Tucker Asset Management LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed February 3, 2025), Tucker Asset Management LLC reported 1,465 stock positions worth $430.8 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 21.6% of the portfolio, followed by First Trust Enh Short Mat FD (FTSM, 16.7%) and Invesco S&P 500 Equal Weight (RSP, 7.8%). Compared with Q2 2024, it opened 167 new positions, sold out of 362, added to 264 and reduced 307. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +7%) and the biggest sale SS SPDR BB 1-3M T-Bill ETF (BIL, shares −50%).
- Most Recent 13F
- Q2 2026
- Location
- LITTLETON, CO
- CIK
- 0001870012
- Portfolio Value
- $430.8M (Q3 2024)
- SEC Filing
- 0001398344-25-001689 ↗ filed Feb 3, 2025
Holdings Value
Holdings 1,465 stocks · $430.8M
| SPY SS SPDR S&P 500 ETF Trust-US | 21.64% | 162,514 | $93.2M | Reduce -0.6% |
| FTSM First Trust Enh Short Mat FD | 16.68% | 1,200,121 | $71.9M | Reduce -0.7% |
| RSP Invesco S&P 500 Equal Weight | 7.83% | 188,216 | $33.7M | Reduce -7.5% |
| QQQ Invesco QQQ Trust Series 1 | 7.34% | 64,779 | $31.6M | Add +7.4% |
| SWVXX Schwa Prime Adv Money FD-Inv filed as SCHWAB VALUE ADVANTAGE MONEY INVESTOR SHARES | 3.75% | 16,162,618 | $16.2M | Add +26.2% |
| NVDA Nvidia Corp. | 2.72% | 96,354 | $11.7M | Add +6.2% |
| GVI iShares Intermediate Governm | 2.69% | 108,017 | $11.6M | Reduce -7.9% |
| SHV iShares 0-1 Year Treasury Bo | 2.55% | 99,221 | $11.0M | Reduce -21.2% |
| XLI SS Industrial Select Sector | 2.15% | 68,307 | $9.3M | Reduce -28.6% |
| XLC SS Comm Select Sector SPDR | 2.15% | 102,303 | $9.2M | Reduce -29.4% |
| AMRX Amneal Pharmaceuticals Inc. | 2.15% | 1,111,064 | $9.2M | No change |
| XLK SS Technology Select Sector | 2.13% | 40,736 | $9.2M | Reduce -29.5% |
| XLF SS Financial Select Sector | 2.09% | 198,797 | $9.0M | Reduce -28.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.02% | 47,851 | $4.4M | Reduce -49.7% |
| AAPL Apple Inc. | 0.79% | 14,633 | $3.4M | Reduce -12.6% |
| SNAXX Schwa Prime Adv Money FD-Ult filed as SCHWAB VALUE ADVANTAGE MONEY ULTRA SHARES | 0.66% | 2,827,864 | $2.8M | Reduce -8.5% |
| BIICX Blckrck Multi-Asst Inc. Class I filed as BLACKROCK MULTI-ASSET INCOME INSTL | 0.58% | 237,825 | $2.5M | Add +3.2% |
| SUTXX Schwab US Treasury Money-Ult | 0.51% | 2,217,846 | $2.2M | Add +1.3% |
| MSFT Microsoft Corp. | 0.43% | 4,283 | $1.8M | Add +13.1% |
| SNSXX Schwab US Treasury Money-Inv | 0.36% | 1,542,742 | $1.5M | Reduce -34.0% |
| PG The Procter & Gamble Co. | 0.35% | 8,729 | $1.5M | Reduce -0.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.34% | 26,961 | $1.5M | Add +22.9% |
| RTX RTX Corp. | 0.33% | 11,569 | $1.4M | Reduce -45.5% |
| FWGIX Af Cap WLRD GR & Inc.-F3 filed as AMERICAN FUNDS CAPITAL WORLD GR&INC F3 | 0.30% | 19,044 | $1.3M | Add +0.4% |
| VFIAX Vanguard 500 Index-Adm | 0.30% | 2,402 | $1.3M | Add +27.7% |
| SNVXX Schwab Govt MNY FND-Inv | 0.29% | 1,247,508 | $1.2M | Reduce -17.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.26% | 3,930 | $1.1M | Reduce -1.4% |
| JEPI JPMorgan Equity Premium Inco | 0.25% | 18,394 | $1.1M | Reduce -2.7% |
| AFMBX American Balanced Fund-F3 | 0.25% | 29,846 | $1.1M | Add +0.4% |
| TSLA Tesla Inc. | 0.25% | 4,058 | $1.1M | Add +31.8% |
| HD Home Depot Inc. | 0.23% | 2,475 | $1.0M | Add +3.0% |
| AFMFX Amer FNDS Mutual FND-F3 filed as AMERICAN FUNDS AMERICAN MUTUAL F3 | 0.22% | 15,742 | $933K | Add +0.5% |
| TREASURY BILL (B 0 10/17/24) filed as US TREASURY BILL24U S T BILL DUE 10/17/24 | 0.19% | 833,000 | $831K | Reduce -12.9% |
| MCD McDonald's Corp. | 0.18% | 2,601 | $792K | Reduce -0.4% |
| FWMIX Amer FND Wash Mut Inv-F3 filed as AMERICAN FUNDS WASHINGTON MUTUAL F3 | 0.17% | 11,421 | $735K | Add +0.4% |
| MAR Marriott International Class A | 0.17% | 2,888 | $718K | No change |
| JPM JPMorgan Chase & Co. | 0.16% | 3,236 | $682K | Add +8.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.15% | 1,394 | $642K | Add +17.5% |
| GAFFX Amer FND GRW FD of Am-F3 | 0.15% | 8,114 | $631K | Add +2.5% |
| CVX Chevron Corp. | 0.14% | 4,224 | $622K | Add +32.8% |
| BNDX Vanguard Total Intl Bond ETF | 0.14% | 12,008 | $604K | Add +536.7% |
| GILD Gilead Sciences Inc. | 0.14% | 6,940 | $582K | Add +13.8% |
| JNJ Johnson & Johnson | 0.13% | 3,542 | $574K | Reduce -9.9% |
| WFC Wells Fargo & Co. | 0.13% | 10,065 | $569K | Add +14.1% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.13% | 4,638 | $552K | Reduce -19.9% |
| GLD SPDR Gold Shares | 0.13% | 2,271 | $552K | Add +0.4% |
| DD Dupont DE Nemours Inc. | 0.13% | 6,152 | $548K | Add +17.8% |
| PEP Pepsico Inc. | 0.13% | 3,203 | $545K | Reduce -9.7% |
| AMZN Amazon.com Inc. | 0.13% | 2,899 | $540K | Add +0.6% |
| CMCSA Comcast Corp. Class A | 0.12% | 12,783 | $534K | Add +3.5% |
| HON Honeywell International Inc. | 0.12% | 2,543 | $526K | Add +14.9% |
| LHX L3HARRIS Technologies Inc. | 0.12% | 2,172 | $517K | Add +16.7% |
| ABT Abbott Laboratories | 0.12% | 4,524 | $516K | Add +16.2% |
| JPMORGAN CHASE FINANCIAL (JPM 16.6 09/05/29) | 0.12% | 521,000 | $510K | New |
| PRDGX T Rowe PR Dividend Grow-Inv | 0.11% | 5,968 | $491K | Reduce -4.8% |
| ACN Accenture PLC Class A | 0.11% | 1,383 | $489K | Add +18.1% |
| TREASURY BILL (B 0 11/14/24) filed as US TREASURY BILL24U S T BILL DUE 11/14/24 | 0.11% | 485,000 | $482K | Reduce -17.1% |
| BLACKSTONE REIT INC CL I | 0.11% | 34,500 | $482K | Add +1.2% |
| SHEL Shell PLC-ADR | 0.11% | 7,188 | $474K | Add +16.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.11% | 1,225 | $470K | Add +8.5% |
| TLH iShares 10-20 Year Treasury | 0.11% | 4,275 | $467K | Add +2571.9% |
| EFA iShares MSCI Eafe ETF | 0.11% | 5,455 | $456K | Add +0.9% |
| FVD First Trust Value Line DVD | 0.10% | 9,546 | $434K | Reduce -31.8% |
| JPMORGAN CHASE FINANCIAL (JPM 17.25 09/25/29) | 0.10% | 435,000 | $433K | New |
| VWUAX Vanguard US Growth Fund-Adm | 0.10% | 2,326 | $423K | Reduce -8.1% |
| UPS United Parcel Service Class B | 0.10% | 3,102 | $423K | Add +21.9% |
| FDL First Trust Morn DVD Lead Inc. | 0.09% | 9,575 | $402K | Reduce -36.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.09% | 4,829 | $401K | Reduce -0.5% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.09% | 1,378 | $388K | Add +13.8% |
| AGTHX Amer FND GRW FD of Am-A | 0.09% | 4,985 | $387K | Add +14.8% |
| ADI Analog Devices Inc. | 0.09% | 1,676 | $386K | Add +14.9% |
| TIDAL TRUST II | 0.09% | 26,654 | $380K | Add +20.5% |
| PNC PNC Financial Services Group | 0.09% | 2,006 | $371K | Add +11.2% |
| USFR Wisdomtree Floating Rate Tre | 0.09% | 7,350 | $369K | Reduce -20.8% |
| MOODY NATIONAL REIT II INC | 0.09% | 162,130 | $366K | New |
| XOM Exxon Mobil Corp. | 0.08% | 3,020 | $354K | Reduce -4.3% |
| XLY SS Consumer Disc Select Sect | 0.08% | 1,749 | $350K | Reduce -38.8% |
| GOOGL Alphabet Inc. Class A | 0.08% | 2,108 | $350K | Reduce -8.4% |
| USB US Bancorp | 0.08% | 7,637 | $349K | Add +17.6% |
| KO The Coca-Cola Co. | 0.08% | 4,850 | $349K | Reduce -41.6% |
| VOO Vanguard S&P 500 ETF | 0.08% | 660 | $348K | Add +0.5% |
| FEUPX Eupac Fund-F-3 filed as AMER EUROPACIFIC GRW | 0.08% | 5,663 | $342K | No change |
| DUK Duke Energy Corp. | 0.08% | 2,954 | $341K | Reduce -22.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.08% | 8,582 | $341K | Add +17.6% |
| TIPRX Bluerock TTL Inc+ RL Est-A | 0.08% | 12,275 | $330K | Add +1.3% |
| COST Costco Wholesale Corp. | 0.08% | 370 | $328K | No change |
| MCHP Microchip Technology Inc. | 0.08% | 4,042 | $325K | Add +20.6% |
| JPMORGAN CHASE FINANCIAL (JPM 17.85 07/31/29) | 0.07% | 322,000 | $322K | New |
| VDADX Vanguard DVD Apprec Indx-Adm | 0.07% | 5,937 | $319K | Reduce -2.9% |
| LLY Eli Lilly & Co. | 0.07% | 359 | $318K | Reduce -26.7% |
| COP Conocophillips | 0.07% | 2,940 | $310K | Add +20.5% |
| AMGN Amgen Inc. | 0.07% | 937 | $302K | Add +18.2% |
| TXN Texas Instruments Inc. | 0.07% | 1,430 | $295K | Add +0.3% |
| SO The Southern Co. | 0.07% | 3,259 | $294K | Reduce -26.8% |
| AIPI Rex AI Equity Prem Inc. ETF | 0.07% | 5,856 | $290K | Add +71.0% |
| ABBV Abbvie Inc. | 0.07% | 1,470 | $290K | Reduce -24.4% |
| VQNPX Vanguard Growth & Income-Inv | 0.07% | 4,312 | $290K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.07% | 1,288 | $285K | Add +1.2% |
| RDVY First Trust Rising Dividend | 0.07% | 4,805 | $285K | Reduce -16.0% |
| TDIV FT Nasdaq Tech DVD Index FD | 0.07% | 3,507 | $282K | Reduce -31.0% |
Other holdings (16): bonds, preferreds, convertibles and warrants · $2.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| US TREASURY N/B (T 4.25 12/31/24) | FIXED | 866,000 | $865K | New |
| US TREASURY N/B (T 2.125 11/30/24) | TREASURY | 560,000 | $558K | Reduce -87.8% |
| US TREASURY N/B (T 2.875 06/15/25) | FIX | 353,000 | $350K | Add +53.5% |
| US TREASURY N/B (T 4.125 01/31/25) | FIX | 199,000 | $199K | No change |
| US TREASURY N/B (T 2 02/15/25) | FIXED | 139,000 | $138K | No change |
| US TREASURY N/B (T 3.75 04/15/26) | TREASURY | 29,000 | $29K | No change |
| US TREASURY N/B (T 4.5 11/30/24) | TREASURY | 16,000 | $16K | No change |
| US TREASURY N/B (T 1 12/15/24) | FIX | 12,000 | $12K | No change |
| ASSOC BANC-CORP (ASB V6.625 03/01/33) | PFD | 250 | $6K | No change |
| JPMORGAN CHASE & CO (JPM 4.2 PERP MM) | PFD | 275 | $6K | No change |
| AT&T INC (T 5 PERP A) | COM | 200 | $4K | No change |
| WELLS FARGO & COMPANY (WFC 4.75 PERP Z) | Common Stock | 100 | $2K | Reduce -60.8% |
| GOEWQ Hennessy Capital Acquis-CW25 | *W EXP 12/21/202 | 1,000 | $35 | No change |
| ESPORTS ENTERTAIN GRP (GMBL 10 11/15/26 A) | CONVERTABLE PREFERED | 200 | $10 | No change |
| BFIWQ Burgerfi International-CW23 | *W EXP 12/16/202 | 1,000 | $3 | No change |
| TOGIW Imperalis Holding Corp. -28 | TOGIW | 220 | $0 | No change |
Lines left out (1) · $28 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| BBY Best Buy Co. Inc. | COM | 0 | $28 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $433.0M.
Portfolio Sells Q2 2024 → Q3 2024
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -49.7% | 1.02% | −0.91 |
| XLK SS Technology Select Sector | Reduce -29.5% | 2.13% | −0.76 |
| XLC SS Comm Select Sector SPDR | Reduce -29.4% | 2.15% | −0.60 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -21.2% | 2.55% | −0.53 |
| XLF SS Financial Select Sector | Reduce -28.5% | 2.09% | −0.44 |
| XLI SS Industrial Select Sector | Reduce -28.6% | 2.15% | −0.43 |
| TREASURY BILL (B 0 07/11/24) | Sold out | 0.00% | −0.35 |
| TREASURY BILL (B 0 07/18/24) | Sold out | 0.00% | −0.19 |
| TREASURY BILL (B 0 07/05/24) | Sold out | 0.00% | −0.19 |
| SNSXX Schwab US Treasury Money-Inv | Reduce -34.0% | 0.36% | −0.16 |
| RTX RTX Corp. | Reduce -45.5% | 0.33% | −0.15 |
| NVDL Granitesh 2X LNG Nvda ETF | Sold out | 0.00% | −0.14 |
| PSN Parsons Corp. | Reduce -98.8% | 0.00% | −0.14 |
| CARR Carrier Global Corp. | Reduce -97.5% | 0.00% | −0.12 |
| BSPIX iShares S&P 500 Index-Inst | Sold out | 0.00% | −0.11 |
| AAETX Amer FND 2030 TRGT RTRM-A | Reduce -70.1% | 0.05% | −0.10 |
| UUP Invesco DB US Dollar Index B | Sold out | 0.00% | −0.09 |
| JNK SS SPDR BB High Yield Bond | Reduce -96.0% | 0.00% | −0.09 |
| DELL Dell Technologies -C | Reduce -95.5% | 0.00% | −0.09 |
| OTIS Otis Worldwide Corp. | Reduce -98.0% | 0.00% | −0.09 |
| FKIQX Franklin Income Fund-A | Sold out | 0.00% | −0.09 |
| QLD Proshares Ultra QQQ | Reduce -100.0% | 0.00% | −0.08 |
| IJH iShares Core S&P Midcap ETF | Reduce -98.8% | 0.00% | −0.08 |
| CORT Corcept Therapeutics Inc. | Reduce -96.5% | 0.00% | −0.07 |
| IVV iShares Core S&P 500 ETF | Reduce -57.9% | 0.06% | −0.07 |
| SWGXX Schwab Govt MNY FND-SWP | Sold out | 0.00% | −0.06 |
| GCMVX PIMCO Ca Muni Intrm Val-Inst | Sold out | 0.00% | −0.06 |
| ANWPX Amer FNDS New Perspect-A | Reduce -89.5% | 0.01% | −0.06 |
| AMZU Dire DLY Amzn Bul 2X ETF-Usd | Sold out | 0.00% | −0.06 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -19.9% | 0.13% | −0.05 |
| SPXL Direxion Daily S&P 500 Bull | Sold out | 0.00% | −0.05 |
| MCK McKesson Corp. | Sold out | 0.00% | −0.05 |
| SSO Proshares Ultra S&P500 | Sold out | 0.00% | −0.05 |
| EQNR Equinor ASA-Spon ADR | Sold out | 0.00% | −0.05 |
| TECL Dire Dai Tec Bull 3X ETF-Usd | Sold out | 0.00% | −0.05 |
| TSCO Tractor Supply Company | Reduce -92.3% | 0.00% | −0.05 |
| ROM Proshares Ultra Technology | Reduce -96.9% | 0.00% | −0.05 |
| GGLL Direxion Daily Googl Bull 2X | Sold out | 0.00% | −0.05 |
| SNVXX Schwab Govt MNY FND-Inv | Reduce -17.8% | 0.29% | −0.05 |
| CSCO Cisco Systems Inc. | Reduce -90.6% | 0.01% | −0.04 |
| BANK OF AMERICA NA (BAC 5 08/07/24) | Sold out | 0.00% | −0.04 |
| PBR Petroleo Brasileiro-Spon ADR | Reduce -95.9% | 0.00% | −0.04 |
| VALLEY NATL BK WAYNE (VLY 5.4 08/30/24) | Sold out | 0.00% | −0.04 |
| OKTA Okta Inc. | Sold out | 0.00% | −0.04 |
| FBL Granitesh 2XLNG Meta ETF-Usd | Sold out | 0.00% | −0.04 |
| VALE Vale SA-SP ADR | Reduce -95.8% | 0.00% | −0.04 |
| SMH Vaneck Semiconductor ETF | Reduce -89.3% | 0.00% | −0.04 |
| KO The Coca-Cola Co. | Reduce -41.6% | 0.08% | −0.04 |
| FEX First Trust Large Cap Core A | Reduce -96.6% | 0.00% | −0.04 |
| STORMFIELD REAL ESTATE I | Sold out | 0.00% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Add +7.4% | 7.34% | +0.95 |
| SWVXX Schwa Prime Adv Money FD-Inv | Add +26.2% | 3.75% | +0.92 |
| NVDA Nvidia Corp. | Add +6.2% | 2.72% | +0.24 |
| BNDX Vanguard Total Intl Bond ETF | Add +536.7% | 0.14% | +0.12 |
| JPMORGAN CHASE FINANCIAL (JPM 16.6 09/05/29) | New | 0.12% | +0.12 |
| TSLA Tesla Inc. | Add +31.8% | 0.25% | +0.11 |
| TLH iShares 10-20 Year Treasury | Add +2571.9% | 0.11% | +0.10 |
| JPMORGAN CHASE FINANCIAL (JPM 17.25 09/25/29) | New | 0.10% | +0.10 |
| VFIAX Vanguard 500 Index-Adm | Add +27.7% | 0.30% | +0.09 |
| MOODY NATIONAL REIT II INC | New | 0.09% | +0.09 |
| JPMORGAN CHASE FINANCIAL (JPM 17.85 07/31/29) | New | 0.07% | +0.07 |
| JEPQ JPM Nasdaq Equity Premium | Add +22.9% | 0.34% | +0.07 |
| BIICX Blckrck Multi-Asst Inc. Class I | Add +3.2% | 0.58% | +0.07 |
| TRUIST BANK (TFC 5.2 10/21/24 0002) | New | 0.06% | +0.06 |
| GE General Electric | Add +1835.1% | 0.06% | +0.06 |
| AXP American Express Co. | New | 0.06% | +0.06 |
| PM Philip Morris International | Add +4877.5% | 0.06% | +0.06 |
| CL Colgate-Palmolive Co. | Add +762.5% | 0.06% | +0.05 |
| MSFT Microsoft Corp. | Add +13.1% | 0.43% | +0.05 |
| CHE Chemed Corp. | New | 0.05% | +0.05 |
| BKNG Booking Holdings Inc. | Add +850.0% | 0.06% | +0.05 |
| HD Home Depot Inc. | Add +3.0% | 0.23% | +0.05 |
| BUFZ FT Vest Laddered Moderate Bu | New | 0.05% | +0.05 |
| FANG Diamondback Energy Inc. | New | 0.05% | +0.05 |
| BANKUNITED NA (BKUNTD 4.65 03/10/25 0000) | New | 0.05% | +0.05 |
| CITY NATIONAL BANK OF FL (CTYNBF 4.9 11/25/24) | New | 0.05% | +0.05 |
| GILD Gilead Sciences Inc. | Add +13.8% | 0.14% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +17.5% | 0.15% | +0.04 |
| IJR iShares Core S&P Small-Cap E | Add +138.3% | 0.06% | +0.04 |
| BARCLAYS BANK/DELAWARE (BACR 4.65 03/18/25) | New | 0.04% | +0.04 |
| ACN Accenture PLC Class A | Add +18.1% | 0.11% | +0.03 |
| IWC iShares Micro-Cap ETF | New | 0.03% | +0.03 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +1011.9% | 0.04% | +0.03 |
| CVX Chevron Corp. | Add +32.8% | 0.14% | +0.03 |
| DD Dupont DE Nemours Inc. | Add +17.8% | 0.13% | +0.03 |
| SUTXX Schwab US Treasury Money-Ult | Add +1.3% | 0.51% | +0.03 |
| ABT Abbott Laboratories | Add +16.2% | 0.12% | +0.03 |
| FWGIX Af Cap WLRD GR & Inc.-F3 | Add +0.4% | 0.30% | +0.03 |
| TREASURY BILL (B 0 12/19/24) | Add +96.0% | 0.06% | +0.03 |
| VBILX Vanguard Intrm BND Idx-Adm | New | 0.03% | +0.03 |
| AFMFX Amer FNDS Mutual FND-F3 | Add +0.5% | 0.22% | +0.03 |
| RESOURCE BANK/LA (RBV 4.25 08/22/25) | New | 0.03% | +0.03 |
| LHX L3HARRIS Technologies Inc. | Add +16.7% | 0.12% | +0.03 |
| AIPI Rex AI Equity Prem Inc. ETF | Add +71.0% | 0.07% | +0.03 |
| WSHCX Amer FND Wash Mut Inv-C | New | 0.03% | +0.03 |
| JPM JPMorgan Chase & Co. | Add +8.3% | 0.16% | +0.02 |
| AMERIS BANK (ABCB 4.9 11/15/24) | New | 0.02% | +0.02 |
| AFMBX American Balanced Fund-F3 | Add +0.4% | 0.25% | +0.02 |
| PNC PNC Financial Services Group | Add +11.2% | 0.09% | +0.02 |
| USB US Bancorp | Add +17.6% | 0.08% | +0.02 |
Notes & Other Activity Q2 2024 → Q3 2024
| US TREASURY N/B (T 4.25 12/31/24) | FIXED | New | 866,000 | $865K |
| US TREASURY N/B (T 2.125 11/30/24) | TREASURY | Reduce -87.8% | 560,000 | $558K |
| US TREASURY N/B (T 2.875 06/15/25) | FIX | Add +53.5% | 353,000 | $350K |
| US TREASURY N/B (T 3.25 08/31/24) | Bond | Sold out | 241,000 | $240Kbefore exit |
| US TREASURY N/B (T 1.25 08/31/24) | Bond | Sold out | 77,000 | $76Kbefore exit |
| US TREASURY N/B (T 3 06/30/24) | FIX | Sold out | 64,000 | $64Kbefore exit |
| US TREASURY N/B (T 0.375 08/15/24) | FIX | Sold out | 48,000 | $48Kbefore exit |
| US TREASURY N/B (T 1.875 08/31/24) | FIX | Sold out | 45,000 | $45Kbefore exit |
| US TREASURY N/B (T 3 07/31/24) | FIX | Sold out | 15,000 | $15Kbefore exit |
| CHS INC (CHSINC V7.1 PERP 2) | PREFERRED STOCK | Sold out | 450 | $12Kbefore exit |
| RIDGEWOOD ENERGY Z FUND | LTD LIABILITY CORP | Sold out | 0 | $11Kbefore exit |
| RIDGEWOOD ENERGY U FUND | LTD LIABILITY CORP | Sold out | 0 | $8Kbefore exit |
| RIDGEWOOD ENERGY V FUND | LTD LIABILITY CORP | Sold out | 0 | $7Kbefore exit |
| BANK OF AMERICA CORP (BAC 6 PERP GG) | PFD | Sold out | 126 | $3Kbefore exit |
| DIVERSIFIED HEALTHCARE T (DHC 6.25 02/01/46) | PRD | Sold out | 155 | $2Kbefore exit |
| WELLS FARGO & COMPANY (WFC 4.75 PERP Z) | Common Stock | Reduce -60.8% | 100 | $2K |
| CMS ENERGY CORP (CMS 5.875 03/01/79) | Common Stock | Sold out | 73 | $2Kbefore exit |
| STIFEL FINANCIAL CORP (SF 6.25 PERP B) | PREFERR | Sold out | 38 | $904before exit |
| BBY Best Buy Co. Inc. | COM | Reduce -100.0% | 0 | $28 |
| GWPEX American Funds Growth-F2 | OPEN END TAXABLE LOAD FUND | Sold out | 0 | $0before exit |
| RLBD Real Brands Inc. | COMMON STOCK | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 430 | $404.8M | SPY, QQQ, FTSM, RSP, NVDA |
| Q1 2026 | 374 | $334.4M | SPY, FTSM, QQQ, NVDA, RSP |
| Q4 2025 | 1,080 | $343.4M | SPY, QQQ, FTSM, RSP, NVDA |
| Q3 2025 | 313 | $331.8M | SPY, QQQ, FTSM, RSP, NVDA |
| Q2 2025 | 294 | $312.8M | SPY, FTSM, QQQ, RSP, NVDA |
| Q1 2025 | 304 | $308.7M | FTSM, SPY, QQQ, RSP, BIL |
| Q4 2024 | 1,552 | $441.1M | SPY, FTSM, QQQ, RSP, SWVXX |
| Q3 2024 | 1,465 | $430.8M | SPY, FTSM, RSP, QQQ, SWVXX |
| Q2 2024 | 1,661 | $452.3M | SPY, FTSM, RSP, QQQ, SHV |
| Q1 2024 | 1,647 | $433.1M | SPY, FTSM, RSP, QQQ, SHV |