Tucker Asset Management LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 12, 2025), Tucker Asset Management LLC reported 1,552 stock positions worth $441.1 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 25.0% of the portfolio, followed by First Trust Enh Short Mat FD (FTSM, 13.8%) and Invesco QQQ Trust Series 1 (QQQ, 8.0%). Compared with Q3 2024, it opened 247 new positions, sold out of 155, added to 443 and reduced 274. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +16%) and the biggest sale First Trust Enh Short Mat FD (FTSM, shares −15%).
- Most Recent 13F
- Q2 2026
- Location
- LITTLETON, CO
- CIK
- 0001870012
- Portfolio Value
- $441.1M (Q4 2024)
- SEC Filing
- 0001398344-25-002523 ↗ filed Feb 12, 2025
Holdings Value
Holdings 1,552 stocks · $441.1M
| SPY SS SPDR S&P 500 ETF Trust-US | 25.00% | 188,120 | $110.3M | Add +15.8% |
| FTSM First Trust Enh Short Mat FD | 13.77% | 1,016,229 | $60.7M | Reduce -15.3% |
| QQQ Invesco QQQ Trust Series 1 | 7.96% | 68,682 | $35.1M | Add +6.0% |
| RSP Invesco S&P 500 Equal Weight | 7.41% | 186,495 | $32.7M | Reduce -0.9% |
| SWVXX Schwa Prime Adv Money FD-Inv filed as SCHWAB VALUE ADVANTAGE MONEY INVESTOR SHARES | 3.63% | 15,992,448 | $16.0M | Reduce -1.1% |
| NVDA Nvidia Corp. | 3.10% | 101,792 | $13.7M | Add +5.6% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 2.67% | 129,006 | $11.8M | Add +169.6% |
| GVI iShares Intermediate Governm | 2.07% | 87,428 | $9.1M | Reduce -19.1% |
| XLC SS Comm Select Sector SPDR | 2.00% | 90,989 | $8.8M | Reduce -11.1% |
| AMRX Amneal Pharmaceuticals Inc. | 2.00% | 1,111,064 | $8.8M | No change |
| XLF SS Financial Select Sector | 1.94% | 177,275 | $8.6M | Reduce -10.8% |
| SHV iShares 0-1 Year Treasury Bo | 1.94% | 77,686 | $8.6M | Reduce -21.7% |
| XLK SS Technology Select Sector | 1.93% | 36,685 | $8.5M | Reduce -9.9% |
| XLI SS Industrial Select Sector | 1.83% | 61,289 | $8.1M | Reduce -10.3% |
| AAPL Apple Inc. | 0.85% | 15,006 | $3.8M | Add +2.5% |
| SNAXX Schwa Prime Adv Money FD-Ult filed as SCHWAB VALUE ADVANTAGE MONEY ULTRA SHARES | 0.65% | 2,867,156 | $2.9M | Add +1.4% |
| TSLA Tesla Inc. | 0.45% | 4,870 | $2.0M | Add +20.0% |
| SUTXX Schwab US Treasury Money-Ult | 0.44% | 1,945,748 | $1.9M | Reduce -12.3% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.38% | 30,072 | $1.7M | Add +11.5% |
| SNVXX Schwab Govt MNY FND-Inv | 0.38% | 1,682,112 | $1.7M | Add +34.8% |
| MSFT Microsoft Corp. | 0.38% | 3,948 | $1.7M | Reduce -7.8% |
| PG The Procter & Gamble Co. | 0.31% | 8,164 | $1.4M | Reduce -6.5% |
| RTX RTX Corp. | 0.29% | 11,179 | $1.3M | Reduce -3.4% |
| FWGIX Af Cap WLRD GR & Inc.-F3 filed as AMERICAN FUNDS CAPITAL WORLD GR INC F3 | 0.29% | 20,301 | $1.3M | Add +6.6% |
| SNSXX Schwab US Treasury Money-Inv | 0.27% | 1,200,092 | $1.2M | Reduce -22.2% |
| JEPI JPMorgan Equity Premium Inco | 0.26% | 19,925 | $1.1M | Add +8.3% |
| VFIAX Vanguard 500 Index-Adm | 0.25% | 2,018 | $1.1M | Reduce -16.0% |
| AFMBX American Balanced Fund-F3 | 0.24% | 31,169 | $1.1M | Add +4.4% |
| BIICX Blckrck Multi-Asst Inc. Class I filed as BLACKROCK MULTI ASSET INCOME INSTL | 0.23% | 101,013 | $1.0M | Reduce -57.5% |
| AFMFX Amer FNDS Mutual FND-F3 filed as AMERICAN FUNDS AMERICAN MUTUAL F3 | 0.21% | 16,410 | $905K | Add +4.2% |
| HD Home Depot Inc. | 0.20% | 2,240 | $871K | Reduce -9.5% |
| MAR Marriott International Class A | 0.18% | 2,888 | $806K | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.18% | 2,742 | $795K | Reduce -30.2% |
| TREASURY BILL (B 0 04/10/25) filed as US TREASURY BILL25U S T BILL DUE 04 10 25 | 0.18% | 788,000 | $779K | New |
| AMZN Amazon.com Inc. | 0.16% | 3,282 | $720K | Add +13.2% |
| JPM JPMorgan Chase & Co. | 0.16% | 2,854 | $684K | Reduce -11.8% |
| FWMIX Amer FND Wash Mut Inv-F3 filed as AMERICAN FUNDS WASHINGTON MUTUAL F3 | 0.15% | 11,090 | $682K | Reduce -2.9% |
| GAFFX Amer FND GRW FD of Am-F3 | 0.15% | 8,653 | $644K | Add +6.6% |
| MCD McDonald's Corp. | 0.15% | 2,214 | $642K | Reduce -14.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.14% | 1,403 | $636K | Add +0.7% |
| GLD SPDR Gold Shares | 0.14% | 2,563 | $621K | Add +12.9% |
| VOO Vanguard S&P 500 ETF | 0.13% | 1,101 | $593K | Add +66.8% |
| WFC Wells Fargo & Co. | 0.13% | 8,437 | $593K | Reduce -16.2% |
| JPMORGAN CHASE FINANCIAL (JPM 17.5 10/23/29) | 0.12% | 600,000 | $532K | New |
| GILD Gilead Sciences Inc. | 0.12% | 5,598 | $517K | Reduce -19.3% |
| CVX Chevron Corp. | 0.12% | 3,511 | $509K | Reduce -16.9% |
| HON Honeywell International Inc. | 0.11% | 2,227 | $503K | Reduce -12.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.11% | 1,214 | $498K | Reduce -0.9% |
| JNK SS SPDR BB High Yield Bond | 0.11% | 5,088 | $486K | Add +2742.5% |
| JPMORGAN CHASE FINANCIAL (JPM 16.6 09/05/29) | 0.11% | 521,000 | $474K | No change |
| PRDGX T Rowe PR Dividend Grow-Inv | 0.11% | 6,144 | $472K | Add +3.0% |
| IVV iShares Core S&P 500 ETF | 0.11% | 800 | $471K | Add +80.6% |
| USFR Wisdomtree Floating Rate Tre | 0.11% | 9,257 | $466K | Add +25.9% |
| BLACKSTONE REIT INC CL I | 0.10% | 32,837 | $457K | Reduce -4.8% |
| IBND SS SPDR BB Intl Corp. BD ETF | 0.10% | 15,944 | $452K | New |
| ABT Abbott Laboratories | 0.10% | 3,879 | $439K | Reduce -14.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.10% | 4,829 | $424K | No change |
| TIDAL TRUST II | 0.10% | 29,568 | $422K | Add +10.9% |
| SHEL Shell PLC-ADR | 0.10% | 6,733 | $422K | Reduce -6.3% |
| CMCSA Comcast Corp. Class A | 0.10% | 11,224 | $421K | Reduce -12.2% |
| PEP Pepsico Inc. | 0.10% | 2,764 | $420K | Reduce -13.7% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.09% | 13,738 | $419K | Add +179.2% |
| JPMORGAN CHASE FINANCIAL (JPM 17.25 09/25/29) | 0.09% | 435,000 | $405K | No change |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.09% | 1,419 | $403K | Add +3.0% |
| VEA Vanguard Ftse Developed ETF | 0.09% | 8,379 | $401K | Add +73.0% |
| ACN Accenture PLC Class A | 0.09% | 1,128 | $397K | Reduce -18.4% |
| HIGHLANDS REIT INC | 0.09% | 178,317 | $394K | New |
| DD Dupont DE Nemours Inc. | 0.09% | 5,155 | $393K | Reduce -16.2% |
| BUFZ FT Vest Laddered Moderate Bu | 0.09% | 16,422 | $392K | Add +90.6% |
| GOOGL Alphabet Inc. Class A | 0.09% | 2,070 | $392K | Reduce -1.8% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.09% | 4,502 | $387K | Reduce -2.9% |
| TREASURY BILL (B 0 05/15/25) filed as US TREASURY BILL25U S T BILL DUE 05 15 25 | 0.09% | 392,000 | $386K | New |
| FVD First Trust Value Line DVD | 0.09% | 8,814 | $385K | Reduce -7.7% |
| JNJ Johnson & Johnson | 0.09% | 2,652 | $384K | Reduce -25.1% |
| COST Costco Wholesale Corp. | 0.09% | 417 | $382K | Add +12.7% |
| LHX L3HARRIS Technologies Inc. | 0.09% | 1,810 | $381K | Reduce -16.7% |
| AGTHX Amer FND GRW FD of Am-A | 0.08% | 4,953 | $369K | Reduce -0.6% |
| XLY SS Consumer Disc Select Sect | 0.08% | 1,638 | $367K | Reduce -6.3% |
| PLTR Palantir Technologies Inc. Class A | 0.08% | 4,619 | $349K | Add +572.3% |
| IJR iShares Core S&P Small-Cap E | 0.08% | 3,019 | $348K | Add +33.9% |
| FIXD First Trust Smith Opportunis | 0.08% | 8,026 | $345K | Add +35.9% |
| XOM Exxon Mobil Corp. | 0.07% | 3,066 | $330K | Add +1.5% |
| TIPRX Bluerock TTL Inc+ RL Est-A | 0.07% | 12,439 | $324K | Add +1.3% |
| VOOG Vanguard S&P 500 Growth ETF | 0.07% | 869 | $318K | New |
| FEUPX Eupac Fund-F-3 filed as AMER EUROPACIFIC GRW | 0.07% | 5,915 | $318K | Add +4.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.07% | 7,227 | $318K | Reduce -15.8% |
| PNC PNC Financial Services Group | 0.07% | 1,641 | $316K | Reduce -18.2% |
| USB US Bancorp | 0.07% | 6,382 | $305K | Reduce -16.4% |
| VDADX Vanguard DVD Apprec Indx-Adm | 0.07% | 5,722 | $304K | Reduce -3.6% |
| FTNT Fortinet Inc. | 0.07% | 3,211 | $303K | Add +32010.0% |
| JPMORGAN CHASE FINANCIAL (JPM 17.85 07/31/29) | 0.07% | 322,000 | $303K | No change |
| AIPI Rex AI Equity Prem Inc. ETF | 0.07% | 6,157 | $302K | Add +5.1% |
| BRADESCO BANK (BACFLA 4.4 06/12/25) | 0.07% | 300,000 | $300K | New |
| VQNPX Vanguard Growth & Income-Inv | 0.07% | 4,774 | $298K | Add +10.7% |
| ABBV Abbvie Inc. | 0.07% | 1,673 | $297K | Add +13.8% |
| ADI Analog Devices Inc. | 0.07% | 1,376 | $292K | Reduce -17.9% |
| COP Conocophillips | 0.07% | 2,913 | $289K | Reduce -0.9% |
| FIRST NATL BNK/PA (FNBGRN 4.45 01/15/25) | 0.06% | 282,000 | $282K | New |
| DUK Duke Energy Corp. | 0.06% | 2,562 | $276K | Reduce -13.3% |
| BMY Bristol-Myers Squibb Co. | 0.06% | 4,779 | $270K | Add +3313.6% |
Other holdings (11): bonds, preferreds, convertibles and warrants · $729K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| US TREASURY N/B (T 2.875 06/15/25) | FIX | 353,000 | $351K | No change |
| US TREASURY N/B (T 4.125 01/31/25) | FIX | 199,000 | $199K | No change |
| US TREASURY N/B (T 2 02/15/25) | FIXED | 139,000 | $139K | No change |
| US TREASURY N/B (T 3.75 04/15/26) | TREASURY | 29,000 | $29K | No change |
| JPMORGAN CHASE & CO (JPM 4.2 PERP MM) | PFD | 275 | $5K | No change |
| AT&T INC (T 5 PERP A) | COM | 200 | $4K | No change |
| WELLS FARGO & COMPANY (WFC 4.75 PERP Z) | Common Stock | 100 | $2K | No change |
| GOEWQ Hennessy Capital Acquis-CW25 | *W EXP 12/21/202 | 1,000 | $29 | No change |
| ESPORTS ENTERTAIN GRP (GMBL 10 11/15/26 A) | CONVERTABLE PREFERED | 200 | $10 | No change |
| BFIWQ Burgerfi International-CW23 | *W EXP 12/16/202 | 1,000 | $0 | No change |
| TOGIW Imperalis Holding Corp. -28 | TOGIW | 220 | $0 | No change |
Lines left out (3) · $497.1M — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| Cash Balance | 0 | 0 | $497.1M |
| BBY Best Buy Co. Inc. | COM | 0 | $24 |
| FAGIX Fidelity Capital & Income | BOND FUNDS | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $938.9M.
Portfolio Sells Q3 2024 → Q4 2024
| FTSM First Trust Enh Short Mat FD | Reduce -15.3% | 13.77% | −2.91 |
| GVI iShares Intermediate Governm | Reduce -19.1% | 2.07% | −0.62 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -21.7% | 1.94% | −0.61 |
| RSP Invesco S&P 500 Equal Weight | Reduce -0.9% | 7.41% | −0.42 |
| BIICX Blckrck Multi-Asst Inc. Class I | Reduce -57.5% | 0.23% | −0.34 |
| XLI SS Industrial Select Sector | Reduce -10.3% | 1.83% | −0.32 |
| XLK SS Technology Select Sector | Reduce -9.9% | 1.93% | −0.20 |
| TREASURY BILL (B 0 10/17/24) | Sold out | 0.00% | −0.19 |
| XLC SS Comm Select Sector SPDR | Reduce -11.1% | 2.00% | −0.15 |
| XLF SS Financial Select Sector | Reduce -10.8% | 1.94% | −0.15 |
| SWVXX Schwa Prime Adv Money FD-Inv | Reduce -1.1% | 3.63% | −0.13 |
| TREASURY BILL (B 0 11/14/24) | Sold out | 0.00% | −0.11 |
| TLH iShares 10-20 Year Treasury | Reduce -95.7% | 0.00% | −0.10 |
| EFA iShares MSCI Eafe ETF | Reduce -96.3% | 0.00% | −0.10 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -67.6% | 0.04% | −0.10 |
| SNSXX Schwab US Treasury Money-Inv | Reduce -22.2% | 0.27% | −0.09 |
| MOODY NATIONAL REIT II INC | Sold out | 0.00% | −0.09 |
| VWUAX Vanguard US Growth Fund-Adm | Reduce -79.4% | 0.02% | −0.08 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -30.2% | 0.18% | −0.08 |
| SUTXX Schwab US Treasury Money-Ult | Reduce -12.3% | 0.44% | −0.07 |
| TRUIST BANK (TFC 5.2 10/21/24 0002) | Sold out | 0.00% | −0.06 |
| GE General Electric | Reduce -94.8% | 0.00% | −0.06 |
| TREASURY BILL (B 0 12/19/24) | Sold out | 0.00% | −0.06 |
| CL Colgate-Palmolive Co. | Reduce -90.8% | 0.00% | −0.06 |
| PM Philip Morris International | Reduce -96.9% | 0.00% | −0.05 |
| CHE Chemed Corp. | Sold out | 0.00% | −0.05 |
| AXP American Express Co. | Reduce -88.8% | 0.01% | −0.05 |
| MSFT Microsoft Corp. | Reduce -7.8% | 0.38% | −0.05 |
| BKNG Booking Holdings Inc. | Reduce -89.5% | 0.01% | −0.05 |
| VFIAX Vanguard 500 Index-Adm | Reduce -16.0% | 0.25% | −0.05 |
| FANG Diamondback Energy Inc. | Sold out | 0.00% | −0.05 |
| CITY NATIONAL BANK OF FL (CTYNBF 4.9 11/25/24) | Sold out | 0.00% | −0.05 |
| GOLDMAN SACHS BANK USA (GS 5.1 10/09/24) | Sold out | 0.00% | −0.05 |
| JNJ Johnson & Johnson | Reduce -25.1% | 0.09% | −0.05 |
| TREASURY BILL (B 0 10/03/24) | Sold out | 0.00% | −0.04 |
| SCHX Schwab US Large-Cap ETF | Reduce -63.6% | 0.02% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -6.5% | 0.31% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -2.9% | 0.09% | −0.04 |
| MCD McDonald's Corp. | Reduce -14.9% | 0.15% | −0.04 |
| DD Dupont DE Nemours Inc. | Reduce -16.2% | 0.09% | −0.04 |
| UPS United Parcel Service Class B | Reduce -31.9% | 0.06% | −0.04 |
| HD Home Depot Inc. | Reduce -9.5% | 0.20% | −0.04 |
| LHX L3HARRIS Technologies Inc. | Reduce -16.7% | 0.09% | −0.03 |
| FDL First Trust Morn DVD Lead Inc. | Reduce -30.5% | 0.06% | −0.03 |
| RTX RTX Corp. | Reduce -3.4% | 0.29% | −0.03 |
| PEP Pepsico Inc. | Reduce -13.7% | 0.10% | −0.03 |
| BEAL BANK USA (BSVBK 5.3 10/02/24 0002) | Sold out | 0.00% | −0.03 |
| CVX Chevron Corp. | Reduce -16.9% | 0.12% | −0.03 |
| VBILX Vanguard Intrm BND Idx-Adm | Sold out | 0.00% | −0.03 |
| MCHP Microchip Technology Inc. | Reduce -10.8% | 0.05% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +15.8% | 25.00% | +3.35 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +169.6% | 2.67% | +1.65 |
| QQQ Invesco QQQ Trust Series 1 | Add +6.0% | 7.96% | +0.62 |
| NVDA Nvidia Corp. | Add +5.6% | 3.10% | +0.38 |
| TSLA Tesla Inc. | Add +20.0% | 0.45% | +0.20 |
| TREASURY BILL (B 0 04/10/25) | New | 0.18% | +0.18 |
| JPMORGAN CHASE FINANCIAL (JPM 17.5 10/23/29) | New | 0.12% | +0.12 |
| JNK SS SPDR BB High Yield Bond | Add +2742.5% | 0.11% | +0.11 |
| IBND SS SPDR BB Intl Corp. BD ETF | New | 0.10% | +0.10 |
| SNVXX Schwab Govt MNY FND-Inv | Add +34.8% | 0.38% | +0.09 |
| HIGHLANDS REIT INC | New | 0.09% | +0.09 |
| TREASURY BILL (B 0 05/15/25) | New | 0.09% | +0.09 |
| PLTR Palantir Technologies Inc. Class A | Add +572.3% | 0.08% | +0.07 |
| VOOG Vanguard S&P 500 Growth ETF | New | 0.07% | +0.07 |
| FTNT Fortinet Inc. | Add +32010.0% | 0.07% | +0.07 |
| BRADESCO BANK (BACFLA 4.4 06/12/25) | New | 0.07% | +0.07 |
| FIRST NATL BNK/PA (FNBGRN 4.45 01/15/25) | New | 0.06% | +0.06 |
| ACI Albertsons Cos Inc. Class A | New | 0.06% | +0.06 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +179.2% | 0.09% | +0.06 |
| AAPL Apple Inc. | Add +2.5% | 0.85% | +0.06 |
| BMY Bristol-Myers Squibb Co. | Add +3313.6% | 0.06% | +0.06 |
| TDG Transdigm Group Inc. | New | 0.06% | +0.06 |
| VOO Vanguard S&P 500 ETF | Add +66.8% | 0.13% | +0.05 |
| NVS Novartis AG-Sponsored ADR | Add +11352.4% | 0.05% | +0.05 |
| BABA Alibaba Group Holding-SP ADR | Add +1112.7% | 0.06% | +0.05 |
| IVV iShares Core S&P 500 ETF | Add +80.6% | 0.11% | +0.05 |
| SOFI Sofi Technologies Inc. | Add +965.5% | 0.05% | +0.05 |
| BANK OF AMERICA NA (BAC 4.35 05/27/25) | New | 0.05% | +0.05 |
| MPWR Monolithic Power Systems Inc. | Add +2000.0% | 0.05% | +0.04 |
| BUFZ FT Vest Laddered Moderate Bu | Add +90.6% | 0.09% | +0.04 |
| JEPQ JPM Nasdaq Equity Premium | Add +11.5% | 0.38% | +0.04 |
| SOUN Soundhound AI Inc. Class A | Add +221.3% | 0.04% | +0.04 |
| AMZN Amazon.com Inc. | Add +13.2% | 0.16% | +0.04 |
| RDTE Roundhill Russell 2000 0DTE | Add +14751.9% | 0.04% | +0.04 |
| TIDAL TRUST II | Add +1135.6% | 0.04% | +0.03 |
| JP MORGAN CHASE BANK NA (JPM 0 05/13/27 E10V) | New | 0.03% | +0.03 |
| AMBFX American Balanced Fund-F2 | Add +237.7% | 0.05% | +0.03 |
| VEA Vanguard Ftse Developed ETF | Add +73.0% | 0.09% | +0.03 |
| BSV Vanguard Short-Term Bond ETF | Add +310.3% | 0.04% | +0.03 |
| XDTE Roundhi S&P 500 0DTE CCS ETF | Add +298.4% | 0.04% | +0.03 |
| GOLDMAN SACHS BANK USA (GS 4.4 01/08/25) | New | 0.03% | +0.03 |
| VCIT Vanguard Int-Term Corporate | Add +1249.6% | 0.03% | +0.03 |
| FFFFX Fidelity Freedom 2040 | New | 0.03% | +0.03 |
| VGIT Vanguard Intermediate-Term T | New | 0.03% | +0.03 |
| QDTE Roundhill Nasdaq-100 0DTE Co. | Add +178.2% | 0.05% | +0.03 |
| VCRB Vanguard Core Bond ETF | New | 0.02% | +0.02 |
| WASHINGTON FINL BK (WASFIN 4.2 12/26/25) | New | 0.02% | +0.02 |
| VTSAX VNGD Mrngst TS MK Idx FD-Adm | Add +56.5% | 0.06% | +0.02 |
| AOM iShares Core 40/60 Moderate | New | 0.02% | +0.02 |
| USFR Wisdomtree Floating Rate Tre | Add +25.9% | 0.11% | +0.02 |
Notes & Other Activity Q3 2024 → Q4 2024
| Cash Balance | 0 | New | 0 | $497.1M |
| US TREASURY N/B (T 4.25 12/31/24) | FIXED | Sold out | 866,000 | $865Kbefore exit |
| US TREASURY N/B (T 2.125 11/30/24) | TREASURY | Sold out | 560,000 | $558Kbefore exit |
| US TREASURY N/B (T 4.5 11/30/24) | TREASURY | Sold out | 16,000 | $16Kbefore exit |
| US TREASURY N/B (T 1 12/15/24) | FIX | Sold out | 12,000 | $12Kbefore exit |
| ASSOC BANC-CORP (ASB V6.625 03/01/33) | PFD | Sold out | 250 | $6Kbefore exit |
| FAGIX Fidelity Capital & Income | BOND FUNDS | New | 0 | $1 |
| CMI Cummins Inc. | COM | Reduce -100.0% | 0 | $0 |
| TM Toyota Motor Corp. -Spon ADR | ADS | Reduce -100.0% | 0 | $0 |
| AMAT Applied Materials Inc. | COM | Reduce -100.0% | 0 | $0 |
| ISRG Intuitive Surgical Inc. | COM NEW | Reduce -100.0% | 0 | $0 |
| BSX Boston Scientific Corp. | COM | Reduce -100.0% | 0 | $0 |
| BUD Anheuser-Busch Inbev-SPN ADR | SPONSORED ADR | New | 0 | $0 |
| BP BP PLC-Spons ADR | SPONSORED ADR | New | 0 | $0 |
| BHP BHP Group Ltd.-Spon ADR | SPONSORED ADS | New | 0 | $0 |
| CSX CSX Corp. | COM | New | 0 | $0 |
| CNQ Canadian Natural Resources | COM | New | 0 | $0 |
| COF Capital One Financial Corp. | COM | New | 0 | $0 |
| CRARY Credit Agricole SA-Unsp ADR | ADR | New | 0 | $0 |
| DSDVY DSV A/S - Unsp ADR | ADR | New | 0 | $0 |
| EXPE Expedia Group Inc. | COM NEW | New | 0 | $0 |
| FANUY Fanuc Corp.-Unsp ADR | ADR | New | 0 | $0 |
| FARADAY FUTURE INTLGT ELEC I | COM NEW CL A | New | 0 | $0 |
| HESAY Hermes Intl-Unsponsored ADR | ADR | New | 0 | $0 |
| HMC Honda Motor Co. Ltd.-Spons ADR | ADR ECH CNV IN 3 | New | 0 | $0 |
| ITW Illinois Tool Works | COM | New | 0 | $0 |
| ING ING Groep N.V.-Sponsored ADR | SPONSORED ADR | New | 0 | $0 |
| ISNPY Intesa Sanpaolo-Spon ADR | ADR | New | 0 | $0 |
| LVS Las Vegas Sands Corp. | COM | New | 0 | $0 |
| RHHBY Roche Holdings Ltd.-Spons ADR | COM | New | 0 | $0 |
| SMCAY SMC Corp.-Sponsored ADR | COM | New | 0 | $0 |
| SNY Sanofi-ADR | SPONSORED ADR | New | 0 | $0 |
| SBGSY Schneider Elect SE-Unsp ADR | COM | New | 0 | $0 |
| SCHW Schwab (charles) Corp. | COM | New | 0 | $0 |
| SCGLY Societe Generale-Spons ADR | ADR | New | 0 | $0 |
| SONY Sony Group Corp. - SP ADR | SPONSORED ADR | New | 0 | $0 |
| TOELY Tokyo Electron Ltd.-Unsp ADR | ADR | New | 0 | $0 |
| TTE Totalenergies SE -Spon ADR | SPONSORED ADS | New | 0 | $0 |
| UNCRY Unicredit SPA-ADR | ADR | New | 0 | $0 |
| WYNN WYNN Resorts Ltd. | COM | New | 0 | $0 |
| JCI Johnson Controls Internation | SHS | New | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 430 | $404.8M | SPY, QQQ, FTSM, RSP, NVDA |
| Q1 2026 | 374 | $334.4M | SPY, FTSM, QQQ, NVDA, RSP |
| Q4 2025 | 1,080 | $343.4M | SPY, QQQ, FTSM, RSP, NVDA |
| Q3 2025 | 313 | $331.8M | SPY, QQQ, FTSM, RSP, NVDA |
| Q2 2025 | 294 | $312.8M | SPY, FTSM, QQQ, RSP, NVDA |
| Q1 2025 | 304 | $308.7M | FTSM, SPY, QQQ, RSP, BIL |
| Q4 2024 | 1,552 | $441.1M | SPY, FTSM, QQQ, RSP, SWVXX |
| Q3 2024 | 1,465 | $430.8M | SPY, FTSM, RSP, QQQ, SWVXX |
| Q2 2024 | 1,661 | $452.3M | SPY, FTSM, RSP, QQQ, SHV |
| Q1 2024 | 1,647 | $433.1M | SPY, FTSM, RSP, QQQ, SHV |