Signature Estate & Investment Advisors LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 6, 2024), Signature Estate & Investment Advisors LLC reported 521 stock positions worth $4.3 billion. Its top holding was Goldman Activebeta US LC ETF (GSLC) at 11.0% of the portfolio, followed by First Trust Smith Opportunis (FIXD, 8.1%) and Vanguard Mrngstar GR ETF-Sui (VUG, 7.9%). Compared with Q2 2024, it opened 37 new positions, sold out of 20, added to 265 and reduced 177. The biggest buy was a new position in iShares 10-20 Year Treasury (TLH) and the biggest sale Wisdomtree Floating Rate Tre (USFR, shares −99%).
- Most Recent 13F
- Q2 2026
- Location
- LOS ANGELES, CA
- CIK
- 0001079935
- Portfolio Value
- $4.3B (Q3 2024)
- SEC Filing
- 0001811480-24-000009 ↗ filed Nov 6, 2024
Holdings Value
Holdings 521 stocks · $4.3B
| GSLC Goldman Activebeta US LC ETF | 11.02% | 4,231,556 | $477.9M | Add +0.6% |
| FIXD First Trust Smith Opportunis | 8.13% | 7,787,804 | $352.3M | Add +3.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 7.95% | 897,478 | $344.6M | Add +24.9% |
| TOTL SS Doubleline TR Tact ETF | 7.16% | 7,493,333 | $310.2M | Add +2.4% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 5.29% | 3,196,535 | $229.4M | Add +18.6% |
| IGM iShares Expanded Tech Sector | 4.11% | 1,855,115 | $178.0M | Add +4.0% |
| CGGR Cap Group Growth Equity | 2.37% | 2,957,191 | $102.9M | Add +24.7% |
| AAPL Apple Inc. | 2.13% | 396,508 | $92.4M | Reduce -3.0% |
| TLH iShares 10-20 Year Treasury | 1.95% | 774,952 | $84.7M | New |
| XLF SS Financial Select Sector | 1.61% | 1,536,726 | $69.6M | Add +8.6% |
| WMT Walmart Inc. | 1.58% | 849,801 | $68.6M | Add +0.3% |
| META Meta Platforms Inc. Class A | 1.58% | 119,583 | $68.5M | Add +6.8% |
| MSFT Microsoft Corp. | 1.56% | 157,324 | $67.7M | Add +2.5% |
| NEE Nextera Energy Inc. | 1.55% | 792,780 | $67.0M | Add +12.3% |
| MA Mastercard Inc. Class A | 1.49% | 130,662 | $64.5M | Add +9.6% |
| AMZN Amazon.com Inc. | 1.49% | 346,012 | $64.5M | Add +1.6% |
| AVGO Broadcom Inc. | 1.49% | 373,602 | $64.4M | Reduce -2.0% |
| MET Metlife Inc. | 1.47% | 773,627 | $63.8M | Add +4.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.46% | 363,569 | $63.5M | Add +12.7% |
| TMO Thermo Fisher Scientific Inc. | 1.46% | 102,265 | $63.3M | Add +11.7% |
| ORLY O'reilly Automotive Inc. | 1.44% | 54,079 | $62.3M | Add +8.1% |
| UBER Uber Technologies Inc. | 1.40% | 804,832 | $60.5M | Add +0.9% |
| CRM Salesforce Inc. | 1.39% | 220,843 | $60.4M | Add +16.4% |
| CVX Chevron Corp. | 1.32% | 389,379 | $57.3M | Add +13.9% |
| GOOGL Alphabet Inc. Class A | 1.30% | 338,530 | $56.1M | Add +0.0% |
| MCK McKesson Corp. | 1.17% | 102,570 | $50.7M | Add +4.2% |
| XLV SS Health Care Select Sector | 1.11% | 313,052 | $48.2M | Reduce -22.8% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.97% | 520,403 | $42.0M | Add +11784.1% |
| IDEV iShares Core MSCI Dev MKTS | 0.89% | 547,014 | $38.7M | Reduce -9.0% |
| XLE SS Energy Select Sector | 0.86% | 423,020 | $37.1M | Add +20.5% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.71% | 815,365 | $30.6M | Reduce -14.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.66% | 521,546 | $28.6M | Add +30.7% |
| SPEM State Street SP PTF Em ETF | 0.55% | 582,413 | $24.0M | Add +3.6% |
| PLD Prologis Inc. | 0.53% | 183,424 | $23.2M | Add +5.0% |
| BLK BlackRock Finance Inc. | 0.53% | 24,265 | $23.0M | Add +16.9% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.53% | 310,551 | $22.8M | Reduce -9.6% |
| MRK Merck & Co. Inc. | 0.49% | 186,982 | $21.2M | Add +35.3% |
| FCX Freeport-McMoran Inc. | 0.49% | 422,222 | $21.1M | Add +24.4% |
| AMAT Applied Materials Inc. | 0.42% | 89,363 | $18.1M | Add +8.0% |
| IVV iShares Core S&P 500 ETF | 0.39% | 29,172 | $16.8M | Add +1.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.38% | 28,997 | $16.6M | Reduce -6.6% |
| CWI State Street SPDR MSCI Acwi | 0.38% | 544,544 | $16.6M | Add +4.4% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.38% | 58,728 | $16.5M | Add +34.8% |
| DEM Wisdomtree Emerging Markets | 0.38% | 373,529 | $16.4M | Add +1.2% |
| SCHD Schwab US DVD Equity ETF | 0.32% | 162,391 | $13.7M | Add +0.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.31% | 27,680 | $13.5M | Reduce -2.5% |
| VEA Vanguard Ftse Developed ETF | 0.28% | 229,699 | $12.1M | Add +6.4% |
| VWO Vanguard Ftse Emerging Marke | 0.27% | 247,496 | $11.8M | Reduce -14.1% |
| VIG Vanguard Dividend Apprec ETF | 0.25% | 53,751 | $10.6M | Add +1.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.24% | 36,895 | $10.4M | Reduce -0.9% |
| NVDA Nvidia Corp. | 0.24% | 85,844 | $10.4M | Add +6.2% |
| ITOT iShares Core S&P Total U.S. | 0.22% | 74,593 | $9.4M | Add +0.3% |
| SPAB SS SPDR P Agg Bond ETF | 0.19% | 319,347 | $8.3M | Add +4.2% |
| SCHZ Schwab US Aggregate Bond ETF | 0.19% | 173,117 | $8.2M | Add +6.5% |
| JMUB JPMorgan Municipal ETF | 0.19% | 157,063 | $8.1M | Reduce -0.0% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.16% | 195,445 | $7.1M | Add +16.3% |
| IVW iShares S&P 500 Growth ETF | 0.16% | 73,192 | $7.0M | Add +16.0% |
| LRGF iShares US Equity Factor ETF | 0.16% | 118,564 | $7.0M | Reduce -0.5% |
| JMOM JPMorgan US Momentum Factor | 0.15% | 110,279 | $6.3M | Add +25.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.14% | 13,407 | $6.2M | Reduce -3.3% |
| IXN iShares Global Tech ETF | 0.14% | 74,199 | $6.1M | Reduce -0.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.14% | 25,606 | $6.1M | Add +7.0% |
| SCHX Schwab US Large-Cap ETF | 0.14% | 86,430 | $5.9M | Add +3.0% |
| VGT Vanguard Info Tech ETF | 0.13% | 9,650 | $5.7M | Add +1.7% |
| SLYG SS SPDR S&P 600 SC GR ETF | 0.13% | 60,362 | $5.6M | Reduce -24.9% |
| SCHK Schwab 1000 Index ETF | 0.13% | 99,722 | $5.5M | Add +0.2% |
| AVDE Avantis International Equity | 0.12% | 75,663 | $5.1M | Reduce -15.3% |
| FVD First Trust Value Line DVD | 0.11% | 108,018 | $4.9M | Reduce -6.2% |
| MOTG Vaneck Mstar GL Wide Moat | 0.11% | 118,624 | $4.8M | Reduce -1.7% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.11% | 158,082 | $4.8M | Add +10.6% |
| IOO iShares Global 100 ETF | 0.11% | 47,409 | $4.7M | Add +2.6% |
| SLYV SS SPDR S&P 600 SC Val ETF | 0.11% | 53,639 | $4.7M | Reduce -45.5% |
| JPM JPMorgan Chase & Co. | 0.11% | 21,767 | $4.6M | Reduce -0.7% |
| VOO Vanguard S&P 500 ETF | 0.10% | 8,539 | $4.5M | Add +2.8% |
| GOOG Alphabet Inc. Class C | 0.10% | 26,392 | $4.4M | Add +3.5% |
| VXF Vanguard Extended Market ETF | 0.10% | 24,083 | $4.4M | Reduce -35.1% |
| FTCS First Trust Capital Strength | 0.10% | 46,498 | $4.2M | Reduce -8.3% |
| OEF iShares S&P 100 ETF | 0.10% | 15,120 | $4.2M | Add +2.0% |
| IJR iShares Core S&P Small-Cap E | 0.10% | 35,299 | $4.1M | Add +3.1% |
| GSIE Goldman Sachs Activebeta Int | 0.09% | 108,545 | $3.9M | Reduce -18.8% |
| IEMG iShares Core MSCI Emerging | 0.09% | 66,685 | $3.8M | Reduce -13.2% |
| TSLA Tesla Inc. | 0.09% | 14,225 | $3.7M | Reduce -0.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.09% | 13,968 | $3.7M | Add +0.8% |
| DFND Siren Divcon Dividend Defend | 0.09% | 85,857 | $3.7M | Reduce -0.3% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.08% | 35,684 | $3.7M | Reduce -0.4% |
| PG The Procter & Gamble Co. | 0.08% | 19,762 | $3.4M | Reduce -29.6% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.08% | 16,988 | $3.4M | Add +5.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.08% | 37,039 | $3.4M | Add +1.3% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.08% | 38,325 | $3.4M | Reduce -21.3% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.08% | 35,408 | $3.3M | Reduce -18.6% |
| ELV Elevance Health Inc. | 0.07% | 6,215 | $3.2M | Reduce -23.2% |
| CSX CSX Corp. | 0.07% | 91,791 | $3.2M | Add +0.0% |
| VXUS Vanguard Total Intl Stock | 0.07% | 48,589 | $3.1M | Reduce -1.2% |
| USHY iShares Broad Usd High Yield | 0.07% | 81,402 | $3.1M | Add +14.8% |
| ETN Eaton Corp. PLC | 0.07% | 9,044 | $3.0M | Add +2.9% |
| DES Wisdomtree US Smallcap Divid | 0.07% | 86,456 | $3.0M | Reduce -43.4% |
| BNDX Vanguard Total Intl Bond ETF | 0.07% | 58,383 | $2.9M | Reduce -0.1% |
| VIGI Vanguard Int Div App Indx FD | 0.07% | 33,053 | $2.9M | Add +1.3% |
| DON Wisdomtree US Midcap Dividen | 0.07% | 57,020 | $2.9M | Reduce -51.6% |
| INTF iShares International Equity | 0.07% | 91,611 | $2.9M | Add +3.7% |
Portfolio Sells Q2 2024 → Q3 2024
| USFR Wisdomtree Floating Rate Tre | Reduce -99.5% | 0.02% | −3.16 |
| XLI SS Industrial Select Sector | Reduce -96.8% | 0.04% | −1.21 |
| XLV SS Health Care Select Sector | Reduce -22.8% | 1.11% | −0.37 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -14.4% | 0.71% | −0.13 |
| IDEV iShares Core MSCI Dev MKTS | Reduce -9.0% | 0.89% | −0.09 |
| SLYV SS SPDR S&P 600 SC Val ETF | Reduce -45.5% | 0.11% | −0.09 |
| DON Wisdomtree US Midcap Dividen | Reduce -51.6% | 0.07% | −0.07 |
| PEP Pepsico Inc. | Reduce -79.6% | 0.02% | −0.07 |
| VYMI Vanguard Int High DVD YLD Inc. | Reduce -9.6% | 0.53% | −0.06 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -57.1% | 0.04% | −0.06 |
| VXF Vanguard Extended Market ETF | Reduce -35.1% | 0.10% | −0.06 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -57.4% | 0.04% | −0.05 |
| DES Wisdomtree US Smallcap Divid | Reduce -43.4% | 0.07% | −0.05 |
| CSCO Cisco Systems Inc. | Reduce -83.9% | 0.01% | −0.05 |
| AVGO Broadcom Inc. | Reduce -2.0% | 1.49% | −0.04 |
| SLYG SS SPDR S&P 600 SC GR ETF | Reduce -24.9% | 0.13% | −0.04 |
| VWO Vanguard Ftse Emerging Marke | Reduce -14.1% | 0.27% | −0.04 |
| AJG Arthur J Gallagher & Co. | Sold out | 0.00% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -6.6% | 0.38% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -29.6% | 0.08% | −0.04 |
| ELV Elevance Health Inc. | Reduce -23.2% | 0.07% | −0.04 |
| WCN Waste Connections Inc. | Reduce -40.5% | 0.04% | −0.03 |
| J Jacobs Solutions Inc. | Reduce -38.3% | 0.04% | −0.03 |
| SCTXX Schwab Amt Tax FR MNY-Ultra | Sold out | 0.00% | −0.03 |
| EG Everest Group Ltd. | Reduce -37.4% | 0.04% | −0.03 |
| CDW CDW Corp. | Reduce -35.6% | 0.04% | −0.03 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.5% | 0.31% | −0.03 |
| TMUS T-Mobile US Inc. | Reduce -39.1% | 0.05% | −0.03 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -21.3% | 0.08% | −0.02 |
| LH Labcorp Holdings Inc. | Reduce -34.7% | 0.05% | −0.02 |
| AAPL Apple Inc. | Reduce -3.0% | 2.13% | −0.02 |
| AVDE Avantis International Equity | Reduce -15.3% | 0.12% | −0.02 |
| GSIE Goldman Sachs Activebeta Int | Reduce -18.8% | 0.09% | −0.02 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -18.6% | 0.08% | −0.02 |
| DOX Amdocs Ltd. | Reduce -31.9% | 0.05% | −0.02 |
| DAL Delta Air Lines Inc. | Reduce -23.7% | 0.06% | −0.02 |
| MDLZ Mondelez International Inc. Class A | Reduce -28.3% | 0.05% | −0.02 |
| JBL Jabil Inc. | Reduce -28.9% | 0.05% | −0.02 |
| TDY Teledyne Technologies Inc. | Reduce -28.3% | 0.05% | −0.02 |
| IEMG iShares Core MSCI Emerging | Reduce -13.2% | 0.09% | −0.01 |
| FNDA Schwab Fndmntl US SM Co. ETF | Reduce -46.9% | 0.02% | −0.01 |
| IXN iShares Global Tech ETF | Reduce -0.6% | 0.14% | −0.01 |
| DLS Wisdomtree Intl S/C DVD Fund | Reduce -31.2% | 0.03% | −0.01 |
| TFLO iShares Treasury Floating Ra | Reduce -36.1% | 0.02% | −0.01 |
| JMUB JPMorgan Municipal ETF | Reduce -0.0% | 0.19% | −0.01 |
| KJAN Innovator U.S. Small Cap Pow | Sold out | 0.00% | −0.01 |
| SHY iShares 1-3 Year Treasury Bo | Sold out | 0.00% | −0.01 |
| FTCS First Trust Capital Strength | Reduce -8.3% | 0.10% | −0.01 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -47.2% | 0.01% | −0.01 |
| KIE SS SPDR S&P Insurance ETF | Sold out | 0.00% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| TLH iShares 10-20 Year Treasury | New | 1.95% | +1.95 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +24.9% | 7.95% | +1.22 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +11784.1% | 0.97% | +0.96 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +18.6% | 5.29% | +0.77 |
| CGGR Cap Group Growth Equity | Add +24.7% | 2.37% | +0.42 |
| NEE Nextera Energy Inc. | Add +12.3% | 1.55% | +0.29 |
| TMO Thermo Fisher Scientific Inc. | Add +11.7% | 1.46% | +0.19 |
| MET Metlife Inc. | Add +4.7% | 1.47% | +0.17 |
| CRM Salesforce Inc. | Add +16.4% | 1.39% | +0.17 |
| MA Mastercard Inc. Class A | Add +9.6% | 1.49% | +0.17 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +12.7% | 1.46% | +0.17 |
| META Meta Platforms Inc. Class A | Add +6.8% | 1.58% | +0.17 |
| XLF SS Financial Select Sector | Add +8.6% | 1.61% | +0.15 |
| WMT Walmart Inc. | Add +0.3% | 1.58% | +0.15 |
| BLK BlackRock Finance Inc. | Add +16.9% | 0.53% | +0.12 |
| ORLY O'reilly Automotive Inc. | Add +8.1% | 1.44% | +0.11 |
| JEPQ JPM Nasdaq Equity Premium | Add +30.7% | 0.66% | +0.11 |
| FCX Freeport-McMoran Inc. | Add +24.4% | 0.49% | +0.07 |
| MRK Merck & Co. Inc. | Add +35.3% | 0.49% | +0.06 |
| XLE SS Energy Select Sector | Add +20.5% | 0.86% | +0.06 |
| STZ Constellation Brands Inc. Class A | New | 0.05% | +0.05 |
| PLD Prologis Inc. | Add +5.0% | 0.53% | +0.04 |
| LVHI Franklin International Low V | Add +363.6% | 0.04% | +0.03 |
| JMOM JPMorgan US Momentum Factor | Add +25.7% | 0.15% | +0.03 |
| CGDV Cap Group Dividend Value | Add +16.3% | 0.16% | +0.03 |
| SPEM State Street SP PTF Em ETF | Add +3.6% | 0.55% | +0.02 |
| VZ Verizon Communications Inc. | Add +149.3% | 0.04% | +0.02 |
| UNP Union Pacific Corp. | Add +190.5% | 0.03% | +0.02 |
| IVW iShares S&P 500 Growth ETF | Add +16.0% | 0.16% | +0.02 |
| FIXD First Trust Smith Opportunis | Add +3.4% | 8.13% | +0.01 |
| CGBL Cap Group Core Balanced | Add +155.6% | 0.02% | +0.01 |
| VEA Vanguard Ftse Developed ETF | Add +6.4% | 0.28% | +0.01 |
| CWI State Street SPDR MSCI Acwi | Add +4.4% | 0.38% | +0.01 |
| EMGF iShares Emerging Markets Equ | Add +46.6% | 0.04% | +0.01 |
| DFCF Dimensional Core Fixed Inc. | Add +212.9% | 0.02% | +0.01 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +7.0% | 0.14% | +0.01 |
| HSY The Hershey Co. | New | 0.01% | +0.01 |
| BALT Inn Defined Wealth Shield | Add +33.0% | 0.04% | +0.01 |
| JEPI JPMorgan Equity Premium Inco | Add +18.5% | 0.06% | +0.01 |
| DFSD Dimensional Short Duration | New | 0.01% | +0.01 |
| PAUG Innovator U.S. Equity Power | Add +119.0% | 0.01% | +0.01 |
| BKLN Invesco Senior Loan ETF | Add +35.2% | 0.04% | +0.01 |
| FNB FNB Corp. | New | 0.01% | +0.01 |
| PJUL Innovator U.S. Equity Power | Add +112.5% | 0.01% | +0.01 |
| REGN Regeneron Pharmaceuticals | New | 0.01% | +0.01 |
| ACN Accenture PLC Class A | New | 0.01% | +0.01 |
| GEV GE Vernova Inc. | New | 0.01% | +0.01 |
| PSFF Pacer Swan Sos Fund of Funds | Add +23.9% | 0.04% | +0.01 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +15.4% | 0.06% | +0.01 |
| USHY iShares Broad Usd High Yield | Add +14.8% | 0.07% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 668 | $5.6B | VUG, GSLC, IGM, TOTL, FNDX |
| Q1 2026 | 645 | $4.9B | VUG, GSLC, FNDX, TOTL, IGM |
| Q4 2025 | 604 | $5.0B | GSLC, VUG, IGM, TOTL, FNDX |
| Q3 2025 | 596 | $4.7B | GSLC, VUG, IGM, TOTL, FNDX |
| Q2 2025 | 576 | $4.3B | GSLC, VUG, IGM, TOTL, FNDX |
| Q1 2025 | 547 | $3.8B | GSLC, VUG, TOTL, FNDX, IGM |
| Q4 2024 | 537 | $4.0B | GSLC, VUG, TOTL, FNDX, IGM |
| Q3 2024 | 521 | $4.3B | GSLC, FIXD, VUG, TOTL, FNDX |
| Q2 2024 | 503 | $4.0B | GSLC, FIXD, TOTL, VUG, FNDX |
| Q1 2024 | 176 | $3.5B | GSLC, FIXD, TOTL, VUG, SPDW |