Smith, Moore & Co.

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Smith, Moore & Co. reported 466 stock positions worth $1.0 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 6.0% of the portfolio, followed by VG Morningstar TS MKT ETF-US (VTI, 5.0%) and iShares S&P 500 Value ETF (IVE, 3.9%). Compared with Q2 2024, it opened 34 new positions, sold out of 10, added to 212 and reduced 159. The biggest buy was iShares 0-3 Month Treasury B (SGOV, shares +149%) and the biggest sale an exit from Invesco Russell 1000 DYN M/F (OMFL).

Most Recent 13F
Q2 2026
Location
CLAYTON, MO
CIK
0000200724
Portfolio Value
$1.0B (Q3 2024)
SEC Filing
0000200724-24-000007 ↗ filed Nov 12, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $938.1M Q1 2024 Q2 2024: $969.3M Q2 2024 Q3 2024: $1.0B $1.0B Q3 2024 Q4 2024: $1.1B Q4 2024 Q1 2025: $1.1B Q1 2025 Q2 2025: $1.2B Q2 2025 Q3 2025: $1.3B Q3 2025 Q4 2025: $1.3B Q4 2025 Q1 2026: $1.4B Q1 2026 Q2 2026: $1.5B Q2 2026

Holdings 466 stocks · $1.0B

IVV iShares Core S&P 500 ETF 6.00% 108,933 $62.8M Add +0.7%
VTI VG Morningstar TS MKT ETF-US 5.03% 185,813 $52.6M Add +0.8%
IVE iShares S&P 500 Value ETF 3.86% 204,945 $40.4M Reduce -0.2%
AAPL Apple Inc. 3.67% 165,055 $38.5M Add +0.0%
MDY State Street SPDR S&P Midcap 3.30% 60,612 $34.5M Add +0.3%
SPY SS SPDR S&P 500 ETF Trust-US 2.83% 51,713 $29.7M Add +1.4%
IJR iShares Core S&P Small-Cap E 2.26% 202,067 $23.6M Add +3.8%
IWF iShares Russell 1000 Growth 2.23% 62,248 $23.4M Add +5.8%
COWZ Pacer US Cash Cows 100 ETF 1.89% 341,315 $19.7M Add +0.8%
VIG Vanguard Dividend Apprec ETF 1.74% 92,034 $18.2M Add +1.1%
NOBL Proshares S&P 500 Dividend A 1.49% 146,025 $15.6M Reduce -0.7%
IJH iShares Core S&P Midcap ETF 1.34% 225,849 $14.1M Add +4.6%
IWM iShares Russell 2000 ETF 1.33% 63,204 $14.0M Add +2.7%
VEA Vanguard Ftse Developed ETF 1.33% 263,824 $13.9M Add +2.7%
JPIE JPMorgan Income ETF 1.28% 288,910 $13.4M Add +4.9%
QQQ Invesco QQQ Trust Series 1 1.18% 25,381 $12.4M Reduce -41.2%
SGOV iShares 0-3 Month Treasury B 1.14% 118,861 $12.0M Add +149.5%
MSFT Microsoft Corp. 1.10% 26,791 $11.5M Add +0.8%
AVUV Avantis US Small Cap Value 1.04% 113,022 $10.8M Add +1.0%
NVDA Nvidia Corp. 0.96% 82,671 $10.0M Add +3.2%
XMHQ Invesco S&P Midcap Qual ETF 0.94% 96,212 $9.9M Add +161.6%
VIGI Vanguard Int Div App Indx FD 0.83% 98,735 $8.7M Add +3.8%
VWO Vanguard Ftse Emerging Marke 0.80% 175,695 $8.4M Add +5.7%
VOO Vanguard S&P 500 ETF 0.76% 14,993 $7.9M Add +1.2%
AMZN Amazon.com Inc. 0.75% 41,988 $7.8M Add +0.8%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.71% 203,791 $7.4M Add +9.4%
LLY Eli Lilly & Co. 0.70% 8,287 $7.3M Reduce -0.5%
CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET 0.64% 194,711 $6.7M Add +2.0%
DGRW Wisdomtree U.S. Quality Divi 0.63% 79,314 $6.6M Add +5.4%
SCHD Schwab US DVD Equity ETF 0.61% 75,590 $6.4M Add +1.4%
CGGR Cap Group Growth Equity 0.60% 181,311 $6.3M Add +11.6%
REGL Prshrs S&P Mid 400 DVD Arist 0.59% 76,118 $6.2M Add +2.7%
IEMG iShares Core MSCI Emerging 0.59% 107,188 $6.2M Add +4.4%
ABBV Abbvie Inc. 0.57% 30,163 $6.0M Reduce -5.7%
RSP Invesco S&P 500 Equal Weight 0.56% 32,430 $5.8M Add +0.1%
HEQT Simplify Hedged Equity ETF 0.55% 200,803 $5.8M Reduce -0.9%
IWC iShares Micro-Cap ETF 0.54% 45,615 $5.6M Add +4.8%
DGRO iShares Core Dividend Growth 0.52% 86,440 $5.4M Add +5.7%
META Meta Platforms Inc. Class A 0.52% 9,450 $5.4M Reduce -1.0%
PG The Procter & Gamble Co. 0.51% 30,877 $5.3M Reduce -0.9%
VUG Vanguard Mrngstar GR ETF-Sui 0.50% 13,717 $5.3M Reduce -8.2%
IHDG Wisdomtree International Hed 0.50% 114,157 $5.2M Reduce -0.0%
AVDV Avantis Intl S/C Value ETF 0.49% 72,217 $5.1M Add +16.1%
WMT Walmart Inc. 0.48% 62,553 $5.1M Add +1.0%
GOOGL Alphabet Inc. Class A 0.45% 28,484 $4.7M Reduce -2.4%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.45% 17,810 $4.7M Reduce -1.2%
XOM Exxon Mobil Corp. 0.44% 39,445 $4.6M Reduce -13.2%
XSMO Invesco S&P Smallcap Momentu 0.43% 68,792 $4.6M Add +3.2%
DGS Wisdomtree Em Small Cap 0.43% 84,598 $4.5M Add +9.5%
BIL SS SPDR BB 1-3M T-Bill ETF 0.43% 49,229 $4.5M Reduce -2.8%
ITW Illinois Tool Works 0.43% 17,096 $4.5M Reduce -0.5%
MOAT Vaneck Morningstar Wide Moat 0.43% 46,046 $4.5M Add +13.0%
BRK.B Berkshire Hathaway Inc. Class B 0.42% 9,508 $4.4M Add +3.3%
CAT Caterpillar Inc. 0.42% 11,120 $4.3M Reduce -1.4%
GDX Vaneck Gold Miners ETF 0.40% 103,956 $4.1M Reduce -0.3%
JNJ Johnson & Johnson 0.37% 24,090 $3.9M Reduce -3.2%
JPM JPMorgan Chase & Co. 0.36% 18,009 $3.8M Reduce -0.3%
IWD iShares Russell 1000 Value E 0.36% 19,963 $3.8M Add +1.4%
JEPI JPMorgan Equity Premium Inco 0.36% 62,512 $3.7M Reduce -3.2%
XMMO Invesco S&P Midcap Momentum 0.35% 30,751 $3.7M New
SMDV Proshrs RSL 2000 DVD GRW ETF 0.35% 53,260 $3.7M Add +7.3%
SCHH Schwab US REIT ETF 0.34% 153,864 $3.6M Add +17.3%
TSLA Tesla Inc. 0.33% 13,052 $3.4M Add +0.8%
GDXJ Vaneck Junior Gold Miners 0.31% 65,961 $3.2M Add +0.2%
AGG iShares Core U.S. Aggregate 0.31% 31,628 $3.2M Add +9.2%
UNP Union Pacific Corp. 0.30% 12,763 $3.1M Add +0.1%
HD Home Depot Inc. 0.30% 7,762 $3.1M Reduce -6.1%
GLD SPDR Gold Shares 0.30% 12,935 $3.1M Add +7.0%
ABT Abbott Laboratories 0.29% 26,598 $3.0M Reduce -0.8%
RWR SS SPDR Dow Jones REIT ETF 0.29% 28,346 $3.0M Add +0.1%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.29% 54,941 $3.0M Add +5.5%
PEP Pepsico Inc. 0.29% 17,674 $3.0M Reduce -3.1%
ETN Eaton Corp. PLC 0.28% 8,738 $2.9M Reduce -1.5%
VB Vanguard Most SM-Cap ETF-Usd 0.28% 12,180 $2.9M Add +1.7%
ORCL Oracle Corp. 0.27% 16,459 $2.8M Add +1.2%
V Visa Inc. Class A 0.26% 10,044 $2.8M Add +3.7%
CVX Chevron Corp. 0.26% 18,293 $2.7M Add +6.8%
USMV iShares MSCI USA Min Vol Fac 0.25% 29,120 $2.7M Reduce -15.4%
SCHB Schwab US Broad Market ETF 0.25% 39,399 $2.6M Reduce -0.6%
KO The Coca-Cola Co. 0.25% 35,938 $2.6M Reduce -0.8%
QQQM Invesco Nasdaq 100 ETF 0.25% 12,842 $2.6M Add +14.2%
VTV Vanguard Mrngstr Val ETF-Aui 0.25% 14,732 $2.6M Add +1.7%
SPYI Neos S&P 500 High Income ETF 0.24% 49,749 $2.5M Add +19.5%
EMR Emerson Electric Co. 0.24% 23,240 $2.5M Reduce -4.1%
IWB iShares Russell 1000 ETF 0.24% 8,037 $2.5M Add +0.1%
MRK Merck & Co. Inc. 0.24% 22,137 $2.5M Add +4.7%
VGT Vanguard Info Tech ETF 0.24% 4,277 $2.5M Add +3.7%
IWR iShares Russell Mid-Cap ETF 0.23% 27,859 $2.5M Add +8.1%
AMGN Amgen Inc. 0.23% 7,583 $2.4M Add +8.4%
TFLO iShares Treasury Floating Ra 0.23% 47,960 $2.4M Add +3.2%
SLV iShares Silver Trust 0.23% 85,081 $2.4M Add +1.3%
SCHG Schwab US Large-Cap Growth 0.22% 22,116 $2.3M Reduce -0.6%
IBDR iShares Ibonds Dec 2026 Term 0.22% 93,819 $2.3M Add +5.5%
IBDQ iShares Ibonds Dec 2025 Term 0.21% 89,070 $2.2M Add +2.2%
GOOG Alphabet Inc. Class C 0.21% 12,898 $2.2M Reduce -2.0%
VZ Verizon Communications Inc. 0.20% 47,677 $2.1M Reduce -4.6%
DIM Wisdomtree Intl M/C DVD Fund 0.20% 32,186 $2.1M Add +0.2%
DUK Duke Energy Corp. 0.20% 18,481 $2.1M Reduce -1.1%
PFFA Virtus Infracap US Pref STCK 0.20% 93,089 $2.1M Add +4.6%
BRBR Bellring Brands Inc. 0.20% 34,667 $2.1M Reduce -3.3%
MOTE Vaneck Morningstar ESG Moat 0.20% 72,314 $2.1M Add +2.0%
IBDP iShares Ibonds Dec 2024 Term 0.20% 82,074 $2.1M Reduce -1.3%
ELV Elevance Health Inc. 0.20% 3,933 $2.0M No change
BX Blackstone Inc. 0.19% 13,195 $2.0M Reduce -1.8%
FV First Trust DW Focus 5 Fund 0.19% 34,638 $2.0M Reduce -0.6%
DIVO Amplify CWP Enhan Divid ETF 0.19% 47,924 $2.0M Add +17.3%
DLS Wisdomtree Intl S/C DVD Fund 0.19% 28,508 $2.0M No change
MA Mastercard Inc. Class A 0.19% 3,973 $2.0M Reduce -10.1%
EPD Enterprise Products Partners 0.18% 64,812 $1.9M Add +4.3%
SO The Southern Co. 0.17% 20,268 $1.8M Add +2.2%
HON Honeywell International Inc. 0.17% 8,723 $1.8M Reduce -0.5%
PFE Pfizer Inc. 0.17% 62,235 $1.8M Reduce -2.0%
IBDS Ishrs Ibnds Dec 27 Corp. ETF 0.17% 73,696 $1.8M Add +4.7%
VCIT Vanguard Int-Term Corporate 0.17% 21,194 $1.8M Add +1.2%
ENB Enbridge Inc. 0.17% 43,688 $1.8M Add +15.8%
EEM iShares MSCI Emerging Market 0.17% 37,994 $1.7M Reduce -0.5%
IDEV iShares Core MSCI Dev MKTS 0.17% 24,552 $1.7M Add +0.9%
IGM iShares Expanded Tech Sector 0.17% 18,074 $1.7M Reduce -3.2%
SPEM State Street SP PTF Em ETF 0.16% 41,427 $1.7M Reduce -7.6%
PDX PIMCO Dynamic Income Strat 0.16% 72,035 $1.7M Add +30.3%
T AT&T Inc. 0.16% 76,947 $1.7M Reduce -6.5%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.16% 17,339 $1.7M Reduce -2.4%
PAXS PIMCO Access Income Fund 0.16% 98,726 $1.6M New
SCHM Schwab US Mid Cap ETF 0.16% 19,600 $1.6M Reduce -1.2%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.15% 3,824 $1.6M Add +9.6%
MCD McDonald's Corp. 0.15% 5,266 $1.6M Reduce -10.7%
CL Colgate-Palmolive Co. 0.15% 15,188 $1.6M Add +16.2%
XLE SS Energy Select Sector 0.15% 17,819 $1.6M Add +2.1%
XLV SS Health Care Select Sector 0.15% 10,151 $1.6M Add +7.4%
FBND Fidelity Total Bond ETF 0.15% 33,311 $1.6M Add +17.1%
BMY Bristol-Myers Squibb Co. 0.15% 29,836 $1.5M Reduce -0.8%
FDL First Trust Morn DVD Lead Inc. 0.15% 36,607 $1.5M Add +2.3%
NFLX Netflix Inc. 0.15% 2,144 $1.5M Add +3.9%
TSCO Tractor Supply Company 0.14% 5,168 $1.5M Add +0.5%
KMB Kimberly-Clark Corp. 0.14% 10,501 $1.5M Add +0.1%
SDY SS SPDR S&P Dividend ETF 0.14% 10,489 $1.5M Reduce -1.5%
EFA iShares MSCI Eafe ETF 0.14% 17,791 $1.5M Add +0.0%
FDX FedEx Corp. 0.13% 5,153 $1.4M Add +4.2%
CIBR First Trust Nasdaq Cybersecu 0.13% 23,750 $1.4M Reduce -2.6%
LOW Lowe's Cos Inc. 0.13% 5,191 $1.4M Add +1.4%
AVGO Broadcom Inc. 0.13% 8,145 $1.4M Add +4.3%
PSX Phillips 66 0.13% 10,641 $1.4M Reduce -12.0%
FVD First Trust Value Line DVD 0.13% 30,424 $1.4M Add +5.5%
NUV Nuveen Municipal Value 0.13% 147,917 $1.3M Add +5.3%
NFG National Fuel Gas Co. 0.13% 21,994 $1.3M Add +3.3%
MMM 3M Co. 0.13% 9,742 $1.3M Reduce -11.2%
OKE Oneok Inc. 0.13% 14,565 $1.3M Reduce -1.7%
SPYM Ste STR SPDR PT S&P 500 ETF 0.13% 19,550 $1.3M Add +0.0%
KLAC KLA Corp. 0.13% 1,703 $1.3M Reduce -9.9%
NEM Newmont Corp. 0.13% 24,551 $1.3M No change
VYM Vanguard High DVD Yield ETF 0.12% 10,175 $1.3M Add +1.7%
EQL CI Inv SP 500 Equ Weg Ind-Ui 0.12% 10,200 $1.3M Reduce -0.5%
AEE Ameren Corporation 0.12% 14,698 $1.3M Add +31.7%
FTCS First Trust Capital Strength 0.12% 14,064 $1.3M Add +2.7%
IHI iShares U.S. Medical Devices 0.12% 21,458 $1.3M Reduce -1.7%
BCE Bce Inc. 0.12% 36,372 $1.3M No change
DVY iShares Select Dividend ETF 0.12% 9,227 $1.2M Reduce -9.4%
ADP Automatic Data Processing 0.12% 4,484 $1.2M Add +0.0%
UNH Unitedhealth Group Inc. 0.12% 2,101 $1.2M Reduce -5.9%
HSY The Hershey Co. 0.12% 6,384 $1.2M Reduce -0.8%
MDT Medtronic PLC 0.12% 13,568 $1.2M Add +5.3%
FISV Fiserv Inc. 0.12% 6,782 $1.2M Add +2.3%
PHM Pultegroup Inc. 0.11% 8,361 $1.2M Add +4.0%
COP Conocophillips 0.11% 11,183 $1.2M Add +5.2%
PM Philip Morris International 0.11% 9,641 $1.2M Reduce -2.2%
MPLX MPLX LP 0.11% 25,735 $1.1M Reduce -0.4%
BLK BlackRock Finance Inc. 0.11% 1,191 $1.1M Add +4.8%
USB US Bancorp 0.11% 24,721 $1.1M Reduce -3.1%
CMCSA Comcast Corp. Class A 0.11% 26,831 $1.1M Add +4.2%
GWX State Street SPDR S&P Intern 0.11% 32,562 $1.1M No change
NEE Nextera Energy Inc. 0.11% 13,139 $1.1M Add +0.1%
FREL Fidelity MSCI RL Est Indx 0.10% 37,238 $1.1M Add +0.3%
PSLV Sprott Physical Silver Trust 0.10% 103,781 $1.1M Add +1.4%
AMT American Tower Corp. 0.10% 4,521 $1.1M Add +4.6%
RDVY First Trust Rising Dividend 0.10% 17,649 $1.0M Add +18.4%
CVS CVS Health Corp. 0.10% 16,565 $1.0M Reduce -17.8%
GE General Electric filed as GE AEROSPACE 0.10% 5,503 $1.0M Reduce -1.0%
AVY Avery Dennison Corp. 0.10% 4,657 $1.0M Add +4.5%
SKYY First Trust Cloud Computing 0.10% 9,976 $1.0M Reduce -3.1%
SCHW Schwab (charles) Corp. 0.10% 15,696 $1.0M Add +15.3%
AEM Agnico Eagle Mines Ltd. 0.10% 12,579 $1.0M No change
EWX State Street SPDR S&P Emergi 0.10% 16,239 $1.0M Reduce -0.1%
COST Costco Wholesale Corp. 0.10% 1,142 $1.0M Reduce -2.7%
JAAA Janus Henderson Aaa Clo ETF 0.10% 19,841 $1.0M Add +23.5%
TIP iShares Tips Bond ETF 0.10% 9,120 $1.0M Reduce -12.1%
FANG Diamondback Energy Inc. 0.09% 5,624 $970K Reduce -13.3%
KHC The Kraft Heinz Co. 0.09% 27,543 $967K Reduce -1.0%
MO Altria Group Inc. 0.09% 18,651 $952K Reduce -2.4%
NVG Nuveen Amt-FR Muni CRDT 0.09% 70,173 $940K Add +50.4%
SYY Sysco Corp. 0.09% 12,028 $939K Reduce -0.6%
OEF iShares S&P 100 ETF 0.09% 3,288 $910K Add +6.9%
DFAS Dimensional US Small Cap ETF 0.09% 14,001 $908K Add +14.2%
DE Deere & Co. 0.09% 2,163 $903K Reduce -0.5%
QCOM Qualcomm Inc. 0.09% 5,308 $903K Add +22.8%
CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED 0.09% 28,791 $894K Add +5.2%
BTI British American Tob-SP ADR 0.09% 24,416 $893K No change
DES Wisdomtree US Smallcap Divid 0.08% 25,590 $883K Add +0.0%
BIZD Vaneck BDC Income ETF 0.08% 53,053 $879K Reduce -43.6%
AMCR Amcor PLC 0.08% 77,305 $876K Add +0.1%
VLO Valero Energy Corp. 0.08% 6,455 $872K Add +4.2%
IYH iShares U.S. Healthcare ETF 0.08% 13,281 $863K Reduce -0.4%
ORLY O'reilly Automotive Inc. 0.08% 748 $861K Reduce -16.7%
BALL Ball Corp. 0.08% 12,673 $861K Add +5.3%
BXSL Blackstone Secured Lending F 0.08% 29,034 $850K Reduce -48.8%
UBER Uber Technologies Inc. 0.08% 11,300 $849K Add +41.2%
VNQ Vanguard Real Estate ETF 0.08% 8,667 $844K Add +0.8%
EQWL Invesco S&P 100 Equal Weight 0.08% 8,175 $836K Reduce -3.5%
WM Waste Management Inc. 0.08% 4,028 $836K No change
SON Sonoco Products Co. 0.08% 15,296 $836K Reduce -0.8%
XLK SS Technology Select Sector 0.08% 3,693 $834K Reduce -5.9%
AEP American Electric Power 0.08% 8,066 $828K Add +0.1%
BKH Black Hills Corp. 0.08% 13,442 $822K No change
IBIT iShares Bitcoin Trust ETF 0.08% 22,569 $815K Add +13.6%
NSC Norfolk Southern Corp. 0.08% 3,276 $814K Add +0.1%
XLF SS Financial Select Sector 0.08% 17,888 $811K Reduce -82.1%
AWK American Water Works Co. Inc. 0.08% 5,520 $807K Reduce -6.0%
LMT Lockheed Martin Corp. 0.08% 1,366 $798K Add +1.0%
NAD Nuveen Quality Municipal Inc. 0.08% 63,968 $792K Add +66.3%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.07% 18,300 $768K Add +42.0%
PDN Inv Rafi Dev MKT US SM-Usdin 0.07% 21,724 $764K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.07% 3,447 $762K Add +1.8%
GBTC Grayscale Bitcoin Trust ETF 0.07% 14,995 $757K Reduce -17.8%
JHMM John Hancock Multi Fact Mid 0.07% 12,539 $755K Add +9.0%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.07% 2,343 $754K Reduce -1.6%
IBB iShares Biotechnology ETF 0.07% 5,160 $751K Reduce -1.9%
RTX RTX Corp. 0.07% 6,131 $743K No change
VFLO Victoryshares Free Cash Flow 0.07% 22,223 $740K Add +12.7%
XHB SS SPDR S&P Homebldrs ETF 0.07% 5,900 $735K Add +0.1%
AFL Aflac Inc. 0.07% 6,543 $732K No change
PMO Franklin Muncipl Opps Tst-Ui 0.07% 66,336 $723K Add +86.2%
CMI Cummins Inc. 0.07% 2,231 $722K Reduce -14.6%
XPMQX PIMCO Muni Income Fund III 0.07% 86,885 $718K Add +69.3%
VKI Invesco Adv Muni Inc. TR II 0.07% 77,018 $717K Add +74.3%
VKQ Invesco Municipal Trust 0.07% 69,790 $716K Add +73.4%
DD Dupont DE Nemours Inc. 0.07% 7,976 $711K Add +1.7%
SPMD SS SPDR P S&P 400 Midcap ETF 0.07% 12,966 $709K No change
FIW First Trust Water ETF 0.07% 6,451 $705K Add +29.4%
AMLP Alerian MLP ETF 0.07% 14,957 $705K Add +30.0%
CGCB Cap Group Core Bond 0.07% 25,851 $697K New
BRK.A Berkshire Hathaway Inc. Class A 0.07% 1 $691K No change
SMH Vaneck Semiconductor ETF 0.07% 2,812 $690K Add +50.8%
BAR Graniteshares Gold Trust 0.07% 26,493 $688K Add +1.6%
GLW Corning Inc. 0.07% 15,134 $683K Add +2.0%
FEIM Frequency Electronics Inc. 0.06% 56,215 $679K Add +3.2%
FYX First Trust Small Cap Core A 0.06% 6,743 $671K Reduce -5.8%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.06% 16,819 $667K Reduce -0.2%
SRE Sempra 0.06% 7,842 $656K No change
XETYX Eaton Vance Tax-MGD Div Eqty 0.06% 44,728 $655K Add +49.3%
TSM Taiwan Semiconductor-SP ADR 0.06% 3,769 $655K Reduce -5.9%
BA The Boeing Co. 0.06% 4,283 $651K Add +1.3%
VT Vanguard Tot World STK ETF 0.06% 5,433 $650K Add +4.4%
WY Weyerhaeuser Co. 0.06% 19,099 $647K Reduce -2.5%
RWK Invesco S&P Midcap 400 Rev 0.06% 5,420 $630K Reduce -12.9%
SCHX Schwab US Large-Cap ETF 0.06% 9,281 $630K No change
IEFA iShares Core MSCI Eafe ETF 0.06% 7,991 $624K Add +27.7%
SYLD Cambria Shareholder Yield Et 0.06% 8,611 $623K Add +1.6%
GIS General Mills Inc. 0.06% 8,374 $618K Add +2.4%
WMB Williams Cos Inc. 0.06% 13,474 $615K Add +57.1%
EVRG Evergy Inc. 0.06% 9,703 $602K Add +2.2%
UPS United Parcel Service Class B 0.06% 4,390 $599K Reduce -1.5%
SDVY First Trust Smid Cap Rising 0.06% 16,436 $598K Add +22.7%
PANW Palo Alto Networks Inc. 0.06% 1,726 $590K Add +10.2%
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.06% 4,752 $575K No change
GSLC Goldman Activebeta US LC ETF 0.05% 5,032 $568K Reduce -22.7%
AFLG First Trust Active Factor La 0.05% 16,460 $562K Add +61.5%
CTVA Corteva Inc. 0.05% 9,517 $560K Add +1.4%
AXP American Express Co. 0.05% 2,041 $554K Reduce -3.3%
MDU Mdu Resources Group Inc. 0.05% 20,030 $549K No change
ADT Adt Inc. 0.05% 74,230 $537K No change
MGC Vngrd Mrngstr MG Cap ETF-Usd 0.05% 2,597 $537K Add +0.0%
GNTX Gentex Corp. 0.05% 18,034 $535K Add +17.1%
MPC Marathon Petroleum Corp. 0.05% 3,278 $534K Reduce -25.4%
DFS Discover Financial Services 0.05% 3,711 $521K Reduce -21.2%
NXPI NXP Semiconductors NV 0.05% 2,142 $514K Reduce -0.2%
RGA Reinsurance Group of America 0.05% 2,342 $510K No change
PFF iShares Preferred & Income S 0.05% 15,290 $508K Reduce -9.4%
HEFA Isha Curr Hedged MSCI Eafe 0.05% 14,072 $498K No change
FDM First Trust Dow J Select Mic 0.05% 7,739 $496K Add +1.0%
AIQ Global X Art Intel & Tech 0.05% 13,288 $494K Add +26.1%
CSCO Cisco Systems Inc. 0.05% 9,255 $493K Reduce -33.8%
INTC Intel Corp. 0.05% 20,340 $477K Reduce -22.0%
ALL Allstate Corp. 0.05% 2,503 $475K Reduce -25.7%
KNG FT Vest S&P 500 DVD Arst TRG 0.05% 8,713 $475K Add +6.9%
TLT iShares 20+ Year Treasury BD 0.04% 4,806 $471K Add +77.6%
NMZ Nuveen Muni Hi Inc. Opport 0.04% 40,221 $469K Add +66.9%
BST BlackRock Science & Tech TR 0.04% 13,223 $469K Add +14.8%
ETR Entergy Corp. 0.04% 3,550 $467K Reduce -2.7%
VDE Vanguard Energy ETF 0.04% 3,807 $466K Add +21.2%
MUB iShares National Muni Bond E 0.04% 4,240 $461K Add +0.3%
WEC WEC Energy Group Inc. 0.04% 4,748 $457K Add +0.0%
IBDT iShares Ibonds Dec 2028 ETF 0.04% 17,786 $454K Add +12.9%
BDX Becton Dickinson and Co. 0.04% 1,871 $451K Add +0.1%
MDLZ Mondelez International Inc. Class A 0.04% 6,115 $450K Add +0.1%
CATH Global X S&P 500 Ca Val ETF 0.04% 6,491 $450K Add +0.4%
APO Apollo Global Management Inc. 0.04% 3,585 $448K Add +31.1%
CAVA Cava Group Inc. 0.04% 3,607 $447K Add +19.9%
VEU Vanguard Ftse All-World Ex-U 0.04% 7,078 $446K New
VIOO Vanguard S&P Small-Cap 600 E 0.04% 4,045 $438K Reduce -5.4%
SBUX Starbucks Corp. 0.04% 4,475 $436K Reduce -10.1%
GEV GE Vernova Inc. 0.04% 1,711 $436K Add +34.5%
D Dominion Energy Inc. 0.04% 7,390 $427K Reduce -0.4%
QLTY GMO U.S. Quality ETF 0.04% 12,964 $423K Add +2.2%
IWP iShares Russell Mid-Cap Grow 0.04% 3,524 $413K No change
FCX Freeport-McMoran Inc. 0.04% 8,261 $412K Reduce -15.0%
SHW The Sherwin-Williams Co. 0.04% 1,073 $410K No change
TGT Target Corp. 0.04% 2,592 $404K Reduce -2.6%
SPDW Ste STR SPDR PT DW Eu ETF 0.04% 10,704 $402K No change
CRM Salesforce Inc. 0.04% 1,468 $402K Reduce -32.0%
IWN iShares Russell 2000 Value E 0.04% 2,394 $399K Add +0.2%
HDV iShares Core High Dividend E 0.04% 3,375 $397K Add +0.2%
BALT Inn Defined Wealth Shield 0.04% 12,810 $395K Add +7.8%
MRVL Marvell Technology Inc. 0.04% 5,456 $393K Reduce -12.8%
AFMC First Trust Active Factor Mi 0.04% 12,206 $393K Add +54.0%
FINW Finwise Bancorp 0.04% 25,000 $390K No change
TXN Texas Instruments Inc. 0.04% 1,880 $388K Reduce -15.7%
SHV iShares 0-1 Year Treasury Bo 0.04% 3,465 $383K Reduce -23.1%
TRV The Travelers Cos Inc. 0.04% 1,635 $383K No change
B Barrick Gold Corp. 0.04% 19,178 $381K Reduce -7.0%
SPYG SS SPDR P S&P 500 Growth ETF 0.04% 4,588 $381K Add +0.0%
NTR Nutrien Ltd. 0.04% 7,857 $378K Reduce -6.5%
CNC Centene Corp. 0.04% 5,010 $377K Reduce -25.2%
CMG Chipotle Mexican Grill Inc. 0.04% 6,503 $375K Reduce -23.7%
DINO HF Sinclair Corp. 0.04% 8,299 $370K No change
FYT First Trust Small Cap Val 0.04% 6,634 $369K Reduce -6.2%
ONEQ Fidelity Nasdaq Comp Indx 0.03% 5,107 $366K Reduce -2.8%
KR Kroger Co. 0.03% 6,342 $363K New
CSQ Calamos Strat TTL RTRN FND 0.03% 20,850 $362K Reduce -4.6%
EALT Innovator US Eqty 5TO15 Buff 0.03% 11,337 $359K Add +19.3%
BND Vanguard Total Bond Market 0.03% 4,724 $355K Reduce -0.8%
XLP SS Consumer Staples Sel Sect 0.03% 4,261 $354K Reduce -8.9%
OUNZ Vaneck Merk Gold ETF 0.03% 13,905 $353K No change
XGDVX Gabelli Dividend & Income TR 0.03% 14,350 $351K Add +1.1%
AMD Advanced Micro Devices 0.03% 2,123 $348K Reduce -40.1%
PPA Invesco Aerospace & Defense 0.03% 3,029 $348K Reduce -8.2%
FTHI Fthi/First Trust Exchange-TR 0.03% 15,024 $346K Add +27.6%
AAON Aaon Inc. 0.03% 3,200 $345K Add +10.3%
ADM Archer-Daniels-Midland Co. 0.03% 5,732 $342K Add +12.2%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.03% 4,186 $338K Reduce -5.3%
VOOV Vanguard S&P 500 Value ETF 0.03% 1,767 $337K Add +0.5%
SR Spire Inc. 0.03% 4,990 $336K Reduce -25.2%
CNI Canadian Natl Railway Co. 0.03% 2,866 $336K Add +0.7%
AON Aon PLC Class A 0.03% 968 $335K No change
JPST JPMorgan Ultra-Short Income 0.03% 6,533 $331K Add +1.0%
NVO Novo-Nordisk A/S-Spons ADR 0.03% 2,761 $329K Reduce -32.6%
RDVI FT Vest Rising Dividend Achi 0.03% 13,282 $327K Add +6.9%
XLG Invesco S&P 500 Top 50 ETF 0.03% 6,850 $326K Reduce -6.8%
SPHD Invesco S&P 500 High Dividen 0.03% 6,375 $322K Reduce -1.5%
JGRO JPMorgan Active Growth ETF 0.03% 4,193 $322K Add +6.8%
AMP Ameriprise Financial Inc. 0.03% 684 $321K No change
IWO iShares Russell 2000 Growth 0.03% 1,130 $321K Add +0.1%
BIV Vanguard Intermediate-Term B 0.03% 4,093 $321K Reduce -2.4%
PBA Pembina Pipeline Corp. 0.03% 7,776 $321K No change
SF Stifel Financial Corp. 0.03% 3,345 $314K Reduce -35.1%
WFC Wells Fargo & Co. 0.03% 5,546 $313K Reduce -0.3%
IYF iShares US Financials ETF 0.03% 2,967 $308K No change
HCA HCA Healthcare Inc. 0.03% 755 $307K No change
EIPI FT Energy Income ETF 0.03% 15,727 $304K Add +0.0%
DLN Wisdomtree US Largecap Divid 0.03% 3,871 $304K Add +0.1%
CRWD CrowdStrike Holdings Inc. Class A 0.03% 1,070 $300K Reduce -24.4%
FPX First Trust US Equity Opport 0.03% 2,719 $300K Reduce -3.9%
TFX Teleflex Inc. 0.03% 1,200 $297K No change
LCUT Lifetime Brands Inc. 0.03% 44,984 $294K Add +13.9%
RING iShares MSCI Global Gold Min 0.03% 8,836 $292K No change
XLI SS Industrial Select Sector 0.03% 2,149 $291K Reduce -3.9%
SPGI S&P Global Inc. 0.03% 554 $286K New
FPEI First Trust Institutional PR 0.03% 14,935 $285K Add +32.9%
ANET Arista Networks Inc. 0.03% 733 $281K Reduce -6.6%
USO United States Oil Fund LP 0.03% 4,016 $281K Add +0.3%
PYPL PayPal Holdings Inc. 0.03% 3,594 $280K Reduce -2.2%
XLY SS Consumer Disc Select Sect 0.03% 1,399 $280K Reduce -12.6%
SHEL Shell PLC-ADR 0.03% 4,237 $279K Add +0.1%
EFAD Proshares Eafe DVD Growers 0.03% 6,674 $279K Reduce -3.0%
IIPR Innovative Industrial Proper 0.03% 2,058 $277K Add +0.1%
VHT Vanguard Health Care ETF 0.03% 975 $275K Reduce -3.3%
PRFT Perficient Inc. 0.03% 3,619 $273K Reduce -25.4%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.03% 1,019 $272K Add +2.4%
SPGP Invesco S&P 500 Garp ETF 0.03% 2,572 $269K Reduce -35.9%
O Realty Income Corp. 0.03% 4,231 $268K Add +1.3%
APLD Applied Digital Corp. 0.03% 32,500 $268K New
VTIP Vanguard Short-Term Tips 0.03% 5,342 $263K Reduce -18.3%
AIRR First Trust Rba American Ind 0.03% 3,527 $263K New
CASY Casey's General Stores Inc. 0.03% 699 $263K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.03% 2,224 $261K Reduce -8.6%
GILD Gilead Sciences Inc. 0.02% 3,114 $261K Add +0.7%
ARKK ARK Innovation ETF 0.02% 5,447 $259K Reduce -32.8%
PNC PNC Financial Services Group 0.02% 1,398 $258K Add +4.7%
WBA Walgreens Boots Alliance Inc. 0.02% 28,729 $257K Reduce -8.4%
AXON Axon Enterprise Inc. 0.02% 644 $257K New
MTB M & T Bank Corp. filed as M & T BK CORP 0.02% 1,444 $257K No change
IVW iShares S&P 500 Growth ETF 0.02% 2,664 $255K No change
TDIV FT Nasdaq Tech DVD Index FD 0.02% 3,165 $254K Add +2.1%
OPLN Openlane Inc. 0.02% 15,039 $254K No change
DTE DTE Energy Company 0.02% 1,976 $254K No change
MARM Ftvestus Max Buff ETF March 0.02% 8,306 $253K No change
DHR Danaher Corp. 0.02% 907 $252K No change
QQEW First TR Nasdaq-100 Sel Eq 0.02% 1,990 $250K Reduce -6.7%
CSX CSX Corp. 0.02% 7,217 $249K Add +0.2%
BMO Bank of Montreal filed as BANK MONTREAL QUE 0.02% 2,758 $249K No change
JKHY Jack Henry & Associates Inc. filed as HENRY JACK & ASSOC INC 0.02% 1,406 $248K Reduce -31.8%
INQQ Inqq the India Internet ETF filed as EXCHANGE TRADED CONCEPTS TRU 0.02% 15,060 $247K New
PPL PPL Corp. 0.02% 7,455 $247K No change
COPP Sprott Copper Miners ETF 0.02% 9,450 $246K No change
DON Wisdomtree US Midcap Dividen 0.02% 4,789 $245K No change
POST Post Holdings Inc. filed as POST HLDGS INC 0.02% 2,103 $243K Reduce -30.9%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.02% 234 $243K New
AGNT Agnt Inc. filed as EXP WORLD HLDGS INC 0.02% 17,204 $242K Add +1.1%
TDG Transdigm Group Inc. 0.02% 169 $241K New
SFLR Innovator Eqty MGD Floor ETF 0.02% 7,531 $240K Add +1.1%
IYW iShares Ustechnology ETF 0.02% 1,577 $239K Reduce -2.0%
LNT Alliant Energy Corp. 0.02% 3,900 $237K New
IWY iShares Russell Top 200 Grow 0.02% 1,075 $237K Add +5.0%
XNOMX Nuveen Mo QLTY Muni Inc. 0.02% 21,396 $236K Add +1.6%
WTV Wisdomtree U.S. Value Fund 0.02% 2,930 $234K Reduce -5.5%
SMBC Southern Missouri Bancorp 0.02% 4,118 $233K Reduce -42.6%
MSTR Strategy Inc. filed as MICROSTRATEGY INC 0.02% 1,360 $229K New
ACHC Acadia Healthcare Co. Inc. 0.02% 3,613 $229K New
NVS Novartis AG-Sponsored ADR 0.02% 1,947 $224K No change
FTQI First Trust Nasdaq Buywrite 0.02% 10,908 $223K No change
GOSS Gossamer Bio Inc. 0.02% 226,000 $223K No change
XYZ Block Inc. 0.02% 3,320 $223K Reduce -1.3%
NEOS ETF TRUST 0.02% 7,975 $223K No change
SPSB SS SPDR P St C Corp. ETF 0.02% 7,336 $222K Reduce -32.8%
EXC Exelon Corp. 0.02% 5,477 $222K New
LDOS Leidos Holdings Inc. 0.02% 1,357 $221K New
ISRG Intuitive Surgical Inc. 0.02% 450 $221K Reduce -12.8%
GF The New Germany Fund Inc. 0.02% 24,560 $219K No change
PDP Invesco Dorsey Wright Moment 0.02% 2,122 $219K No change
GLPI Gaming and Leisure Propertie 0.02% 4,231 $218K New
DEM Wisdomtree Emerging Markets 0.02% 4,926 $217K No change
IXJ iShares Global Healthcare Et 0.02% 2,203 $216K No change
NUE Nucor Corp. 0.02% 1,429 $215K Reduce -3.3%
PLD Prologis Inc. 0.02% 1,700 $215K New
PGR Progressive Corp. 0.02% 845 $214K New
VTEB Vanguard Tax-Exempt Bond ETF 0.02% 4,194 $214K No change
VTWO Vanguard Russell 2000 ETF 0.02% 2,375 $212K New
DG Dollar General Corp. 0.02% 2,509 $212K Add +29.1%
VRTX Vertex Pharmaceuticals Inc. 0.02% 455 $212K New
ARLP Alliance Resource Partners 0.02% 8,450 $211K No change
OXY Occidental Petroleum Corp. 0.02% 4,079 $210K Reduce -2.6%
FTXL First Trust Nasdaq Semicondu 0.02% 2,235 $208K New
WTS Watts Water Technologies-A 0.02% 1,000 $207K New
LVHI Franklin International Low V 0.02% 6,655 $207K New
SHAK Shake Shack Inc. Class A 0.02% 2,000 $206K New
IJK iShares S&P Mid-Cap 400 Grow 0.02% 2,223 $204K Reduce -8.2%
EBAY eBay Inc. 0.02% 3,127 $204K New
BUFR FT Vest Lad Buffervetf-Usd I 0.02% 6,775 $203K New
FKWL Franklin Wireless Corp. 0.02% 44,042 $202K Add +214.6%
MET Metlife Inc. 0.02% 2,436 $201K Reduce -50.7%
UPGD Invesco Bloomberg Analyst Ra 0.02% 2,795 $201K Reduce -9.7%
XFFCX Flaherty & Crumrine Pref Inc. 0.02% 10,489 $172K New
ET Energy Transfer LP 0.02% 10,508 $169K New
MIN Aberdeen Intermediate Inc. FD 0.01% 50,619 $138K No change
PPSI Pioneer Power Solutions Inc. 0.01% 25,086 $118K New
BTC Grayscale Bitcoin Mini Trust 0.01% 20,845 $117K Add +14.3%
F Ford Motor Co. filed as FORD MTR CO 0.01% 10,885 $115K Reduce -9.8%
SWN Southwestern Energy Co. 0.01% 15,500 $110K No change
XJQCX Nuveen Credit Strategies Inc. 0.01% 18,955 $110K Add +1.3%
HBM Hudbay Minerals Inc. 0.01% 10,684 $98K New
XWIAX Western Asset Infl-Link Sec 0.01% 11,372 $97K No change
KOS Kosmos Energy Ltd. 0.01% 19,145 $77K Add +17.2%
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.01% 10,000 $62K No change
GAB Gabelli Equity Trust 0.01% 10,398 $57K Add +0.9%
CRNT Ceragon Networks Ltd. 0.00% 18,500 $51K Reduce -11.9%
CLNE Clean Energy Fuels Corp. 0.00% 10,000 $31K No change
UAMY United States Antimony Corp. 0.00% 25,000 $19K New
PGEN Precigen Inc. 0.00% 15,000 $14K New
Other holdings (1): bonds, preferreds, convertibles and warrants · $397K (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 310$397KAdd +5.1%

Total filed on the 13F, all lines: $1.0B.

Portfolio Sells Q2 2024 → Q3 2024

OMFL Invesco Russell 1000 DYN M/F Sold out 0.00% −1.01
QQQ Invesco QQQ Trust Series 1 Reduce -41.2% 1.18% −0.95
XLF SS Financial Select Sector Reduce -82.1% 0.08% −0.35
XOM Exxon Mobil Corp. Reduce -13.2% 0.44% −0.10
BXSL Blackstone Secured Lending F Reduce -48.8% 0.08% −0.10
GOOGL Alphabet Inc. Class A Reduce -2.4% 0.45% −0.10
BIZD Vaneck BDC Income ETF Reduce -43.6% 0.08% −0.08
LLY Eli Lilly & Co. Reduce -0.5% 0.70% −0.08
VUG Vanguard Mrngstar GR ETF-Sui Reduce -8.2% 0.50% −0.07
BIL SS SPDR BB 1-3M T-Bill ETF Reduce -2.8% 0.43% −0.05
USMV iShares MSCI USA Min Vol Fac Reduce -15.4% 0.25% −0.04
GOOG Alphabet Inc. Class C Reduce -2.0% 0.21% −0.04
PSX Phillips 66 Reduce -12.0% 0.13% −0.04
FANG Diamondback Energy Inc. Reduce -13.3% 0.09% −0.04
IHDG Wisdomtree International Hed Reduce -0.0% 0.50% −0.04
INTC Intel Corp. Reduce -22.0% 0.05% −0.04
KLAC KLA Corp. Reduce -9.9% 0.13% −0.03
EMR Emerson Electric Co. Reduce -4.1% 0.24% −0.03
LKQ LKQ Corp. Sold out 0.00% −0.03
NVO Novo-Nordisk A/S-Spons ADR Reduce -32.6% 0.03% −0.03
EPC Edgewell Personal Care Co. Sold out 0.00% −0.03
GBTC Grayscale Bitcoin Trust ETF Reduce -17.8% 0.07% −0.03
MPC Marathon Petroleum Corp. Reduce -25.4% 0.05% −0.03
SMCI Super Micro Computer Inc. Sold out 0.00% −0.03
CRWD CrowdStrike Holdings Inc. Class A Reduce -24.4% 0.03% −0.03
NOW ServiceNow Inc. Sold out 0.00% −0.03
AMD Advanced Micro Devices Reduce -40.1% 0.03% −0.03
HEQT Simplify Hedged Equity ETF Reduce -0.9% 0.55% −0.02
CVS CVS Health Corp. Reduce -17.8% 0.10% −0.02
PEP Pepsico Inc. Reduce -3.1% 0.29% −0.02
DIS The Walt Disney Co. Reduce -2.4% 0.16% −0.02
CDNS Cadence Design SYS Inc. Sold out 0.00% −0.02
JEPI JPMorgan Equity Premium Inco Reduce -3.2% 0.36% −0.02
ITA iShares U.S. Aerospace & Def Sold out 0.00% −0.02
CSCO Cisco Systems Inc. Reduce -33.8% 0.05% −0.02
MCK McKesson Corp. Sold out 0.00% −0.02
HON Honeywell International Inc. Reduce -0.5% 0.17% −0.02
MLM Martin Marietta Materials Sold out 0.00% −0.02
DECK Deckers Outdoor Corp. Sold out 0.00% −0.02
CMG Chipotle Mexican Grill Inc. Reduce -23.7% 0.04% −0.02
PG The Procter & Gamble Co. Reduce -0.9% 0.51% −0.02
CRM Salesforce Inc. Reduce -32.0% 0.04% −0.02
TIP iShares Tips Bond ETF Reduce -12.1% 0.10% −0.02
IBDP iShares Ibonds Dec 2024 Term Reduce -1.3% 0.20% −0.02
GSLC Goldman Activebeta US LC ETF Reduce -22.7% 0.05% −0.02
SPGP Invesco S&P 500 Garp ETF Reduce -35.9% 0.03% −0.02
MET Metlife Inc. Reduce -50.7% 0.02% −0.02
IGM iShares Expanded Tech Sector Reduce -3.2% 0.17% −0.02
ORLY O'reilly Automotive Inc. Reduce -16.7% 0.08% −0.02
SHV iShares 0-1 Year Treasury Bo Reduce -23.1% 0.04% −0.01

Portfolio Buys Q2 2024 → Q3 2024

SGOV iShares 0-3 Month Treasury B Add +149.5% 1.14% +0.65
XMHQ Invesco S&P Midcap Qual ETF Add +161.6% 0.94% +0.57
XMMO Invesco S&P Midcap Momentum New 0.35% +0.35
PAXS PIMCO Access Income Fund New 0.16% +0.16
IJR iShares Core S&P Small-Cap E Add +3.8% 2.26% +0.11
AAPL Apple Inc. Add +0.0% 3.67% +0.09
CGDV Cap Group Dividend Value Add +9.4% 0.71% +0.08
AVDV Avantis Intl S/C Value ETF Add +16.1% 0.49% +0.07
SCHH Schwab US REIT ETF Add +17.3% 0.34% +0.07
CGCB Cap Group Core Bond New 0.07% +0.07
MOAT Vaneck Morningstar Wide Moat Add +13.0% 0.43% +0.06
TSLA Tesla Inc. Add +0.8% 0.33% +0.06
VWO Vanguard Ftse Emerging Marke Add +5.7% 0.80% +0.05
CGGR Cap Group Growth Equity Add +11.6% 0.60% +0.05
WMT Walmart Inc. Add +1.0% 0.48% +0.05
IWM iShares Russell 2000 ETF Add +2.7% 1.33% +0.05
VEU Vanguard Ftse All-World Ex-U New 0.04% +0.04
IJH iShares Core S&P Midcap ETF Add +4.6% 1.34% +0.04
AEE Ameren Corporation Add +31.7% 0.12% +0.04
PDX PIMCO Dynamic Income Strat Add +30.3% 0.16% +0.04
VIGI Vanguard Int Div App Indx FD Add +3.8% 0.83% +0.03
KR Kroger Co. New 0.03% +0.03
SMDV Proshrs RSL 2000 DVD GRW ETF Add +7.3% 0.35% +0.03
GLD SPDR Gold Shares Add +7.0% 0.30% +0.03
BRK.B Berkshire Hathaway Inc. Class B Add +3.3% 0.42% +0.03
REGL Prshrs S&P Mid 400 DVD Arist Add +2.7% 0.59% +0.03
DGRO iShares Core Dividend Growth Add +5.7% 0.52% +0.03
PMO Franklin Muncipl Opps Tst-Ui Add +86.2% 0.07% +0.03
ENB Enbridge Inc. Add +15.8% 0.17% +0.03
ORCL Oracle Corp. Add +1.2% 0.27% +0.03
NVG Nuveen Amt-FR Muni CRDT Add +50.4% 0.09% +0.03
NAD Nuveen Quality Municipal Inc. Add +66.3% 0.08% +0.03
VKI Invesco Adv Muni Inc. TR II Add +74.3% 0.07% +0.03
SPYI Neos S&P 500 High Income ETF Add +19.5% 0.24% +0.03
VIG Vanguard Dividend Apprec ETF Add +1.1% 1.74% +0.03
SPGI S&P Global Inc. New 0.03% +0.03
VKQ Invesco Municipal Trust Add +73.4% 0.07% +0.03
XPMQX PIMCO Muni Income Fund III Add +69.3% 0.07% +0.03
APLD Applied Digital Corp. New 0.03% +0.03
IWC iShares Micro-Cap ETF Add +4.8% 0.54% +0.03
DIVO Amplify CWP Enhan Divid ETF Add +17.3% 0.19% +0.03
AIRR First Trust Rba American Ind New 0.03% +0.03
AXON Axon Enterprise Inc. New 0.02% +0.02
DGRW Wisdomtree U.S. Quality Divi Add +5.4% 0.63% +0.02
DGS Wisdomtree Em Small Cap Add +9.5% 0.43% +0.02
INQQ Inqq the India Internet ETF New 0.02% +0.02
PHM Pultegroup Inc. Add +4.0% 0.11% +0.02
GWW WW Grainger Inc. New 0.02% +0.02
TDG Transdigm Group Inc. New 0.02% +0.02
LNT Alliant Energy Corp. New 0.02% +0.02

Notes & Other Activity Q2 2024 → Q3 2024

WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +5.1% 310 $397K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 584$1.5BIVV, VTI, IVE, XONE, MDY
Q1 2026 555$1.4BIVV, VTI, XONE, IVE, MDY
Q4 2025 525$1.3BIVV, VTI, IVE, XONE, AAPL
Q3 2025 522$1.3BIVV, VTI, IVE, AAPL, XONE
Q2 2025 511$1.2BIVV, VTI, IVE, MDY, SPY
Q1 2025 479$1.1BIVV, VTI, IVE, AAPL, MDY
Q4 2024 480$1.1BIVV, VTI, AAPL, IVE, MDY
Q3 2024 466$1.0BIVV, VTI, IVE, AAPL, MDY
Q2 2024 441$969.3MIVV, VTI, IVE, AAPL, MDY
Q1 2024 427$938.1MIVV, VTI, IVE, MDY, AAPL