Transform Wealth, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 16, 2024), Transform Wealth, LLC reported 218 stock positions worth $1.1 billion. Its top holding was Microsoft (MSFT) at 5.3% of the portfolio, followed by Apple (AAPL, 4.0%) and SS SPDR S&P 500 ETF Trust-US (SPY, 2.9%). Compared with Q4 2023, it opened 18 new positions, sold out of 38, added to 77 and reduced 108. The biggest buy was Walmart (WMT, shares +3893%) and the biggest sale Apple (AAPL, shares −8%).
- Most Recent 13F
- Q1 2025
- Location
- GREENWOOD VILLAGE, CO
- CIK
- 0001682266
- Portfolio Value
- $1.1B (Q1 2024)
- SEC Filing
- 0001085146-24-001836 ↗ filed Apr 16, 2024
Holdings Value
Holdings 218 stocks · $1.1B
| MSFT Microsoft Corp. | 5.26% | 131,688 | $55.4M | Reduce -1.2% |
| AAPL Apple Inc. | 4.02% | 246,695 | $42.3M | Reduce -8.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.89% | 57,956 | $30.4M | Reduce -19.9% |
| IVE iShares S&P 500 Value ETF | 2.79% | 157,504 | $29.4M | Reduce -2.3% |
| AVGO Broadcom Inc. | 2.26% | 17,991 | $23.8M | Reduce -9.4% |
| AMZN Amazon.com Inc. | 2.25% | 131,435 | $23.7M | Reduce -3.6% |
| LRCX Lam Research Corp. | 2.22% | 24,009 | $23.4M | Reduce -4.9% |
| AGG iShares Core U.S. Aggregate | 2.20% | 236,362 | $23.1M | Add +7.2% |
| GOOGL Alphabet Inc. Class A | 2.20% | 153,176 | $23.1M | Add +0.1% |
| XLI SS Industrial Select Sector | 2.19% | 183,339 | $23.1M | Add +18.5% |
| RSP Invesco S&P 500 Equal Weight | 2.04% | 126,994 | $21.5M | Add +51.9% |
| BKLN Invesco Senior Loan ETF | 1.93% | 959,550 | $20.3M | Add +51.5% |
| JPM JPMorgan Chase & Co. | 1.78% | 93,427 | $18.7M | Reduce -9.0% |
| IVW iShares S&P 500 Growth ETF | 1.70% | 212,250 | $17.9M | Add +2.2% |
| PJAN Innovator U.S. Equity Power | 1.61% | 432,186 | $16.9M | Add +74.5% |
| UNH Unitedhealth Group Inc. | 1.54% | 32,695 | $16.2M | Reduce -6.6% |
| ABBV Abbvie Inc. | 1.48% | 85,282 | $15.5M | Reduce -0.6% |
| NVDA Nvidia Corp. | 1.47% | 17,081 | $15.4M | Add +6.7% |
| XOM Exxon Mobil Corp. | 1.43% | 129,244 | $15.0M | Add +4.5% |
| ANGL Vaneck Fallen Angel High YLD | 1.26% | 457,972 | $13.3M | Reduce -6.7% |
| GS Goldman Sachs Group Inc. | 1.17% | 29,495 | $12.3M | Add +0.3% |
| ACN Accenture PLC Class A | 1.17% | 35,389 | $12.3M | Add +52.8% |
| SCHB Schwab US Broad Market ETF | 1.15% | 198,218 | $12.1M | Add +18.9% |
| COST Costco Wholesale Corp. | 1.14% | 16,352 | $12.0M | Reduce -26.5% |
| JBL Jabil Inc. | 1.13% | 89,087 | $11.9M | Add +8.2% |
| CVX Chevron Corp. | 1.12% | 74,432 | $11.7M | Reduce -9.0% |
| ADBE Adobe Inc. | 1.10% | 23,034 | $11.6M | Reduce -10.5% |
| FPE FT-Preferred Secur & Inc. ETF | 1.09% | 665,132 | $11.5M | Add +9.4% |
| NVO Novo-Nordisk A/S-Spons ADR | 1.04% | 84,826 | $11.0M | Reduce -0.4% |
| QDF NT Qual Div ETF | 1.01% | 161,754 | $10.7M | Reduce -7.5% |
| MCK McKesson Corp. | 1.01% | 19,826 | $10.7M | Add +2.7% |
| WMT Walmart Inc. | 0.99% | 173,076 | $10.4M | Add +3892.5% |
| CEG Constellation Energy | 0.98% | 56,100 | $10.4M | Add +204.5% |
| CMI Cummins Inc. | 0.96% | 34,293 | $10.1M | Add +1.5% |
| VRTX Vertex Pharmaceuticals Inc. | 0.92% | 23,089 | $9.7M | Add +3.4% |
| ORLY O'reilly Automotive Inc. | 0.91% | 8,480 | $9.6M | Add +1.6% |
| CRH CRH PLC | 0.90% | 108,806 | $9.4M | Add +1.7% |
| HD Home Depot Inc. | 0.89% | 24,434 | $9.4M | Reduce -15.1% |
| AIG American International Group | 0.88% | 118,819 | $9.3M | New |
| FTNT Fortinet Inc. | 0.87% | 133,887 | $9.1M | Add +3.3% |
| CB Chubb Ltd. | 0.86% | 34,805 | $9.0M | Add +4.3% |
| KLAC KLA Corp. | 0.86% | 12,888 | $9.0M | Add +5.5% |
| HYMB SS SPDR N Ice HY Muni ETF | 0.84% | 343,695 | $8.8M | Add +26.6% |
| REGN Regeneron Pharmaceuticals | 0.80% | 8,794 | $8.5M | Add +4.1% |
| LPLA LPL Financial Holdings Inc. | 0.80% | 31,804 | $8.4M | New |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.79% | 82,353 | $8.4M | Add +3.9% |
| LIN Linde PLC | 0.78% | 17,638 | $8.2M | Add +0.6% |
| BR Broadridge Financial Solutio | 0.76% | 39,098 | $8.0M | Add +6.2% |
| OKE Oneok Inc. | 0.76% | 99,898 | $8.0M | Reduce -15.0% |
| BLDR Builders Firstsource Inc. | 0.76% | 38,264 | $8.0M | Add +16.1% |
| CCEP Coca-Cola Europacific Partne | 0.75% | 112,723 | $7.9M | New |
| CPAY Corpay Inc. | 0.69% | 23,409 | $7.2M | Add +3.9% |
| HCA HCA Healthcare Inc. | 0.67% | 21,260 | $7.1M | Add +3.7% |
| MA Mastercard Inc. Class A | 0.66% | 14,386 | $6.9M | Reduce -9.8% |
| IVV iShares Core S&P 500 ETF | 0.65% | 12,936 | $6.8M | Reduce -51.2% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.64% | 133,755 | $6.8M | Add +106.1% |
| PWR Quanta Services Inc. | 0.64% | 26,123 | $6.8M | Add +13.0% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.63% | 54,506 | $6.7M | New |
| MSCI MSCI Inc. | 0.63% | 11,823 | $6.6M | Reduce -11.0% |
| WELL Welltower Inc. | 0.63% | 70,863 | $6.6M | Reduce -5.3% |
| H Hyatt Hotels Corp. Class A | 0.61% | 40,367 | $6.4M | Add +7.4% |
| TMO Thermo Fisher Scientific Inc. | 0.57% | 10,394 | $6.0M | Reduce -6.2% |
| TAP Molson Coors Beverage Co. Class B | 0.56% | 88,326 | $5.9M | Add +3.1% |
| META Meta Platforms Inc. Class A | 0.52% | 11,275 | $5.5M | New |
| IGM iShares Expanded Tech Sector | 0.51% | 62,678 | $5.4M | Add +8.1% |
| TMUS T-Mobile US Inc. | 0.50% | 32,141 | $5.2M | Add +6.9% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.50% | 71,532 | $5.2M | Reduce -2.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.49% | 19,753 | $5.1M | Reduce -7.3% |
| JSCP JPMorgan Short Duration Core | 0.48% | 107,617 | $5.0M | Add +1.7% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.46% | 114,993 | $4.9M | Reduce -2.7% |
| SCHD Schwab US DVD Equity ETF | 0.46% | 59,687 | $4.8M | Add +52.7% |
| GLD SPDR Gold Shares | 0.44% | 22,281 | $4.6M | Reduce -5.1% |
| GOOG Alphabet Inc. Class C | 0.43% | 29,473 | $4.5M | Reduce -29.5% |
| LLY Eli Lilly & Co. | 0.40% | 5,389 | $4.2M | Reduce -42.9% |
| LOW Lowe's Cos Inc. | 0.38% | 15,605 | $4.0M | Add +1.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.37% | 77,027 | $3.9M | Add +1.1% |
| DE Deere & Co. | 0.36% | 9,092 | $3.7M | Reduce -60.4% |
| DELL Dell Technologies -C | 0.35% | 32,245 | $3.7M | Reduce -10.2% |
| ELV Elevance Health Inc. | 0.32% | 6,471 | $3.4M | Reduce -1.9% |
| JEPI JPMorgan Equity Premium Inco | 0.31% | 56,385 | $3.3M | Reduce -20.2% |
| CSCO Cisco Systems Inc. | 0.29% | 62,169 | $3.1M | Reduce -44.4% |
| CAH Cardinal Health Inc. | 0.28% | 26,659 | $3.0M | Add +2.6% |
| CAT Caterpillar Inc. | 0.27% | 7,741 | $2.8M | Reduce -45.3% |
| XLV SS Health Care Select Sector | 0.27% | 19,114 | $2.8M | Add +14.2% |
| WM Waste Management Inc. | 0.26% | 12,990 | $2.8M | Reduce -43.0% |
| BX Blackstone Inc. | 0.25% | 20,420 | $2.7M | Reduce -40.9% |
| COWZ Pacer US Cash Cows 100 ETF | 0.24% | 42,883 | $2.5M | Add +72.1% |
| SCHM Schwab US Mid Cap ETF | 0.24% | 30,432 | $2.5M | Add +1.5% |
| CAPE Doubleline Shiller Cape US | 0.23% | 86,165 | $2.4M | Reduce -36.1% |
| NVS Novartis AG-Sponsored ADR | 0.23% | 23,646 | $2.4M | Reduce -1.8% |
| MOAT Vaneck Morningstar Wide Moat | 0.22% | 26,223 | $2.4M | Add +70.5% |
| RUNN Running Oak Efficient GR ETF | 0.22% | 73,328 | $2.3M | Add +78.7% |
| WMB Williams Cos Inc. | 0.22% | 58,346 | $2.3M | Add +0.7% |
| MRK Merck & Co. Inc. | 0.21% | 16,918 | $2.2M | Reduce -55.6% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.21% | 32,261 | $2.2M | Add +85.3% |
| CMCSA Comcast Corp. Class A | 0.21% | 50,031 | $2.2M | Reduce -5.2% |
| V Visa Inc. Class A | 0.20% | 7,407 | $2.1M | Reduce -47.3% |
| ISRG Intuitive Surgical Inc. | 0.20% | 5,158 | $2.1M | Reduce -51.9% |
| SCHA Schwab US Small-Cap ETF | 0.19% | 40,751 | $2.0M | Add +9.5% |
| SCHG Schwab US Large-Cap Growth | 0.19% | 21,326 | $2.0M | Reduce -33.3% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $218K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 180 | $218K | No change |
Total filed on the 13F, all lines: $1.1B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -8.0% | 4.02% | −1.02 |
| PAPR Innovator U.S. Equity Power | Reduce -97.2% | 0.03% | −0.90 |
| MET Metlife Inc. | Reduce -96.9% | 0.03% | −0.84 |
| NXPI NXP Semiconductors NV | Reduce -96.5% | 0.03% | −0.74 |
| KR Kroger Co. | Reduce -82.4% | 0.17% | −0.64 |
| IAU iShares Gold Trust | Reduce -96.5% | 0.02% | −0.61 |
| IVV iShares Core S&P 500 ETF | Reduce -51.2% | 0.65% | −0.59 |
| DE Deere & Co. | Reduce -60.4% | 0.36% | −0.54 |
| SBUX Starbucks Corp. | Reduce -95.0% | 0.03% | −0.53 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -19.9% | 2.89% | −0.48 |
| UL Unilever PLC | Sold out | 0.00% | −0.48 |
| PAUG Innovator U.S. Equity Power | Reduce -94.3% | 0.03% | −0.45 |
| MOO Vaneck Agribusiness ETF | Reduce -77.3% | 0.12% | −0.43 |
| XLP SS Consumer Staples Sel Sect | Sold out | 0.00% | −0.41 |
| ADBE Adobe Inc. | Reduce -10.5% | 1.10% | −0.39 |
| PULS Pgim Ultra Short Bond ETF | Reduce -90.1% | 0.04% | −0.34 |
| COST Costco Wholesale Corp. | Reduce -26.5% | 1.14% | −0.33 |
| ADM Archer-Daniels-Midland Co. | Reduce -92.0% | 0.02% | −0.28 |
| VNQ Vanguard Real Estate ETF | Reduce -81.7% | 0.06% | −0.27 |
| UNH Unitedhealth Group Inc. | Reduce -6.6% | 1.54% | −0.26 |
| CSCO Cisco Systems Inc. | Reduce -44.4% | 0.29% | −0.26 |
| PDBC Invesco Optimum Yield Divers | Reduce -72.9% | 0.09% | −0.23 |
| MRK Merck & Co. Inc. | Reduce -55.6% | 0.21% | −0.19 |
| BX Blackstone Inc. | Reduce -40.9% | 0.25% | −0.19 |
| V Visa Inc. Class A | Reduce -47.3% | 0.20% | −0.16 |
| ISRG Intuitive Surgical Inc. | Reduce -51.9% | 0.20% | −0.16 |
| GOOG Alphabet Inc. Class C | Reduce -29.5% | 0.43% | −0.15 |
| XLK SS Technology Select Sector | Reduce -77.7% | 0.04% | −0.14 |
| NKE Nike Inc. Class B | Reduce -44.2% | 0.13% | −0.14 |
| EXC Exelon Corp. | Reduce -82.9% | 0.03% | −0.14 |
| LLY Eli Lilly & Co. | Reduce -42.9% | 0.40% | −0.14 |
| CAT Caterpillar Inc. | Reduce -45.3% | 0.27% | −0.14 |
| WM Waste Management Inc. | Reduce -43.0% | 0.26% | −0.14 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -79.2% | 0.05% | −0.13 |
| CNI Canadian Natl Railway Co. | Reduce -52.4% | 0.12% | −0.13 |
| CAPE Doubleline Shiller Cape US | Reduce -36.1% | 0.23% | −0.12 |
| ANGL Vaneck Fallen Angel High YLD | Reduce -6.7% | 1.26% | −0.12 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -44.2% | 0.14% | −0.11 |
| MSCI MSCI Inc. | Reduce -11.0% | 0.63% | −0.10 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Sold out | 0.00% | −0.10 |
| BTZ BlackRock Credit Allocation | Sold out | 0.00% | −0.09 |
| HD Home Depot Inc. | Reduce -15.1% | 0.89% | −0.08 |
| CVX Chevron Corp. | Reduce -9.0% | 1.12% | −0.08 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.07 |
| SMH Vaneck Semiconductor ETF | Sold out | 0.00% | −0.07 |
| JEPI JPMorgan Equity Premium Inco | Reduce -20.2% | 0.31% | −0.07 |
| IYC iShares US Consumer Discreti | Sold out | 0.00% | −0.07 |
| SCHG Schwab US Large-Cap Growth | Reduce -33.3% | 0.19% | −0.07 |
| VOX Vanguard Communication Servi | Sold out | 0.00% | −0.07 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Sold out | 0.00% | −0.07 |
Portfolio Buys Q4 2023 → Q1 2024
| WMT Walmart Inc. | Add +3892.5% | 0.99% | +0.97 |
| AIG American International Group | New | 0.88% | +0.88 |
| LPLA LPL Financial Holdings Inc. | New | 0.80% | +0.80 |
| PJAN Innovator U.S. Equity Power | Add +74.5% | 1.61% | +0.79 |
| CEG Constellation Energy | Add +204.5% | 0.98% | +0.77 |
| RSP Invesco S&P 500 Equal Weight | Add +51.9% | 2.04% | +0.76 |
| CCEP Coca-Cola Europacific Partne | New | 0.75% | +0.75 |
| NVDA Nvidia Corp. | Add +6.7% | 1.47% | +0.69 |
| DIS The Walt Disney Co. | New | 0.63% | +0.63 |
| BKLN Invesco Senior Loan ETF | Add +51.5% | 1.93% | +0.62 |
| META Meta Platforms Inc. Class A | New | 0.52% | +0.52 |
| XLI SS Industrial Select Sector | Add +18.5% | 2.19% | +0.47 |
| ACN Accenture PLC Class A | Add +52.8% | 1.17% | +0.37 |
| JMST JPM Ultra-Short Muni Income | Add +106.1% | 0.64% | +0.32 |
| SCHB Schwab US Broad Market ETF | Add +18.9% | 1.15% | +0.24 |
| XOM Exxon Mobil Corp. | Add +4.5% | 1.43% | +0.22 |
| BLDR Builders Firstsource Inc. | Add +16.1% | 0.76% | +0.22 |
| IVW iShares S&P 500 Growth ETF | Add +2.2% | 1.70% | +0.18 |
| CMI Cummins Inc. | Add +1.5% | 0.96% | +0.17 |
| HYMB SS SPDR N Ice HY Muni ETF | Add +26.6% | 0.84% | +0.17 |
| SCHD Schwab US DVD Equity ETF | Add +52.7% | 0.46% | +0.17 |
| KLAC KLA Corp. | Add +5.5% | 0.86% | +0.16 |
| CRH CRH PLC | Add +1.7% | 0.90% | +0.16 |
| PWR Quanta Services Inc. | Add +13.0% | 0.64% | +0.16 |
| DKS Dick's Sporting Goods Inc. | New | 0.15% | +0.15 |
| MCK McKesson Corp. | Add +2.7% | 1.01% | +0.14 |
| ORLY O'reilly Automotive Inc. | Add +1.6% | 0.91% | +0.14 |
| H Hyatt Hotels Corp. Class A | Add +7.4% | 0.61% | +0.13 |
| HCA HCA Healthcare Inc. | Add +3.7% | 0.67% | +0.13 |
| FTNT Fortinet Inc. | Add +3.3% | 0.87% | +0.13 |
| CB Chubb Ltd. | Add +4.3% | 0.86% | +0.12 |
| GOOGL Alphabet Inc. Class A | Add +0.1% | 2.20% | +0.11 |
| JBL Jabil Inc. | Add +8.2% | 1.13% | +0.11 |
| COWZ Pacer US Cash Cows 100 ETF | Add +72.1% | 0.24% | +0.11 |
| RUNN Running Oak Efficient GR ETF | Add +78.7% | 0.22% | +0.10 |
| VYMI Vanguard Int High DVD YLD Inc. | Add +85.3% | 0.21% | +0.10 |
| MOAT Vaneck Morningstar Wide Moat | Add +70.5% | 0.22% | +0.10 |
| FPE FT-Preferred Secur & Inc. ETF | Add +9.4% | 1.09% | +0.09 |
| IGM iShares Expanded Tech Sector | Add +8.1% | 0.51% | +0.09 |
| VCLT Vanguard Long-Term Corp. Bond | New | 0.09% | +0.09 |
| REGN Regeneron Pharmaceuticals | Add +4.1% | 0.80% | +0.08 |
| LIN Linde PLC | Add +0.6% | 0.78% | +0.08 |
| TJX TJX Companies Inc. | Add +3.9% | 0.79% | +0.07 |
| AGG iShares Core U.S. Aggregate | Add +7.2% | 2.20% | +0.07 |
| CPAY Corpay Inc. | Add +3.9% | 0.69% | +0.06 |
| GS Goldman Sachs Group Inc. | Add +0.3% | 1.17% | +0.06 |
| TAP Molson Coors Beverage Co. Class B | Add +3.1% | 0.56% | +0.05 |
| XLV SS Health Care Select Sector | Add +14.2% | 0.27% | +0.05 |
| LOW Lowe's Cos Inc. | Add +1.4% | 0.38% | +0.04 |
| QQQ Invesco QQQ Trust Series 1 | New | 0.04% | +0.04 |