Skaana Management L.P.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Skaana Management L.P. reported 23 stock positions worth $48.8 million. Its top holding was Centerpoint Energy Inc. (cnp 3.36916 09/15/29) (CNP) at 94.3% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 2.7%) and Stem (STEM, 1.5%). Compared with Q4 2023, it opened 6 new positions, sold out of 2, added to 2 and reduced 2. The biggest buy was a new position in SS SPDR S&P 500 ETF Trust-US (SPY) and the biggest sale Vertex Energy (VTNRQ, shares −92%).
- Most Recent 13F
- Q2 2026
- Location
- BROOKLYN, NY
- CIK
- 0001860998
- Portfolio Value
- $48.8M (Q1 2024)
- SEC Filing
- 0001214659-24-009003 ↗ filed May 14, 2024
Holdings Value
Holdings 23 stocks · $48.8M
| CNP Centerpoint Energy Inc. (cnp 3.36916 09/15/29) | 94.28% | 1,427,407 | $46.0M | Add +5.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.68% | 2,500 | $1.3M | New |
| STEM Stem Inc. | 1.53% | 340,887 | $747K | New |
| NVAX Novavax Inc. | 0.62% | 63,127 | $302K | New |
| CORZ Core Scientific Inc. | 0.49% | 67,173 | $238K | New |
| ASTS Ast Spacemobile Inc. | 0.19% | 31,166 | $90K | Reduce -72.4% |
| NIKOLA CORP | 0.17% | 81,500 | $85K | Add +4.6% |
| VTNRQ Vertex Energy Inc. | 0.05% | 16,811 | $24K | Reduce -92.4% |
| WTS/BRICKELL BIOTECH INC. EXP10/27/2025 | 0.00% | 1,544 | $0 | No change |
| WTS/CALLON PETROLEUM COMPANY 10.0000 EXP12/29/2010 | 0.00% | 25,000 | $0 | No change |
| WTS/CELLECTAR BIOSCIENCES INC EXP06/08/2025 | 0.00% | 32,500 | $0 | No change |
| WTS/CELSION CORP 5.2400 EXP03/30/2015 | 0.00% | 50,000 | $0 | No change |
| WTS/CELSION CORPORATION 2.7700 EXP12/02/2017 | 0.00% | 200,000 | $0 | No change |
| CELSION CORP 2.3600 EXP12/06/2016 | 0.00% | 166,217 | $0 | No change |
| WTS/DISCOVERY LABS INC. 2.8000 EXP02/22/2016 | 0.00% | 8,750 | $0 | No change |
| WTS/FIBROCELL SCIENCE INC. 0.3000 EXP05/24/2017 | 0.00% | 250,000 | $0 | No change |
| WTS/HECLA MINING COMPANY 2.4500 EXP06/09/2014 | 0.00% | 50,000 | $0 | No change |
| LEHMAN BROTHERS HOLDINGS INC. CONV PFD 5.2500 03/06/2032 | 0.00% | 2,366 | $0 | No change |
| WTS/MODULAR MEDICAL INC. 6.6000 EXP02/14/2027 | 0.00% | 24,000 | $0 | No change |
| WTS/PYXIS ONCOLOGY INC EXP07/29/2027 | 0.00% | 73,130 | $0 | No change |
| WTS/SELINA HOSPITALITY PLC EXP01/01/2059 | 0.00% | 12,649,446 | $0 | New |
| WTS/XOMA CORPORATION 1.7600 EXP03/09/2017 | 0.00% | 9,470 | $0 | No change |
| WTS/SEMILUX INTERNATIONAL LTD EXP12/31/2024 | 0.00% | 26,250 | $0 | New |
Options reported separately and not counted above: CRC calls ($761.0M), RBC calls ($692.5M), MSTR puts ($484.0M), RBC puts ($309.6M), CRC puts ($299.0M), CCL calls ($270.6M), NVAX calls ($165.9M), ASTS calls ($154.3M), TH calls ($141.4M), RCL calls ($141.0M), NEE puts ($140.2M), RUN puts ($121.6M), and 48 more.
Other holdings (113): bonds, preferreds, convertibles and warrants · $316.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 10,000,000 | $28.5M | New |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 9,460,000 | $26.9M | Reduce -18.2% |
| CRCQW California Resources -CW27 | WARR | 1,030,410 | $20.2M | Add +39.6% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 161,411 | $19.7M | Add +14.1% |
| CARNIVAL CORP (CCL 5.75 10/01/24) | BOND · principal | 9,959,000 | $16.7M | Add +29.9% |
| COLONY CAPITAL OPERATING CO 5.75 07/15/2025 | FIXED INCOME · principal | 7,397,000 | $15.8M | No change |
| NCL CORPORATION LTD (NCLH 6 05/15/24) | NOTE 6.000% 5/1 · principal | 10,175,000 | $15.5M | Add +25.6% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 615,856 | $11.7M | Reduce -17.9% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 7,369,000 | $10.4M | Add +636.9% |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 106,092 | $9.7M | Reduce -0.5% |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 2,000,000 | $8.7M | Reduce -42.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 188,404 | $8.1M | Reduce -46.4% |
| TRANSOCEAN INC. 144A 4.625 09/30/2029 | FIXED INCOME · principal | 3,900,000 | $7.9M | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 7,000,000 | $7.4M | Add +38.1% |
| AAOI 5 1/4 12/15/26 | FIXED INCOME · principal | 6,017,000 | $7.0M | Add +53.6% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 2,209,000 | $6.8M | Reduce -44.7% |
| CARNIVAL CORP | NOTE 5.750% 12/1 · principal | 4,151,000 | $6.2M | Add +38.4% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 5,000,000 | $5.8M | Reduce -16.7% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 93,684 | $5.5M | New |
| SPIRIT AEROSYSTEMS HOLD144A 3.25 11/01/2028 | FIXED INCOME · principal | 3,560,000 | $5.0M | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 3,500,000 | $4.8M | New |
| MICROSTRATEGY INCORPORATED 14 0.625 03/15/2030 | FIXED INCOME · principal | 3,500,000 | $4.7M | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 3,450,000 | $4.5M | Reduce -13.8% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 4,343,000 | $4.3M | Reduce -29.4% |
| CTO REALTY GROWTH INC (CTO 3.875 04/15/25 *) | NOTE 3.875% 4/1 · principal | 3,596,000 | $4.2M | No change |
| ENVX 3 05/01/28 | FIXED INCOME · principal | 4,750,000 | $3.9M | No change |
| SUNRUN INC. 144A 4 03/01/2030 | FIXED INCOME · principal | 3,500,000 | $3.5M | New |
| HERBALIFE NUTRITION LTD. 144A 4.25 06/15/2028 | FIXED INCOME · principal | 4,000,000 | $3.5M | Add +300.0% |
| NIO INC. 144A 4.625 10/15/2030 | FIXED INCOME · principal | 5,500,000 | $3.4M | Reduce -4.3% |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | 131,484 | $3.3M | Add +1.2% |
| MICROSTRATEGY | 0.875 15/03/2031 · principal | 3,000,000 | $3.0M | New |
| SPIRIT AIRLINES INC (SAVE 4.75 05/15/25) | NOTE 4.750% 5/1 · principal | 4,000,000 | $2.9M | No change |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 2,000,000 | $2.8M | Reduce -42.9% |
| NIO INC. 144A 3.875 10/15/2029 | FIXED INCOME · principal | 4,250,000 | $2.7M | Add +41.7% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 3,000,000 | $2.4M | New |
| COIN 0.250 04/01/30 CVT | 0.25 01/04/2030 · principal | 2,000,000 | $2.1M | New |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 1,000,000 | $2.0M | New |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 3,065,000 | $1.9M | New |
| OPKO HEALTH INC | NOTE 3.75% 1/15/29 · principal | 1,750,000 | $1.8M | New |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 1,275,000 | $1.7M | Reduce -49.5% |
| WAYFAIR INC. 144A 3.5 11/15/2028 | FIXED INCOME · principal | 1,000,000 | $1.7M | New |
| NCR VOYIX CORP (VYX 5.5 PERP A) | EQUITY | 1,500 | $1.6M | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 955,355 | $1.3M | New |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 915,000 | $1.1M | Reduce -52.2% |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | 1,000,000 | $894K | New |
| STEM Inc | NOTE 4.250 04/01/30 · principal | 1,250,000 | $648K | Reduce -73.7% |
| LSEAW Landsea Homes Corp.-CW23 | *W EXP 01/08/202 | 1,178,269 | $529K | New |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 194,654 | $467K | New |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 18,518 | $397K | Reduce -95.3% |
| ASTSW Ast Spacemobile Inc.-CW24 | *W EXP 04/06/202 | 392,318 | $251K | Reduce -7.5% |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | 560,695 | $188K | Add +550.7% |
| AMG CAPITAL TRUST II (AMG 5.15 10/15/37) | CONV PRF | 2,409 | $123K | Reduce -79.1% |
| ZYNGA INC (ZNGA 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | 100,000 | $115K | New |
| LEGWQ Lion Electric Co./the-27 | *W EXP 12/16/202 | 311,227 | $100K | Reduce -0.9% |
| VFSWW Vinfast Auto Ltd.-28 | *W EXP 08/11/202 | 136,428 | $96K | Add +35.4% |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 121,341 | $79K | Add +311.7% |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 790,949 | $71K | New |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 219,725 | $55K | Reduce -36.8% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 64,857 | $52K | New |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 171,089 | $43K | Reduce -24.9% |
| PAYOW Payoneer Global Inc.-CW27 | *W EXP 99/99/999 | 141,628 | $38K | New |
| SURGW Surgepays Inc. -CW24 | *W EXP 10/22/202 | 52,095 | $30K | New |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 258,080 | $28K | Add +17.9% |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 51,793 | $26K | Reduce -12.0% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 · principal | 19,443 | $9K | New |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 10,794 | $7K | Reduce -33.6% |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | 100,000 | $6K | No change |
| BETRW Better Home & Finance-CW26 | *W EXP 08/22/202 | 56,611 | $6K | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 67,865 | $5K | Add +35.5% |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 7,100 | $5K | New |
| CLVRW Clever Leaves Holdings -CW | *W EXP 12/18/202 | 88,155 | $4K | Reduce -69.6% |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 12,898 | $2K | Reduce -0.8% |
| DFNSW T3 Defense Inc.-CW28 | *W EXP 12/22/202 | 26,110 | $2K | No change |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 19,600 | $2K | No change |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | 20,000 | $1K | No change |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | 50,000 | $1K | No change |
| COOTW Australian Oilseeds Holdi-29 | *W EXP 03/22/202 | 20,200 | $1K | New |
| CSSLQ Chicken Soup for the Soul-26 | *W EXP 10/22/202 | 156,418 | $970 | No change |
| SOUTH JERSEY INDUSTRIES (SJI 8.75 04/01/24) | UNIT 04/01/2024 | 12 | $790 | No change |
| COEPW Bull Horn Holdings Corp.-CW25 | *W EXP 10/28/202 | 29,180 | $744 | No change |
| ILLRW Agba Acquisition Ltd. -CW24 | *W EXP 03/15/202 | 46,220 | $721 | No change |
| BROGW Brooge Holdings Ltd. | *W EXP 12/20/202 | 103,600 | $622 | No change |
| KPLTW Katapult Holdings Inc. -CW26 | *W EXP 06/09/202 | 30,000 | $594 | Reduce -53.9% |
| SHPSQ Shapeways Holdings Inc.-CW26 | *W EXP 09/29/202 | 155,696 | $592 | No change |
| PKDCW Parker Drilling Co.-CW24 | WARR | 29,534 | $591 | No change |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | 37,996 | $475 | No change |
| BKSYW Blacksky Technology -CW24 | *W EXP 09/09/202 | 5,700 | $433 | No change |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 3,991 | $413 | Reduce -52.1% |
| ZEVYW Lightning Emotors Inc.-CW25 | *W EXP 05/18/202 | 392,968 | $393 | No change |
| T1 ENERGY INC | *W EXP 07/09/202 | 2,094 | $377 | No change |
| UKOMW Ucommune International -CW25 | *W EXP 11/01/202 | 48,592 | $350 | No change |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 9,800 | $284 | No change |
| EVTWF Vertical Aerospace Ltd. -CW26 | *W EXP 12/16/202 | 2,800 | $224 | No change |
| PRSTW Presto Automation Inc.-27 | *W EXP 09/21/202 | 13,352 | $222 | No change |
| CURIW Curiositystream -CW25 | *W EXP 10/14/202 | 10,000 | $201 | No change |
| ICCRW Icoreconnect Inc. - 28 | WARR | 16,750 | $168 | No change |
| CELULARITY INC | *W EXP 07/16/202 | 2,770 | $114 | No change |
| CTOSW Custom Truck One Source-CW25 | *W EXP 01/01/202 | 127,597 | $64 | No change |
| UPHLW Uphealth in - CW24 | *W EXP 06/08/202 | 61,593 | $62 | No change |
| DMTWQ Dermtech Inc.-CW24 | *W EXP 08/29/202 | 5,000 | $18 | No change |
| PMVCW PMV Consumer Acquisit -CW27 | *W EXP 08/31/202 | 9,826 | $3 | No change |
| SLNWF Selina Hospitality PLC-27 | *W EXP 10/27/202 | 100 | $1 | No change |
| AGLWQ Agilethought in -CW26 | *W EXP 08/23/202 | 46,807 | $0 | No change |
| ALGRW Allegro Merger Corp.-CW25 | *W EXP 01/06/202 | 45,000 | $0 | No change |
| FAZE HOLDINGS INC | *W EXP 03/01/202 | 242,802 | $0 | Reduce -5.9% |
| GRNAW Greenlight Biosciences -CW27 | *W EXP 02/02/202 | 5,000 | $0 | No change |
| GNRWQ Greenrose Holding Co. -CW24 | *W EXP 08/11/202 | 13,100 | $0 | No change |
| IRNWQ Ironnet Inc.-CW26 | *W EXP 08/26/202 | 290,781 | $0 | No change |
| MF GLOBAL HLDGS LTD (MF 9.75 PERP) | EQUITY | 50 | $0 | No change |
| SELINA HOSPITALITY PLC 6 11/01/2029 | FIXED INCOME · principal | 3,381,000 | $0 | New |
| THWWW Target Hospitality Corp.-CW25 | *W EXP 03/15/202 | 1,378,069 | $0 | Add +37.4% |
| VHAQW Viveon Health Acq -CW27 | *W EXP 99/99/999 | 60,777 | $0 | No change |
| HNTWF Hunter Maritime Acquisitio-W | *W EXP 11/17/202 | 75,001 | $0 | No change |
Total filed on the 13F, all lines: $365.5M.
Portfolio Sells Q4 2023 → Q1 2024
Portfolio Buys Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | New | 2.68% | +2.68 |
| STEM Stem Inc. | New | 1.53% | +1.53 |
| NVAX Novavax Inc. | New | 0.62% | +0.62 |
| CORZ Core Scientific Inc. | New | 0.49% | +0.49 |
| NIKOLA CORP | Add +4.6% | 0.17% | +0.08 |
| WTS/SELINA HOSPITALITY PLC EXP01/01/2059 | New | 0.00% | 0.00 |
| WTS/SEMILUX INTERNATIONAL LTD EXP12/31/2024 | New | 0.00% | 0.00 |
| CNP Centerpoint Energy Inc. (cnp 3.36916 09/15/29) | Add +5.7% | 94.28% | −2.94 |
Options Activity Q4 2023 → Q1 2024
| CRC California Resources Corp. | call | Add +280.5% | 156,000 | $761.0M |
| RBC RBC Bearings Inc. | call | Reduce -31.1% | 25,500 | $692.5M |
| MSTR Strategy Inc. | put | Reduce -25.4% | 4,100 | $484.0M |
| RBC RBC Bearings Inc. | put | Reduce -85.2% | 11,400 | $309.6M |
| CRC California Resources Corp. | put | New | 61,300 | $299.0M |
| CCL Carnival Corp. | call | Add +27.2% | 187,500 | $270.6M |
| NVAX Novavax Inc. | call | Add +21.1% | 186,800 | $165.9M |
| ASTS Ast Spacemobile Inc. | call | Reduce -32.7% | 682,600 | $154.3M |
| TH Target Hospitality Corp. | call | Add +280.7% | 122,200 | $141.4M |
| RCL Royal Caribbean Cruises Ltd. | call | Add +100.0% | 10,000 | $141.0M |
| RUN Sunrun Inc. | put | New | 108,000 | $121.6M |
| SAVEQ Spirit Airlines Inc. | put | Add +268.9% | 242,000 | $92.0M |
| OPK Opko Health Inc. | put | New | 573,500 | $73.4M |
| RIVN Rivian Automotive Inc. Class A | call | Add +237.5% | 67,500 | $67.4M |
| SRPT Sarepta Therapeutics Inc. | call | Add +2.0% | 5,100 | $67.2M |
| SAVEQ Spirit Airlines Inc. | call | Reduce -11.9% | 171,600 | $65.2M |
| W Wayfair Inc. Class A | put | Add +5.9% | 9,000 | $63.6M |
| RIVN Rivian Automotive Inc. Class A | put | Add +490.0% | 59,000 | $58.9M |
| HLF Herbalife Ltd. | call | Add +1202.5% | 52,100 | $55.4M |
| LI Li Auto Inc. - ADR | call | Add +720.0% | 20,500 | $54.7M |
| BTU Peabody Energy Corp. | put | Add +112.8% | 20,000 | $43.8M |
| CORZ Core Scientific Inc. | call | New | 106,600 | $38.8M |
| MSTR Strategy Inc. | call | Reduce -96.3% | 300 | $35.4M |
| W Wayfair Inc. Class A | call | Reduce -33.3% | 5,000 | $35.4M |
| NIO Nio Inc. - ADR | put | Reduce -78.3% | 54,000 | $27.4M |
| NVAX Novavax Inc. | put | Reduce -91.1% | 29,000 | $25.8M |
| BBAI Bigbear.ai Holdings Inc. | call | Reduce -67.3% | 180,600 | $25.1M |
| GTLS Chart Industries Inc. | put | Add +45.5% | 1,600 | $24.2M |
| BTU Peabody Energy Corp. | call | New | 10,000 | $21.9M |
| NCLH Norwegian Cruise Line Holdin | call | Reduce -85.6% | 10,000 | $16.1M |
| NIO Nio Inc. - ADR | call | Reduce -83.9% | 22,500 | $11.4M |
| ASTS Ast Spacemobile Inc. | put | Add +1928.6% | 42,600 | $9.6M |
| NCLH Norwegian Cruise Line Holdin | put | New | 5,000 | $8.1M |
| CNK Cinemark Holdings Inc. | call | Reduce -55.6% | 4,000 | $6.9M |
| VTNRQ Vertex Energy Inc. | put | Reduce -80.3% | 55,300 | $6.7M |
| OXY Occidental Petroleum Corp. | call | Reduce -48.7% | 88,900 | $5.7M |
| STWD Starwood Property Trust Inc. | call | New | 2,500 | $5.1M |
| NIKOLA CORP | put | Add +6.3% | 84,000 | $4.5M |
| SPCE Virgin Galactic Holdings Inc. | call | Reduce -43.1% | 45,500 | $4.3M |
| AAL American Airlines Group Inc. | call | Add +29.5% | 270,100 | $3.9M |
| ALB Albemarle Corp. | put | New | 300 | $3.9M |
| FLR Fluor Corp. | put | Sold out | 99,100 | $3.9Mbefore exit |
| PCT Purecycle Technologies Inc. | put | Reduce -80.0% | 7,500 | $3.6M |
| TH Target Hospitality Corp. | put | Sold out | 223,800 | $2.2Mbefore exit |
| AAL American Airlines Group Inc. | put | Reduce -36.5% | 131,200 | $1.9M |
| FLR Fluor Corp. | call | Sold out | 46,900 | $1.8Mbefore exit |
| FSRNQ Fisker Inc. | put | Sold out | 744,000 | $1.3Mbefore exit |
| OXY Occidental Petroleum Corp. | put | Reduce -95.9% | 17,300 | $1.1M |
| EXE Expand Energy Corp. | put | Sold out | 13,300 | $1.0Mbefore exit |
| MNY Moneyhero Ltd. Class A | call | Reduce -44.1% | 5,200 | $946K |
Showing the first 50 of 95.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| TESLA INC (TSLA 2 05/15/24) | NOTE 2.000% 5/1 · principal | Sold out | 6,000,000 | $72.1Mbefore exit |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | New | 10,000,000 | $28.5M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Reduce -18.2% | 9,460,000 | $26.9M |
| CRCQW California Resources -CW27 | WARR | Add +39.6% | 1,030,410 | $20.2M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Add +14.1% | 161,411 | $19.7M |
| CARNIVAL CORP (CCL 5.75 10/01/24) | BOND · principal | Add +29.9% | 9,959,000 | $16.7M |
| NCL CORPORATION LTD (NCLH 6 05/15/24) | NOTE 6.000% 5/1 · principal | Add +25.6% | 10,175,000 | $15.5M |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Reduce -17.9% | 615,856 | $11.7M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Add +636.9% | 7,369,000 | $10.4M |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | Reduce -0.5% | 106,092 | $9.7M |
| RIVIAN AUTOMOTIVE INC 144A 4.625 03/15/2029 | FIXED INCOME · principal | Sold out | 6,500,000 | $9.1Mbefore exit |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | Reduce -42.7% | 2,000,000 | $8.7M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -46.4% | 188,404 | $8.1M |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Add +38.1% | 7,000,000 | $7.4M |
| AAOI 5 1/4 12/15/26 | FIXED INCOME · principal | Add +53.6% | 6,017,000 | $7.0M |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | Reduce -44.7% | 2,209,000 | $6.8M |
| CARNIVAL CORP | NOTE 5.750% 12/1 · principal | Add +38.4% | 4,151,000 | $6.2M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Reduce -16.7% | 5,000,000 | $5.8M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 93,684 | $5.5M |
| NIO INC (NIO 4.5 02/01/24) | NOTE 4.500% 2/0 · principal | Sold out | 4,780,000 | $5.2Mbefore exit |
| SPIRIT AEROSYSTEMS HOLD144A 3.25 11/01/2028 | FIXED INCOME · principal | New | 3,560,000 | $5.0M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | New | 3,500,000 | $4.8M |
| MICROSTRATEGY INCORPORATED 14 0.625 03/15/2030 | FIXED INCOME · principal | New | 3,500,000 | $4.7M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Reduce -13.8% | 3,450,000 | $4.5M |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | Reduce -29.4% | 4,343,000 | $4.3M |
| NOVAVAX INC. 144A 5 12/15/2027 | FIXED INCOME · principal | Sold out | 7,200,000 | $4.1Mbefore exit |
| SUNRUN INC. 144A 4 03/01/2030 | FIXED INCOME · principal | New | 3,500,000 | $3.5M |
| HERBALIFE NUTRITION LTD. 144A 4.25 06/15/2028 | FIXED INCOME · principal | Add +300.0% | 4,000,000 | $3.5M |
| NIO INC. 144A 4.625 10/15/2030 | FIXED INCOME · principal | Reduce -4.3% | 5,500,000 | $3.4M |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | Add +1.2% | 131,484 | $3.3M |
| MICROSTRATEGY | 0.875 15/03/2031 · principal | New | 3,000,000 | $3.0M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Reduce -42.9% | 2,000,000 | $2.8M |
| NIO INC. 144A 3.875 10/15/2029 | FIXED INCOME · principal | Add +41.7% | 4,250,000 | $2.7M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 3,000,000 | $2.4M |
| COIN 0.250 04/01/30 CVT | 0.25 01/04/2030 · principal | New | 2,000,000 | $2.1M |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | New | 1,000,000 | $2.0M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Sold out | 34,884 | $1.9Mbefore exit |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | New | 3,065,000 | $1.9M |
| OPKO HEALTH INC | NOTE 3.75% 1/15/29 · principal | New | 1,750,000 | $1.8M |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | Reduce -49.5% | 1,275,000 | $1.7M |
| WAYFAIR INC. 144A 3.5 11/15/2028 | FIXED INCOME · principal | New | 1,000,000 | $1.7M |
| FISKER INC | NOTE 2.5% 9/15/26 · principal | Sold out | 6,978,000 | $1.5Mbefore exit |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | New | 955,355 | $1.3M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Reduce -52.2% | 915,000 | $1.1M |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | New | 1,000,000 | $894K |
| STEM Inc | NOTE 4.250 04/01/30 · principal | Reduce -73.7% | 1,250,000 | $648K |
| LSEAW Landsea Homes Corp.-CW23 | *W EXP 01/08/202 | New | 1,178,269 | $529K |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | New | 194,654 | $467K |
| LUMENTUM HOLDINGS INC (LITE 0.25 03/15/24) | NOTE 0.250% 3/1 · principal | Sold out | 400,000 | $402Kbefore exit |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Reduce -95.3% | 18,518 | $397K |
Showing the first 50 of 92.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 31 | $10.5M | ASTS, GRRR, BBAI, BTDR, CIFR |
| Q1 2026 | 26 | $30.3M | CNP, ASTS, BBAI, PCT, PL |
| Q4 2025 | 29 | $39.0M | CNP, SPY, BBAI, CCL, EOSE |
| Q3 2025 | 30 | $51.4M | CNP, BBAI, EOSE, IREN, BULL |
| Q2 2025 | 26 | $40.2M | CNP, BBAI, BULL, CCL, NVAX |
| Q1 2025 | 28 | $52.3M | CNP, BBAI, ASTS, NVAX, GME |
| Q4 2024 | 28 | $77.9M | CNP, MSTR, SMR, NVAX, AAOI |
| Q3 2024 | 29 | $72.5M | CNP, NVAX, MSTR, CCL, CORZ |
| Q2 2024 | 23 | $19.0M | RCL, ALB, NVAX, ASTS, HLF |
| Q1 2024 | 23 | $48.8M | CNP, SPY, STEM, NVAX, CORZ |