Sigma Planning Corp
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 30, 2026), Sigma Planning Corp reported 1,287 stock positions worth $3.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.6% of the portfolio, followed by Apple (AAPL, 4.7%) and Nvidia (NVDA, 3.4%). Compared with Q3 2025, it opened 121 new positions, sold out of 116, added to 612 and reduced 529. The biggest buy was Alphabet Class C (GOOG, shares +1%) and the biggest sale Nvidia (NVDA, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- ANN ARBOR, MI
- CIK
- 0001449126
- Portfolio Value
- $3.6B (Q4 2025)
- SEC Filing
- 0001420506-26-000121 ↗ filed Jan 30, 2026
Holdings Value
Holdings 1,287 stocks · $3.6B
| IVV iShares Core S&P 500 ETF | 5.55% | 293,582 | $201.1M | Add +0.2% |
| AAPL Apple Inc. | 4.67% | 621,839 | $169.2M | Reduce -0.7% |
| NVDA Nvidia Corp. | 3.38% | 656,171 | $122.5M | Reduce -1.8% |
| AMZN Amazon.com Inc. | 2.24% | 351,759 | $81.3M | Reduce -1.2% |
| QQQ Invesco QQQ Trust Series 1 | 2.08% | 122,300 | $75.2M | Add +2.9% |
| MSFT Microsoft Corp. | 1.81% | 135,011 | $65.4M | Add +0.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.66% | 87,921 | $60.0M | Add +0.9% |
| IVW iShares S&P 500 Growth ETF | 1.48% | 433,977 | $53.5M | Add +0.7% |
| DGRO iShares Core Dividend Growth | 1.40% | 731,146 | $50.8M | Reduce -3.0% |
| VOO Vanguard S&P 500 ETF | 1.39% | 80,619 | $50.5M | Add +1.1% |
| GOOG Alphabet Inc. Class C | 1.21% | 139,304 | $43.7M | Add +1.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.01% | 332,897 | $36.7M | Add +3.1% |
| SCHG Schwab US Large-Cap Growth | 0.86% | 977,872 | $31.1M | Add +0.7% |
| META Meta Platforms Inc. Class A | 0.74% | 40,343 | $26.7M | Add +2.9% |
| AVGO Broadcom Inc. | 0.73% | 75,918 | $26.4M | Reduce -1.8% |
| GOOGL Alphabet Inc. Class A | 0.69% | 79,243 | $24.9M | Reduce -0.8% |
| SHY iShares 1-3 Year Treasury Bo | 0.67% | 294,513 | $24.4M | Add +8.5% |
| IJH iShares Core S&P Midcap ETF | 0.66% | 362,261 | $23.9M | Add +3.2% |
| IJR iShares Core S&P Small-Cap E | 0.64% | 193,672 | $23.3M | Add +1.7% |
| GLD SPDR Gold Shares | 0.64% | 58,988 | $23.2M | Add +1.3% |
| IVE iShares S&P 500 Value ETF | 0.62% | 106,012 | $22.5M | Add +1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.62% | 44,564 | $22.5M | Reduce -15.7% |
| SCHD Schwab US DVD Equity ETF | 0.62% | 833,241 | $22.4M | Add +2.4% |
| TSLA Tesla Inc. | 0.60% | 48,487 | $21.8M | Add +23.3% |
| PLTR Palantir Technologies Inc. Class A | 0.52% | 105,534 | $18.8M | Reduce -12.7% |
| JPM JPMorgan Chase & Co. | 0.51% | 57,104 | $18.5M | Add +0.8% |
| LLY Eli Lilly & Co. | 0.51% | 17,060 | $18.4M | Add +5.1% |
| IAU iShares Gold Trust | 0.50% | 221,105 | $17.9M | Add +2.4% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.49% | 326,676 | $17.6M | Add +2.8% |
| RDVY First Trust Rising Dividend | 0.48% | 251,078 | $17.5M | Add +6.4% |
| AGG iShares Core U.S. Aggregate | 0.47% | 169,983 | $17.0M | Add +1.1% |
| XLK SS Technology Select Sector | 0.43% | 110,748 | $15.7M | Add +7.2% |
| FLOT iShares Floating Rate Bond E | 0.42% | 300,178 | $15.3M | Reduce -6.2% |
| IDV iShares International Select | 0.42% | 386,848 | $15.3M | Reduce -0.9% |
| COWZ Pacer US Cash Cows 100 ETF | 0.42% | 250,621 | $15.1M | Reduce -9.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.40% | 43,308 | $14.5M | Add +10.3% |
| SCHX Schwab US Large-Cap ETF | 0.40% | 533,857 | $14.4M | Reduce -4.3% |
| SLV iShares Silver Trust | 0.40% | 219,910 | $14.4M | Add +11.5% |
| CAT Caterpillar Inc. | 0.39% | 24,811 | $14.2M | Add +18.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.39% | 150,453 | $14.2M | Reduce -1.6% |
| COST Costco Wholesale Corp. | 0.38% | 15,907 | $13.7M | Add +1.8% |
| ABBV Abbvie Inc. | 0.37% | 59,304 | $13.6M | Add +0.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.37% | 70,078 | $13.4M | Add +2.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.36% | 44,588 | $13.2M | Add +13.2% |
| WMT Walmart Inc. | 0.35% | 112,116 | $12.5M | Add +2.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.34% | 280,829 | $12.3M | Add +24.1% |
| CVX Chevron Corp. | 0.34% | 80,592 | $12.3M | Add +5.1% |
| HD Home Depot Inc. | 0.34% | 35,861 | $12.2M | Reduce -0.2% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.34% | 230,375 | $12.2M | Add +4.8% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.33% | 372,173 | $12.1M | Reduce -2.0% |
| JNJ Johnson & Johnson | 0.33% | 56,956 | $11.8M | Add +8.9% |
| V Visa Inc. Class A | 0.31% | 32,470 | $11.4M | Reduce -9.1% |
| VEA Vanguard Ftse Developed ETF | 0.31% | 181,456 | $11.4M | Add +1.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.31% | 126,760 | $11.3M | Add +13.7% |
| SDVY First Trust Smid Cap Rising | 0.31% | 291,682 | $11.2M | Reduce -1.5% |
| IUSV iShares Core S&P U.S. Value | 0.31% | 108,742 | $11.2M | Reduce -15.2% |
| RSP Invesco S&P 500 Equal Weight | 0.29% | 55,806 | $10.6M | Add +0.9% |
| XLF SS Financial Select Sector | 0.29% | 190,663 | $10.5M | Add +12.9% |
| MU Micron Technology Inc. | 0.29% | 36,634 | $10.5M | Add +35.4% |
| XOM Exxon Mobil Corp. | 0.29% | 86,191 | $10.4M | Add +10.8% |
| QUAL iShares MSCI USA Quality Fac | 0.29% | 52,011 | $10.3M | Reduce -6.3% |
| BIV Vanguard Intermediate-Term B | 0.28% | 131,178 | $10.3M | Reduce -6.7% |
| IMCG iShares Morningstar Mid-Cap | 0.28% | 127,905 | $10.2M | Add +1.9% |
| USIG iShares Broad Usd Investment | 0.27% | 188,950 | $9.8M | Add +3.1% |
| MUB iShares National Muni Bond E | 0.27% | 90,725 | $9.7M | Reduce -4.0% |
| AMD Advanced Micro Devices | 0.26% | 43,934 | $9.6M | Reduce -5.8% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 43,207 | $9.5M | Add +1.9% |
| NEE Nextera Energy Inc. | 0.26% | 117,200 | $9.4M | Add +12.2% |
| IEMG iShares Core MSCI Emerging | 0.26% | 137,682 | $9.3M | Add +1.9% |
| WM Waste Management Inc. | 0.25% | 41,587 | $9.2M | Add +3.4% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.25% | 19,293 | $8.9M | Add +9.8% |
| BALT Inn Defined Wealth Shield | 0.25% | 265,399 | $8.9M | Add +0.0% |
| IOO iShares Global 100 ETF | 0.24% | 68,647 | $8.7M | Reduce -15.0% |
| JEPI JPMorgan Equity Premium Inco | 0.24% | 151,743 | $8.7M | Reduce -20.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.24% | 17,580 | $8.6M | Add +6.0% |
| SMH Vaneck Semiconductor ETF | 0.23% | 22,130 | $8.4M | Add +3.4% |
| BNDX Vanguard Total Intl Bond ETF | 0.23% | 174,392 | $8.4M | Add +5.9% |
| VGT Vanguard Info Tech ETF | 0.23% | 11,315 | $8.3M | Add +4.3% |
| XLV SS Health Care Select Sector | 0.23% | 52,675 | $8.2M | Add +15.3% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.22% | 173,429 | $8.1M | Add +2.2% |
| SECT Main Sector Rotation ETF | 0.22% | 124,820 | $8.1M | Add +8.4% |
| PG The Procter & Gamble Co. | 0.22% | 55,502 | $8.0M | Add +5.0% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.22% | 100,207 | $8.0M | Add +1.9% |
| FTEC Fidelity MSCI Info Tech Indx | 0.22% | 33,032 | $8.0M | Reduce -0.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.22% | 27,208 | $7.9M | Add +2.1% |
| MOAT Vaneck Morningstar Wide Moat | 0.22% | 76,397 | $7.9M | Reduce -21.8% |
| VZ Verizon Communications Inc. | 0.22% | 193,509 | $7.9M | Add +13.8% |
| XHLF Bondbloxx BBG 6 MTH US Treas | 0.22% | 155,773 | $7.8M | Reduce -0.7% |
| GS Goldman Sachs Group Inc. | 0.21% | 8,779 | $7.7M | Reduce -1.3% |
| CIBR First Trust Nasdaq Cybersecu | 0.21% | 107,597 | $7.7M | Add +0.8% |
| FBND Fidelity Total Bond ETF | 0.21% | 166,257 | $7.7M | Add +1.0% |
| PSFF Pacer Swan Sos Fund of Funds | 0.21% | 236,403 | $7.6M | Add +2.6% |
| NFLX Netflix Inc. | 0.21% | 79,537 | $7.6M | Add +5.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.20% | 23,150 | $7.2M | Add +6.8% |
| USHY iShares Broad Usd High Yield | 0.20% | 192,492 | $7.2M | Add +5.5% |
| IJT iShares S&P Small-Cap 600 GR | 0.20% | 49,040 | $7.1M | Add +3.0% |
| ITOT iShares Core S&P Total U.S. | 0.19% | 47,227 | $7.0M | Reduce -1.7% |
| SPIB SS SPDR P Int C Corp. ETF | 0.19% | 207,696 | $7.0M | Add +0.0% |
| HDV iShares Core High Dividend E | 0.19% | 56,817 | $6.9M | Reduce -0.3% |
| DTE DTE Energy Company | 0.19% | 53,149 | $6.9M | Reduce -0.1% |
Options reported separately and not counted above: NVDA calls ($244K), CNC calls ($234K), F calls ($150K), SPY puts ($89K), XRX puts ($4K), UBER calls ($4K), NWL puts ($4K), AI calls ($3K).
Portfolio Sells Q3 2025 → Q4 2025
| NVDA Nvidia Corp. | Reduce -1.8% | 3.38% | −0.16 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -15.7% | 0.62% | −0.14 |
| ALAB Astera Labs Inc. | Reduce -82.9% | 0.02% | −0.11 |
| PLTR Palantir Technologies Inc. Class A | Reduce -12.7% | 0.52% | −0.11 |
| ORCL Oracle Corp. | Reduce -6.0% | 0.17% | −0.10 |
| FDEC FT Vest U.S. Equity Buffer E | Reduce -88.7% | 0.01% | −0.09 |
| MP MP Materials Corp. | Reduce -69.3% | 0.02% | −0.08 |
| HD Home Depot Inc. | Reduce -0.2% | 0.34% | −0.08 |
| JEPI JPMorgan Equity Premium Inco | Reduce -20.2% | 0.24% | −0.07 |
| TDIV FT Nasdaq Tech DVD Index FD | Reduce -25.0% | 0.16% | −0.06 |
| GEV GE Vernova Inc. | Reduce -37.7% | 0.11% | −0.06 |
| DGRO iShares Core Dividend Growth | Reduce -3.0% | 1.40% | −0.06 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -21.8% | 0.22% | −0.06 |
| IUSV iShares Core S&P U.S. Value | Reduce -15.2% | 0.31% | −0.06 |
| TMUS T-Mobile US Inc. | Reduce -58.1% | 0.03% | −0.05 |
| BSCP Invesco Bulletshares 2025 CB | Sold out | 0.00% | −0.05 |
| TEM Tempus AI Inc. Class A | Reduce -82.4% | 0.01% | −0.05 |
| UBER Uber Technologies Inc. | Reduce -9.1% | 0.13% | −0.05 |
| FTCB FT Core Investment Grade ETF | Reduce -21.2% | 0.14% | −0.04 |
| ANET Arista Networks Inc. | Reduce -36.9% | 0.06% | −0.04 |
| IJUN Innov Intl Dev PB ETF - June | Sold out | 0.00% | −0.04 |
| FLOT iShares Floating Rate Bond E | Reduce -6.2% | 0.42% | −0.04 |
| NOBL Proshares S&P 500 Dividend A | Reduce -33.9% | 0.08% | −0.04 |
| ABT Abbott Laboratories | Reduce -30.2% | 0.07% | −0.04 |
| MA Mastercard Inc. Class A | Reduce -19.6% | 0.15% | −0.04 |
| JGRO JPMorgan Active Growth ETF | Sold out | 0.00% | −0.04 |
| K Kellanova | Sold out | 0.00% | −0.04 |
| MSTR Strategy Inc. | Reduce -0.9% | 0.03% | −0.04 |
| DE Deere & Co. | Reduce -23.1% | 0.09% | −0.04 |
| IOO iShares Global 100 ETF | Reduce -15.0% | 0.24% | −0.04 |
| AXON Axon Enterprise Inc. | Reduce -71.1% | 0.01% | −0.03 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -9.2% | 0.42% | −0.03 |
| POWL Powell Industries Inc. | Reduce -51.1% | 0.03% | −0.03 |
| DIS The Walt Disney Co. | Reduce -25.0% | 0.09% | −0.03 |
| UDEC Innovator U.S. Equity Ultra | Reduce -72.3% | 0.01% | −0.03 |
| V Visa Inc. Class A | Reduce -9.1% | 0.31% | −0.03 |
| FCFS Firstcash Holdings Inc. | Sold out | 0.00% | −0.03 |
| IBDQ iShares Ibonds Dec 2025 Term | Sold out | 0.00% | −0.03 |
| ONC Beone Medicines Ltd.-ADR | Reduce -76.2% | 0.01% | −0.03 |
| AMBA Ambarella Inc. | Sold out | 0.00% | −0.03 |
| AGX Argan Inc. | Sold out | 0.00% | −0.03 |
| AEE Ameren Corporation | Reduce -83.4% | 0.01% | −0.03 |
| OUST Ouster Inc. | Sold out | 0.00% | −0.03 |
| FCA First Trust China | Sold out | 0.00% | −0.03 |
| HIMS Hims & Hers Health Inc. | Reduce -20.6% | 0.02% | −0.03 |
| BIV Vanguard Intermediate-Term B | Reduce -6.7% | 0.28% | −0.03 |
| T AT&T Inc. | Reduce -7.5% | 0.11% | −0.03 |
| ROAD Construction Partners Inc. Class A | Sold out | 0.00% | −0.03 |
| TW Tradeweb Markets Inc. Class A | Sold out | 0.00% | −0.03 |
| FCUS Pinnacle Focused Opport ETF | Reduce -9.8% | 0.18% | −0.03 |
Portfolio Buys Q3 2025 → Q4 2025
| GOOG Alphabet Inc. Class C | Add +1.1% | 1.21% | +0.25 |
| MU Micron Technology Inc. | Add +35.4% | 0.29% | +0.16 |
| SLV iShares Silver Trust | Add +11.5% | 0.40% | +0.16 |
| LLY Eli Lilly & Co. | Add +5.1% | 0.51% | +0.16 |
| BLCV BlackRock ETF Trust | New | 0.11% | +0.11 |
| FOCT FT Vest U.S. Equity Buffer E | New | 0.11% | +0.11 |
| CAT Caterpillar Inc. | Add +18.4% | 0.39% | +0.11 |
| TSLA Tesla Inc. | Add +23.3% | 0.60% | +0.11 |
| LST Leuthold Sel Ind | New | 0.08% | +0.08 |
| CGDV Cap Group Dividend Value | Add +24.1% | 0.34% | +0.07 |
| PLTM Graniteshares Platinum Trust | Add +92.0% | 0.11% | +0.07 |
| XBI SS SPDR S&P Biotech ETF | Add +919.8% | 0.07% | +0.06 |
| GLD SPDR Gold Shares | Add +1.3% | 0.64% | +0.05 |
| KHPI Kensington Hedged PRM in ETF | Add +68.0% | 0.13% | +0.05 |
| JNJ Johnson & Johnson | Add +8.9% | 0.33% | +0.05 |
| MRK Merck & Co. Inc. | Add +28.3% | 0.14% | +0.05 |
| AEM Agnico Eagle Mines Ltd. | Add +163.3% | 0.08% | +0.05 |
| IBM Intl Business Machines Corp. | Add +13.2% | 0.36% | +0.05 |
| IAU iShares Gold Trust | Add +2.4% | 0.50% | +0.05 |
| QQQ Invesco QQQ Trust Series 1 | Add +2.9% | 2.08% | +0.05 |
| AMGN Amgen Inc. | Add +24.1% | 0.16% | +0.05 |
| GDX Vaneck Gold Miners ETF | Add +43.1% | 0.11% | +0.05 |
| LRCX Lam Research Corp. | Add +26.1% | 0.12% | +0.05 |
| SPYI Neos S&P 500 High Income ETF | Add +335.9% | 0.06% | +0.05 |
| GLW Corning Inc. | Add +165.1% | 0.07% | +0.04 |
| GFI Gold Fields Ltd.-Spons ADR | Add +203.7% | 0.07% | +0.04 |
| XLV SS Health Care Select Sector | Add +15.3% | 0.23% | +0.04 |
| IOCT Innovator Int Dev Power Buff | New | 0.04% | +0.04 |
| TCHP T Rowe Price Blue Chip Growt | Add +167.5% | 0.07% | +0.04 |
| GTOP GS Tech Opportunities ETF | New | 0.04% | +0.04 |
| RGLD Royal Gold Inc. | New | 0.04% | +0.04 |
| QCOC FT NDQ100 CNS Buff ETF - Oct | New | 0.04% | +0.04 |
| GNOV FT Vest US Equity Moderate B | New | 0.04% | +0.04 |
| CGIB Cap Group Intl Bond HDG | New | 0.04% | +0.04 |
| DIVO Amplify CWP Enhan Divid ETF | Add +630.1% | 0.04% | +0.04 |
| XOM Exxon Mobil Corp. | Add +10.8% | 0.29% | +0.04 |
| IEFA iShares Core MSCI Eafe ETF | Add +13.7% | 0.31% | +0.04 |
| QDVO Amplify CWP GRW & Inc. ETF | New | 0.04% | +0.04 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +47.7% | 0.11% | +0.04 |
| ISRG Intuitive Surgical Inc. | Add +10.4% | 0.14% | +0.04 |
| NEE Nextera Energy Inc. | Add +12.2% | 0.26% | +0.04 |
| KOCT Innovator U.S. Small Cap Pow | New | 0.04% | +0.04 |
| GILD Gilead Sciences Inc. | Add +47.5% | 0.10% | +0.04 |
| VTI VG Morningstar TS MKT ETF-US | Add +10.3% | 0.40% | +0.03 |
| CENX Century Aluminum Company | New | 0.03% | +0.03 |
| SMH Vaneck Semiconductor ETF | Add +3.4% | 0.23% | +0.03 |
| CSCO Cisco Systems Inc. | Add +19.9% | 0.14% | +0.03 |
| SHY iShares 1-3 Year Treasury Bo | Add +8.5% | 0.67% | +0.03 |
| AMAT Applied Materials Inc. | Add +31.3% | 0.09% | +0.03 |
| GRNY Fundstr Gran SH US LRG Cap | New | 0.03% | +0.03 |
Options Activity Q3 2025 → Q4 2025
| AMAT Applied Materials Inc. | call | Sold out | 8,000 | $375Kbefore exit |
| NVDA Nvidia Corp. | call | New | 3,600 | $244K |
| AAPL Apple Inc. | call | Sold out | 10,000 | $238Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +2.9% | 24,600 | $89K |
| XRX Xerox Holdings Corp. | put | Reduce -0.8% | 71,700 | $4K |
| UBER Uber Technologies Inc. | call | Add +5.0% | 21,000 | $4K |
| NWL Newell Brands Inc. | put | Add +77.7% | 39,100 | $4K |
| AI C3.AI Inc. Class A | call | New | 20,000 | $3K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Sold out | 25,415 | $205Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,391 | $4.0B | IVV, AAPL, NVDA, QQQ, AMZN |
| Q1 2026 | 1,298 | $3.6B | IVV, AAPL, NVDA, AMZN, QQQ |
| Q4 2025 | 1,287 | $3.6B | IVV, AAPL, NVDA, AMZN, QQQ |
| Q3 2025 | 1,281 | $3.5B | IVV, AAPL, NVDA, AMZN, QQQ |
| Q2 2025 | 1,236 | $3.3B | IVV, AAPL, NVDA, AMZN, QQQ |
| Q1 2025 | 1,189 | $3.1B | IVV, AAPL, NVDA, AMZN, QQQ |
| Q4 2024 | 1,156 | $3.2B | IVV, AAPL, NVDA, AMZN, QQQ |
| Q3 2024 | 1,203 | $3.3B | IVV, AAPL, NVDA, QQQ, MSFT |
| Q2 2024 | 1,176 | $3.2B | IVV, AAPL, NVDA, QQQ, MSFT |
| Q1 2024 | 1,212 | $3.2B | IVV, AAPL, QQQ, MSFT, AMZN |