Tompkins Financial Corp.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 1, 2024), Tompkins Financial Corp. reported 579 stock positions worth $1.0 billion. Its top holding was iShares Russell Top 200 ETF (IWL) at 13.6% of the portfolio, followed by Tompkins Financial (TMP, 6.4%) and Apple (AAPL, 4.7%). Compared with Q2 2024, it opened 41 new positions, sold out of 48, added to 97 and reduced 122. The biggest buy was SS SPDR BB 1-3M T-Bill ETF (BIL, shares +130%) and the biggest sale Te Connectivity (TEL, shares −100%).
- Most Recent 13F
- Q2 2026
- Location
- ITHACA, NY
- CIK
- 0001005817
- Portfolio Value
- $1.0B (Q3 2024)
- SEC Filing
- 0001999371-24-014238 ↗ filed Nov 1, 2024
Holdings Value
Holdings 579 stocks · $1.0B
| IWL iShares Russell Top 200 ETF | 13.61% | 1,010,883 | $142.0M | Add +9.1% |
| TMP Tompkins Financial Corp. | 6.38% | 1,151,955 | $66.6M | Reduce -2.5% |
| AAPL Apple Inc. | 4.73% | 212,004 | $49.4M | Reduce -0.3% |
| MSFT Microsoft Corp. | 4.55% | 110,410 | $47.5M | Add +0.6% |
| MOAT Vaneck Morningstar Wide Moat | 3.17% | 341,424 | $33.1M | Reduce -0.8% |
| NVDA Nvidia Corp. | 3.09% | 265,479 | $32.2M | Reduce -0.8% |
| LLY Eli Lilly & Co. | 2.63% | 30,982 | $27.4M | Reduce -1.3% |
| WMT Walmart Inc. | 2.19% | 283,197 | $22.9M | Reduce -0.8% |
| VEA Vanguard Ftse Developed ETF | 2.15% | 425,733 | $22.5M | Add +15.8% |
| IJH iShares Core S&P Midcap ETF | 1.96% | 327,574 | $20.4M | Add +1.4% |
| VOO Vanguard S&P 500 ETF | 1.84% | 36,317 | $19.2M | Add +38.9% |
| XOM Exxon Mobil Corp. | 1.76% | 156,403 | $18.3M | Add +0.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.67% | 189,704 | $17.4M | Add +130.1% |
| BND Vanguard Total Bond Market | 1.55% | 215,677 | $16.2M | Add +16.2% |
| JPM JPMorgan Chase & Co. | 1.55% | 76,720 | $16.2M | Reduce -1.4% |
| MCD McDonald's Corp. | 1.38% | 47,381 | $14.4M | Add +0.3% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 1.38% | 51,244 | $14.4M | Reduce -0.4% |
| AMZN Amazon.com Inc. | 1.37% | 76,557 | $14.3M | Add +4.0% |
| HD Home Depot Inc. | 1.33% | 34,225 | $13.9M | Reduce -0.1% |
| CSCO Cisco Systems Inc. | 1.25% | 244,276 | $13.0M | Add +1.4% |
| COST Costco Wholesale Corp. | 1.23% | 14,478 | $12.8M | Add +1.3% |
| GOOGL Alphabet Inc. Class A | 1.22% | 76,656 | $12.7M | Add +3.1% |
| WM Waste Management Inc. | 1.22% | 61,117 | $12.7M | Add +0.9% |
| SUSA iShares ESG Optimized MSCI U | 1.17% | 101,138 | $12.2M | Add +23.6% |
| ABT Abbott Laboratories | 1.11% | 101,805 | $11.6M | Add +0.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 1.09% | 96,992 | $11.4M | Add +0.8% |
| PEG Public Service Enterprise GP | 1.09% | 127,332 | $11.4M | Reduce -0.9% |
| MRK Merck & Co. Inc. | 1.07% | 98,567 | $11.2M | Add +1.0% |
| MA Mastercard Inc. Class A | 1.07% | 22,617 | $11.2M | Add +2.1% |
| BLK BlackRock Finance Inc. | 1.03% | 11,342 | $10.8M | Add +1.9% |
| PEP Pepsico Inc. | 1.01% | 61,946 | $10.5M | Add +1.3% |
| HON Honeywell International Inc. | 1.01% | 50,831 | $10.5M | Add +3.5% |
| AMGN Amgen Inc. | 1.00% | 32,411 | $10.4M | Add +0.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.96% | 21,774 | $10.0M | Add +5.8% |
| DUK Duke Energy Corp. | 0.94% | 85,031 | $9.8M | Add +1.2% |
| DHR Danaher Corp. | 0.91% | 34,193 | $9.5M | Add +0.7% |
| PSA Public Storage | 0.86% | 24,533 | $8.9M | Add +2.6% |
| PG The Procter & Gamble Co. | 0.83% | 50,223 | $8.7M | Reduce -1.6% |
| ISRG Intuitive Surgical Inc. | 0.79% | 16,793 | $8.2M | Reduce -12.7% |
| GD General Dynamics Corp. | 0.76% | 26,071 | $7.9M | Add +2.4% |
| KMB Kimberly-Clark Corp. | 0.75% | 54,849 | $7.8M | Add +0.6% |
| ADBE Adobe Inc. | 0.66% | 13,350 | $6.9M | Add +5.5% |
| SHY iShares 1-3 Year Treasury Bo | 0.65% | 82,169 | $6.8M | Add +22.8% |
| ABBV Abbvie Inc. | 0.64% | 33,771 | $6.7M | Reduce -7.8% |
| ACN Accenture PLC Class A | 0.62% | 18,173 | $6.4M | Add +3.8% |
| SYK Stryker Corp. | 0.59% | 16,903 | $6.1M | Add +1.3% |
| WBS Webster Financial Corp. | 0.51% | 113,508 | $5.3M | Add +349.3% |
| ICE Intercontinental Exchange Inc. | 0.51% | 32,840 | $5.3M | Add +3.2% |
| JNJ Johnson & Johnson | 0.50% | 32,197 | $5.2M | Reduce -4.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.48% | 8,738 | $5.0M | Reduce -2.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.47% | 53,547 | $4.9M | Add +4.0% |
| RWL Invesco S&P 500 Revenue ETF | 0.40% | 42,409 | $4.2M | Reduce -0.5% |
| SNPS Synopsys Inc. | 0.37% | 7,613 | $3.9M | Add +7.8% |
| AWK American Water Works Co. Inc. | 0.35% | 25,319 | $3.7M | Reduce -2.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.35% | 15,439 | $3.7M | Add +18.1% |
| XLK SS Technology Select Sector | 0.35% | 16,060 | $3.6M | Add +87.6% |
| BCE Bce Inc. | 0.32% | 97,166 | $3.4M | Reduce -1.7% |
| ADP Automatic Data Processing | 0.29% | 11,088 | $3.1M | Add +0.3% |
| CVX Chevron Corp. | 0.29% | 20,510 | $3.0M | Add +97.2% |
| IWO iShares Russell 2000 Growth | 0.28% | 10,203 | $2.9M | No change |
| CWST Casella Waste Systems Inc. Class A | 0.25% | 26,677 | $2.7M | Reduce -15.9% |
| SUB iShares Short-Term National | 0.22% | 21,326 | $2.3M | No change |
| VOOG Vanguard S&P 500 Growth ETF | 0.22% | 6,528 | $2.3M | No change |
| BNL Broadstone Net Lease Inc. | 0.21% | 116,191 | $2.2M | No change |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.20% | 18,376 | $2.1M | Add +29.0% |
| KO The Coca-Cola Co. | 0.20% | 28,860 | $2.1M | Reduce -30.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.19% | 6,971 | $2.0M | Reduce -11.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.19% | 8,906 | $2.0M | Reduce -45.6% |
| IVV iShares Core S&P 500 ETF | 0.19% | 3,398 | $2.0M | Reduce -8.3% |
| NBTB N B T Bancorp Inc. | 0.18% | 42,774 | $1.9M | No change |
| EMR Emerson Electric Co. | 0.17% | 16,687 | $1.8M | Reduce -6.6% |
| ORCL Oracle Corp. | 0.17% | 10,145 | $1.7M | Reduce -8.8% |
| PAYX Paychex Inc. | 0.16% | 12,533 | $1.7M | Reduce -1.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.15% | 3,283 | $1.6M | Reduce -2.3% |
| DVY iShares Select Dividend ETF | 0.14% | 10,918 | $1.5M | No change |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.13% | 3,305 | $1.4M | No change |
| VZ Verizon Communications Inc. | 0.13% | 30,530 | $1.4M | Reduce -23.7% |
| SPLV Invesco S&P 500 Low Volatili | 0.13% | 18,913 | $1.4M | Add +35.0% |
| CRS Carpenter Technology | 0.12% | 8,048 | $1.3M | No change |
| EFA iShares MSCI Eafe ETF | 0.12% | 14,437 | $1.2M | Reduce -9.6% |
| IJS iShares S&P Small-Cap 600 Va | 0.12% | 11,166 | $1.2M | No change |
| PFE Pfizer Inc. | 0.11% | 40,483 | $1.2M | Reduce -8.0% |
| GLW Corning Inc. | 0.11% | 25,871 | $1.2M | Reduce -13.6% |
| IJR iShares Core S&P Small-Cap E | 0.11% | 9,982 | $1.2M | Reduce -0.0% |
| LOW Lowe's Cos Inc. | 0.11% | 4,122 | $1.1M | Reduce -20.6% |
| MDY State Street SPDR S&P Midcap | 0.10% | 1,904 | $1.1M | No change |
| UNH Unitedhealth Group Inc. | 0.10% | 1,727 | $1.0M | Add +2.9% |
| ETN Eaton Corp. PLC | 0.10% | 3,031 | $1.0M | No change |
| TMO Thermo Fisher Scientific Inc. | 0.09% | 1,567 | $969K | No change |
| STZ Constellation Brands Inc. Class A | 0.09% | 3,740 | $964K | Add +54.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.09% | 12,204 | $953K | Reduce -0.3% |
| IVW iShares S&P 500 Growth ETF | 0.09% | 9,468 | $907K | Reduce -0.8% |
| PHYS Sprott Physical Gold Trust | 0.09% | 43,700 | $891K | Add +1.6% |
| IWM iShares Russell 2000 ETF | 0.08% | 3,967 | $876K | Add +1.5% |
| SCHB Schwab US Broad Market ETF | 0.08% | 12,998 | $865K | No change |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.08% | 10,958 | $840K | No change |
| VYM Vanguard High DVD Yield ETF | 0.08% | 6,505 | $834K | No change |
| T AT&T Inc. | 0.08% | 37,723 | $830K | Reduce -30.8% |
| NEE Nextera Energy Inc. | 0.08% | 9,776 | $826K | Add +6.0% |
| PM Philip Morris International | 0.08% | 6,778 | $823K | Reduce -3.6% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $7K (not counted above)
Total filed on the 13F, all lines: $1.0B.
Portfolio Sells Q2 2024 → Q3 2024
| TEL Te Connectivity Ltd. | Reduce -99.9% | 0.00% | −0.75 |
| NVDA Nvidia Corp. | Reduce -0.8% | 3.09% | −0.37 |
| LLY Eli Lilly & Co. | Reduce -1.3% | 2.63% | −0.34 |
| IBM Intl Business Machines Corp. | Reduce -45.6% | 0.19% | −0.11 |
| TER Teradyne Inc. | Sold out | 0.00% | −0.11 |
| INTC Intel Corp. | Reduce -59.6% | 0.04% | −0.11 |
| ISRG Intuitive Surgical Inc. | Reduce -12.7% | 0.79% | −0.11 |
| JPM JPMorgan Chase & Co. | Reduce -1.4% | 1.55% | −0.10 |
| KO The Coca-Cola Co. | Reduce -30.1% | 0.20% | −0.08 |
| BSX Boston Scientific Corp. | Sold out | 0.00% | −0.08 |
| CWST Casella Waste Systems Inc. Class A | Reduce -15.9% | 0.25% | −0.07 |
| CI The Cigna Group | Reduce -96.4% | 0.00% | −0.07 |
| KEYS Keysight Technologies Inc. | Sold out | 0.00% | −0.06 |
| MCK McKesson Corp. | Sold out | 0.00% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -1.6% | 0.83% | −0.05 |
| VZ Verizon Communications Inc. | Reduce -23.7% | 0.13% | −0.04 |
| HSIC Henry Schein Inc. | Sold out | 0.00% | −0.04 |
| IXN iShares Global Tech ETF | Reduce -44.9% | 0.04% | −0.04 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -11.7% | 0.19% | −0.03 |
| EMR Emerson Electric Co. | Reduce -6.6% | 0.17% | −0.03 |
| T AT&T Inc. | Reduce -30.8% | 0.08% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -2.3% | 0.48% | −0.03 |
| MUB iShares National Muni Bond E | Reduce -22.4% | 0.07% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -8.3% | 0.19% | −0.02 |
| DIS The Walt Disney Co. | Reduce -30.5% | 0.04% | −0.02 |
| NFG National Fuel Gas Co. | Reduce -43.6% | 0.03% | −0.02 |
| DFS Discover Financial Services | Sold out | 0.00% | −0.02 |
| FDX FedEx Corp. | Reduce -35.2% | 0.02% | −0.02 |
| GE General Electric | Reduce -28.0% | 0.07% | −0.02 |
| CAH Cardinal Health Inc. | Reduce -94.0% | 0.00% | −0.02 |
| ABBV Abbvie Inc. | Reduce -7.8% | 0.64% | −0.02 |
| CMCSA Comcast Corp. Class A | Reduce -42.0% | 0.02% | −0.02 |
| A Agilent Technologies Inc. | Reduce -66.7% | 0.01% | −0.02 |
| PFE Pfizer Inc. | Reduce -8.0% | 0.11% | −0.02 |
| IYK iShares US Consumer Staples | Sold out | 0.00% | −0.02 |
| AJG Arthur J Gallagher & Co. | Reduce -0.4% | 1.38% | −0.02 |
| EFA iShares MSCI Eafe ETF | Reduce -9.6% | 0.12% | −0.02 |
| FE Firstenergy Corp. | Reduce -94.6% | 0.00% | −0.01 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.3% | 0.15% | −0.01 |
| RWL Invesco S&P 500 Revenue ETF | Reduce -0.5% | 0.40% | −0.01 |
| AFL Aflac Inc. | Reduce -82.8% | 0.00% | −0.01 |
| KLAC KLA Corp. | Sold out | 0.00% | −0.01 |
| V Visa Inc. Class A | Reduce -71.7% | 0.01% | −0.01 |
| JNJ Johnson & Johnson | Reduce -4.1% | 0.50% | −0.01 |
| WEC WEC Energy Group Inc. | Reduce -47.6% | 0.02% | −0.01 |
| AXP American Express Co. | Reduce -22.3% | 0.06% | −0.01 |
| LOW Lowe's Cos Inc. | Reduce -20.6% | 0.11% | −0.01 |
| MCHP Microchip Technology Inc. | Reduce -0.6% | 0.05% | −0.01 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Sold out | 0.00% | −0.01 |
| DAL Delta Air Lines Inc. | Reduce -64.5% | 0.01% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +130.1% | 1.67% | +0.88 |
| IWL iShares Russell Top 200 ETF | Add +9.1% | 13.61% | +0.61 |
| VOO Vanguard S&P 500 ETF | Add +38.9% | 1.84% | +0.47 |
| WBS Webster Financial Corp. | Add +349.3% | 0.51% | +0.39 |
| VEA Vanguard Ftse Developed ETF | Add +15.8% | 2.15% | +0.25 |
| SUSA iShares ESG Optimized MSCI U | Add +23.6% | 1.17% | +0.20 |
| BND Vanguard Total Bond Market | Add +16.2% | 1.55% | +0.15 |
| XLK SS Technology Select Sector | Add +87.6% | 0.35% | +0.14 |
| PSA Public Storage | Add +2.6% | 0.86% | +0.14 |
| MCD McDonald's Corp. | Add +0.3% | 1.38% | +0.12 |
| CVX Chevron Corp. | Add +97.2% | 0.29% | +0.12 |
| BLK BlackRock Finance Inc. | Add +1.9% | 1.03% | +0.11 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +5.8% | 0.96% | +0.08 |
| SHY iShares 1-3 Year Treasury Bo | Add +22.8% | 0.65% | +0.08 |
| ACN Accenture PLC Class A | Add +3.8% | 0.62% | +0.06 |
| DUK Duke Energy Corp. | Add +1.2% | 0.94% | +0.06 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +18.1% | 0.35% | +0.05 |
| ICE Intercontinental Exchange Inc. | Add +3.2% | 0.51% | +0.05 |
| CSCO Cisco Systems Inc. | Add +1.4% | 1.25% | +0.05 |
| MA Mastercard Inc. Class A | Add +2.1% | 1.07% | +0.05 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +29.0% | 0.20% | +0.04 |
| SPLV Invesco S&P 500 Low Volatili | Add +35.0% | 0.13% | +0.03 |
| XLC SS Comm Select Sector SPDR | New | 0.03% | +0.03 |
| STZ Constellation Brands Inc. Class A | Add +54.5% | 0.09% | +0.03 |
| DHR Danaher Corp. | Add +0.7% | 0.91% | +0.02 |
| LH Labcorp Holdings Inc. | New | 0.02% | +0.02 |
| ADP Automatic Data Processing | Add +0.3% | 0.29% | +0.02 |
| USMV iShares MSCI USA Min Vol Fac | Add +4.0% | 0.47% | +0.02 |
| HII Huntington Ingalls Industrie | New | 0.01% | +0.01 |
| DG Dollar General Corp. | New | 0.01% | +0.01 |
| CDW CDW Corp. | New | 0.01% | +0.01 |
| NEE Nextera Energy Inc. | Add +6.0% | 0.08% | +0.01 |
| CME Cme Group Inc. | Add +500.0% | 0.01% | +0.01 |
| PCTY Paylocity Holding Corp. | New | 0.01% | +0.01 |
| ITW Illinois Tool Works | Add +16.1% | 0.05% | +0.01 |
| KMX Carmax Inc. | New | 0.01% | +0.01 |
| UNH Unitedhealth Group Inc. | Add +2.9% | 0.10% | +0.01 |
| HESM Hess Midstream LP Class A | New | 0.01% | +0.01 |
| LHX L3HARRIS Technologies Inc. | Add +65.3% | 0.02% | +0.01 |
| VMC Vulcan Materials Co. | New | 0.01% | +0.01 |
| STM Stmicroelectronics NV-NY SHS | New | 0.01% | +0.01 |
| WU Western Union Co. | New | 0.01% | +0.01 |
| ABT Abbott Laboratories | Add +0.1% | 1.11% | +0.01 |
| TRV The Travelers Cos Inc. | Add +40.6% | 0.02% | +0.01 |
| ALB Albemarle Corp. | Add +35.1% | 0.03% | +0.01 |
| CVS CVS Health Corp. | Add +17.1% | 0.04% | +0.01 |
| HDV iShares Core High Dividend E | New | 0.01% | +0.01 |
| SBUX Starbucks Corp. | Add +78.0% | 0.01% | +0.01 |
| HSY The Hershey Co. | Add +14.8% | 0.06% | +0.00 |
| PNC PNC Financial Services Group | Add +1.9% | 0.05% | +0.00 |
Notes & Other Activity Q2 2024 → Q3 2024
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +5.1% | 246 | $7K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 547 | $1.4B | TMP, VTHR, IWL, ACWX, AAPL |
| Q1 2026 | 564 | $1.3B | TMP, VTHR, IWL, ACWX, AAPL |
| Q4 2025 | 635 | $1.3B | IWL, VTHR, TMP, MSFT, AAPL |
| Q3 2025 | 542 | $1.2B | IWL, VTHR, TMP, MSFT, NVDA |
| Q2 2025 | 542 | $1.1B | IWL, TMP, VTHR, MSFT, NVDA |
| Q1 2025 | 564 | $1.0B | IWL, TMP, AAPL, MSFT, VTHR |
| Q4 2024 | 528 | $1.1B | IWL, TMP, AAPL, MSFT, NVDA |
| Q3 2024 | 579 | $1.0B | IWL, TMP, AAPL, MSFT, MOAT |
| Q2 2024 | 586 | $954.9M | IWL, TMP, MSFT, AAPL, NVDA |
| Q1 2024 | 627 | $884.2M | IWL, TMP, MSFT, AAPL, MOAT |