Transform Wealth, LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 17, 2025), Transform Wealth, LLC reported 259 stock positions worth $1.8 billion. Its top holding was Powell Industries (POWL) at 20.0% of the portfolio, followed by Apple (AAPL, 4.1%) and Microsoft (MSFT, 3.5%). Compared with Q3 2024, it opened 58 new positions, sold out of 14, added to 129 and reduced 57. The biggest buy was iShares 0-3 Month Treasury B (SGOV, shares +17864%) and the biggest sale Powell Industries (POWL, shares −3%).

Most Recent 13F
Q1 2025
Location
GREENWOOD VILLAGE, CO
CIK
0001682266
Portfolio Value
$1.8B (Q4 2024)
SEC Filing
0001085146-25-000306 ↗ filed Jan 17, 2025

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.1B Q1 2024 Q2 2024: $1.3B Q2 2024 Q3 2024: $1.5B Q3 2024 Q4 2024: $1.8B $1.8B Q4 2024 Q1 2025: $1.7B Q1 2025

Holdings 259 stocks · $1.8B
POWL Powell Industries Inc. 20.03% 1,628,009 $360.8M Reduce -2.7%
AAPL Apple Inc. 4.08% 293,349 $73.5M Add +9.0%
MSFT Microsoft Corp. 3.54% 151,275 $63.8M Add +9.4%
SGOV iShares 0-3 Month Treasury B 3.35% 601,801 $60.4M Add +17864.2%
AVGO Broadcom Inc. 2.34% 181,972 $42.2M Add +5.5%
NVDA Nvidia Corp. 2.17% 290,549 $39.0M Add +16.0%
AMZN Amazon.com Inc. 1.90% 156,292 $34.3M Add +13.9%
SPY SS SPDR S&P 500 ETF Trust-US 1.85% 56,781 $33.4M Reduce -21.9%
GOOGL Alphabet Inc. Class A 1.56% 148,717 $28.2M Add +4.9%
IVE iShares S&P 500 Value ETF 1.55% 145,947 $27.9M Add +2.2%
AGG iShares Core U.S. Aggregate 1.49% 276,787 $26.8M Add +9.5%
VOO Vanguard S&P 500 ETF 1.46% 48,728 $26.3M Add +2034.4%
JPM JPMorgan Chase & Co. 1.45% 109,013 $26.1M Add +12.8%
SCHB Schwab US Broad Market ETF 1.37% 1,084,336 $24.6M Add +58.8%
IVW iShares S&P 500 Growth ETF 1.18% 208,705 $21.2M Add +1.4%
WMT Walmart Inc. 1.10% 218,511 $19.8M Add +11.5%
XLF SS Financial Select Sector 1.08% 402,501 $19.5M Add +2709.4%
GS Goldman Sachs Group Inc. 1.06% 33,323 $19.1M Add +7.3%
BKLN Invesco Senior Loan ETF 1.05% 900,461 $19.0M Add +107.3%
ACN Accenture PLC Class A 1.00% 51,409 $18.1M Add +5.8%
CRM Salesforce Inc. 1.00% 53,948 $18.1M Add +7.5%
COST Costco Wholesale Corp. 0.98% 19,173 $17.6M Add +14.8%
LRCX Lam Research Corp. 0.96% 238,334 $17.3M New
ABBV Abbvie Inc. 0.93% 94,366 $16.8M Add +8.1%
XOM Exxon Mobil Corp. 0.92% 153,532 $16.5M Add +15.3%
CEG Constellation Energy 0.90% 72,824 $16.3M Add +7.6%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.88% 311,868 $15.9M Add +63.0%
META Meta Platforms Inc. Class A 0.85% 26,065 $15.3M Add +21.7%
FPE FT-Preferred Secur & Inc. ETF 0.82% 836,838 $14.8M Add +10.4%
IAU iShares Gold Trust 0.82% 298,295 $14.8M Add +4996.4%
HON Honeywell International Inc. 0.81% 64,461 $14.6M Add +8.6%
MCK McKesson Corp. 0.75% 23,828 $13.6M Add +13.3%
JMBS Janus Henderson Mortg Backed 0.75% 304,205 $13.4M Add +23.0%
CVX Chevron Corp. 0.74% 92,437 $13.4M Add +33.0%
PWR Quanta Services Inc. 0.74% 42,256 $13.4M Add +6.2%
CMI Cummins Inc. 0.74% 38,284 $13.3M Add +6.4%
WELL Welltower Inc. 0.72% 102,650 $12.9M Add +14.0%
OKE Oneok Inc. 0.70% 125,720 $12.6M Add +22.9%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.68% 101,867 $12.3M Add +9.9%
AER Aercap Holdings NV 0.68% 127,208 $12.2M Add +13.0%
XLK SS Technology Select Sector 0.67% 51,892 $12.1M Add +2232.2%
TMUS T-Mobile US Inc. 0.67% 54,496 $12.0M Add +17.7%
HD Home Depot Inc. 0.65% 30,215 $11.8M Add +15.2%
CRH CRH PLC 0.65% 125,736 $11.6M Add +10.9%
ADBE Adobe Inc. 0.63% 25,545 $11.4M Add +8.1%
CB Chubb Ltd. 0.62% 40,549 $11.2M Add +12.5%
CCEP Coca-Cola Europacific Partne 0.59% 138,691 $10.7M Add +7.7%
LONZ PIMCO Senior Loan Active ETF 0.58% 204,203 $10.5M Add +351.8%
IGM iShares Expanded Tech Sector 0.56% 98,567 $10.1M Add +6.5%
VRTX Vertex Pharmaceuticals Inc. 0.56% 24,900 $10.0M Add +3.7%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.54% 126,029 $9.7M New
BR Broadridge Financial Solutio 0.52% 41,450 $9.4M Add +2.7%
GLD SPDR Gold Shares 0.48% 35,459 $8.6M Add +57.9%
GE General Electric filed as GE AEROSPACE 0.47% 51,001 $8.5M Add +14.3%
LIN Linde PLC 0.47% 20,029 $8.4M Add +12.2%
IVV iShares Core S&P 500 ETF 0.46% 14,192 $8.4M Add +2.3%
MA Mastercard Inc. Class A 0.46% 15,694 $8.3M Add +4.0%
NVO Novo-Nordisk A/S-Spons ADR 0.46% 95,317 $8.2M Add +6.7%
OC Owens Corning 0.45% 47,510 $8.1M Add +7.2%
NFLX Netflix Inc. 0.45% 9,069 $8.1M Add +923.6%
GOOG Alphabet Inc. Class C 0.43% 40,376 $7.7M Add +49.7%
HCA HCA Healthcare Inc. 0.42% 25,278 $7.6M Add +12.7%
XLP SS Consumer Staples Sel Sect 0.41% 94,109 $7.4M Add +4.1%
EMR Emerson Electric Co. 0.39% 56,613 $7.0M New
HYLB Xtrackers Usd High Yield Cor 0.39% 192,813 $7.0M Reduce -20.6%
XLY SS Consumer Disc Select Sect 0.38% 30,335 $6.8M New
CAT Caterpillar Inc. 0.38% 18,743 $6.8M Add +44.1%
SPYG SS SPDR P S&P 500 Growth ETF 0.35% 72,414 $6.4M Add +0.8%
LLY Eli Lilly & Co. 0.33% 7,778 $6.0M Add +53.4%
TMO Thermo Fisher Scientific Inc. 0.33% 11,275 $5.9M Add +3.3%
PGR Progressive Corp. 0.32% 24,204 $5.8M New
VGSH Vanguard Short-Term Treasury 0.32% 99,209 $5.8M New
KLAC KLA Corp. 0.31% 8,888 $5.6M Add +0.7%
JSCP JPMorgan Short Duration Core 0.31% 117,941 $5.5M Add +8.8%
BX Blackstone Inc. 0.30% 31,527 $5.4M Add +61.2%
SCHD Schwab US DVD Equity ETF 0.29% 192,865 $5.3M Add +38.7%
UNH Unitedhealth Group Inc. 0.28% 9,890 $5.0M Reduce -14.1%
QDF NT Qual Div ETF 0.27% 68,027 $4.8M Reduce -80.3%
V Visa Inc. Class A 0.26% 14,795 $4.7M Add +95.0%
CLOZ Eldridge BBB-B Clo ETF 0.26% 170,246 $4.6M Reduce -14.5%
JBBB Janus Henderson B-BBB Clo Et 0.26% 93,550 $4.6M Reduce -14.4%
LEN Lennar Corp. Class A 0.25% 33,456 $4.6M Add +3.9%
VFLO Victoryshares Free Cash Flow 0.25% 132,652 $4.5M Add +12.7%
SCHG Schwab US Large-Cap Growth 0.25% 161,337 $4.5M Add +28.8%
ISRG Intuitive Surgical Inc. 0.24% 8,205 $4.3M Add +63.9%
RUNN Running Oak Efficient GR ETF 0.24% 130,191 $4.3M Add +110.0%
SPYV SS SPDR P S&P 500 Value ETF 0.24% 83,053 $4.2M Add +5.4%
WM Waste Management Inc. 0.23% 20,613 $4.2M Add +62.4%
TSM Taiwan Semiconductor-SP ADR 0.22% 20,066 $4.0M Add +11.8%
LOW Lowe's Cos Inc. 0.20% 14,565 $3.6M Add +2.1%
MRK Merck & Co. Inc. 0.20% 35,678 $3.6M Add +9.3%
SHY iShares 1-3 Year Treasury Bo 0.20% 43,290 $3.5M New
SJNK SS SPDR BB St Hi Yield ETF 0.19% 138,320 $3.5M New
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.19% 96,141 $3.4M Add +77.2%
VGIT Vanguard Intermediate-Term T 0.19% 58,328 $3.4M New
RSP Invesco S&P 500 Equal Weight 0.19% 19,074 $3.3M Add +27.9%
MOAT Vaneck Morningstar Wide Moat 0.19% 36,000 $3.3M Reduce -10.0%
DELL Dell Technologies -C 0.18% 28,783 $3.3M Reduce -4.5%
MLPX Global X MLP & Energy Infras 0.18% 54,107 $3.3M Reduce -17.3%
HPE Hewlett Packard Enterprise 0.16% 137,245 $2.9M Reduce -2.5%
WMB Williams Cos Inc. 0.16% 53,132 $2.9M Reduce -5.1%
XLC SS Comm Select Sector SPDR 0.16% 29,524 $2.9M Add +1.4%
WFC Wells Fargo & Co. 0.16% 40,187 $2.8M Reduce -82.4%
MOO Vaneck Agribusiness ETF 0.16% 43,525 $2.8M Add +189.3%
VDE Vanguard Energy ETF 0.15% 22,406 $2.7M New
NVS Novartis AG-Sponsored ADR 0.15% 27,903 $2.7M Reduce -1.4%
WSM Williams-Sonoma Inc. 0.15% 14,459 $2.7M Add +3.2%
SCHM Schwab US Mid Cap ETF 0.15% 95,663 $2.7M Reduce -5.5%
DKS Dick's Sporting Goods Inc. 0.14% 11,142 $2.5M Reduce -1.5%
TSLA Tesla Inc. 0.14% 6,209 $2.5M Add +12.0%
SLV iShares Silver Trust 0.14% 93,545 $2.5M New
SCHA Schwab US Small-Cap ETF 0.14% 94,033 $2.4M Reduce -1.1%
DVYA iShares Asia/Pacific Dividen 0.13% 66,217 $2.4M New
ELV Elevance Health Inc. 0.12% 5,934 $2.2M Reduce -3.1%
IDV iShares International Select 0.12% 77,795 $2.1M New
DVYE iShares Emerging Markets Div 0.12% 82,204 $2.1M New
SCHZ Schwab US Aggregate Bond ETF 0.12% 92,358 $2.1M Add +5.6%
VFMF Vanguard US Multifactor ETF 0.11% 14,861 $1.9M New
COF Capital One Financial Corp. 0.11% 10,829 $1.9M Reduce -5.6%
SCHF Schwab Intl Equity ETF 0.10% 101,631 $1.9M Add +39.3%
ANGL Vaneck Fallen Angel High YLD 0.10% 64,634 $1.9M Reduce -18.7%
SPGI S&P Global Inc. 0.10% 3,690 $1.8M Add +3.1%
KR Kroger Co. 0.09% 27,880 $1.7M Reduce -4.3%
ASML ASML Holding NV-NY Reg SHS 0.09% 2,405 $1.7M Add +347.0%
QQQ Invesco QQQ Trust Series 1 0.09% 3,147 $1.6M Add +32.0%
JEPI JPMorgan Equity Premium Inco 0.09% 26,887 $1.6M Add +189.7%
SW Smurfit Westrock PLC 0.08% 28,250 $1.5M Reduce -1.9%
ALL Allstate Corp. 0.08% 7,583 $1.5M Reduce -6.5%
EPD Enterprise Products Partners 0.08% 46,353 $1.5M Reduce -1.1%
VYM Vanguard High DVD Yield ETF 0.08% 10,797 $1.4M Add +35.8%
EMHY iShares J.P. Morgan Em High 0.08% 36,042 $1.4M New
SCHI Schwab 5-10 Year Corporate B 0.07% 60,843 $1.3M Reduce -4.0%
VGT Vanguard Info Tech ETF 0.07% 2,112 $1.3M New
UNP Union Pacific Corp. 0.07% 5,444 $1.2M Add +494.3%
ABT Abbott Laboratories 0.07% 10,969 $1.2M Add +54.6%
EMLC Vaneck JPM Em Local Curr BND 0.07% 52,181 $1.2M New
CAH Cardinal Health Inc. 0.07% 10,124 $1.2M New
AM Antero Midstream Corp. 0.07% 79,269 $1.2M No change
COP Conocophillips 0.06% 10,919 $1.1M New
VTI VG Morningstar TS MKT ETF-US 0.06% 3,696 $1.1M Reduce -77.0%
SGOL Abrdn Physical Gold Shares 0.06% 41,678 $1.0M Add +121.2%
GRID First TRST Nasd Class Edg Sgiif 0.06% 8,533 $1.0M New
XLV SS Health Care Select Sector 0.06% 7,364 $1.0M Reduce -4.9%
SDY SS SPDR S&P Dividend ETF 0.06% 7,559 $999K Reduce -14.3%
DVY iShares Select Dividend ETF 0.05% 7,506 $985K Add +61.8%
IYW iShares Ustechnology ETF 0.05% 5,851 $933K Reduce -6.0%
SCHX Schwab US Large-Cap ETF 0.05% 37,126 $861K Add +1.4%
SIVR Abrdn Physical Silver Shares 0.05% 29,768 $821K New
ITOT iShares Core S&P Total U.S. 0.04% 6,277 $807K Add +0.3%
IGIB iShares 5-10Y Inv Grade Corp. 0.04% 14,717 $758K Add +29.7%
IWN iShares Russell 2000 Value E 0.04% 4,555 $748K Add +0.9%
EOG EOG Resources Inc. 0.04% 5,972 $732K New
VUG Vanguard Mrngstar GR ETF-Sui 0.04% 1,779 $730K Add +50.6%
IDNA iShares Gen-Immunology HLTH 0.04% 31,862 $721K New
PG The Procter & Gamble Co. 0.04% 4,236 $710K Add +91.5%
FTNT Fortinet Inc. 0.04% 7,014 $663K Reduce -1.3%
IWM iShares Russell 2000 ETF 0.03% 2,841 $628K Add +1.6%
FANG Diamondback Energy Inc. 0.03% 3,805 $623K Add +85.7%
DUK Duke Energy Corp. 0.03% 5,768 $621K Add +49.3%
VXUS Vanguard Total Intl Stock 0.03% 10,530 $621K Add +29.8%
JNJ Johnson & Johnson 0.03% 4,269 $617K Add +28.0%
ODFL Old Dominion Freight Line 0.03% 3,496 $617K Add +3.1%
XLI SS Industrial Select Sector 0.03% 4,590 $605K Reduce -15.7%
IWO iShares Russell 2000 Growth 0.03% 2,039 $587K Add +1.9%
TY Tri-Continental Corp. 0.03% 18,437 $584K No change
ADP Automatic Data Processing 0.03% 1,981 $581K New
XLU St Sr Utl SL SE SPDR ETF-Usd 0.03% 7,635 $578K Reduce -12.7%
TXN Texas Instruments Inc. 0.03% 3,061 $574K No change
JPST JPMorgan Ultra-Short Income 0.03% 11,326 $572K Reduce -1.6%
USFR Wisdomtree Floating Rate Tre 0.03% 11,242 $566K No change
BBN BlackRock Taxable Muni BND 0.03% 34,900 $563K New
PPT Franklin Premir Inc. Trust-Ui 0.03% 156,049 $560K New
CMG Chipotle Mexican Grill Inc. 0.03% 9,232 $557K Reduce -3.1%
INTU Intuit Inc. 0.03% 885 $556K Add +13.8%
PIM Franklin Master Interm IT-Ui filed as PUTNAM MASTER INTER INCOME T 0.03% 169,225 $555K New
KTF DWS Municipal Income Trust 0.03% 57,714 $546K New
APH Amphenol Corp. Class A 0.03% 7,830 $545K Add +4.6%
FINS Angel Oak Financ Strat Inc. 0.03% 42,800 $544K New
MIN Aberdeen Intermediate Inc. FD 0.03% 201,094 $535K New
IWF iShares Russell 1000 Growth 0.03% 1,327 $533K Add +17.8%
CSCO Cisco Systems Inc. 0.03% 8,920 $528K Reduce -6.7%
VTV Vanguard Mrngstr Val ETF-Aui 0.03% 3,026 $512K Add +94.8%
DE Deere & Co. 0.03% 1,192 $507K Reduce -22.8%
ETN Eaton Corp. PLC 0.03% 1,525 $506K Reduce -14.3%
NBB Nuveen Taxable Municipal Inc. 0.03% 33,690 $505K New
IJR iShares Core S&P Small-Cap E 0.03% 4,295 $495K Reduce -2.0%
VYMI Vanguard Int High DVD YLD Inc. 0.03% 7,225 $490K Reduce -74.1%
ORLY O'reilly Automotive Inc. 0.03% 411 $487K Reduce -21.4%
DY Dycom Industries Inc. 0.03% 2,750 $479K New
CWB SS SPDR BB Conv Sec ETF 0.03% 6,079 $473K New
IPG Interpublic Group of Cos Inc. 0.03% 16,612 $465K Reduce -2.9%
JAAA Janus Henderson Aaa Clo ETF 0.02% 8,833 $448K Add +49.4%
MCD McDonald's Corp. 0.02% 1,525 $442K Add +74.5%
ADX Adams Diversified Equity 0.02% 21,577 $436K No change
VB Vanguard Most SM-Cap ETF-Usd 0.02% 1,795 $431K Add +32.7%
RTX RTX Corp. 0.02% 3,706 $429K Reduce -1.7%
SHEL Shell PLC-ADR 0.02% 6,734 $422K Add +11.2%
QCOM Qualcomm Inc. 0.02% 2,720 $418K Reduce -6.7%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.02% 1,549 $409K Add +0.1%
SUSA iShares ESG Optimized MSCI U 0.02% 3,055 $371K No change
PULS Pgim Ultra Short Bond ETF 0.02% 7,340 $366K Reduce -3.7%
CGW Invesco S&P Global Water Ind 0.02% 6,603 $358K Add +0.7%
AMGN Amgen Inc. 0.02% 1,354 $353K Add +10.7%
HPQ HP Inc. 0.02% 10,573 $348K Reduce -13.1%
NAD Nuveen Quality Municipal Inc. 0.02% 29,581 $345K New
SPLV Invesco S&P 500 Low Volatili 0.02% 4,900 $343K No change
TGT Target Corp. 0.02% 2,467 $334K Reduce -5.0%
IJH iShares Core S&P Midcap ETF 0.02% 5,325 $332K Add +0.1%
JMM Nuveen Multi-Market Income 0.02% 53,860 $326K New
PHO Invesco Water Resources ETF 0.02% 4,907 $323K Add +43.4%
DWX State Street SPDR S&P Intern 0.02% 9,193 $321K New
IJK iShares S&P Mid-Cap 400 Grow 0.02% 3,450 $314K Reduce -0.9%
VMBS Vanguard Mortgage-Backed Sec 0.02% 6,808 $309K Add +41.0%
PM Philip Morris International 0.02% 2,500 $304K New
XLE SS Energy Select Sector 0.02% 3,536 $303K Add +35.5%
PANW Palo Alto Networks Inc. 0.02% 1,640 $298K New
IJJ iShares S&P Mid-Cap 400 Valu 0.02% 2,361 $295K Reduce -1.7%
VLO Valero Energy Corp. 0.02% 2,379 $292K New
AIG American International Group 0.02% 3,987 $290K Reduce -96.9%
PAUG Innovator U.S. Equity Power 0.02% 7,416 $286K Reduce -0.3%
FMY First Trust Mortgage Income 0.02% 23,100 $279K New
MPC Marathon Petroleum Corp. 0.02% 1,997 $279K Add +43.1%
PLD Prologis Inc. 0.02% 2,613 $276K Reduce -13.7%
DHS Wisdomtree US High Dividend 0.02% 2,951 $276K No change
CARR Carrier Global Corp. 0.02% 4,002 $274K No change
PEP Pepsico Inc. 0.02% 1,797 $274K New
TSI TCW Strategic Income Fund 0.02% 54,448 $273K New
ORCL Oracle Corp. 0.01% 1,598 $266K Add +0.1%
ECL Ecolab Inc. 0.01% 1,102 $259K No change
JPIE JPMorgan Income ETF 0.01% 5,640 $259K Add +9.6%
LMT Lockheed Martin Corp. 0.01% 531 $258K Reduce -5.0%
NSC Norfolk Southern Corp. 0.01% 1,080 $253K Add +18.6%
PDP Invesco Dorsey Wright Moment 0.01% 2,348 $253K New
IWD iShares Russell 1000 Value E 0.01% 1,318 $244K Reduce -13.0%
JMUB JPMorgan Municipal ETF 0.01% 4,805 $241K No change
AMT American Tower Corp. 0.01% 1,295 $240K Add +22.8%
WWD Woodward Inc. 0.01% 1,435 $239K No change
DJD Invesco Dow Jones Industrial 0.01% 4,700 $238K Add +6.8%
VIG Vanguard Dividend Apprec ETF 0.01% 1,208 $237K Reduce -1.3%
CRWD CrowdStrike Holdings Inc. Class A 0.01% 688 $235K Reduce -4.4%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.01% 5,381 $233K No change
SCHR Schwab Intermediate-Term US 0.01% 9,548 $232K New
NEE Nextera Energy Inc. 0.01% 3,152 $226K New
SDOG Alps Sector Dividend Dogs 0.01% 3,977 $225K No change
ITA iShares U.S. Aerospace & Def 0.01% 1,500 $218K New
BXSL Blackstone Secured Lending F 0.01% 6,538 $216K New
BLK BlackRock Inc. 0.01% 205 $210K New
REGN Regeneron Pharmaceuticals 0.01% 291 $207K Reduce -97.0%
NOW ServiceNow Inc. 0.01% 191 $202K New
GNR State Street SPDR S&P Global 0.01% 4,025 $200K Reduce -1.8%
DBL Doubleline Opport Credit 0.01% 10,800 $167K New
MGF Aberdeen Govrn MKTS Inc. Fund 0.01% 53,036 $163K New
PCN PIMCO Corporate & Income STR 0.01% 10,095 $137K No change
SILJ Amplify Junior Silver Miners 0.01% 11,605 $115K New
XEGFX BlackRock Enhanced Govern 0.01% 10,657 $103K New
CADL Candel Therapeutics Inc. 0.01% 11,577 $100K New
SNDL SNDL Inc. 0.00% 48,806 $87K New
GGN Gamco GLBL Gold NTRL Res Inc. 0.00% 23,167 $87K New
GRWG Growgeneration Corp. 0.00% 10,000 $17K New

Options reported separately and not counted above: NGVC puts ($477K), CADL calls ($30K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $223K (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 180$223KNo change

Total filed on the 13F, all lines: $1.8B.

Portfolio Sells Q3 2024 → Q4 2024
POWL Powell Industries Inc. Reduce -2.7% 20.03% −4.59
QDF NT Qual Div ETF Reduce -80.3% 0.27% −1.37
SPY SS SPDR S&P 500 ETF Trust-US Reduce -21.9% 1.85% −0.92
HELO JPMorgan Hedged Equity ETF Sold out 0.00% −0.78
WFC Wells Fargo & Co. Reduce -82.4% 0.16% −0.70
REGN Regeneron Pharmaceuticals Reduce -97.0% 0.01% −0.67
AIG American International Group Reduce -96.9% 0.02% −0.61
SKX Skechers USA Inc. Class A Sold out 0.00% −0.48
FLTR Vaneck Ig Floating Rate ETF Sold out 0.00% −0.34
VTI VG Morningstar TS MKT ETF-US Reduce -77.0% 0.06% −0.24
HYLB Xtrackers Usd High Yield Cor Reduce -20.6% 0.39% −0.21
UNH Unitedhealth Group Inc. Reduce -14.1% 0.28% −0.17
DEM Wisdomtree Emerging Markets Sold out 0.00% −0.12
VYMI Vanguard Int High DVD YLD Inc. Reduce -74.1% 0.03% −0.11
JBBB Janus Henderson B-BBB Clo Et Reduce -14.4% 0.26% −0.10
CLOZ Eldridge BBB-B Clo ETF Reduce -14.5% 0.26% −0.10
ELV Elevance Health Inc. Reduce -3.1% 0.12% −0.09
MOAT Vaneck Morningstar Wide Moat Reduce -10.0% 0.19% −0.07
NVS Novartis AG-Sponsored ADR Reduce -1.4% 0.15% −0.06
MLPX Global X MLP & Energy Infras Reduce -17.3% 0.18% −0.05
DELL Dell Technologies -C Reduce -4.5% 0.18% −0.05
ANGL Vaneck Fallen Angel High YLD Reduce -18.7% 0.10% −0.05
SCHM Schwab US Mid Cap ETF Reduce -5.5% 0.15% −0.04
HPE Hewlett Packard Enterprise Reduce -2.5% 0.16% −0.03
SDY SS SPDR S&P Dividend ETF Reduce -14.3% 0.06% −0.03
SCHA Schwab US Small-Cap ETF Reduce -1.1% 0.14% −0.03
OGCP Empire State Realty Op-S60 Sold out 0.00% −0.02
XLV SS Health Care Select Sector Reduce -4.9% 0.06% −0.02
VEU Vanguard Ftse All-World Ex-U Sold out 0.00% −0.02
SCHI Schwab 5-10 Year Corporate B Reduce -4.0% 0.07% −0.02
ALL Allstate Corp. Reduce -6.5% 0.08% −0.02
TQQQ Proshares Ultrapro QQQ Sold out 0.00% −0.02
KR Kroger Co. Reduce -4.3% 0.09% −0.02
DKS Dick's Sporting Goods Inc. Reduce -1.5% 0.14% −0.02
NUE Nucor Corp. Sold out 0.00% −0.02
XLI SS Industrial Select Sector Reduce -15.7% 0.03% −0.02
DOW Dow Inc. Sold out 0.00% −0.01
DE Deere & Co. Reduce -22.8% 0.03% −0.01
XLU St Sr Utl SL SE SPDR ETF-Usd Reduce -12.7% 0.03% −0.01
CI The Cigna Group Sold out 0.00% −0.01
MAIN Main Street Capital Corp. Sold out 0.00% −0.01
MS Morgan Stanley Sold out 0.00% −0.01
ORLY O'reilly Automotive Inc. Reduce -21.4% 0.03% −0.01
ETN Eaton Corp. PLC Reduce -14.3% 0.03% −0.01
IYW iShares Ustechnology ETF Reduce -6.0% 0.05% −0.01
IPG Interpublic Group of Cos Inc. Reduce -2.9% 0.03% −0.01
PLD Prologis Inc. Reduce -13.7% 0.02% −0.01
FISK Empire State Realty Op -S250 Sold out 0.00% −0.01
SW Smurfit Westrock PLC Reduce -1.9% 0.08% −0.01
HPQ HP Inc. Reduce -13.1% 0.02% −0.01

Portfolio Buys Q3 2024 → Q4 2024
SGOV iShares 0-3 Month Treasury B Add +17864.2% 3.35% +3.33
VOO Vanguard S&P 500 ETF Add +2034.4% 1.46% +1.38
XLF SS Financial Select Sector Add +2709.4% 1.08% +1.04
LRCX Lam Research Corp. New 0.96% +0.96
IAU iShares Gold Trust Add +4996.4% 0.82% +0.80
XLK SS Technology Select Sector Add +2232.2% 0.67% +0.64
BNY Bank of New York Mellon Corp. New 0.54% +0.54
BKLN Invesco Senior Loan ETF Add +107.3% 1.05% +0.45
LONZ PIMCO Senior Loan Active ETF Add +351.8% 0.58% +0.43
NFLX Netflix Inc. Add +923.6% 0.45% +0.41
EMR Emerson Electric Co. New 0.39% +0.39
XLY SS Consumer Disc Select Sect New 0.38% +0.38
AVGO Broadcom Inc. Add +5.5% 2.34% +0.37
SCHB Schwab US Broad Market ETF Add +58.8% 1.37% +0.36
PGR Progressive Corp. New 0.32% +0.32
VGSH Vanguard Short-Term Treasury New 0.32% +0.32
JMST JPM Ultra-Short Muni Income Add +63.0% 0.88% +0.23
AMZN Amazon.com Inc. Add +13.9% 1.90% +0.21
SHY iShares 1-3 Year Treasury Bo New 0.20% +0.20
SJNK SS SPDR BB St Hi Yield ETF New 0.19% +0.19
VGIT Vanguard Intermediate-Term T New 0.19% +0.19
VDE Vanguard Energy ETF New 0.15% +0.15
NVDA Nvidia Corp. Add +16.0% 2.17% +0.15
SLV iShares Silver Trust New 0.14% +0.14
DVYA iShares Asia/Pacific Dividen New 0.13% +0.13
GOOG Alphabet Inc. Class C Add +49.7% 0.43% +0.13
V Visa Inc. Class A Add +95.0% 0.26% +0.12
IDV iShares International Select New 0.12% +0.12
DVYE iShares Emerging Markets Div New 0.12% +0.12
GLD SPDR Gold Shares Add +57.9% 0.48% +0.12
VFMF Vanguard US Multifactor ETF New 0.11% +0.11
BX Blackstone Inc. Add +61.2% 0.30% +0.10
JPM JPMorgan Chase & Co. Add +12.8% 1.45% +0.10
RUNN Running Oak Efficient GR ETF Add +110.0% 0.24% +0.10
CRM Salesforce Inc. Add +7.5% 1.00% +0.09
OKE Oneok Inc. Add +22.9% 0.70% +0.08
MOO Vaneck Agribusiness ETF Add +189.3% 0.16% +0.08
EMHY iShares J.P. Morgan Em High New 0.08% +0.08
ISRG Intuitive Surgical Inc. Add +63.9% 0.24% +0.07
VGT Vanguard Info Tech ETF New 0.07% +0.07
EMLC Vaneck JPM Em Local Curr BND New 0.07% +0.07
CAH Cardinal Health Inc. New 0.07% +0.07
CVX Chevron Corp. Add +33.0% 0.74% +0.07
MCK McKesson Corp. Add +13.3% 0.75% +0.06
ASML ASML Holding NV-NY Reg SHS Add +347.0% 0.09% +0.06
COP Conocophillips New 0.06% +0.06
CGDV Cap Group Dividend Value Add +77.2% 0.19% +0.06
GRID First TRST Nasd Class Edg Sgiif New 0.06% +0.06
WM Waste Management Inc. Add +62.4% 0.23% +0.06
UNP Union Pacific Corp. Add +494.3% 0.07% +0.05

Options Activity Q3 2024 → Q4 2024
NGVC Natural Grocers BY Vitamin C put New 12,000 $477K
CADL Candel Therapeutics Inc. call New 3,500 $30K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q1 2025 241$1.7BPOWL, AAPL, SGOV, MSFT, NVDA
Q4 2024 259$1.8BPOWL, AAPL, MSFT, SGOV, AVGO
Q3 2024 215$1.5BPOWL, AAPL, MSFT, SPY, NVDA
Q2 2024 212$1.3BPOWL, MSFT, AAPL, SPY, BKLN
Q1 2024 218$1.1BMSFT, AAPL, SPY, IVE, AVGO