Transform Wealth, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 16, 2024), Transform Wealth, LLC reported 215 stock positions worth $1.5 billion. Its top holding was Powell Industries (POWL) at 24.6% of the portfolio, followed by Apple (AAPL, 4.2%) and Microsoft (MSFT, 3.9%). Compared with Q2 2024, it opened 24 new positions, sold out of 21, added to 89 and reduced 70. The biggest buy was a new position in Salesforce (CRM) and the biggest sale Invesco Senior Loan ETF (BKLN, shares −74%).
- Most Recent 13F
- Q1 2025
- Location
- GREENWOOD VILLAGE, CO
- CIK
- 0001682266
- Portfolio Value
- $1.5B (Q3 2024)
- SEC Filing
- 0001085146-24-004926 ↗ filed Oct 16, 2024
Holdings Value
Holdings 215 stocks · $1.5B
| POWL Powell Industries Inc. | 24.62% | 1,673,759 | $371.6M | Reduce -0.0% |
| AAPL Apple Inc. | 4.15% | 269,033 | $62.7M | Add +8.4% |
| MSFT Microsoft Corp. | 3.94% | 138,295 | $59.5M | Add +4.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.77% | 72,671 | $41.8M | Add +9.6% |
| NVDA Nvidia Corp. | 2.02% | 250,457 | $30.4M | Add +40.0% |
| AVGO Broadcom Inc. | 1.97% | 172,467 | $29.8M | Reduce -7.0% |
| IVE iShares S&P 500 Value ETF | 1.87% | 142,839 | $28.2M | Reduce -7.6% |
| AGG iShares Core U.S. Aggregate | 1.70% | 252,735 | $25.6M | Add +3.2% |
| AMZN Amazon.com Inc. | 1.69% | 137,220 | $25.6M | Add +1.6% |
| QDF NT Qual Div ETF | 1.64% | 344,683 | $24.7M | Add +128.7% |
| GOOGL Alphabet Inc. Class A | 1.56% | 141,787 | $23.5M | Reduce -9.0% |
| JPM JPMorgan Chase & Co. | 1.35% | 96,679 | $20.4M | Add +1.1% |
| IVW iShares S&P 500 Growth ETF | 1.31% | 205,847 | $19.7M | Add +0.1% |
| CEG Constellation Energy | 1.17% | 67,697 | $17.6M | Add +9.1% |
| ABBV Abbvie Inc. | 1.14% | 87,306 | $17.2M | Add +1.4% |
| ACN Accenture PLC Class A | 1.14% | 48,590 | $17.2M | Add +35.0% |
| WMT Walmart Inc. | 1.05% | 195,955 | $15.8M | Add +2.8% |
| XOM Exxon Mobil Corp. | 1.03% | 133,159 | $15.6M | Add +1.0% |
| GS Goldman Sachs Group Inc. | 1.02% | 31,065 | $15.4M | Add +1.3% |
| SCHB Schwab US Broad Market ETF | 1.00% | 227,681 | $15.1M | Add +5.1% |
| COST Costco Wholesale Corp. | 0.98% | 16,700 | $14.8M | Add +1.1% |
| CRM Salesforce Inc. | 0.91% | 50,165 | $13.8M | New |
| FPE FT-Preferred Secur & Inc. ETF | 0.91% | 758,010 | $13.7M | Add +5.3% |
| WFC Wells Fargo & Co. | 0.86% | 228,595 | $12.9M | Add +117.2% |
| HON Honeywell International Inc. | 0.81% | 59,358 | $12.3M | Add +9.9% |
| META Meta Platforms Inc. Class A | 0.81% | 21,418 | $12.3M | Add +75.2% |
| ADBE Adobe Inc. | 0.81% | 23,638 | $12.2M | Add +1.8% |
| PWR Quanta Services Inc. | 0.79% | 39,785 | $11.9M | Add +48.2% |
| HELO JPMorgan Hedged Equity ETF | 0.78% | 193,445 | $11.8M | New |
| CMI Cummins Inc. | 0.77% | 35,995 | $11.7M | Add +2.1% |
| JMBS Janus Henderson Mortg Backed | 0.76% | 247,241 | $11.5M | New |
| WELL Welltower Inc. | 0.76% | 90,078 | $11.5M | Add +11.4% |
| VRTX Vertex Pharmaceuticals Inc. | 0.74% | 24,009 | $11.2M | Add +2.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.72% | 92,705 | $10.9M | Add +10.2% |
| AER Aercap Holdings NV | 0.71% | 112,589 | $10.7M | Add +63.8% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.70% | 89,303 | $10.6M | Add +2.7% |
| HD Home Depot Inc. | 0.70% | 26,231 | $10.6M | Add +5.8% |
| CRH CRH PLC | 0.70% | 113,373 | $10.5M | Add +1.4% |
| CB Chubb Ltd. | 0.69% | 36,036 | $10.4M | Add +1.7% |
| MCK McKesson Corp. | 0.69% | 21,030 | $10.4M | Add +2.7% |
| CVX Chevron Corp. | 0.68% | 69,489 | $10.2M | Reduce -6.8% |
| REGN Regeneron Pharmaceuticals | 0.68% | 9,729 | $10.2M | Add +7.5% |
| CCEP Coca-Cola Europacific Partne | 0.67% | 128,827 | $10.1M | Add +10.4% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.65% | 191,385 | $9.7M | Add +124.5% |
| TMUS T-Mobile US Inc. | 0.63% | 46,288 | $9.6M | Add +41.9% |
| AIG American International Group | 0.63% | 129,814 | $9.5M | Add +2.4% |
| OKE Oneok Inc. | 0.62% | 102,285 | $9.3M | Add +0.6% |
| BKLN Invesco Senior Loan ETF | 0.60% | 434,451 | $9.1M | Reduce -74.1% |
| HCA HCA Healthcare Inc. | 0.60% | 22,431 | $9.1M | Add +1.1% |
| HYLB Xtrackers Usd High Yield Cor | 0.59% | 242,755 | $9.0M | New |
| IGM iShares Expanded Tech Sector | 0.59% | 92,533 | $8.9M | Add +46.8% |
| BR Broadridge Financial Solutio | 0.58% | 40,352 | $8.7M | Add +1.6% |
| LIN Linde PLC | 0.56% | 17,850 | $8.5M | Add +1.6% |
| GE General Electric filed as GE AEROSPACE | 0.56% | 44,626 | $8.4M | New |
| IVV iShares Core S&P 500 ETF | 0.53% | 13,876 | $8.0M | Add +1.2% |
| OC Owens Corning | 0.52% | 44,314 | $7.8M | New |
| XLP SS Consumer Staples Sel Sect | 0.50% | 90,382 | $7.5M | Add +9.5% |
| MA Mastercard Inc. Class A | 0.49% | 15,083 | $7.4M | Add +1.4% |
| SKX Skechers USA Inc. Class A | 0.48% | 107,375 | $7.2M | New |
| KLAC KLA Corp. | 0.45% | 8,827 | $6.8M | Reduce -34.2% |
| TMO Thermo Fisher Scientific Inc. | 0.45% | 10,917 | $6.8M | Add +1.4% |
| UNH Unitedhealth Group Inc. | 0.45% | 11,508 | $6.7M | Reduce -54.5% |
| LEN Lennar Corp. Class A | 0.40% | 32,212 | $6.0M | New |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.39% | 71,837 | $6.0M | Add +3.0% |
| GLD SPDR Gold Shares | 0.36% | 22,455 | $5.5M | Reduce -0.4% |
| CLOZ Eldridge BBB-B Clo ETF | 0.35% | 199,123 | $5.4M | New |
| JBBB Janus Henderson B-BBB Clo Et | 0.35% | 109,318 | $5.4M | New |
| FLTR Vaneck Ig Floating Rate ETF | 0.34% | 203,365 | $5.2M | Reduce -8.6% |
| JSCP JPMorgan Short Duration Core | 0.34% | 108,367 | $5.1M | Reduce -0.9% |
| CAT Caterpillar Inc. | 0.34% | 13,006 | $5.1M | Add +74.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.30% | 16,092 | $4.6M | Reduce -15.2% |
| GOOG Alphabet Inc. Class C | 0.30% | 26,976 | $4.5M | Reduce -7.7% |
| LLY Eli Lilly & Co. | 0.30% | 5,071 | $4.5M | Reduce -3.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.28% | 78,791 | $4.2M | Add +2.1% |
| VFLO Victoryshares Free Cash Flow | 0.26% | 117,681 | $3.9M | Reduce -6.0% |
| SCHD Schwab US DVD Equity ETF | 0.26% | 46,340 | $3.9M | Reduce -4.0% |
| MOAT Vaneck Morningstar Wide Moat | 0.26% | 40,001 | $3.9M | Add +77.0% |
| LOW Lowe's Cos Inc. | 0.26% | 14,269 | $3.9M | Reduce -3.9% |
| MRK Merck & Co. Inc. | 0.25% | 32,639 | $3.7M | Add +99.6% |
| DELL Dell Technologies -C | 0.24% | 30,127 | $3.6M | Reduce -3.8% |
| MLPX Global X MLP & Energy Infras | 0.24% | 65,455 | $3.6M | Add +109.1% |
| SCHG Schwab US Large-Cap Growth | 0.22% | 31,318 | $3.3M | Add +23.9% |
| NVS Novartis AG-Sponsored ADR | 0.22% | 28,292 | $3.3M | Add +22.2% |
| ELV Elevance Health Inc. | 0.21% | 6,125 | $3.2M | Reduce -4.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.21% | 17,949 | $3.1M | New |
| BX Blackstone Inc. | 0.20% | 19,555 | $3.0M | Reduce -3.4% |
| HPE Hewlett Packard Enterprise | 0.19% | 140,696 | $2.9M | Add +82.9% |
| SCHM Schwab US Mid Cap ETF | 0.19% | 33,727 | $2.8M | Reduce -3.5% |
| RSP Invesco S&P 500 Equal Weight | 0.18% | 14,912 | $2.7M | Reduce -87.3% |
| WM Waste Management Inc. | 0.17% | 12,693 | $2.6M | Reduce -1.8% |
| XLC SS Comm Select Sector SPDR | 0.17% | 29,126 | $2.6M | New |
| WMB Williams Cos Inc. | 0.17% | 55,970 | $2.6M | Reduce -0.9% |
| ISRG Intuitive Surgical Inc. | 0.16% | 5,006 | $2.5M | Reduce -2.0% |
| SCHA Schwab US Small-Cap ETF | 0.16% | 47,533 | $2.4M | Reduce -3.1% |
| DKS Dick's Sporting Goods Inc. | 0.16% | 11,310 | $2.4M | Add +61.8% |
| ANGL Vaneck Fallen Angel High YLD | 0.15% | 79,528 | $2.3M | New |
| LONZ PIMCO Senior Loan Active ETF | 0.15% | 45,198 | $2.3M | Add +95.7% |
| WSM Williams-Sonoma Inc. | 0.14% | 14,013 | $2.2M | New |
| V Visa Inc. Class A | 0.14% | 7,589 | $2.1M | Reduce -0.1% |
| SCHZ Schwab US Aggregate Bond ETF | 0.14% | 43,746 | $2.1M | Add +6.6% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $229K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 180 | $229K | No change |
Total filed on the 13F, all lines: $1.5B.
Portfolio Sells Q2 2024 → Q3 2024
| BKLN Invesco Senior Loan ETF | Reduce -74.1% | 0.60% | −2.04 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −1.97 |
| XLK SS Technology Select Sector | Reduce -97.8% | 0.03% | −1.66 |
| RSP Invesco S&P 500 Equal Weight | Reduce -87.3% | 0.18% | −1.28 |
| PJAN Innovator U.S. Equity Power | Sold out | 0.00% | −1.18 |
| LPLA LPL Financial Holdings Inc. | Sold out | 0.00% | −0.76 |
| XLI SS Industrial Select Sector | Reduce -93.2% | 0.05% | −0.69 |
| GOOGL Alphabet Inc. Class A | Reduce -9.0% | 1.56% | −0.57 |
| UNH Unitedhealth Group Inc. | Reduce -54.5% | 0.45% | −0.52 |
| H Hyatt Hotels Corp. Class A | Sold out | 0.00% | −0.47 |
| ORLY O'reilly Automotive Inc. | Reduce -91.7% | 0.04% | −0.46 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.43 |
| BLDR Builders Firstsource Inc. | Sold out | 0.00% | −0.42 |
| KLAC KLA Corp. | Reduce -34.2% | 0.45% | −0.38 |
| AVGO Broadcom Inc. | Reduce -7.0% | 1.97% | −0.26 |
| IVE iShares S&P 500 Value ETF | Reduce -7.6% | 1.87% | −0.25 |
| PDBC Invesco Optimum Yield Divers | Sold out | 0.00% | −0.21 |
| CVX Chevron Corp. | Reduce -6.8% | 0.68% | −0.20 |
| DE Deere & Co. | Reduce -81.9% | 0.04% | −0.20 |
| CAH Cardinal Health Inc. | Sold out | 0.00% | −0.19 |
| JEPI JPMorgan Equity Premium Inco | Reduce -82.6% | 0.04% | −0.19 |
| CSCO Cisco Systems Inc. | Reduce -84.3% | 0.03% | −0.18 |
| COWZ Pacer US Cash Cows 100 ETF | Sold out | 0.00% | −0.15 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.15 |
| WRK Westrock Co. | Sold out | 0.00% | −0.11 |
| GOOG Alphabet Inc. Class C | Reduce -7.7% | 0.30% | −0.10 |
| DELL Dell Technologies -C | Reduce -3.8% | 0.24% | −0.09 |
| SHYG iShares 0-5 YR HY Corp. Bond | Sold out | 0.00% | −0.09 |
| JBL Jabil Inc. | Sold out | 0.00% | −0.08 |
| FLTR Vaneck Ig Floating Rate ETF | Reduce -8.6% | 0.34% | −0.08 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -15.2% | 0.30% | −0.08 |
| MCD McDonald's Corp. | Reduce -81.5% | 0.02% | −0.07 |
| IPG Interpublic Group of Cos Inc. | Reduce -64.1% | 0.04% | −0.07 |
| LLY Eli Lilly & Co. | Reduce -3.6% | 0.30% | −0.06 |
| FBLG Fibrobiologics Inc. | Sold out | 0.00% | −0.05 |
| ELV Elevance Health Inc. | Reduce -4.0% | 0.21% | −0.05 |
| IYH iShares U.S. Healthcare ETF | Sold out | 0.00% | −0.04 |
| JSCP JPMorgan Short Duration Core | Reduce -0.9% | 0.34% | −0.04 |
| WM Waste Management Inc. | Reduce -1.8% | 0.17% | −0.03 |
| VFLO Victoryshares Free Cash Flow | Reduce -6.0% | 0.26% | −0.03 |
| PFEB Innovator U.S. Equity Power | Sold out | 0.00% | −0.03 |
| SCHD Schwab US DVD Equity ETF | Reduce -4.0% | 0.26% | −0.03 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Sold out | 0.00% | −0.02 |
| SCHM Schwab US Mid Cap ETF | Reduce -3.5% | 0.19% | −0.02 |
| VYMI Vanguard Int High DVD YLD Inc. | Reduce -6.3% | 0.14% | −0.02 |
| GD General Dynamics Corp. | Sold out | 0.00% | −0.02 |
| BA The Boeing Co. | Sold out | 0.00% | −0.02 |
| DFAC Dimensional US Core Equity 2 | Sold out | 0.00% | −0.02 |
| PMAY Innovator U.S. Equity Power | Sold out | 0.00% | −0.02 |
| RUNN Running Oak Efficient GR ETF | Reduce -7.1% | 0.14% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| CRM Salesforce Inc. | New | 0.91% | +0.91 |
| QDF NT Qual Div ETF | Add +128.7% | 1.64% | +0.89 |
| HELO JPMorgan Hedged Equity ETF | New | 0.78% | +0.78 |
| JMBS Janus Henderson Mortg Backed | New | 0.76% | +0.76 |
| HYLB Xtrackers Usd High Yield Cor | New | 0.59% | +0.59 |
| GE General Electric | New | 0.56% | +0.56 |
| OC Owens Corning | New | 0.52% | +0.52 |
| SKX Skechers USA Inc. Class A | New | 0.48% | +0.48 |
| LEN Lennar Corp. Class A | New | 0.40% | +0.40 |
| WFC Wells Fargo & Co. | Add +117.2% | 0.86% | +0.39 |
| NVDA Nvidia Corp. | Add +40.0% | 2.02% | +0.36 |
| CLOZ Eldridge BBB-B Clo ETF | New | 0.35% | +0.35 |
| JBBB Janus Henderson B-BBB Clo Et | New | 0.35% | +0.35 |
| META Meta Platforms Inc. Class A | Add +75.2% | 0.81% | +0.35 |
| JMST JPM Ultra-Short Muni Income | Add +124.5% | 0.65% | +0.32 |
| ACN Accenture PLC Class A | Add +35.0% | 1.14% | +0.32 |
| PWR Quanta Services Inc. | Add +48.2% | 0.79% | +0.27 |
| CEG Constellation Energy | Add +9.1% | 1.17% | +0.23 |
| AAPL Apple Inc. | Add +8.4% | 4.15% | +0.23 |
| AER Aercap Holdings NV | Add +63.8% | 0.71% | +0.23 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.21% | +0.21 |
| TMUS T-Mobile US Inc. | Add +41.9% | 0.63% | +0.20 |
| XLC SS Comm Select Sector SPDR | New | 0.17% | +0.17 |
| ANGL Vaneck Fallen Angel High YLD | New | 0.15% | +0.15 |
| CAT Caterpillar Inc. | Add +74.7% | 0.34% | +0.15 |
| WSM Williams-Sonoma Inc. | New | 0.14% | +0.14 |
| IGM iShares Expanded Tech Sector | Add +46.8% | 0.59% | +0.14 |
| WELL Welltower Inc. | Add +11.4% | 0.76% | +0.13 |
| DEM Wisdomtree Emerging Markets | New | 0.12% | +0.12 |
| MLPX Global X MLP & Energy Infras | Add +109.1% | 0.24% | +0.12 |
| MOAT Vaneck Morningstar Wide Moat | Add +77.0% | 0.26% | +0.11 |
| MRK Merck & Co. Inc. | Add +99.6% | 0.25% | +0.09 |
| SW Smurfit Westrock PLC | New | 0.09% | +0.09 |
| WMT Walmart Inc. | Add +2.8% | 1.05% | +0.08 |
| HPE Hewlett Packard Enterprise | Add +82.9% | 0.19% | +0.07 |
| HCA HCA Healthcare Inc. | Add +1.1% | 0.60% | +0.07 |
| CRH CRH PLC | Add +1.4% | 0.70% | +0.07 |
| LONZ PIMCO Senior Loan Active ETF | Add +95.7% | 0.15% | +0.06 |
| HD Home Depot Inc. | Add +5.8% | 0.70% | +0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +9.6% | 2.77% | +0.05 |
| DKS Dick's Sporting Goods Inc. | Add +61.8% | 0.16% | +0.04 |
| NFLX Netflix Inc. | New | 0.04% | +0.04 |
| CMI Cummins Inc. | Add +2.1% | 0.77% | +0.04 |
| CCEP Coca-Cola Europacific Partne | Add +10.4% | 0.67% | +0.03 |
| ABBV Abbvie Inc. | Add +1.4% | 1.14% | +0.03 |
| NVS Novartis AG-Sponsored ADR | Add +22.2% | 0.22% | +0.03 |
| TJX TJX Companies Inc. | Add +10.2% | 0.72% | +0.03 |
| TSLA Tesla Inc. | Add +17.9% | 0.10% | +0.03 |
| SCHG Schwab US Large-Cap Growth | Add +23.9% | 0.22% | +0.02 |
| XLP SS Consumer Staples Sel Sect | Add +9.5% | 0.50% | +0.02 |