677 $560K New
ELV Elevance Health Inc. 0.09% 1,900 $556K New
FRMI Fermi Inc. 0.09% 94,000 $549K New
ECHO Echostar Corp. Class A 0.09% 4,674 $547K New
PLTR Palantir Technologies Inc. Class A 0.09% 3,700 $541K New
SNYRQ Synergy CHC Corp. 0.09% 415,452 $536K New
RBLX Roblox Corp. Class A 0.09% 9,469 $536K New
CSCO Cisco Systems Inc. 0.09% 6,838 $531K New
UHS Universal Health Services-B 0.08% 2,890 $517K New
CL Colgate-Palmolive Co. 0.08% 5,975 $509K New
SEB Seaboard Corp. 0.08% 90 $509K New
NEE Nextera Energy Inc. 0.08% 5,410 $502K New
PYPL PayPal Holdings Inc. 0.08% 11,046 $500K New
BA The Boeing Co. 0.08% 2,475 $493K New
UNP Union Pacific Corp. 0.08% 2,000 $485K New
IAU iShares Gold Trust 0.08% 5,498 $485K No change
DINO HF Sinclair Corp. 0.08% 7,600 $474K New
INCY Incyte Corp. 0.08% 5,000 $471K New
SBUX Starbucks Corp. 0.08% 5,203 $466K New
LULU Lululemon Athletica Inc. 0.07% 3,008 $461K New
ADP Automatic Data Processing 0.07% 2,250 $457K New
IBIT iShares Bitcoin Trust ETF 0.07% 11,896 $457K Add +1.4%
SNOW Snowflake Inc. 0.07% 3,000 $452K New
SCHW Schwab (charles) Corp. 0.07% 4,750 $446K New
PDEC Innovator U.S. Equity Power 0.07% 10,500 $446K New
MPLX MPLX LP 0.07% 7,484 $427K Add +70.9%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.07% 8,756 $427K New
MU Micron Technology Inc. 0.07% 1,250 $422K New
VIAV Viavi Solutions Inc. 0.07% 12,500 $416K New
CNQ Canadian Natural Resources 0.07% 8,500 $414K Reduce -45.5%
MDT Medtronic PLC 0.07% 4,744 $411K New
CVS CVS Health Corp. 0.07% 5,674 $408K New
OMAB Grupo Aeroportuario Cen-ADR 0.07% 3,500 $402K No change
GEL Genesis Energy L.P. 0.06% 22,500 $401K Add +9.8%
HON Honeywell International Inc. 0.06% 1,768 $400K New
FNV Franco-Nevada Corp. 0.06% 1,610 $398K New
USB US Bancorp 0.06% 7,560 $393K New
INV Innventure Inc. 0.06% 100,000 $391K New
VGLT Vanguard Long-Term Treasury 0.06% 6,900 $382K No change
HRL Hormel Foods Corp. 0.06% 16,850 $382K New
TGT Target Corp. 0.06% 3,092 $375K New
GVI iShares Intermediate Governm 0.06% 3,500 $373K New
PAC Grupo Aeroportuario Pac-ADR 0.06% 1,500 $370K No change
RTAI Rareview Tax Advantaged Inco filed as COLLABORATIVE INVESTMNT SER 0.06% 17,846 $370K New
CTSH Cognizant Tech Solutions-A 0.06% 6,000 $368K New
HLN Haleon PLC-ADR 0.06% 36,000 $360K New
DOX Amdocs Ltd. 0.06% 5,500 $359K New
KRE SS SPDR S&P Regional Bank 0.06% 5,433 $354K New
FLEX Flex Ltd. filed as FLEXTRONICS INTL LTD 0.05% 5,100 $334K No change
TRP TC Energy Corp. 0.05% 5,300 $331K No change
MOH Molina Healthcare Inc. 0.05% 2,478 $330K New
CE Celanese Corp. 0.05% 5,000 $329K New
SOLT 2X Solana ETF 0.05% 7,150 $324K New
NSC Norfolk Southern Corp. 0.05% 1,111 $319K New
TSCO Tractor Supply Company 0.05% 7,000 $317K New
QURE Uniqure NV 0.05% 19,356 $316K New
NET Cloudflare Inc. Class A 0.05% 1,530 $316K New
RDDT Reddit Inc. Class A 0.05% 2,280 $307K New
NVS Novartis AG-Sponsored ADR 0.05% 2,000 $306K New
UBER Uber Technologies Inc. 0.05% 4,230 $304K New
CMCSA Comcast Corp. Class A 0.05% 10,377 $298K New
EW Edwards Lifesciences Corp. 0.05% 3,720 $298K New
DBX Dropbox Inc. Class A 0.05% 12,970 $295K New
XYZ Block Inc. 0.05% 4,870 $293K New
ARCC Ares Capital Corp. 0.05% 16,099 $290K New
HPQ HP Inc. 0.05% 15,000 $288K New
IJR iShares Core S&P Small-Cap E 0.05% 2,306 $287K New
AKRE Akre Focus ETF filed as PROFESIONALLY MANAGED PORTFO 0.05% 5,372 $284K No change
APP AppLovin Corp. Class A 0.05% 700 $279K New
PLD Prologis Inc. 0.04% 2,100 $278K New
WES Western Midstream Partners L 0.04% 6,697 $276K New
OTIS Otis Worldwide Corp. 0.04% 3,500 $270K New
CFIT Cambria Fixed Income Trend 0.04% 10,581 $262K Add +19.7%
ENB Enbridge Inc. 0.04% 4,709 $254K New
DXCM Dexcom Inc. 0.04% 4,000 $251K New
PHG Koninklijke Philips NVR- NY 0.04% 9,138 $250K New
MSTR Strategy Inc. 0.04% 2,000 $250K New
CAVA Cava Group Inc. 0.04% 3,000 $243K New
IMO Imperial Oil Ltd. 0.04% 1,800 $235K New
LADR Ladder Capital Corp.-REIT 0.04% 24,100 $235K New
PRAA Pra Group Inc. 0.04% 13,421 $235K New
XLE SS Energy Select Sector 0.04% 3,794 $232K New
PANW Palo Alto Networks Inc. 0.04% 1,438 $231K New
CLX Clorox Company 0.04% 2,183 $226K New
BMRN Biomarin Pharmaceutical Inc. 0.04% 4,000 $226K New
UPS United Parcel Service Class B 0.04% 2,290 $225K New
VIRT Virtu Financial Inc. Class A 0.04% 5,050 $222K New
LNT Alliant Energy Corp. 0.04% 3,050 $219K New
MKC McCormick & Co.-Non VTG SHRS 0.03% 4,260 $215K New
BWXT BWX Technologies Inc. 0.03% 1,050 $215K New
NKE Nike Inc. Class B 0.03% 4,030 $213K New
PFF iShares Preferred & Income S 0.03% 7,017 $213K No change
PSX Phillips 66 0.03% 1,162 $212K New
AMAT Applied Materials Inc. 0.03% 600 $205K New
WASH Washington Trust Bancorp 0.03% 6,115 $205K New
CRCL Circle Internet Group Inc. 0.03% 2,100 $200K New
KOS Kosmos Energy Ltd. 0.03% 71,000 $197K New
SGMOQ Sangamo Therapeutics Inc. 0.03% 668,000 $165K New
TIC Tic Solutions Inc. 0.03% 25,000 $165K New
F Ford Motor Co. filed as FORD MTR CO 0.03% 14,000 $162K New
BHC Bausch Health Cos Inc. 0.03% 28,975 $156K New
AVO Mission Produce Inc. 0.02% 10,000 $138K New
AOMR Angel Oak Mortgage REIT Inc. 0.02% 16,000 $132K New
NMFC New Mountain Finance Corp. filed as NEW MTN FIN CORP 0.02% 16,375 $127K New
KURA Kura Oncology Inc. 0.02% 14,900 $121K New
NAC Nuveen Ca QLTY Muni Inc. 0.02% 10,000 $117K New
SEVN Seven Hills Realty Trust 0.02% 14,000 $115K New
IBRX Immunitybio Inc. 0.02% 15,000 $115K New
RCKT Rocket Pharmaceuticals Inc. 0.02% 27,709 $99K New
PGEN Precigen Inc. 0.02% 25,000 $97K New
SOUN Soundhound AI Inc. Class A 0.01% 12,500 $86K New
VSTS Vestis Corp. 0.01% 10,460 $82K New
EP Empire Petroleum Corp. 0.01% 24,854 $74K New
PPT Franklin Premir Inc. Trust-Ui 0.01% 15,490 $55K No change
IRD Opus Genetics Inc. 0.01% 12,000 $55K New
OSTX Os Therapies Inc. 0.01% 32,000 $45K New
MGNX Macrogenics Inc. 0.01% 12,345 $36K New
ESPR Esperion Therapeutics Inc. 0.00% 11,100 $30K New
CCO Clear Channel Outdoor Holdin 0.00% 11,880 $28K New
RNTX Rein Therapeutics Inc. 0.00% 20,000 $26K New
VNRX Volitionrx Ltd. 0.00% 15,000 $3K New
Other holdings (9): bonds, preferreds, convertibles and warrants · $12.6M (not counted above)
SecurityClassShares / PrincipalValueChange
NEXTERA ENERGY INC (NEE 7.375 02/15/29) UNIT 02/15/2029 138,300$6.9MNew
BOEING CO/THE (BA 6 10/15/27) DEP CONV PFD A 47,083$3.1MNew
WHIRLPOOL CORP (WHR 8.5 02/15/29 A) 8.5 DEP SR A CNV 56,000$2.3MNew
PG&E CORP (PCG 6 12/01/27 A) PFD CONV SER A 6,000$258KNew
NUAIW New Era Helium Inc. -29 *W EXP 12/06/202 25,000$46KNew
CLSKW Cleanspark Inc.-29 *W EXP 12/29/202 15,750$4KNew
PIIIW P3 Health Partne -CW27 *W EXP 11/19/202 93,332$467New
ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 33,333$413New
AIIOW NWTN Inc. -CW27 *W EXP 11/11/202 10,000$207New

Total filed on the 13F, all lines: $630.8M.

Portfolio Sells Q4 2025 → Q1 2026
BABA Alibaba Group Holding-SP ADR Reduce -68.6% 0.12% −4.34
JBS JBS NV-A Sold out 0.00% −3.90
SLB SLB Ltd. Sold out 0.00% −2.25
GDX Vaneck Gold Miners ETF Sold out 0.00% −1.34
VNET Vnet Group Inc.-ADR Sold out 0.00% −1.28
VOLATILITY SHS TR Sold out 0.00% −1.15
CNQ Canadian Natural Resources Reduce -45.5% 0.07% −0.72
ARM Arm Holdings PLC-ADR Sold out 0.00% −0.62
GBTC Grayscale Bitcoin Trust ETF Sold out 0.00% −0.40
NVT Nvent Electric PLC Sold out 0.00% −0.32

Portfolio Buys Q4 2025 → Q1 2026
AAPL Apple Inc. New 5.51% +5.51
NVDA Nvidia Corp. New 5.10% +5.10
EPD Enterprise Products Partners New 4.91% +4.91
CSWC Capital Southwest Corp. New 3.98% +3.98
MSIF MSC Income Fund Inc. New 3.56% +3.56
XOM Exxon Mobil Corp. New 2.53% +2.53
BX Blackstone Inc. New 2.47% +2.47
SPY SS SPDR S&P 500 ETF Trust-US Add +4213.5% 2.72% +2.08
MAIN Main Street Capital Corp. New 2.03% +2.03
MSFT Microsoft Corp. New 1.69% +1.69
AVGO Broadcom Inc. New 1.59% +1.59
LRCX Lam Research Corp. New 1.47% +1.47
RSP Invesco S&P 500 Equal Weight New 1.38% +1.38
PM Philip Morris International New 1.36% +1.36
CTAS Cintas Corp. New 1.34% +1.34
AMD Advanced Micro Devices New 1.16% +1.16
LLY Eli Lilly & Co. New 1.13% +1.13
BRK.A Berkshire Hathaway Inc. Class A New 1.05% +1.05
VXUS Vanguard Total Intl Stock New 0.97% +0.97
GOOG Alphabet Inc. Class C New 0.91% +0.91
JPM JPMorgan Chase & Co. New 0.89% +0.89
AMLP Alerian MLP ETF New 0.83% +0.83
GS Goldman Sachs Group Inc. New 0.79% +0.79
MO Altria Group Inc. New 0.73% +0.73
ABBV Abbvie Inc. New 0.73% +0.73
ORCL Oracle Corp. New 0.71% +0.71
T AT&T Inc. New 0.70% +0.70
DDOG Datadog Inc. Class A New 0.62% +0.62
LITE Lumentum Holdings Inc. New 0.60% +0.60
CIEN Ciena Corp. New 0.59% +0.59
AMZN Amazon.com Inc. New 0.57% +0.57
TXO Txo Partners LP New 0.57% +0.57
PR Permian Resources Corp. Class A New 0.56% +0.56
RKLB Rocket Lab Corp. New 0.54% +0.54
CHTR Charter Communications Inc. Class A New 0.54% +0.54
LOW Lowe's Cos Inc. New 0.52% +0.52
HD Home Depot Inc. New 0.52% +0.52
META Meta Platforms Inc. Class A New 0.51% +0.51
CRWD CrowdStrike Holdings Inc. Class A New 0.48% +0.48
MCK McKesson Corp. New 0.47% +0.47
NOW ServiceNow Inc. New 0.47% +0.47
V Visa Inc. Class A New 0.46% +0.46
WDAY Workday Inc. Class A New 0.46% +0.46
SHIM Shimmick Corp. New 0.45% +0.45
DT Dynatrace Inc. New 0.45% +0.45
IWN iShares Russell 2000 Value E New 0.44% +0.44
RSVR Reservoir Media Inc. New 0.42% +0.42
KLAC KLA Corp. New 0.42% +0.42
IBM Intl Business Machines Corp. New 0.41% +0.41
COP Conocophillips New 0.40% +0.40

Notes & Other Activity Q4 2025 → Q1 2026
NEXTERA ENERGY INC (NEE 7.375 02/15/29) UNIT 02/15/2029 New 138,300 $6.9M
BOEING CO/THE (BA 6 10/15/27) DEP CONV PFD A New 47,083 $3.1M
WHIRLPOOL CORP (WHR 8.5 02/15/29 A) 8.5 DEP SR A CNV New 56,000 $2.3M
PG&E CORP (PCG 6 12/01/27 A) PFD CONV SER A New 6,000 $258K
NUAIW New Era Helium Inc. -29 *W EXP 12/06/202 New 25,000 $46K
VGASW Cenaq Energy Corp. Class A -CW27 *W EXP 02/15/202 Sold out 107,403 $9Kbefore exit
CLSKW Cleanspark Inc.-29 *W EXP 12/29/202 New 15,750 $4K
PIIIW P3 Health Partne -CW27 *W EXP 11/19/202 New 93,332 $467
ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 New 33,333 $413
AIIOW NWTN Inc. -CW27 *W EXP 11/11/202 New 10,000 $207

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 75$172.4MMSIF, CSWC, AAPL, BX, XOM
Q1 2026 288$618.2MQQQ, AAPL, NVDA, EPD, CSWC
Q4 2025 34$64.7MQQQ, VOXR, BABA, JBS, SLB
Q3 2025 297$748.7MQQQ, BX, NVDA, CSWC, AAPL
Q2 2025 160$418.4MQQQ, BX, CSWC, EPD, MSIF
Q1 2025 276$640.9MQQQ, BX, CSWC, EPD, AAPL
Q4 2024 280$666.0MQQQ, BX, AAPL, EPD, NVDA
Q3 2024 273$602.5MQQQ, BX, AAPL, NVDA, EPD
Q2 2024 272$608.6MQQQ, BX, AAPL, NVDA, CSWC
Q1 2024 260$544.7MQQQ, BX, AAPL, NVDA, CSWC