First Trust Small Cap ValFYTETF
13F holders, Q2 2026 (June 30)73holders +7
14new positions
7sold out
1famous investor
$69.82avg. 13F price*
At the end of Q2 2026, 73 institutions reported holding First Trust Small Cap Val (FYT) in their 13F filings, up 7 from Q1 2026. 14 opened new positions and 7 sold out. The largest holders were LPL Financial LLC ($18.2M), Morgan Stanley ($12.9M) and Wells Fargo & Company ($12.4M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Val
- CUSIP
- 33737M409
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 14 | $8.0M |
| Exits | 7 | $272K |
All 13F filers, Q1 2026 → Q2 2026: 233,391 shares bought and 263,270 shares sold, net −29,879 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 73 holders
| LPL Financial LLC | 0.00% | Add +18.4% | 260,096 | $18.2M |
| Morgan Stanley | 0.00% | Reduce -9.4% | 185,118 | $12.9M |
| Wells Fargo & Company | 0.00% | Add +3.6% | 178,000 | $12.4M |
| Royal Bank of Canada | 0.00% | Add +25.4% | 126,963 | $8.9M |
| Kingsview Wealth Management, LLC | 0.10% | Add +0.6% | 122,159 | $8.5M |
| Proactive Wealth Strategies LLC | 1.34% | Reduce -2.7% | 119,349 | $8.3M |
| Raymond James Financial Inc. | 0.00% | Reduce -6.8% | 100,999 | $7.1M |
| Cetera Investment Advisers | 0.00% | Add +13.5% | 68,397 | $4.8M |
| Roman Butler Fullerton & Co. | 0.80% | New | 47,850 | $3.4M |
| Truist Financial Corp. | 0.00% | Reduce -2.5% | 46,570 | $3.3M |
| Commonwealth Equity Services, LLC | 0.00% | Add +14.2% | 40,400 | $2.8M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -7.8% | 40,028 | $2.8M |
| UBS Group AG | 0.00% | Reduce -1.5% | 34,123 | $2.4M |
| Goldman Sachs Group Inc. | 0.00% | Add +226.5% | 29,611 | $2.1M |
| Nwam LLC | 0.07% | Add +0.0% | 20,098 | $1.4M |
| IFG Advisory, LLC | 0.05% | New | 19,854 | $1.4M |
| Citadel Advisors | 0.00% | New | 16,678 | $1.2M |
| Kestra Advisory Services, LLC | 0.00% | Reduce -53.1% | 15,714 | $1.1M |
| Osaic Holdings, Inc. | 0.00% | Add +9.2% | 14,508 | $1.0M |
| Two Sigma Investments, LP | 0.00% | Reduce -6.3% | 14,500 | $1.0M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -92.7% | 14,293 | $998K |
| Susquehanna International Group, LLP | 0.00% | Reduce -37.7% | 12,558 | $877K |
| Jones Financial Companies LLLP | 0.00% | Add +96.0% | 12,412 | $870K |
| Gateway Wealth Partners, LLC | 0.05% | Reduce -49.7% | 12,397 | $865K |
| Pinnacle Bancorp, Inc. | 0.22% | No change | 12,213 | $853K |
| Stifel Financial Corp. | 0.00% | Reduce -21.4% | 9,614 | $671K |
| TCFG Investment Advisors, LLC | 0.21% | No change | 9,025 | $630K |
| Chicago Partners Investment Group LLC | 0.01% | Reduce -1.1% | 8,678 | $612K |
| MML Investors Services, LLC | 0.00% | Add +10.5% | 8,425 | $588K |
| Baird Financial Group, Inc. | 0.00% | Add +7.5% | 7,164 | $500K |
| Private Advisor Group, LLC | 0.00% | Reduce -1.0% | 6,522 | $455K |
| Waverly Advisors, LLC | 0.00% | Reduce -2.0% | 6,113 | $427K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +0.8% | 5,496 | $384K |
| JPMorgan Chase & Co. | 0.00% | Reduce -11.9% | 5,280 | $368K |
| Tower Research Capital LLC (TRC) | 0.01% | Add +340.5% | 5,260 | $367K |
| Harbour Investments, Inc. | 0.00% | Reduce -2.8% | 5,093 | $356K |
| Advisory Alpha, LLC | 0.01% | Add +0.4% | 5,013 | $350K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 0.02% | New | 4,856 | $339K |
| Advisory Advocates, LLC | 0.28% | Add +0.0% | 4,704 | $328K |
| &partners | 0.00% | New | 4,624 | $311K |
| Medallion Wealth Advisors, LLC | 0.10% | Reduce -6.3% | 4,387 | $306K |
| Prasad Wealth Partners, LLC | 0.07% | Add +0.4% | 4,382 | $306K |
| Northwest Wealth Management, LLC | 0.03% | No change | 3,657 | $255K |
| Focus Partners Advisor Solutions, LLC | 0.00% | No change | 3,657 | $255K |
| Level Four Advisory Services, LLC | 0.01% | No change | 3,591 | $251K |
| Corient Private Wealth LP | 0.00% | No change | 3,565 | $249K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -5.3% | 3,537 | $247K |
| Belpointe Asset Management LLC | 0.01% | New | 3,388 | $237K |
| Warner Group LLC | 0.06% | New | 3,360 | $235K |
| Flow Traders U.S. LLC | 0.01% | New | 3,318 | $232K |
| Wagner Wealth Management, LLC | 0.04% | Reduce -3.1% | 3,278 | $229K |
| Private Wealth Asset Management, LLC | 0.02% | No change | 3,100 | $216K |
| Koshinski Asset Management, Inc. | 0.01% | New | 3,055 | $213K |
| D.A. Davidson & Co. | 0.00% | New | 2,979 | $208K |
| Prospera Financial Services Inc | 0.00% | New | 2,908 | $203K |
| Founders Financial Alliance, LLC | 0.03% | Add +0.4% | 2,879 | $201K |
| Creative Financial Designs Inc. | 0.00% | Reduce -12.9% | 1,287 | $90K |
| Capital Analysts, LLC | 0.00% | Reduce -35.7% | 1,265 | $88K |
| GAMMA Investing LLC | 0.00% | No change | 1,259 | $88K |
| Accordant Advisory Group Inc | 0.05% | No change | 1,000 | $70K |
| FMR LLC | 0.00% | No change | 867 | $61K |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.2% | 819 | $57K |
| MTM Investment Management, LLC | 0.01% | No change | 605 | $42K |
| Fifth Third Bancorp | 0.00% | New | 520 | $36K |
| Trust Co. of Toledo NA | 0.00% | No change | 494 | $34K |
| Fiduciary Financial Advisors | 0.00% | New | 416 | $29K |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.5% | 207 | $14K |
| Lanark Financial, Inc. | 0.00% | No change | 187 | $13K |
| Regatta Research & Money Management | 0.01% | — | 183 | $13K |
| Global Retirement Partners, LLC | 0.00% | — | 170 | $12K |
| Spire Wealth Management | 0.00% | No change | 39 | $3K |
| NewEdge Advisors, LLC | 0.00% | New | 15 | $1K |
| Transamerica Financial Advisors, LLC | 0.00% | No change | 12 | $853 |
"% of holder's portfolio" is FYT's weight in each manager's 13F, not the share of First Trust Small Cap Val the manager owns.