Skaana Management L.P.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Skaana Management L.P. reported 29 stock positions worth $72.5 million. Its top holding was Centerpoint Energy Inc. (cnp 3.36916 09/15/29) (CNP) at 79.0% of the portfolio, followed by Novavax (NVAX, 5.8%) and Strategy (MSTR, 3.5%). Compared with Q2 2024, it opened 9 new positions, sold out of 3, added to 4 and reduced 1. The biggest buy was a new position in Centerpoint Energy Inc. (cnp 3.36916 09/15/29) (CNP) and the biggest sale an exit from Royal Caribbean Cruises (RCL).
- Most Recent 13F
- Q2 2026
- Location
- BROOKLYN, NY
- CIK
- 0001860998
- Portfolio Value
- $72.5M (Q3 2024)
- SEC Filing
- 0001214659-24-019018 ↗ filed Nov 14, 2024
Holdings Value
Holdings 29 stocks · $72.5M
| CNP Centerpoint Energy Inc. (cnp 3.36916 09/15/29) | 79.02% | 1,528,713 | $57.3M | New |
| NVAX Novavax Inc. | 5.82% | 333,887 | $4.2M | Add +41.1% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 3.51% | 15,093 | $2.5M | Add +886.5% |
| CCL Carnival Corp. | 3.36% | 131,887 | $2.4M | New |
| CORZ Core Scientific Inc. | 3.13% | 191,373 | $2.3M | New |
| ASTS Ast Spacemobile Inc. | 1.82% | 50,421 | $1.3M | Reduce -74.9% |
| OPK Opko Health Inc. | 1.74% | 844,652 | $1.3M | New |
| SPR Spirit Aerosystems Hold Class A | 0.51% | 11,300 | $367K | No change |
| HLF Herbalife Ltd. | 0.46% | 46,140 | $332K | Add +6.2% |
| CNK Cinemark Holdings Inc. | 0.29% | 7,571 | $211K | New |
| PAYO Payoneer Global Inc. | 0.22% | 21,200 | $160K | New |
| MAXNQ Maxeon Solar Technologie | 0.12% | 887,068 | $86K | New |
| CONTRA WTS CORE SCI& | 0.01% | 500 | $6K | New |
| VTNRQ Vertex Energy Inc. | 0.01% | 49,111 | $6K | Add +1.4% |
| WTS/BRICKELL BIOTECH INC. EXP10/27/2025 | 0.00% | 1,544 | $0 | No change |
| WTS/CALLON PETROLEUM COMPANY 10.0000 EXP12/29/2010 | 0.00% | 25,000 | $0 | No change |
| WTS/CELLECTAR BIOSCIENCES INC EXP06/08/2025 | 0.00% | 32,500 | $0 | No change |
| WTS/CELSION CORP 5.2400 EXP03/30/2015 | 0.00% | 50,000 | $0 | No change |
| WTS/CELSION CORPORATION 2.7700 EXP12/02/2017 | 0.00% | 200,000 | $0 | No change |
| CELSION CORP 2.3600 EXP12/06/2016 | 0.00% | 166,217 | $0 | No change |
| WTS/DISCOVERY LABS INC. 2.8000 EXP02/22/2016 | 0.00% | 8,750 | $0 | No change |
| WTS/FIBROCELL SCIENCE INC. 0.3000 EXP05/24/2017 | 0.00% | 250,000 | $0 | No change |
| WTS/HECLA MINING COMPANY 2.4500 EXP06/09/2014 | 0.00% | 50,000 | $0 | No change |
| LEHMAN BROTHERS HOLDINGS INC. CONV PFD 5.2500 03/06/2032 | 0.00% | 2,366 | $0 | New |
| WTS/MODULAR MEDICAL INC. 6.6000 EXP02/14/2027 | 0.00% | 24,000 | $0 | No change |
| WTS/PYXIS ONCOLOGY INC EXP07/29/2027 | 0.00% | 73,130 | $0 | No change |
| WTS/SELINA HOSPITALITY PLC EXP01/01/2059 | 0.00% | 12,649,446 | $0 | No change |
| WTS/XOMA CORPORATION 1.7600 EXP03/09/2017 | 0.00% | 9,470 | $0 | No change |
| WTS/SEMILUX INTERNATIONAL LTD EXP12/31/2024 | 0.00% | 26,250 | $0 | No change |
Options reported separately and not counted above: ASTS calls ($16.3M), CRC puts ($9.3M), ASTS puts ($5.0M), MCHP calls ($4.0M), NVAX puts ($3.6M), MSTR puts ($3.4M), AAL calls ($2.7M), RCL puts ($2.1M), CORZ calls ($2.1M), CCL puts ($2.0M), ENVX calls ($1.6M), MSTR calls ($1.5M), and 57 more.
Other holdings (72): bonds, preferreds, convertibles and warrants · $267.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 17,905,000 | $64.0M | New |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 386,487 | $51.3M | Add +96.8% |
| CRCQW California Resources -CW27 | WARR | 1,389,464 | $23.3M | Add +6.5% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 7,235,000 | $16.0M | Add +672.1% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 677,266 | $15.2M | Add +15.5% |
| CONTRA CB BOOKING HLDG D04/30/21 00.750 MN25 | FIXED INCOME · principal | 6,049,000 | $13.5M | New |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 1,279,698 | $8.6M | Reduce -6.5% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 4,500,000 | $6.1M | Reduce -35.7% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 4,000,000 | $6.0M | Reduce -23.8% |
| TRANSOCEAN INC. 144A 4.625 09/30/2029 | FIXED INCOME · principal | 3,900,000 | $5.8M | No change |
| MICROSTRATEGY INCORPORATED 14 0.625 03/15/2030 | FIXED INCOME · principal | 4,150,000 | $5.5M | Add +18.6% |
| SUNRUN INC. 144A 4 03/01/2030 | FIXED INCOME · principal | 3,500,000 | $4.7M | Reduce -22.2% |
| CTO REALTY GROWTH INC (CTO 3.875 04/15/25 *) | NOTE 3.875% 4/1 · principal | 3,596,000 | $4.7M | No change |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 4,568,000 | $4.4M | No change |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 71,748 | $4.3M | New |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 3,607,000 | $3.8M | Reduce -55.5% |
| JBLU 2 1/2 09/01/29 | FIXED INCOME · principal | 3,000,000 | $3.8M | New |
| MARATHON DIGITAL | 2.125 01/09/2031 · principal | 2,500,000 | $2.8M | New |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 863,963 | $2.7M | Add +29.8% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 32,476 | $1.8M | Add +26.6% |
| AAOI 5 1/4 12/15/26 | FIXED INCOME · principal | 1,517,000 | $1.8M | Reduce -56.9% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 1,415,000 | $1.7M | No change |
| NCR VOYIX CORP (VYX 5.5 PERP A) | EQUITY | 1,500 | $1.6M | New |
| ENVX 3 05/01/28 | FIXED INCOME · principal | 1,750,000 | $1.6M | Reduce -53.3% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 1,542,000 | $1.6M | Reduce -84.2% |
| AMC NETWORKS INC. 144A 4.25 02/15/2029 | FIXED INCOME · principal | 1,700,000 | $1.6M | Reduce -15.0% |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 1,275,000 | $1.5M | No change |
| SPIRIT AIRLINES INC (SAVE 4.75 05/15/25) | NOTE 4.750% 5/1 · principal | 2,000,000 | $1.4M | No change |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 1,000,000 | $1.3M | Reduce -28.6% |
| MICROSTRATEGY INCORPORATED 14 2.25 06/15/2032 | FIXED INCOME · principal | 1,000,000 | $1.1M | No change |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 79,814 | $966K | New |
| PLUG POWER INC (PLUG 3.75 06/01/25) | NOTE 3.750% 6/0 · principal | 1,000,000 | $951K | Reduce -55.6% |
| AMG CAPITAL TRUST II (AMG 5.15 10/15/37) | CONV PRF | 8,360 | $452K | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 5,172 | $352K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 11,083 | $329K | Reduce -77.4% |
| LSEAW Landsea Homes Corp.-CW23 | *W EXP 01/08/202 | 891,137 | $261K | Reduce -4.1% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 23,000 | $61K | Add +109.1% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 987 | $44K | New |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 142,941 | $25K | Add +0.5% |
| LEGWQ Lion Electric Co./the-27 | *W EXP 12/16/202 | 311,227 | $22K | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 53,493 | $18K | Add +3.5% |
| VFSWW Vinfast Auto Ltd.-28 | *W EXP 08/11/202 | 34,528 | $14K | Reduce -24.5% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 4,357 | $11K | New |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 47,164 | $10K | Reduce -29.9% |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | 56,770 | $8K | Reduce -79.8% |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 79,000 | $7K | Reduce -41.1% |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 44,378 | $6K | Reduce -31.1% |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 49,000 | $2K | Reduce -81.0% |
| UKOMW Ucommune International -CW25 | *W EXP 11/01/202 | 48,592 | $505 | No change |
| CSSLQ Chicken Soup for the Soul-26 | *W EXP 10/22/202 | 156,418 | $501 | No change |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | 25,319 | $327 | Reduce -28.3% |
| BROGW Brooge Holdings Ltd. | *W EXP 12/20/202 | 90,000 | $324 | No change |
| VHAQW Viveon Health Acq -CW27 | *W EXP 99/99/999 | 60,777 | $304 | No change |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | 22,000 | $158 | No change |
| T1 ENERGY INC | *W EXP 07/09/202 | 2,094 | $116 | New |
| EVTWF Vertical Aerospace Ltd. -CW26 | *W EXP 12/16/202 | 2,800 | $52 | New |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | 3,098 | $47 | New |
| ICCRW Icoreconnect Inc. - 28 | WARR | 16,750 | $18 | No change |
| PMVCW PMV Consumer Acquisit -CW27 | *W EXP 08/31/202 | 9,826 | $3 | No change |
| AGLWQ Agilethought in -CW26 | *W EXP 08/23/202 | 46,807 | $0 | No change |
| ALGRW Allegro Merger Corp.-CW25 | *W EXP 01/06/202 | 45,000 | $0 | No change |
| CLVRW Clever Leaves Holdings -CW | *W EXP 12/18/202 | 35,519 | $0 | No change |
| FAZE HOLDINGS INC | *W EXP 03/01/202 | 242,802 | $0 | No change |
| GRNAW Greenlight Biosciences -CW27 | *W EXP 02/02/202 | 5,000 | $0 | No change |
| GNRWQ Greenrose Holding Co. -CW24 | *W EXP 08/11/202 | 13,100 | $0 | No change |
| ZEVYW Lightning Emotors Inc.-CW25 | *W EXP 05/18/202 | 392,968 | $0 | No change |
| MF GLOBAL HLDGS LTD (MF 9.75 PERP) | EQUITY | 50 | $0 | New |
| PKDCW Parker Drilling Co.-CW24 | WARR | 29,534 | $0 | No change |
| SELINA HOSPITALITY PLC 6 11/01/2029 | FIXED INCOME · principal | 3,468,891 | $0 | Add +1.5% |
| SHPSQ Shapeways Holdings Inc.-CW26 | *W EXP 09/29/202 | 155,696 | $0 | No change |
| UPHLW Uphealth in - CW24 | *W EXP 06/08/202 | 61,593 | $0 | No change |
| SLNWF Selina Hospitality PLC-27 | *W EXP 10/27/202 | 100 | $0 | New |
Total filed on the 13F, all lines: $339.6M.
Portfolio Sells Q2 2024 → Q3 2024
Portfolio Buys Q2 2024 → Q3 2024
| CNP Centerpoint Energy Inc. (cnp 3.36916 09/15/29) | New | 79.02% | +79.02 |
| CCL Carnival Corp. | New | 3.36% | +3.36 |
| CORZ Core Scientific Inc. | New | 3.13% | +3.13 |
| MSTR Strategy Inc. | Add +886.5% | 3.51% | +2.40 |
| OPK Opko Health Inc. | New | 1.74% | +1.74 |
| CNK Cinemark Holdings Inc. | New | 0.29% | +0.29 |
| PAYO Payoneer Global Inc. | New | 0.22% | +0.22 |
| MAXNQ Maxeon Solar Technologie | New | 0.12% | +0.12 |
| CONTRA WTS CORE SCI& | New | 0.01% | +0.01 |
| LEHMAN BROTHERS HOLDINGS INC. CONV PFD 5.2500 03/06/2032 | New | 0.00% | 0.00 |
| VTNRQ Vertex Energy Inc. | Add +1.4% | 0.01% | −0.23 |
| HLF Herbalife Ltd. | Add +6.2% | 0.46% | −1.92 |
| NVAX Novavax Inc. | Add +41.1% | 5.82% | −9.97 |
Options Activity Q2 2024 → Q3 2024
| ASTS Ast Spacemobile Inc. | call | Reduce -41.9% | 623,300 | $16.3M |
| CRC California Resources Corp. | put | Add +56.8% | 176,700 | $9.3M |
| ASTS Ast Spacemobile Inc. | put | Reduce -13.7% | 189,600 | $5.0M |
| RCL Royal Caribbean Cruises Ltd. | call | Sold out | 25,700 | $4.1Mbefore exit |
| MCHP Microchip Technology Inc. | call | New | 50,300 | $4.0M |
| NVAX Novavax Inc. | put | Add +199.9% | 281,600 | $3.6M |
| MSTR Strategy Inc. | put | Reduce -33.3% | 20,000 | $3.4M |
| AAL American Airlines Group Inc. | call | Add +15.0% | 238,000 | $2.7M |
| RCL Royal Caribbean Cruises Ltd. | put | Add +8.2% | 11,900 | $2.1M |
| CORZ Core Scientific Inc. | call | Reduce -24.9% | 173,500 | $2.1M |
| CCL Carnival Corp. | put | Add +4772.7% | 107,200 | $2.0M |
| ENVX Enovix Corp. | call | Add +0.7% | 172,300 | $1.6M |
| MSTR Strategy Inc. | call | Reduce -10.0% | 9,000 | $1.5M |
| OPK Opko Health Inc. | put | Reduce -2.0% | 920,900 | $1.4M |
| CRC California Resources Corp. | call | Reduce -48.5% | 22,900 | $1.2M |
| RBC RBC Bearings Inc. | put | Reduce -39.4% | 4,000 | $1.2M |
| SMR Nuscale Power Corp. | call | Add +81.4% | 100,300 | $1.2M |
| RIVN Rivian Automotive Inc. Class A | call | Add +70.9% | 100,000 | $1.1M |
| SMR Nuscale Power Corp. | put | Add +12.9% | 95,300 | $1.1M |
| INSM Insmed Inc. | call | Sold out | 15,000 | $1.0Mbefore exit |
| CORZ Core Scientific Inc. | put | Reduce -17.0% | 84,400 | $1.0M |
| STWD Starwood Property Trust Inc. | put | New | 46,500 | $948K |
| OXY Occidental Petroleum Corp. | call | Sold out | 15,000 | $945Kbefore exit |
| AAOI Applied Optoelectronics Inc. | put | Reduce -7.3% | 57,500 | $823K |
| BBAI Bigbear.ai Holdings Inc. | call | Add +49.1% | 479,800 | $701K |
| RIVN Rivian Automotive Inc. Class A | put | Reduce -24.1% | 60,000 | $673K |
| AAL American Airlines Group Inc. | put | Add +0.2% | 50,000 | $562K |
| CNK Cinemark Holdings Inc. | put | New | 20,000 | $557K |
| AAOI Applied Optoelectronics Inc. | call | Add +39.2% | 34,800 | $498K |
| ENVX Enovix Corp. | put | Reduce -17.2% | 50,100 | $468K |
| ABR Arbor Realty Trust Inc. | call | Add +2.9% | 28,600 | $445K |
| MCHP Microchip Technology Inc. | put | New | 5,400 | $434K |
| CNK Cinemark Holdings Inc. | call | Add +250.0% | 14,000 | $390K |
| HLF Herbalife Ltd. | call | Sold out | 37,300 | $388Kbefore exit |
| SAVEQ Spirit Airlines Inc. | call | Reduce -46.7% | 140,100 | $336K |
| MARA Mara Holdings Inc. | call | New | 20,000 | $324K |
| HLF Herbalife Ltd. | put | Reduce -16.2% | 43,900 | $316K |
| OXY Occidental Petroleum Corp. | put | Sold out | 5,000 | $315Kbefore exit |
| NIO Nio Inc. - ADR | call | New | 47,000 | $314K |
| GTLS Chart Industries Inc. | put | Sold out | 2,000 | $289Kbefore exit |
| CCL Carnival Corp. | call | Add +50.5% | 14,900 | $275K |
| RUN Sunrun Inc. | put | New | 15,000 | $271K |
| SAVEQ Spirit Airlines Inc. | put | Add +6.6% | 101,500 | $244K |
| F Ford Motor Co. | call | New | 20,900 | $221K |
| STWD Starwood Property Trust Inc. | call | New | 10,300 | $210K |
| HPE Hewlett Packard Enterprise | call | New | 10,000 | $205K |
| NIO Nio Inc. - ADR | put | Sold out | 45,000 | $187Kbefore exit |
| BABA Alibaba Group Holding-SP ADR | call | Sold out | 2,500 | $180Kbefore exit |
| PAYO Payoneer Global Inc. | put | New | 21,300 | $160K |
| EPR Epr Properties | call | Sold out | 3,500 | $147Kbefore exit |
Showing the first 50 of 67.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | New | 17,905,000 | $64.0M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Add +96.8% | 386,487 | $51.3M |
| CRCQW California Resources -CW27 | WARR | Add +6.5% | 1,389,464 | $23.3M |
| CARNIVAL CORP (CCL 5.75 10/01/24) | BOND · principal | Sold out | 11,538,000 | $21.6Mbefore exit |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Add +672.1% | 7,235,000 | $16.0M |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +15.5% | 677,266 | $15.2M |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | Sold out | 9,000,000 | $15.0Mbefore exit |
| CONTRA CB BOOKING HLDG D04/30/21 00.750 MN25 | FIXED INCOME · principal | New | 6,049,000 | $13.5M |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | Sold out | 116,076 | $10.8Mbefore exit |
| ASTSW Ast Spacemobile Inc.-CW24 | *W EXP 04/06/202 | Sold out | 2,486,508 | $10.5Mbefore exit |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Sold out | 8,775,000 | $9.1Mbefore exit |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | Reduce -6.5% | 1,279,698 | $8.6M |
| INSMED INC (INSM 1.75 01/15/25) | NOTE 1.750% 1/1 · principal | Sold out | 4,177,000 | $7.1Mbefore exit |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Reduce -35.7% | 4,500,000 | $6.1M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Reduce -23.8% | 4,000,000 | $6.0M |
| MICROSTRATEGY INCORPORATED 14 0.625 03/15/2030 | FIXED INCOME · principal | Add +18.6% | 4,150,000 | $5.5M |
| SUNRUN INC. 144A 4 03/01/2030 | FIXED INCOME · principal | Reduce -22.2% | 3,500,000 | $4.7M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Sold out | 2,750,000 | $4.3Mbefore exit |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 71,748 | $4.3M |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Reduce -55.5% | 3,607,000 | $3.8M |
| JBLU 2 1/2 09/01/29 | FIXED INCOME · principal | New | 3,000,000 | $3.8M |
| MARATHON DIGITAL | 2.125 01/09/2031 · principal | New | 2,500,000 | $2.8M |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Add +29.8% | 863,963 | $2.7M |
| MICROSTRATEGY | 0.875 15/03/2031 · principal | Sold out | 2,500,000 | $2.2Mbefore exit |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Sold out | 2,000,000 | $2.0Mbefore exit |
| OPKO HEALTH INC | NOTE 3.75% 1/15/29 · principal | Sold out | 1,765,000 | $2.0Mbefore exit |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | Add +26.6% | 32,476 | $1.8M |
| AAOI 5 1/4 12/15/26 | FIXED INCOME · principal | Reduce -56.9% | 1,517,000 | $1.8M |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | Sold out | 1,000,000 | $1.8Mbefore exit |
| NCR VOYIX CORP (VYX 5.5 PERP A) | EQUITY | New | 1,500 | $1.6M |
| ENVX 3 05/01/28 | FIXED INCOME · principal | Reduce -53.3% | 1,750,000 | $1.6M |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | Reduce -84.2% | 1,542,000 | $1.6M |
| AMC NETWORKS INC. 144A 4.25 02/15/2029 | FIXED INCOME · principal | Reduce -15.0% | 1,700,000 | $1.6M |
| NIO INC. 144A 4.625 10/15/2030 | FIXED INCOME · principal | Sold out | 2,500,000 | $1.5Mbefore exit |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | Reduce -28.6% | 1,000,000 | $1.3M |
| NIO INC. 144A 3.875 10/15/2029 | FIXED INCOME · principal | Sold out | 1,750,000 | $1.1Mbefore exit |
| FORTUNA MINING CORP | NOTE 3.75% 6/30/29 · principal | Sold out | 1,000,000 | $1.0Mbefore exit |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Sold out | 18,037 | $1.0Mbefore exit |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Sold out | 1,000,000 | $969Kbefore exit |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | New | 79,814 | $966K |
| COIN 0.250 04/01/30 CVT | 0.25 01/04/2030 · principal | Sold out | 1,000,000 | $963Kbefore exit |
| PLUG POWER INC (PLUG 3.75 06/01/25) | NOTE 3.750% 6/0 · principal | Reduce -55.6% | 1,000,000 | $951K |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Sold out | 1,060,000 | $854Kbefore exit |
| MAXEON SOLAR TECHNOLOGIES LTD 9.5 01/15/2028 | FIXED INCOME · principal | Sold out | 1,250,000 | $813Kbefore exit |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Sold out | 11,736 | $581Kbefore exit |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | Sold out | 61,909 | $538Kbefore exit |
| AMG CAPITAL TRUST II (AMG 5.15 10/15/37) | CONV PRF | New | 8,360 | $452K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | New | 5,172 | $352K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -77.4% | 11,083 | $329K |
| LSEAW Landsea Homes Corp.-CW23 | *W EXP 01/08/202 | Reduce -4.1% | 891,137 | $261K |
Showing the first 50 of 74.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 31 | $10.5M | ASTS, GRRR, BBAI, BTDR, CIFR |
| Q1 2026 | 26 | $30.3M | CNP, ASTS, BBAI, PCT, PL |
| Q4 2025 | 29 | $39.0M | CNP, SPY, BBAI, CCL, EOSE |
| Q3 2025 | 30 | $51.4M | CNP, BBAI, EOSE, IREN, BULL |
| Q2 2025 | 26 | $40.2M | CNP, BBAI, BULL, CCL, NVAX |
| Q1 2025 | 28 | $52.3M | CNP, BBAI, ASTS, NVAX, GME |
| Q4 2024 | 28 | $77.9M | CNP, MSTR, SMR, NVAX, AAOI |
| Q3 2024 | 29 | $72.5M | CNP, NVAX, MSTR, CCL, CORZ |
| Q2 2024 | 23 | $19.0M | RCL, ALB, NVAX, ASTS, HLF |
| Q1 2024 | 23 | $48.8M | CNP, SPY, STEM, NVAX, CORZ |