Ssi Investment Management LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 14, 2026), Ssi Investment Management LLC reported 219 stock positions worth $1.2 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.3% of the portfolio, followed by Western Digital Corp. (wdc 3 11/15/28) (4.6%) and Nextera Energy Capital (nee 3 03/01/27) (3.3%). Compared with Q4 2025, it opened 161 new positions, sold out of 10, added to 5 and reduced 17. The biggest buy was a new position in Western Digital Corp. (wdc 3 11/15/28) and the biggest sale Ishr Ibx Usd Invgd CB ETF-Ui (LQD, shares −0%).

Most Recent 13F
Q2 2026
Location
Los Angeles, CA
CIK
0000938487
Portfolio Value
$1.2B (Q1 2026)
SEC Filing
0001172661-26-001838 ↗ filed May 14, 2026

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $252.6M Q1 2024 Q2 2024: $252.8M Q2 2024 Q3 2024: $262.1M Q3 2024 Q4 2024: $279.7M Q4 2024 Q1 2025: $247.2M Q1 2025 Q2 2025: $248.0M Q2 2025 Q3 2025: $264.5M Q3 2025 Q4 2025: $267.6M Q4 2025 Q1 2026: $1.2B $1.2B Q1 2026 Q2 2026: $290.8M Q2 2026

Holdings 219 stocks · $1.2B
IVV iShares Core S&P 500 ETF 5.33% 98,548 $64.4M Add +0.5%
WESTERN DIGITAL CORP (WDC 3 11/15/28) 4.63% 7,827,000 $56.0M New
NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) 3.31% 28,838,000 $40.0M New
UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) 2.01% 20,239,000 $24.3M New
LIVE NATION ENTERTAINMEN (LYV 2.875 01/15/30) 1.91% 21,474,000 $23.1M New
MKS INC (MKSI 1.25 06/01/30) 1.79% 13,080,000 $21.6M New
WEC ENERGY GROUP INC (WEC 4.375 06/01/27) 1.78% 17,811,000 $21.5M New
LQD Ishr Ibx Usd Invgd CB ETF-Ui 1.65% 183,046 $20.0M Reduce -0.1%
JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) 1.65% 14,086,000 $19.9M New
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) 1.47% 15,215,000 $17.8M New
PG&E CORP (PCG 4.25 12/01/27) 1.47% 17,119,000 $17.7M New
STRATEGY INC (MSTR 0 03/01/30) 1.39% 19,310,000 $16.9M New
VENTAS REALTY LP (VTR 3.75 06/01/26) 1.37% 11,144,000 $16.6M New
SNOWFLAKE INC (SNOW 0 10/01/27) 1.35% 13,832,000 $16.3M New
ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) 1.31% 10,834,000 $15.9M New
JMTG Mortgage-Backed Securities filed as J P MORGAN EXCHANGE TRADED F 1.30% 308,708 $15.7M Add +98.2%
ADVANCED ENERGY IND (AEIS 2.5 09/15/28) 1.18% 5,948,000 $14.3M New
EQUINOX GOLD CORP (EQXCN 4.75 10/15/28) 1.18% 5,911,000 $14.2M New
SPHERE ENTERTAINMENT CO (SPHR 3.5 12/01/28) 1.11% 4,000,000 $13.4M New
ON SEMICONDUCTOR CORP (ON 0 05/01/27) 1.09% 10,173,000 $13.1M New
CLOUDFLARE INC (NET 0 08/15/26) 1.00% 10,328,000 $12.1M New
EVERGY INC (EVRG 4.5 12/15/27) 0.97% 8,703,000 $11.7M New
RIVIAN AUTO INC (RIVN 3.625 10/15/30) 0.96% 12,159,000 $11.6M New
ICVT iShares Convertible Bond ETF 0.96% 114,065 $11.6M Add +53.6%
SOUTHERN CO (SO 4.5 06/15/27) 0.95% 10,306,000 $11.4M New
LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) 0.94% 7,489,000 $11.4M New
JAAA Janus Henderson Aaa Clo ETF 0.90% 214,889 $10.8M Reduce -0.1%
AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) 0.87% 9,239,000 $10.6M New
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) 0.85% 10,493,000 $10.3M New
ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) 0.83% 7,252,000 $10.1M New
SOLARIS ENERGY INFRASTRU (SEI 0.25 10/01/31) 0.83% 7,987,000 $10.0M New
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) 0.82% 2,098,000 $10.0M New
IEMG iShares Core MSCI Emerging 0.82% 142,537 $9.9M Reduce -24.2%
INTEGER HOLDINGS CORP (ITGR 1.875 03/15/30) 0.81% 10,295,000 $9.8M New
REDWOOD TRUST INC (RWT 7.75 06/15/27) 0.81% 9,650,000 $9.7M New
MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) 0.80% 3,255,000 $9.7M New
MACOM TECH SOLUTIONS (MTSI 0 12/15/29) 0.80% 6,657,000 $9.7M New
RSP Invesco S&P 500 Equal Weight 0.78% 49,407 $9.5M Reduce -0.5%
IEF iShares 7-10 Year Treasury B 0.74% 93,739 $8.9M Add +49.6%
AEROVIRONMENT INC (AVAV 0 07/15/30) 0.74% 9,112,000 $8.9M New
GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) 0.73% 10,048,000 $8.9M New
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) 0.73% 7,655,000 $8.8M New
BUFR FT Vest Lad Buffervetf-Usd I 0.72% 257,552 $8.7M Reduce -10.9%
GRANITE CONSTRUCTION INC (GVA 3.25 06/15/30) 0.72% 5,278,000 $8.7M New
VXUS Vanguard Total Intl Stock 0.70% 110,525 $8.5M Reduce -39.3%
CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) 0.68% 6,969,000 $8.3M New
SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) filed as LIBERTY MEDIA CORP DEL 0.67% 7,750,000 $8.0M New
PARSONS CORP (PSN 2.625 03/01/29) 0.65% 8,026,000 $7.9M New
CHEESECAKE FACTORY (THE) (CAKE 2 03/15/30) 0.65% 7,744,000 $7.9M New
CELCUITY INC (CELC 2.75 08/01/31) 0.65% 3,206,000 $7.8M New
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) 0.64% 6,079,000 $7.8M New
STRATEGY INC (MSTR 0.875 03/15/31) 0.62% 7,845,000 $7.5M New
ACWX iShares MSCI Acwi Ex US ETF 0.60% 106,750 $7.3M Reduce -0.7%
AFFIRM HOLDINGS INC (AFRM 0 11/15/26) 0.60% 7,467,000 $7.2M New
LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) 0.59% 5,917,000 $7.1M New
BRIDGEBIO PHARMA INC (BBIO 1.75 03/01/31) 0.58% 4,134,000 $7.0M New
ARROWHEAD RESEARCH CORP (ARWR 0 01/15/32) 0.56% 6,587,000 $6.8M New
BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) 0.56% 6,080,000 $6.8M New
COINBASE GLOBAL INC (COIN 0.25 04/01/30) 0.56% 7,297,000 $6.8M New
ENOVIS CORP (ENOV 3.875 10/15/28) 0.56% 7,000,000 $6.7M New
INTERDIGITAL INC (IDCC 3.5 06/01/27) 0.55% 1,709,000 $6.7M New
SDVY First Trust Smid Cap Rising 0.54% 166,963 $6.6M Reduce -0.4%
MARA HOLDINGS INC (MARA 0 03/01/30) 0.52% 7,194,000 $6.3M New
REPLIGEN CORP (RGEN 1 12/15/28) 0.52% 6,437,000 $6.3M New
NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) 0.51% 5,663,000 $6.2M New
JOBY AVIATION INC (JOBY 0.75 02/15/32) 0.51% 7,195,000 $6.2M New
IBB iShares Biotechnology ETF 0.50% 36,081 $6.1M Reduce -0.1%
CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) 0.50% 5,000,000 $6.1M New
SPHY SS SPDR P High Yield ETF 0.50% 258,979 $6.0M Reduce -22.6%
CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) 0.49% 1,900,000 $6.0M New
ALPHATEC HOLDINGS INC (ATEC 0.75 03/15/30) 0.49% 5,796,000 $5.9M New
COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) 0.49% 5,100,000 $5.9M New
BURLINGTON STORES INC (BURL 1.25 12/15/27) 0.47% 3,455,000 $5.7M New
FLUOR CORP (FLR 1.125 08/15/29) 0.47% 4,620,000 $5.7M New
BLOCK INC (XYZ 0.25 11/01/27) 0.46% 6,013,000 $5.6M New
OMNICELL INC (OMCL 1 12/01/29) 0.46% 5,750,000 $5.6M New
BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) 0.46% 5,604,000 $5.5M New
PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) 0.46% 4,156,000 $5.5M New
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) 0.46% 779,000 $5.5M New
COGENT BIOSCIENCES INC (COGT 1.625 11/15/31) 0.45% 4,453,000 $5.5M New
IYW iShares Ustechnology ETF 0.44% 29,619 $5.4M Reduce -46.5%
CONMED CORP (CNMD 2.25 06/15/27) 0.44% 5,500,000 $5.3M New
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) 0.43% 4,098,000 $5.3M New
VARONIS SYSTEM INC (VRNS 1 09/15/29) 0.43% 6,000,000 $5.2M New
SNAP INC (SNAP 0.5 05/01/30) 0.43% 6,500,000 $5.2M New
DATADOG INC (DDOG 0 12/01/29) 0.43% 5,317,000 $5.1M New
MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) 0.42% 5,300,000 $5.1M New
ALARM.COM HLDGS INC (ALRM 2.25 06/01/29) 0.42% 5,500,000 $5.1M New
IWM iShares Russell 2000 ETF 0.42% 20,406 $5.1M Reduce -0.2%
IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) 0.42% 4,636,000 $5.1M New
HAEMONETICS CORP (HAE 2.5 06/01/29) 0.41% 5,250,000 $5.0M New
OSI SYSTEMS INC (OSIS 2.25 08/01/29) 0.41% 3,220,000 $4.9M New
PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) 0.40% 5,500,000 $4.9M New
BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) 0.40% 4,075,000 $4.9M New
TRIP.COM GROUP LTD (TCOM 0.75 06/15/29) 0.40% 4,662,000 $4.8M New
LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) 0.40% 473,000 $4.8M New
GLDM SPDR Gold Minishares Trust 0.39% 50,910 $4.7M New
GREENBRIER COS INC (GBX 2.875 04/15/28) 0.38% 3,969,000 $4.6M New
KOSMOS ENERGY LTD (KOS 3.125 03/15/30) 0.38% 5,824,000 $4.5M New
SPECTRUM BRANDS INC (SPB 3.375 06/01/29) 0.37% 4,500,000 $4.5M New

Show all 219 holdings

Other holdings (21): bonds, preferreds, convertibles and warrants · $240.8M (not counted above)
SecurityClassShares / PrincipalValueChange
BOEING CO/THE (BA 6 10/15/27) DEP CONV PFD A 449,250$29.2MReduce -15.0%
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A 353,465$25.3MReduce -10.7%
ORACLE CORP (ORCL 6.5 01/15/29 D) 6.5 DEP CUM SR D 479,935$22.1MNew
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 18,432$21.3MAdd +0.3%
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 16,309$19.4MAdd +2.7%
KKR & CO INC (KKR 6.25 03/01/28 D) 6.25 CON SER D 346,110$13.9MReduce -7.5%
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV 209,445$13.6MReduce -0.2%
NEXTERA ENERGY INC (NEE 7.375 02/15/29) UNIT 02/15/2029 231,280$11.6MNew
BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) UNIT 02/01/2027 78,940$11.2MReduce -48.8%
MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) DEP SHS REPSTG 176,325$10.1MReduce -13.3%
ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) 6.75 SE B PFD 260,190$9.6MReduce -2.7%
QXO INC (QXO 5.5 05/15/28 B) 5.50 DEP PFD 172,410$9.6MAdd +39.3%
SOUTHERN CO (SO 7.125 12/15/28 A) UNIT 12/15/2028 170,710$8.8MAdd +4.7%
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV 116,295$6.8MReduce -51.6%
PPL CORPORATION (PPL 7 02/15/29) UNIT 02/15/2029 132,750$6.8MNew
VSE CORP (VSEC 5.75 02/01/29) UNIT 02/01/2029 127,125$6.3MNew
PG&E CORP (PCG 6 12/01/27 A) PFD CONV SER A 128,160$5.5MAdd +996.8%
SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) 6 SER A CNV PREF 100,000$5.3MAdd +41.2%
NEXTERA ENERGY INC (NEE 7.299 06/01/27) UNIT 06/01/2027 42,335$2.4MReduce -3.6%
BRUKER CORP (BRKR 6.375 09/01/28) 6.375 PREF SER A 6,000$1.7MNo change
STRATEGY INC (MSTR 8 PERP) SERIES A PERP PF 3,445$245KNo change

Total filed on the 13F, all lines: $1.4B.

Portfolio Sells Q4 2025 → Q1 2026
LQD Ishr Ibx Usd Invgd CB ETF-Ui Reduce -0.1% 1.65% −5.89
VXUS Vanguard Total Intl Stock Reduce -39.3% 0.70% −4.42
IEMG iShares Core MSCI Emerging Reduce -24.2% 0.82% −3.90
IYW iShares Ustechnology ETF Reduce -46.5% 0.44% −3.69
JAAA Janus Henderson Aaa Clo ETF Reduce -0.1% 0.90% −3.17
BKLN Invesco Senior Loan ETF Sold out 0.00% −3.15
BUFR FT Vest Lad Buffervetf-Usd I Reduce -10.9% 0.72% −2.98
RSP Invesco S&P 500 Equal Weight Reduce -0.5% 0.78% −2.77
SPHY SS SPDR P High Yield ETF Reduce -22.6% 0.50% −2.46
ACWX iShares MSCI Acwi Ex US ETF Reduce -0.7% 0.60% −2.09
KBWB Invesco KBW Bank ETF Sold out 0.00% −2.07
SDVY First Trust Smid Cap Rising Reduce -0.4% 0.54% −1.86
IBB iShares Biotechnology ETF Reduce -0.1% 0.50% −1.77
JBBB Janus Henderson B-BBB Clo Et Sold out 0.00% −1.46
IWM iShares Russell 2000 ETF Reduce -0.2% 0.42% −1.46
EWJ iShares MSCI Japan ETF Reduce -40.4% 0.17% −1.09
ADAM Adamas Trust Inc. Sold out 0.00% −0.43
SGOV iShares 0-3 Month Treasury B Reduce -0.3% 0.08% −0.27
LMBS First Trust Low Duration Opp Reduce -0.7% 0.04% −0.15
MU Micron Technology Inc. Reduce -40.1% 0.02% −0.12
CSCO Cisco Systems Inc. Reduce -10.0% 0.03% −0.11
CRM Salesforce Inc. Sold out 0.00% −0.10
ABT Abbott Laboratories Sold out 0.00% −0.09
ORCL Oracle Corp. Sold out 0.00% −0.08
MS Morgan Stanley Sold out 0.00% −0.08
FWONK Liberty Media Corp. Class C Sold out 0.00% −0.08
TMO Thermo Fisher Scientific Inc. Sold out 0.00% −0.08

Portfolio Buys Q4 2025 → Q1 2026
WESTERN DIGITAL CORP (WDC 3 11/15/28) New 4.63% +4.63
NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) New 3.31% +3.31
UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) New 2.01% +2.01
LIVE NATION ENTERTAINMEN (LYV 2.875 01/15/30) New 1.91% +1.91
MKS INC (MKSI 1.25 06/01/30) New 1.79% +1.79
WEC ENERGY GROUP INC (WEC 4.375 06/01/27) New 1.78% +1.78
JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) New 1.65% +1.65
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) New 1.47% +1.47
PG&E CORP (PCG 4.25 12/01/27) New 1.47% +1.47
STRATEGY INC (MSTR 0 03/01/30) New 1.39% +1.39
VENTAS REALTY LP (VTR 3.75 06/01/26) New 1.37% +1.37
SNOWFLAKE INC (SNOW 0 10/01/27) New 1.35% +1.35
ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) New 1.31% +1.31
ADVANCED ENERGY IND (AEIS 2.5 09/15/28) New 1.18% +1.18
EQUINOX GOLD CORP (EQXCN 4.75 10/15/28) New 1.18% +1.18
SPHERE ENTERTAINMENT CO (SPHR 3.5 12/01/28) New 1.11% +1.11
ON SEMICONDUCTOR CORP (ON 0 05/01/27) New 1.09% +1.09
CLOUDFLARE INC (NET 0 08/15/26) New 1.00% +1.00
EVERGY INC (EVRG 4.5 12/15/27) New 0.97% +0.97
RIVIAN AUTO INC (RIVN 3.625 10/15/30) New 0.96% +0.96
SOUTHERN CO (SO 4.5 06/15/27) New 0.95% +0.95
LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) New 0.94% +0.94
AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) New 0.87% +0.87
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) New 0.85% +0.85
ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) New 0.83% +0.83
SOLARIS ENERGY INFRASTRU (SEI 0.25 10/01/31) New 0.83% +0.83
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) New 0.82% +0.82
INTEGER HOLDINGS CORP (ITGR 1.875 03/15/30) New 0.81% +0.81
REDWOOD TRUST INC (RWT 7.75 06/15/27) New 0.81% +0.81
MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) New 0.80% +0.80
MACOM TECH SOLUTIONS (MTSI 0 12/15/29) New 0.80% +0.80
AEROVIRONMENT INC (AVAV 0 07/15/30) New 0.74% +0.74
GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) New 0.73% +0.73
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) New 0.73% +0.73
GRANITE CONSTRUCTION INC (GVA 3.25 06/15/30) New 0.72% +0.72
CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) New 0.68% +0.68
SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) New 0.67% +0.67
PARSONS CORP (PSN 2.625 03/01/29) New 0.65% +0.65
CHEESECAKE FACTORY (THE) (CAKE 2 03/15/30) New 0.65% +0.65
CELCUITY INC (CELC 2.75 08/01/31) New 0.65% +0.65
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) New 0.64% +0.64
STRATEGY INC (MSTR 0.875 03/15/31) New 0.62% +0.62
AFFIRM HOLDINGS INC (AFRM 0 11/15/26) New 0.60% +0.60
LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) New 0.59% +0.59
BRIDGEBIO PHARMA INC (BBIO 1.75 03/01/31) New 0.58% +0.58
ARROWHEAD RESEARCH CORP (ARWR 0 01/15/32) New 0.56% +0.56
BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) New 0.56% +0.56
COINBASE GLOBAL INC (COIN 0.25 04/01/30) New 0.56% +0.56
ENOVIS CORP (ENOV 3.875 10/15/28) New 0.56% +0.56
INTERDIGITAL INC (IDCC 3.5 06/01/27) New 0.55% +0.55

Notes & Other Activity Q4 2025 → Q1 2026
WESTERN DIGITAL CORP (WDC 3 11/15/28) NOTE 3.000%11/1 · principal Sold out 9,867,000 $45.2Mbefore exit
NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) NOTE 3.000% 3/0 · principal Sold out 28,701,000 $35.6Mbefore exit
UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) NOTE 0.875%12/0 · principal Sold out 23,537,000 $30.5Mbefore exit
BOEING CO/THE (BA 6 10/15/27) DEP CONV PFD A Reduce -15.0% 449,250 $29.2M
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A Reduce -10.7% 353,465 $25.3M
MKS INC (MKSI 1.25 06/01/30) NOTE 1.250% 6/0 · principal Sold out 19,057,000 $24.3Mbefore exit
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal Sold out 23,124,000 $23.8Mbefore exit
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) NOTE 3.500% 6/0 · principal Sold out 6,697,000 $22.5Mbefore exit
ORACLE CORP (ORCL 6.5 01/15/29 D) 6.5 DEP CUM SR D New 479,935 $22.1M
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +0.3% 18,432 $21.3M
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal Sold out 19,881,000 $20.6Mbefore exit
SNOWFLAKE INC (SNOW 0 10/01/27) NOTE 10/0 · principal Sold out 13,378,000 $19.9Mbefore exit
WEC ENERGY GROUP INC (WEC 4.375 06/01/27) NOTE 4.375% 6/0 · principal Sold out 17,534,000 $19.8Mbefore exit
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +2.7% 16,309 $19.4M
LIVE NATION ENTERTAINMEN (LYV 2.875 01/15/30) NOTE 2.875% 1/1 · principal Sold out 17,704,000 $18.6Mbefore exit
JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) NOTE 3.125% 9/1 · principal Sold out 12,848,000 $17.1Mbefore exit
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal Sold out 14,907,000 $16.4Mbefore exit
VENTAS REALTY LP (VTR 3.75 06/01/26) NOTE 3.750% 6/0 · principal Sold out 11,065,000 $15.6Mbefore exit
ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) NOTE 2.250% 4/0 · principal Sold out 10,851,000 $15.4Mbefore exit
ON SEMICONDUCTOR CORP (ON 0 05/01/27) NOTE 5/0 · principal Sold out 11,835,000 $14.1Mbefore exit
KKR & CO INC (KKR 6.25 03/01/28 D) 6.25 CON SER D Reduce -7.5% 346,110 $13.9M
RIVIAN AUTO INC (RIVN 3.625 10/15/30) NOTE 3.625%10/1 · principal Sold out 12,159,000 $13.6Mbefore exit
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV Reduce -0.2% 209,445 $13.6M
EQUINOX GOLD CORP (EQXCN 4.75 10/15/28) NOTE 4.750%10/1 · principal Sold out 5,677,000 $13.3Mbefore exit
CLOUDFLARE INC (NET 0 08/15/26) NOTE 8/1 · principal Sold out 10,420,000 $12.2Mbefore exit
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal Sold out 10,783,000 $12.0Mbefore exit
NEXTERA ENERGY INC (NEE 7.375 02/15/29) UNIT 02/15/2029 New 231,280 $11.6M
GUIDEWIRE SOFTWARE INC (GWRE 1.25 11/01/29) NOTE 1.250%11/0 · principal Sold out 10,341,000 $11.4Mbefore exit
BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) UNIT 02/01/2027 Reduce -48.8% 78,940 $11.2M
ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) NOTE 0.500% 6/0 · principal Sold out 7,088,000 $11.0Mbefore exit
SPHERE ENTERTAINMENT CO (SPHR 3.5 12/01/28) NOTE 3.500%12/0 · principal Sold out 4,000,000 $11.0Mbefore exit
SOUTHERN CO (SO 4.5 06/15/27) NOTE 4.500% 6/1 · principal Sold out 10,217,000 $10.9Mbefore exit
MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) NOTE 4.000% 5/0 · principal Sold out 4,118,000 $10.6Mbefore exit
DATADOG INC (DDOG 0 12/01/29) NOTE 12/0 · principal Sold out 10,556,000 $10.5Mbefore exit
ADVANCED ENERGY IND (AEIS 2.5 09/15/28) NOTE 2.500% 9/1 · principal Sold out 6,315,000 $10.4Mbefore exit
EVERGY INC (EVRG 4.5 12/15/27) NOTE 4.500%12/1 · principal Sold out 8,398,000 $10.2Mbefore exit
MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) DEP SHS REPSTG Reduce -13.3% 176,325 $10.1M
AEROVIRONMENT INC (AVAV 0 07/15/30) NOTE 7/1 · principal Sold out 9,112,000 $9.9Mbefore exit
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal Sold out 7,678,000 $9.7Mbefore exit
ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) 6.75 SE B PFD Reduce -2.7% 260,190 $9.6M
QXO INC (QXO 5.5 05/15/28 B) 5.50 DEP PFD Add +39.3% 172,410 $9.6M
TWO HARBORS INV CORP (TWO 6.25 01/15/26) NOTE 6.250% 1/1 · principal Sold out 9,497,000 $9.5Mbefore exit
GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) NOTE 1.500% 3/0 · principal Sold out 10,211,000 $9.2Mbefore exit
SOUTHERN CO (SO 7.125 12/15/28 A) UNIT 12/15/2028 Add +4.7% 170,710 $8.8M
SOLARIS ENERGY INFRASTRU (SEI 0.25 10/01/31) NOTE 0.250%10/0 · principal Sold out 7,993,000 $8.6Mbefore exit
REDWOOD TRUST INC (RWT 7.75 06/15/27) NOTE 7.750% 6/1 · principal Sold out 8,650,000 $8.6Mbefore exit
PARSONS CORP (PSN 2.625 03/01/29) NOTE 2.625% 3/0 · principal Sold out 8,269,000 $8.5Mbefore exit
GRANITE CONSTRUCTION INC (GVA 3.25 06/15/30) NOTE 3.250% 6/1 · principal Sold out 5,278,000 $8.4Mbefore exit
STRATEGY INC (MSTR 0.875 03/15/31) NOTE 0.875% 3/1 · principal Sold out 7,928,000 $8.1Mbefore exit
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal Sold out 4,878,000 $8.1Mbefore exit

Showing the first 50 of 188.

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 70$290.8MIVV, LQD, SPHY, JAAA, JMTG
Q1 2026 219$1.2BIVV, WESTERN DIGITAL CORP (WDC 3 11/15/28), NEXTERA ENERGY CAPITAL (NEE 3 03/01/27), UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028), LIVE NATION ENTERTAINMEN (LYV 2.875 01/15/30)
Q4 2025 68$267.6MIVV, LQD, VXUS, IEMG, IYW
Q3 2025 67$264.5MIVV, LQD, IEMG, VXUS, IYW
Q2 2025 66$248.0MIVV, LQD, IYW, VXUS, JAAA
Q1 2025 88$247.2MIVV, LQD, VXUS, IEF, JAAA
Q4 2024 89$279.7MIVV, VXUS, LQD, JAAA, BKLN
Q3 2024 90$262.1MIVV, VXUS, LQD, JAAA, IEF
Q2 2024 87$252.8MIVV, VXUS, LQD, FLOT, BKLN
Q1 2024 87$252.6MIVV, VXUS, LQD, IEF, FLOT