Tompkins Financial Corp.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 8, 2024), Tompkins Financial Corp. reported 627 stock positions worth $884.2 million. Its top holding was iShares Russell Top 200 ETF (IWL) at 9.6% of the portfolio, followed by Tompkins Financial (TMP, 6.7%) and Microsoft (MSFT, 5.3%). Compared with Q4 2023, it opened 67 new positions, sold out of 87, added to 132 and reduced 120. The biggest buy was Nvidia (NVDA, shares +5%) and the biggest sale Tompkins Financial (TMP, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- ITHACA, NY
- CIK
- 0001005817
- Portfolio Value
- $884.2M (Q1 2024)
- SEC Filing
- 0001999371-24-004577 ↗ filed Apr 8, 2024
Holdings Value
Holdings 627 stocks · $884.2M
| IWL iShares Russell Top 200 ETF | 9.59% | 667,208 | $84.8M | Add +3.1% |
| TMP Tompkins Financial Corp. | 6.71% | 1,179,888 | $59.3M | Reduce -0.1% |
| MSFT Microsoft Corp. | 5.25% | 110,438 | $46.5M | Reduce -0.8% |
| AAPL Apple Inc. | 4.13% | 212,812 | $36.5M | Reduce -0.0% |
| MOAT Vaneck Morningstar Wide Moat | 3.40% | 334,261 | $30.1M | Add +5.6% |
| LLY Eli Lilly & Co. | 2.71% | 30,855 | $24.0M | Reduce -3.5% |
| NVDA Nvidia Corp. | 2.37% | 23,194 | $21.0M | Add +5.4% |
| IJH iShares Core S&P Midcap ETF | 2.10% | 305,671 | $18.6M | Add +2.6% |
| XOM Exxon Mobil Corp. | 2.06% | 156,415 | $18.2M | Add +3.4% |
| WMT Walmart Inc. | 1.98% | 290,240 | $17.5M | Add +1.8% |
| VEA Vanguard Ftse Developed ETF | 1.93% | 339,460 | $17.0M | Reduce -3.1% |
| JPM JPMorgan Chase & Co. | 1.79% | 79,061 | $15.8M | Reduce -1.6% |
| AMZN Amazon.com Inc. | 1.52% | 74,313 | $13.4M | Add +3.8% |
| HD Home Depot Inc. | 1.50% | 34,586 | $13.3M | Add +0.1% |
| MRK Merck & Co. Inc. | 1.48% | 99,310 | $13.1M | Add +0.2% |
| MCD McDonald's Corp. | 1.47% | 46,237 | $13.0M | Add +1.0% |
| WM Waste Management Inc. | 1.47% | 61,044 | $13.0M | Reduce -0.1% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 1.46% | 51,678 | $12.9M | Reduce -0.1% |
| BND Vanguard Total Bond Market | 1.41% | 171,067 | $12.4M | Add +1.4% |
| CSCO Cisco Systems Inc. | 1.36% | 240,439 | $12.0M | Add +7.6% |
| ABT Abbott Laboratories | 1.31% | 102,015 | $11.6M | Add +0.5% |
| GOOGL Alphabet Inc. Class A | 1.27% | 74,501 | $11.2M | Add +3.1% |
| PEP Pepsico Inc. | 1.22% | 61,425 | $10.7M | Reduce -0.0% |
| MA Mastercard Inc. Class A | 1.20% | 22,052 | $10.6M | Add +1.5% |
| COST Costco Wholesale Corp. | 1.18% | 14,295 | $10.5M | Add +1.6% |
| HON Honeywell International Inc. | 1.15% | 49,428 | $10.1M | Add +5.0% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 1.11% | 96,863 | $9.8M | Add +0.3% |
| VOO Vanguard S&P 500 ETF | 1.11% | 20,405 | $9.8M | Add +63.5% |
| BLK BlackRock Finance Inc. | 1.06% | 11,243 | $9.4M | Add +1.1% |
| AMGN Amgen Inc. | 1.04% | 32,463 | $9.2M | Reduce -0.5% |
| PEG Public Service Enterprise GP | 1.01% | 133,671 | $8.9M | Add +3.7% |
| SUSA iShares ESG Optimized MSCI U | 1.00% | 80,683 | $8.8M | Add +23.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.98% | 20,585 | $8.7M | Add +2.4% |
| DHR Danaher Corp. | 0.97% | 34,250 | $8.6M | Add +2.2% |
| PG The Procter & Gamble Co. | 0.94% | 51,289 | $8.3M | Reduce -1.7% |
| DUK Duke Energy Corp. | 0.93% | 84,829 | $8.2M | Add +1.2% |
| UPS United Parcel Service Class B | 0.91% | 54,260 | $8.1M | Add +5.5% |
| ISRG Intuitive Surgical Inc. | 0.88% | 19,439 | $7.8M | Add +2.8% |
| GD General Dynamics Corp. | 0.83% | 25,850 | $7.3M | Add +1.7% |
| KMB Kimberly-Clark Corp. | 0.81% | 55,096 | $7.1M | Add +4.2% |
| PSA Public Storage | 0.80% | 24,242 | $7.0M | Add +3.1% |
| ABBV Abbvie Inc. | 0.76% | 36,704 | $6.7M | Reduce -1.2% |
| ADBE Adobe Inc. | 0.71% | 12,477 | $6.3M | Add +4.8% |
| SYK Stryker Corp. | 0.67% | 16,677 | $6.0M | Add +2.7% |
| ACN Accenture PLC Class A | 0.67% | 17,203 | $6.0M | Add +2.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.62% | 59,766 | $5.5M | Reduce -34.8% |
| JNJ Johnson & Johnson | 0.61% | 34,238 | $5.4M | Reduce -0.4% |
| SHY iShares 1-3 Year Treasury Bo | 0.53% | 57,634 | $4.7M | Reduce -0.9% |
| ICE Intercontinental Exchange Inc. | 0.50% | 31,854 | $4.4M | Add +4.2% |
| USMV iShares MSCI USA Min Vol Fac | 0.49% | 51,955 | $4.3M | Reduce -19.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.46% | 7,842 | $4.1M | Reduce -0.6% |
| RWL Invesco S&P 500 Revenue ETF | 0.45% | 42,898 | $4.0M | Reduce -5.7% |
| SNPS Synopsys Inc. | 0.45% | 7,027 | $4.0M | New |
| BCE Bce Inc. | 0.38% | 100,162 | $3.4M | Add +3.9% |
| AWK American Water Works Co. Inc. | 0.38% | 27,180 | $3.3M | Reduce -41.3% |
| SBUX Starbucks Corp. | 0.38% | 36,311 | $3.3M | Add +5.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.36% | 16,566 | $3.2M | Reduce -1.6% |
| CWST Casella Waste Systems Inc. Class A | 0.35% | 31,704 | $3.1M | No change |
| IWO iShares Russell 2000 Growth | 0.31% | 10,222 | $2.8M | No change |
| ADP Automatic Data Processing | 0.31% | 11,055 | $2.8M | Add +0.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.31% | 11,933 | $2.7M | Add +7.9% |
| KO The Coca-Cola Co. | 0.29% | 41,323 | $2.5M | Add +0.1% |
| ADSK Autodesk Inc. | 0.28% | 9,481 | $2.5M | New |
| INTC Intel Corp. | 0.24% | 47,486 | $2.1M | Reduce -7.4% |
| EMR Emerson Electric Co. | 0.23% | 18,054 | $2.0M | Add +1.2% |
| VOOG Vanguard S&P 500 Growth ETF | 0.23% | 6,613 | $2.0M | Add +0.8% |
| IVV iShares Core S&P 500 ETF | 0.21% | 3,512 | $1.8M | Add +0.7% |
| BNL Broadstone Net Lease Inc. | 0.21% | 116,191 | $1.8M | No change |
| XLK SS Technology Select Sector | 0.20% | 8,611 | $1.8M | Add +13.8% |
| SUB iShares Short-Term National | 0.20% | 16,485 | $1.7M | No change |
| VZ Verizon Communications Inc. | 0.19% | 39,960 | $1.7M | Reduce -3.9% |
| CVX Chevron Corp. | 0.19% | 10,462 | $1.7M | Reduce -0.4% |
| NBTB N B T Bancorp Inc. | 0.18% | 43,633 | $1.6M | Reduce -4.3% |
| PAYX Paychex Inc. | 0.18% | 12,647 | $1.6M | Add +73.8% |
| ORCL Oracle Corp. | 0.16% | 11,547 | $1.5M | Add +0.1% |
| EFA iShares MSCI Eafe ETF | 0.16% | 17,588 | $1.4M | Add +0.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.15% | 5,185 | $1.3M | No change |
| LOW Lowe's Cos Inc. | 0.15% | 5,281 | $1.3M | Reduce -0.4% |
| DVY iShares Select Dividend ETF | 0.15% | 10,918 | $1.3M | Reduce -1.1% |
| PFE Pfizer Inc. | 0.15% | 46,234 | $1.3M | Add +6.3% |
| WBS Webster Financial Corp. | 0.14% | 25,262 | $1.3M | Add +0.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.13% | 10,940 | $1.2M | Add +16.7% |
| IJR iShares Core S&P Small-Cap E | 0.13% | 10,157 | $1.1M | Add +1.4% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.12% | 2,685 | $1.1M | No change |
| MDY State Street SPDR S&P Midcap | 0.12% | 1,904 | $1.1M | No change |
| GLW Corning Inc. | 0.11% | 29,812 | $983K | Add +4.5% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.11% | 12,000 | $963K | New |
| GE General Electric | 0.11% | 5,473 | $961K | Reduce -4.4% |
| ETN Eaton Corp. PLC | 0.11% | 3,031 | $948K | No change |
| T AT&T Inc. | 0.11% | 53,428 | $940K | Reduce -4.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.11% | 2,114 | $939K | Reduce -0.2% |
| MUB iShares National Muni Bond E | 0.11% | 8,695 | $936K | No change |
| TMO Thermo Fisher Scientific Inc. | 0.10% | 1,592 | $925K | Reduce -2.5% |
| IJS iShares S&P Small-Cap 600 Va | 0.10% | 8,987 | $924K | No change |
| SPLV Invesco S&P 500 Low Volatili | 0.10% | 14,013 | $923K | Add +31.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.10% | 12,231 | $908K | Add +0.0% |
| CAT Caterpillar Inc. | 0.10% | 2,325 | $852K | Reduce -7.2% |
| IWM iShares Russell 2000 ETF | 0.10% | 4,044 | $850K | Add +1.7% |
| UNH Unitedhealth Group Inc. | 0.09% | 1,678 | $830K | No change |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | 0.09% | 26,730 | $787K | Reduce -42.8% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $16K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 234 | $10K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 250 | $6K | No change |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 2 | $20 | No change |
Total filed on the 13F, all lines: $884.3M.
Portfolio Sells Q4 2023 → Q1 2024
| TMP Tompkins Financial Corp. | Reduce -0.1% | 6.71% | −1.91 |
| AAPL Apple Inc. | Reduce -0.0% | 4.13% | −0.84 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -34.8% | 0.62% | −0.39 |
| AWK American Water Works Co. Inc. | Reduce -41.3% | 0.38% | −0.36 |
| IEMG iShares Core MSCI Emerging | Reduce -85.5% | 0.05% | −0.34 |
| ESGE iShares Inc. iShares ESG Awar | Reduce -98.5% | 0.00% | −0.32 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -19.0% | 0.49% | −0.11 |
| GSLC Goldman Activebeta US LC ETF | Reduce -84.4% | 0.02% | −0.11 |
| TPL Texas Pacific Land Corp. | Sold out | 0.00% | −0.11 |
| VEA Vanguard Ftse Developed ETF | Reduce -3.1% | 1.93% | −0.11 |
| AMGN Amgen Inc. | Reduce -0.5% | 1.04% | −0.09 |
| INTC Intel Corp. | Reduce -7.4% | 0.24% | −0.07 |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | Reduce -42.8% | 0.09% | −0.07 |
| IBDP iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.07 |
| NBTB N B T Bancorp Inc. | Reduce -4.3% | 0.18% | −0.05 |
| PEP Pepsico Inc. | Reduce -0.0% | 1.22% | −0.05 |
| VTIP Vanguard Short-Term Tips | Reduce -94.6% | 0.00% | −0.05 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -0.9% | 0.53% | −0.04 |
| JNJ Johnson & Johnson | Reduce -0.4% | 0.61% | −0.04 |
| AGG iShares Core U.S. Aggregate | Reduce -28.0% | 0.06% | −0.03 |
| AFL Aflac Inc. | Reduce -51.9% | 0.02% | −0.02 |
| RWL Invesco S&P 500 Revenue ETF | Reduce -5.7% | 0.45% | −0.02 |
| META Meta Platforms Inc. Class A | Reduce -43.0% | 0.04% | −0.01 |
| EVRG Evergy Inc. | Reduce -99.1% | 0.00% | −0.01 |
| PNW Pinnacle West Capital | Sold out | 0.00% | −0.01 |
| CEG Constellation Energy | Reduce -83.3% | 0.00% | −0.01 |
| VMRK Vivmark Residential | Sold out | 0.00% | −0.01 |
| CME Cme Group Inc. | Reduce -81.8% | 0.00% | −0.01 |
| ITW Illinois Tool Works | Reduce -12.7% | 0.05% | −0.01 |
| CRWD CrowdStrike Holdings Inc. Class A | Sold out | 0.00% | −0.01 |
| RTX RTX Corp. | Reduce -20.4% | 0.06% | −0.01 |
| HWM Howmet Aerospace Inc. | Reduce -32.8% | 0.03% | −0.01 |
| PM Philip Morris International | Reduce -1.8% | 0.07% | −0.01 |
| XLF SS Financial Select Sector | Reduce -53.5% | 0.01% | −0.01 |
| T AT&T Inc. | Reduce -4.9% | 0.11% | −0.01 |
| JNPR Juniper Networks Inc. | Sold out | 0.00% | −0.01 |
| MCHP Microchip Technology Inc. | Reduce -2.1% | 0.07% | −0.01 |
| NOW ServiceNow Inc. | Sold out | 0.00% | −0.01 |
| SNA Snap-on Inc. | Reduce -24.8% | 0.02% | −0.01 |
| CVS CVS Health Corp. | Reduce -4.3% | 0.05% | −0.01 |
| V Visa Inc. Class A | Reduce -16.6% | 0.03% | −0.01 |
| APH Amphenol Corp. Class A | Reduce -89.0% | 0.00% | −0.01 |
| MRSH Marsh & McLennan Cos | Reduce -28.8% | 0.01% | −0.01 |
| SHW The Sherwin-Williams Co. | Reduce -93.9% | 0.00% | −0.01 |
| LIN Linde PLC | Reduce -23.9% | 0.02% | −0.01 |
| CMCSA Comcast Corp. Class A | Reduce -2.0% | 0.05% | −0.01 |
| WBD Warner Bros Discovery Inc. | Reduce -8.3% | 0.01% | −0.01 |
| REG Regency Centers Corp. | Reduce -20.4% | 0.01% | −0.00 |
| CHMG Chemung Financial Corp. | Sold out | 0.00% | −0.00 |
| AMAT Applied Materials Inc. | Reduce -82.0% | 0.00% | −0.00 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +5.4% | 2.37% | +1.05 |
| IWL iShares Russell Top 200 ETF | Add +3.1% | 9.59% | +0.57 |
| SNPS Synopsys Inc. | New | 0.45% | +0.45 |
| VOO Vanguard S&P 500 ETF | Add +63.5% | 1.11% | +0.45 |
| ADSK Autodesk Inc. | New | 0.28% | +0.28 |
| XOM Exxon Mobil Corp. | Add +3.4% | 2.06% | +0.22 |
| SUSA iShares ESG Optimized MSCI U | Add +23.7% | 1.00% | +0.20 |
| AMZN Amazon.com Inc. | Add +3.8% | 1.52% | +0.20 |
| MRK Merck & Co. Inc. | Add +0.2% | 1.48% | +0.17 |
| WMT Walmart Inc. | Add +1.8% | 1.98% | +0.16 |
| MOAT Vaneck Morningstar Wide Moat | Add +5.6% | 3.40% | +0.14 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.4% | 0.98% | +0.11 |
| IRM Iron Mountain Inc. | New | 0.11% | +0.11 |
| ISRG Intuitive Surgical Inc. | Add +2.8% | 0.88% | +0.10 |
| IJH iShares Core S&P Midcap ETF | Add +2.6% | 2.10% | +0.10 |
| SYK Stryker Corp. | Add +2.7% | 0.67% | +0.09 |
| MA Mastercard Inc. Class A | Add +1.5% | 1.20% | +0.08 |
| PAYX Paychex Inc. | Add +73.8% | 0.18% | +0.07 |
| COST Costco Wholesale Corp. | Add +1.6% | 1.18% | +0.06 |
| PEG Public Service Enterprise GP | Add +3.7% | 1.01% | +0.05 |
| HD Home Depot Inc. | Add +0.1% | 1.50% | +0.05 |
| GOOGL Alphabet Inc. Class A | Add +3.1% | 1.27% | +0.05 |
| IVW iShares S&P 500 Growth ETF | Add +48.9% | 0.09% | +0.03 |
| DHR Danaher Corp. | Add +2.2% | 0.97% | +0.03 |
| KMB Kimberly-Clark Corp. | Add +4.2% | 0.81% | +0.03 |
| XLK SS Technology Select Sector | Add +13.8% | 0.20% | +0.03 |
| GD General Dynamics Corp. | Add +1.7% | 0.83% | +0.03 |
| SPLV Invesco S&P 500 Low Volatili | Add +31.2% | 0.10% | +0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +7.9% | 0.31% | +0.02 |
| TGT Target Corp. | Add +20.9% | 0.07% | +0.02 |
| EMR Emerson Electric Co. | Add +1.2% | 0.23% | +0.02 |
| ALB Albemarle Corp. | Add +420.9% | 0.03% | +0.02 |
| ICE Intercontinental Exchange Inc. | Add +4.2% | 0.50% | +0.02 |
| ORCL Oracle Corp. | Add +0.1% | 0.16% | +0.02 |
| QCOM Qualcomm Inc. | Add +32.9% | 0.05% | +0.02 |
| TJX TJX Companies Inc. | Add +0.3% | 1.11% | +0.01 |
| ET Energy Transfer LP | Add +106.8% | 0.02% | +0.01 |
| VOOG Vanguard S&P 500 Growth ETF | Add +0.8% | 0.23% | +0.01 |
| HSY The Hershey Co. | Add +29.0% | 0.06% | +0.01 |
| WEC WEC Energy Group Inc. | Add +62.9% | 0.04% | +0.01 |
| TAP Molson Coors Beverage Co. Class B | New | 0.01% | +0.01 |
| BNY Bank of New York Mellon Corp. | Add +119.8% | 0.02% | +0.01 |
| HTRB Hartford TTL RTRN BND ETF | New | 0.01% | +0.01 |
| EXR Extra Space Storage Inc. | New | 0.01% | +0.01 |
| O Realty Income Corp. | New | 0.01% | +0.01 |
| DOC Healthpeak Properties Inc. | New | 0.01% | +0.01 |
| MS Morgan Stanley | New | 0.01% | +0.01 |
| ATO Atmos Energy Corp. | New | 0.01% | +0.01 |
| IPG Interpublic Group of Cos Inc. | New | 0.01% | +0.01 |
| NTRS Northern Trust Corp. | New | 0.01% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 547 | $1.4B | TMP, VTHR, IWL, ACWX, AAPL |
| Q1 2026 | 564 | $1.3B | TMP, VTHR, IWL, ACWX, AAPL |
| Q4 2025 | 635 | $1.3B | IWL, VTHR, TMP, MSFT, AAPL |
| Q3 2025 | 542 | $1.2B | IWL, VTHR, TMP, MSFT, NVDA |
| Q2 2025 | 542 | $1.1B | IWL, TMP, VTHR, MSFT, NVDA |
| Q1 2025 | 564 | $1.0B | IWL, TMP, AAPL, MSFT, VTHR |
| Q4 2024 | 528 | $1.1B | IWL, TMP, AAPL, MSFT, NVDA |
| Q3 2024 | 579 | $1.0B | IWL, TMP, AAPL, MSFT, MOAT |
| Q2 2024 | 586 | $954.9M | IWL, TMP, MSFT, AAPL, NVDA |
| Q1 2024 | 627 | $884.2M | IWL, TMP, MSFT, AAPL, MOAT |