Signature Estate & Investment Advisors LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Signature Estate & Investment Advisors LLC reported 176 stock positions worth $3.5 billion. Its top holding was Goldman Activebeta US LC ETF (GSLC) at 14.6% of the portfolio, followed by First Trust Smith Opportunis (FIXD, 8.3%) and SS Doubleline TR Tact ETF (TOTL, 8.0%). Compared with Q4 2023, it opened 21 new positions, sold out of 27, added to 69 and reduced 71. The biggest buy was SS Industrial Select Sector (XLI, shares +5668%) and the biggest sale an exit from Ishr CR Unvrse Usd BD ETF-Ui (IUSB).
- Most Recent 13F
- Q2 2026
- Location
- LOS ANGELES, CA
- CIK
- 0001079935
- Portfolio Value
- $3.5B (Q1 2024)
- SEC Filing
- 0001811480-24-000004 ↗ filed May 13, 2024
Holdings Value
Holdings 176 stocks · $3.5B
| GSLC Goldman Activebeta US LC ETF | 14.59% | 4,974,594 | $516.3M | Reduce -2.0% |
| FIXD First Trust Smith Opportunis | 8.34% | 6,767,926 | $295.1M | Add +12.2% |
| TOTL SS Doubleline TR Tact ETF | 8.01% | 7,072,828 | $283.3M | Add +6.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 6.95% | 714,064 | $245.8M | Add +9.1% |
| SPDW Ste STR SPDR PT DW Eu ETF | 6.02% | 5,947,385 | $213.2M | Reduce -4.6% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 5.07% | 2,660,933 | $179.3M | Reduce -2.1% |
| USFR Wisdomtree Floating Rate Tre | 3.48% | 2,447,887 | $123.1M | Add +8.7% |
| XLI SS Industrial Select Sector | 2.52% | 708,254 | $89.2M | Add +5667.5% |
| XLV SS Health Care Select Sector | 2.48% | 593,073 | $87.6M | Add +1.6% |
| IGM iShares Expanded Tech Sector | 2.46% | 1,009,071 | $87.0M | Reduce -9.1% |
| CGGR Cap Group Growth Equity | 2.06% | 2,280,061 | $72.9M | Add +3.1% |
| AMZN Amazon.com Inc. | 1.66% | 324,629 | $58.6M | Reduce -6.5% |
| MSFT Microsoft Corp. | 1.64% | 137,688 | $57.9M | Reduce -4.8% |
| AVGO Broadcom Inc. | 1.63% | 43,535 | $57.7M | Reduce -15.7% |
| MA Mastercard Inc. Class A | 1.56% | 114,846 | $55.3M | Reduce -1.1% |
| ORLY O'reilly Automotive Inc. | 1.56% | 48,886 | $55.2M | Add +0.1% |
| MCK McKesson Corp. | 1.55% | 101,879 | $54.7M | Reduce -0.3% |
| MET Metlife Inc. | 1.52% | 723,491 | $53.6M | Add +1.2% |
| CRM Salesforce Inc. | 1.51% | 177,939 | $53.6M | Reduce -8.3% |
| WMT Walmart Inc. | 1.50% | 882,795 | $53.1M | Add +30.9% |
| AAPL Apple Inc. | 1.49% | 308,396 | $52.9M | Add +5.2% |
| CVX Chevron Corp. | 1.49% | 334,778 | $52.8M | Add +16.4% |
| META Meta Platforms Inc. Class A | 1.48% | 108,155 | $52.5M | Reduce -21.5% |
| GOOGL Alphabet Inc. Class A | 1.48% | 347,303 | $52.4M | Add +2.3% |
| DE Deere & Co. | 1.47% | 126,477 | $51.9M | Add +13.8% |
| TMO Thermo Fisher Scientific Inc. | 1.46% | 88,935 | $51.7M | Add +1.7% |
| CSCO Cisco Systems Inc. | 1.36% | 963,468 | $48.1M | Add +14.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.22% | 265,073 | $43.2M | Reduce -0.9% |
| IDEV iShares Core MSCI Dev MKTS | 1.13% | 595,747 | $40.0M | Reduce -0.7% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.65% | 335,495 | $23.1M | Add +0.6% |
| IDV iShares International Select | 0.51% | 642,721 | $18.0M | Reduce -5.7% |
| FCX Freeport-McMoran Inc. | 0.50% | 373,031 | $17.5M | Add +7.8% |
| MRK Merck & Co. Inc. | 0.48% | 127,854 | $16.9M | Add +3.5% |
| NEE Nextera Energy Inc. | 0.48% | 263,517 | $16.8M | Add +17.9% |
| AMAT Applied Materials Inc. | 0.48% | 81,632 | $16.8M | Reduce -14.5% |
| SPEM State Street SP PTF Em ETF | 0.46% | 445,102 | $16.1M | Add +4.9% |
| BLK BlackRock Finance Inc. | 0.45% | 19,189 | $16.0M | Add +2.4% |
| PLD Prologis Inc. | 0.43% | 117,221 | $15.3M | Add +3.5% |
| CWI State Street SPDR MSCI Acwi | 0.39% | 488,421 | $13.9M | New |
| DEM Wisdomtree Emerging Markets | 0.38% | 317,234 | $13.3M | Add +0.0% |
| SLYV SS SPDR S&P 600 SC Val ETF | 0.26% | 112,601 | $9.3M | Add +11.7% |
| SLYG SS SPDR S&P 600 SC GR ETF | 0.23% | 91,317 | $8.0M | Reduce -85.8% |
| SPAB SS SPDR P Agg Bond ETF | 0.21% | 296,803 | $7.5M | Add +21.5% |
| JMUB JPMorgan Municipal ETF | 0.21% | 147,472 | $7.5M | New |
| DON Wisdomtree US Midcap Dividen | 0.19% | 138,809 | $6.8M | Reduce -1.1% |
| VWO Vanguard Ftse Emerging Marke | 0.18% | 154,298 | $6.4M | Reduce -0.7% |
| VXF Vanguard Extended Market ETF | 0.17% | 34,643 | $6.1M | Add +1673.8% |
| DES Wisdomtree US Smallcap Divid | 0.16% | 175,830 | $5.7M | Add +8.1% |
| AVDE Avantis International Equity | 0.16% | 89,081 | $5.7M | Add +1.5% |
| IVW iShares S&P 500 Growth ETF | 0.15% | 62,715 | $5.3M | Add +5.0% |
| VYM Vanguard High DVD Yield ETF | 0.15% | 42,886 | $5.2M | Add +1.1% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.14% | 64,140 | $4.9M | Add +2.5% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.13% | 39,256 | $4.6M | Reduce -0.4% |
| GSIE Goldman Sachs Activebeta Int | 0.13% | 133,424 | $4.6M | Reduce -6.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.13% | 8,744 | $4.6M | Reduce -71.7% |
| JMOM JPMorgan US Momentum Factor | 0.13% | 86,770 | $4.6M | Add +2.9% |
| PG The Procter & Gamble Co. | 0.12% | 26,519 | $4.3M | Reduce -70.1% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.12% | 49,080 | $4.3M | Reduce -13.8% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.12% | 45,990 | $4.2M | Reduce -16.3% |
| NVDA Nvidia Corp. | 0.12% | 4,510 | $4.1M | Reduce -21.9% |
| ELV Elevance Health Inc. | 0.11% | 7,720 | $4.0M | Add +7.0% |
| CDW CDW Corp. | 0.10% | 13,269 | $3.4M | Reduce -0.9% |
| J Jacobs Solutions Inc. | 0.09% | 20,731 | $3.2M | Add +7.3% |
| WCN Waste Connections Inc. | 0.09% | 18,489 | $3.2M | Reduce -3.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.09% | 12,136 | $3.2M | Add +5.9% |
| BAH Booz Allen Hamilton Holdings | 0.09% | 21,152 | $3.1M | Reduce -2.5% |
| TMUS T-Mobile US Inc. | 0.09% | 18,520 | $3.0M | Add +0.7% |
| JBL Jabil Inc. | 0.09% | 22,557 | $3.0M | Add +8.6% |
| PEP Pepsico Inc. | 0.09% | 17,239 | $3.0M | Add +5.1% |
| EG Everest Group Ltd. | 0.08% | 7,529 | $3.0M | Add +7.0% |
| LH Laboratory CRP of Amer Hldgs | 0.08% | 13,232 | $2.9M | Add +7.1% |
| DOX Amdocs Ltd. | 0.08% | 31,726 | $2.9M | Add +5.6% |
| MDLZ Mondelez International Inc. Class A | 0.08% | 40,518 | $2.8M | Add +5.2% |
| TDY Teledyne Technologies Inc. | 0.07% | 5,842 | $2.5M | New |
| QQQ Invesco QQQ Trust Series 1 | 0.06% | 5,085 | $2.3M | Reduce -4.0% |
| VGT Vanguard Info Tech ETF | 0.05% | 3,531 | $1.9M | Reduce -10.2% |
| JEPI JPMorgan Equity Premium Inco | 0.05% | 29,378 | $1.7M | Add +13.5% |
| VIG Vanguard Dividend Apprec ETF | 0.05% | 8,769 | $1.6M | Add +13.0% |
| XOM Exxon Mobil Corp. | 0.05% | 13,726 | $1.6M | Reduce -1.6% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.04% | 6,283 | $1.6M | Reduce -0.9% |
| FNDA Schwab Fndmntl US SM Co. ETF | 0.04% | 25,801 | $1.5M | Add +9.7% |
| TFLO iShares Treasury Floating Ra | 0.04% | 27,114 | $1.4M | Reduce -40.7% |
| BKLN Invesco Senior Loan ETF | 0.04% | 59,493 | $1.3M | Add +10.5% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.04% | 8,028 | $1.3M | Add +1.1% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.03% | 5,214 | $1.2M | Reduce -17.8% |
| VHT Vanguard Health Care ETF | 0.03% | 4,439 | $1.2M | Reduce -7.3% |
| SMLF iShares US Smallcap Equity F | 0.03% | 18,678 | $1.2M | Reduce -10.6% |
| TSLA Tesla Inc. | 0.03% | 6,697 | $1.2M | Add +10.2% |
| JPM JPMorgan Chase & Co. | 0.03% | 5,242 | $1.0M | Reduce -4.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.03% | 2,468 | $1.0M | Reduce -11.1% |
| XMMO Invesco S&P Midcap Momentum | 0.03% | 8,791 | $1.0M | Reduce -27.5% |
| IJS iShares S&P Small-Cap 600 Va | 0.03% | 9,732 | $1.0M | Reduce -8.3% |
| VEA Vanguard Ftse Developed ETF | 0.03% | 19,360 | $971K | Reduce -94.1% |
| IVV iShares Core S&P 500 ETF | 0.03% | 1,842 | $968K | Add +68.2% |
| XLP SS Consumer Staples Sel Sect | 0.03% | 12,232 | $934K | Reduce -98.7% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.03% | 3,535 | $922K | Reduce -20.9% |
| IJT iShares S&P Small-Cap 600 GR | 0.02% | 6,572 | $859K | Reduce -26.8% |
| USHY iShares Broad Usd High Yield | 0.02% | 23,220 | $850K | Add +6.0% |
| NULG Nuveen ESG LRG-Cap GRW ETF | 0.02% | 11,113 | $848K | Add +37.1% |
| F Ford Motor Co. filed as FORD MTR CO DEL | 0.02% | 59,861 | $795K | Add +1.4% |
Portfolio Sells Q4 2023 → Q1 2024
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Sold out | 0.00% | −1.99 |
| XLP SS Consumer Staples Sel Sect | Reduce -98.7% | 0.03% | −1.91 |
| SLYG SS SPDR S&P 600 SC GR ETF | Reduce -85.8% | 0.23% | −1.36 |
| AGG iShares Core U.S. Aggregate | Sold out | 0.00% | −0.77 |
| VEA Vanguard Ftse Developed ETF | Reduce -94.1% | 0.03% | −0.43 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -71.7% | 0.13% | −0.30 |
| PG The Procter & Gamble Co. | Reduce -70.1% | 0.12% | −0.26 |
| FMB First Trust Managed Municipa | Sold out | 0.00% | −0.21 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -4.6% | 6.02% | −0.21 |
| CMF iShares California Muni Bond | Sold out | 0.00% | −0.20 |
| IJR iShares Core S&P Small-Cap E | Reduce -95.1% | 0.01% | −0.15 |
| EPAM Epam Systems Inc. | Reduce -88.7% | 0.01% | −0.08 |
| AVGO Broadcom Inc. | Reduce -15.7% | 1.63% | −0.06 |
| VIGI Vanguard Int Div App Indx FD | Sold out | 0.00% | −0.06 |
| IDV iShares International Select | Reduce -5.7% | 0.51% | −0.05 |
| HYD Vaneck High Yield Muni ETF | Sold out | 0.00% | −0.05 |
| VOO Vanguard S&P 500 ETF | Reduce -71.0% | 0.02% | −0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Sold out | 0.00% | −0.03 |
| TFLO iShares Treasury Floating Ra | Reduce -40.7% | 0.04% | −0.03 |
| ICLN iShares Global Clean Energy | Sold out | 0.00% | −0.03 |
| SCHZ Schwab US Aggregate Bond ETF | Sold out | 0.00% | −0.02 |
| MS Morgan Stanley | Reduce -48.7% | 0.02% | −0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Sold out | 0.00% | −0.01 |
| BAB Invesco Taxable Municipal Bo | Sold out | 0.00% | −0.01 |
| SPHD Invesco S&P 500 High Dividen | Sold out | 0.00% | −0.01 |
| IWF iShares Russell 1000 Growth | Sold out | 0.00% | −0.01 |
| ZIP Ziprecruiter Inc. Class A | Sold out | 0.00% | −0.01 |
| BA The Boeing Co. | Reduce -27.3% | 0.01% | −0.01 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -16.3% | 0.12% | −0.01 |
| NVS Novartis AG-Sponsored ADR | Sold out | 0.00% | −0.01 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -26.8% | 0.02% | −0.01 |
| MUB iShares National Muni Bond E | Reduce -46.7% | 0.01% | −0.01 |
| UNH Unitedhealth Group Inc. | Reduce -24.3% | 0.02% | −0.01 |
| DNOV FT Vest US Equity Deep Buffe | Sold out | 0.00% | −0.01 |
| GSIE Goldman Sachs Activebeta Int | Reduce -6.3% | 0.13% | −0.01 |
| NFLX Netflix Inc. | Sold out | 0.00% | −0.01 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Sold out | 0.00% | −0.01 |
| JPST JPMorgan Ultra-Short Income | Sold out | 0.00% | −0.01 |
| ZTS Zoetis Inc. | Sold out | 0.00% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Sold out | 0.00% | −0.01 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -17.8% | 0.03% | −0.01 |
| ETN Eaton Corp. PLC | Sold out | 0.00% | −0.01 |
| ADBE Adobe Inc. | Reduce -16.9% | 0.01% | −0.01 |
| FCAL First Trust California Munic | Sold out | 0.00% | −0.01 |
| TOWN Towne Bank | Sold out | 0.00% | −0.01 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -13.8% | 0.12% | −0.01 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -20.9% | 0.03% | −0.01 |
| VWO Vanguard Ftse Emerging Marke | Reduce -0.7% | 0.18% | −0.01 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -8.3% | 0.03% | −0.00 |
| VGT Vanguard Info Tech ETF | Reduce -10.2% | 0.05% | −0.00 |
Portfolio Buys Q4 2023 → Q1 2024
| XLI SS Industrial Select Sector | Add +5667.5% | 2.52% | +2.48 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +9.1% | 6.95% | +0.96 |
| WMT Walmart Inc. | Add +30.9% | 1.50% | +0.46 |
| FIXD First Trust Smith Opportunis | Add +12.2% | 8.34% | +0.42 |
| CWI State Street SPDR MSCI Acwi | New | 0.39% | +0.39 |
| CVX Chevron Corp. | Add +16.4% | 1.49% | +0.23 |
| CGGR Cap Group Growth Equity | Add +3.1% | 2.06% | +0.22 |
| JMUB JPMorgan Municipal ETF | New | 0.21% | +0.21 |
| ORLY O'reilly Automotive Inc. | Add +0.1% | 1.56% | +0.20 |
| VXF Vanguard Extended Market ETF | Add +1673.8% | 0.17% | +0.16 |
| DE Deere & Co. | Add +13.8% | 1.47% | +0.16 |
| USFR Wisdomtree Floating Rate Tre | Add +8.7% | 3.48% | +0.15 |
| XLV SS Health Care Select Sector | Add +1.6% | 2.48% | +0.13 |
| MET Metlife Inc. | Add +1.2% | 1.52% | +0.12 |
| TOTL SS Doubleline TR Tact ETF | Add +6.2% | 8.01% | +0.12 |
| CSCO Cisco Systems Inc. | Add +14.9% | 1.36% | +0.11 |
| TMO Thermo Fisher Scientific Inc. | Add +1.7% | 1.46% | +0.10 |
| GOOGL Alphabet Inc. Class A | Add +2.3% | 1.48% | +0.09 |
| MRK Merck & Co. Inc. | Add +3.5% | 0.48% | +0.08 |
| NEE Nextera Energy Inc. | Add +17.9% | 0.48% | +0.08 |
| TDY Teledyne Technologies Inc. | New | 0.07% | +0.07 |
| FCX Freeport-McMoran Inc. | Add +7.8% | 0.50% | +0.06 |
| SPAB SS SPDR P Agg Bond ETF | Add +21.5% | 0.21% | +0.03 |
| IVW iShares S&P 500 Growth ETF | Add +5.0% | 0.15% | +0.02 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +11.7% | 0.26% | +0.02 |
| J Jacobs Solutions Inc. | Add +7.3% | 0.09% | +0.02 |
| JMOM JPMorgan US Momentum Factor | Add +2.9% | 0.13% | +0.02 |
| SPEM State Street SP PTF Em ETF | Add +4.9% | 0.46% | +0.01 |
| ELV Elevance Health Inc. | Add +7.0% | 0.11% | +0.01 |
| IVV iShares Core S&P 500 ETF | Add +68.2% | 0.03% | +0.01 |
| EG Everest Group Ltd. | Add +7.0% | 0.08% | +0.01 |
| EMLP First Trust North American E | New | 0.01% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Add +5.9% | 0.09% | +0.01 |
| TMFG Motley Fool Global Opp | New | 0.01% | +0.01 |
| SCHP Schwab U.S. Tips ETF | New | 0.01% | +0.01 |
| DES Wisdomtree US Smallcap Divid | Add +8.1% | 0.16% | +0.01 |
| JEPQ JPM Nasdaq Equity Premium | New | 0.01% | +0.01 |
| NSC Norfolk Southern Corp. | New | 0.01% | +0.01 |
| JBL Jabil Inc. | Add +8.6% | 0.09% | +0.01 |
| KNSL Kinsale Capital Group Inc. | New | 0.01% | +0.01 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Add +37.1% | 0.02% | +0.01 |
| VYM Vanguard High DVD Yield ETF | Add +1.1% | 0.15% | +0.01 |
| CELH Celsius Holdings Inc. | New | 0.01% | +0.01 |
| AMD Advanced Micro Devices | New | 0.01% | +0.01 |
| NULV Nuveen ESG Large-Cap Val ETF | Add +43.0% | 0.02% | +0.01 |
| COWZ Pacer US Cash Cows 100 ETF | New | 0.01% | +0.01 |
| VIG Vanguard Dividend Apprec ETF | Add +13.0% | 0.05% | +0.01 |
| ALL Allstate Corp. | New | 0.01% | +0.01 |
| DKNG Draftkings Inc. Class A | New | 0.01% | +0.01 |
| ESGE iShares Inc. iShares ESG Awar | New | 0.01% | +0.01 |
Notes & Other Activity Q4 2023 → Q1 2024
| BKSYW Blacksky Technology -CW24 | *W EXP 09/09/202 | Sold out | 15,000 | $1Kbefore exit |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | Sold out | 10,000 | $1Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 668 | $5.6B | VUG, GSLC, IGM, TOTL, FNDX |
| Q1 2026 | 645 | $4.9B | VUG, GSLC, FNDX, TOTL, IGM |
| Q4 2025 | 604 | $5.0B | GSLC, VUG, IGM, TOTL, FNDX |
| Q3 2025 | 596 | $4.7B | GSLC, VUG, IGM, TOTL, FNDX |
| Q2 2025 | 576 | $4.3B | GSLC, VUG, IGM, TOTL, FNDX |
| Q1 2025 | 547 | $3.8B | GSLC, VUG, TOTL, FNDX, IGM |
| Q4 2024 | 537 | $4.0B | GSLC, VUG, TOTL, FNDX, IGM |
| Q3 2024 | 521 | $4.3B | GSLC, FIXD, VUG, TOTL, FNDX |
| Q2 2024 | 503 | $4.0B | GSLC, FIXD, TOTL, VUG, FNDX |
| Q1 2024 | 176 | $3.5B | GSLC, FIXD, TOTL, VUG, SPDW |