Tucker Asset Management LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed January 6, 2026), Tucker Asset Management LLC reported 304 stock positions worth $308.7 million. Its top holding was First Trust Enh Short Mat FD (FTSM) at 25.2% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 22.9%) and Invesco QQQ Trust Series 1 (QQQ, 7.9%). Compared with Q4 2024, it opened 16 new positions, sold out of 1,263, added to 73 and reduced 141. The biggest buy was First Trust Enh Short Mat FD (FTSM, shares +28%) and the biggest sale an exit from Schwa Prime Adv Money FD-Inv (SWVXX).

Most Recent 13F
Q2 2026
Location
LITTLETON, CO
CIK
0001870012
Portfolio Value
$308.7M (Q1 2025)
SEC Filing
0001398344-26-000215 ↗ filed Jan 6, 2026

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $433.1M Q1 2024 Q2 2024: $452.3M Q2 2024 Q3 2024: $430.8M Q3 2024 Q4 2024: $441.1M Q4 2024 Q1 2025: $308.7M $308.7M Q1 2025 Q2 2025: $312.8M Q2 2025 Q3 2025: $331.8M Q3 2025 Q4 2025: $343.4M Q4 2025 Q1 2026: $334.4M Q1 2026 Q2 2026: $404.8M Q2 2026

Holdings 304 stocks · $308.7M

FTSM First Trust Enh Short Mat FD 25.19% 1,299,490 $77.8M Add +27.9%
SPY SS SPDR S&P 500 ETF Trust-US 22.94% 126,605 $70.8M Reduce -32.7%
QQQ Invesco QQQ Trust Series 1 7.91% 52,058 $24.4M Reduce -24.2%
RSP Invesco S&P 500 Equal Weight 6.20% 110,558 $19.2M Reduce -40.7%
BIL SS SPDR BB 1-3M T-Bill ETF 6.08% 204,560 $18.8M Add +58.6%
NVDA Nvidia Corp. 3.58% 102,034 $11.1M Add +0.2%
AMRX Amneal Pharmaceuticals Inc. 3.02% 1,111,064 $9.3M No change
SHV iShares 0-1 Year Treasury Bo 2.13% 59,648 $6.6M Reduce -23.2%
GVI iShares Intermediate Governm 1.75% 51,050 $5.4M Reduce -41.6%
XLF SS Financial Select Sector 1.52% 94,443 $4.7M Reduce -46.7%
XLI SS Industrial Select Sector 1.49% 35,022 $4.6M Reduce -42.9%
XLC SS Comm Select Sector SPDR 1.46% 46,651 $4.5M Reduce -48.7%
XLP SS Consumer Staples Sel Sect 1.39% 52,426 $4.3M Add +9736.0%
AAPL Apple Inc. 1.13% 15,651 $3.5M Add +4.3%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.53% 31,418 $1.6M Add +4.5%
RTX RTX Corp. 0.47% 10,922 $1.4M Reduce -2.3%
MSFT Microsoft Corp. 0.44% 3,618 $1.4M Reduce -8.4%
PG The Procter & Gamble Co. 0.41% 7,487 $1.3M Reduce -8.3%
TSLA Tesla Inc. 0.37% 4,449 $1.2M Reduce -8.6%
JEPI JPMorgan Equity Premium Inco 0.34% 18,291 $1.0M Reduce -8.2%
GLD SPDR Gold Shares 0.25% 2,647 $763K Add +3.3%
HD Home Depot Inc. 0.24% 1,983 $727K Reduce -11.5%
GILD Gilead Sciences Inc. 0.23% 6,460 $724K Add +15.4%
VTI VG Morningstar TS MKT ETF-US 0.23% 2,620 $720K Reduce -4.5%
MAR Marriott International Class A 0.22% 2,893 $689K Add +0.2%
AMZN Amazon.com Inc. 0.20% 3,291 $626K Add +0.3%
CVX Chevron Corp. 0.20% 3,716 $622K Add +5.8%
MCD McDonald's Corp. 0.19% 1,901 $594K Reduce -14.1%
JPM JPMorgan Chase & Co. 0.19% 2,408 $591K Reduce -15.6%
XLK SS Technology Select Sector 0.17% 2,610 $539K Reduce -92.9%
BRK.B Berkshire Hathaway Inc. Class B 0.17% 980 $522K Reduce -30.1%
BUFR FT Vest Lad Buffervetf-Usd I 0.17% 17,501 $520K Add +27.4%
JNK SS SPDR BB High Yield Bond 0.16% 5,129 $489K Add +0.8%
WFC Wells Fargo & Co. 0.16% 6,693 $480K Reduce -20.7%
CLX Clorox Company 0.15% 3,053 $449K Add +151.7%
IVV iShares Core S&P 500 ETF 0.13% 741 $416K Reduce -7.4%
PLTR Palantir Technologies Inc. Class A 0.13% 4,919 $415K Add +6.5%
USFR Wisdomtree Floating Rate Tre 0.13% 8,132 $409K Reduce -12.2%
ABT Abbott Laboratories 0.13% 3,073 $408K Reduce -20.8%
PEP Pepsico Inc. 0.13% 2,635 $395K Reduce -4.7%
SPYG SS SPDR P S&P 500 Growth ETF 0.13% 4,808 $386K Reduce -0.4%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.12% 1,107 $382K Reduce -22.0%
FVD First Trust Value Line DVD 0.12% 8,566 $382K Reduce -2.8%
SHEL Shell PLC-ADR 0.12% 5,212 $382K Reduce -22.6%
JNJ Johnson & Johnson 0.12% 2,292 $380K Reduce -13.6%
HON Honeywell International Inc. 0.12% 1,735 $367K Reduce -22.1%
ABBV Abbvie Inc. 0.11% 1,607 $337K Reduce -4.0%
CMCSA Comcast Corp. Class A 0.11% 9,042 $334K Reduce -19.4%
IJR iShares Core S&P Small-Cap E 0.11% 3,147 $329K Add +4.2%
XOM Exxon Mobil Corp. 0.11% 2,736 $325K Reduce -10.8%
GOOGL Alphabet Inc. Class A 0.10% 2,053 $318K Reduce -0.8%
FIXD First Trust Smith Opportunis 0.10% 7,111 $312K Reduce -11.4%
LHX L3HARRIS Technologies Inc. 0.10% 1,465 $307K Reduce -19.1%
DD Dupont DE Nemours Inc. 0.10% 4,031 $301K Reduce -21.8%
VOOG Vanguard S&P 500 Growth ETF 0.10% 881 $295K Add +1.4%
DUK Duke Energy Corp. 0.10% 2,405 $293K Reduce -6.1%
SCHG Schwab US Large-Cap Growth 0.09% 11,053 $277K Add +124.6%
NVO Novo-Nordisk A/S-Spons ADR 0.09% 3,929 $273K Reduce -12.7%
ACN Accenture PLC Class A 0.09% 865 $270K Reduce -23.3%
BMY Bristol-Myers Squibb Co. 0.09% 4,365 $266K Reduce -8.7%
PM Philip Morris International 0.09% 1,653 $262K Add +2566.1%
AFG American Financial Group Inc. 0.08% 1,987 $261K New
KO The Coca-Cola Co. 0.08% 3,594 $257K Reduce -5.7%
MMM 3M Co. 0.08% 1,716 $252K Add +1706.3%
COP Conocophillips 0.08% 2,355 $247K Reduce -19.2%
VYM Vanguard High DVD Yield ETF 0.08% 1,888 $243K No change
MKL Markel Group Inc. 0.08% 130 $243K No change
RDVY First Trust Rising Dividend 0.08% 4,145 $243K Add +2.3%
FDL First Trust Morn DVD Lead Inc. 0.08% 5,580 $242K Reduce -16.2%
VUG Vanguard Mrngstar GR ETF-Sui 0.08% 650 $241K Reduce -46.5%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.08% 5,744 $240K Reduce -20.5%
XLY SS Consumer Disc Select Sect 0.08% 1,187 $234K Reduce -27.5%
TDIV FT Nasdaq Tech DVD Index FD 0.08% 3,171 $233K Reduce -0.3%
META Meta Platforms Inc. Class A 0.07% 399 $230K No change
PNC PNC Financial Services Group 0.07% 1,306 $230K Reduce -20.4%
SO The Southern Co. 0.07% 2,483 $228K Reduce -8.3%
ADI Analog Devices Inc. 0.07% 1,132 $228K Reduce -17.7%
CAH Cardinal Health Inc. 0.07% 1,649 $227K Reduce -11.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.07% 890 $221K Reduce -24.1%
TIDAL TRUST II 0.07% 26,743 $220K Reduce -9.6%
PFE Pfizer Inc. 0.07% 8,579 $217K Add +35.8%
RSG Republic Services Inc. 0.07% 893 $216K Reduce -18.4%
KMB Kimberly-Clark Corp. 0.07% 1,503 $214K Add +10.0%
XLV SS Health Care Select Sector 0.07% 1,461 $213K Add +236.6%
EME Emcor Group Inc. 0.07% 575 $213K New
MDLZ Mondelez International Inc. Class A 0.07% 3,109 $211K Add +20.0%
LNT Alliant Energy Corp. 0.07% 3,261 $210K Reduce -4.4%
YMAX Yieldmax Universe Fo in Etfs 0.07% 15,681 $210K Reduce -1.5%
HRL Hormel Foods Corp. 0.07% 6,743 $209K Add +33.9%
COST Costco Wholesale Corp. 0.07% 221 $209K Reduce -47.0%
USB US Bancorp 0.07% 4,926 $208K Reduce -22.8%
AMGN Amgen Inc. 0.07% 662 $206K Reduce -17.1%
SYY Sysco Corp. 0.07% 2,721 $204K Add +13.5%
BUFZ FT Vest Laddered Moderate Bu 0.07% 8,616 $202K Reduce -47.5%
AIPI Rex AI Equity Prem Inc. ETF 0.07% 5,030 $202K Reduce -18.3%
WM Waste Management Inc. 0.07% 872 $202K Reduce -12.2%
V Visa Inc. Class A 0.07% 575 $201K Reduce -2.2%
LMT Lockheed Martin Corp. 0.07% 450 $201K Add +27.5%
KDP Keurig Dr Pepper Inc. 0.07% 5,861 $201K Add +11.4%
SPYV SS SPDR P S&P 500 Value ETF 0.06% 3,923 $200K No change
DGRW Wisdomtree U.S. Quality Divi 0.06% 2,481 $198K No change
TLT iShares 20+ Year Treasury BD 0.06% 2,096 $191K Reduce -6.2%
FLTR Vaneck Ig Floating Rate ETF 0.06% 6,960 $178K Reduce -10.0%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.06% 2,246 $177K New
SOFI Sofi Technologies Inc. 0.06% 15,079 $175K Add +5.4%
QDTE Roundhill Nasdaq-100 0DTE Co. 0.05% 4,887 $169K Reduce -2.1%
XDTE Roundhi S&P 500 0DTE CCS ETF 0.05% 3,749 $169K Add +5.0%
SPSM SS SPDR P S&P 600 Small Cap 0.05% 4,070 $166K Add +7.1%
IYR iShares US Real Estate ETF 0.05% 1,732 $166K Add +0.4%
FTCS First Trust Capital Strength 0.05% 1,844 $165K Reduce -6.8%
FTGS First Trust Grwth Strgth ETF 0.05% 5,547 $165K Add +38.0%
IWC iShares Micro-Cap ETF 0.05% 1,417 $157K Add +7.7%
FDT First Trust Develp MKT Ex-US 0.05% 2,684 $156K Add +1.9%
BND Vanguard Total Bond Market 0.05% 2,093 $154K Reduce -2.9%
MDYG SS SPDR S&P 400 MC GR ETF 0.05% 1,903 $151K Reduce -0.4%
RDTE Roundhill Russell 2000 0DTE 0.05% 4,227 $149K Add +5.4%
FEPI Rex Fang Innov Prem Inc. ETF 0.05% 3,589 $149K Reduce -18.3%
VOO Vanguard S&P 500 ETF 0.05% 287 $147K Reduce -73.9%
LMBS First Trust Low Duration Opp 0.05% 2,941 $145K Add +5.3%
TIDAL TRUST II 0.05% 6,922 $141K Add +10.3%
XLB SS Materials Select Sector 0.04% 1,572 $135K Add +9.1%
VCIT Vanguard Int-Term Corporate 0.04% 1,649 $135K Reduce -3.8%
SCHA Schwab US Small-Cap ETF 0.04% 5,545 $130K Reduce -10.3%
VGIT Vanguard Intermediate-Term T 0.04% 2,096 $125K No change
FIIG FT Intermed Dur Ig Corp. ETF 0.04% 5,895 $122K Add +6.9%
TIDAL TRUST II 0.04% 15,948 $122K Add +1.1%
SPAB SS SPDR P Agg Bond ETF 0.04% 4,676 $119K Reduce -4.5%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.04% 2,565 $118K Reduce -7.3%
FID First Trust S&P Internationa 0.04% 6,804 $117K Reduce -18.6%
VIG Vanguard Dividend Apprec ETF 0.04% 605 $117K No change
LGOV First TR Long Duration O-ETF 0.04% 5,280 $114K Add +12.1%
VTV Vanguard Mrngstr Val ETF-Aui 0.04% 654 $113K Reduce -24.3%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.04% 431 $112K Reduce -7.1%
XLE SS Energy Select Sector 0.04% 1,173 $110K No change
QUAL iShares MSCI USA Quality Fac 0.03% 616 $105K Reduce -2.1%
TMF Dir DLY 20+YR TR BL3X ETF-Ui 0.03% 2,367 $104K Reduce -6.4%
GOOG Alphabet Inc. Class C 0.03% 653 $102K Add +3.2%
AGG iShares Core U.S. Aggregate 0.03% 1,019 $101K Add +44.7%
KNG FT Vest S&P 500 DVD Arst TRG 0.03% 1,928 $97K Reduce -27.4%
SCHX Schwab US Large-Cap ETF 0.03% 4,257 $94K Reduce -4.8%
SCHF Schwab Intl Equity ETF 0.03% 4,611 $91K Reduce -8.9%
FDN First Trust DJ Internet Ind 0.03% 410 $91K Reduce -7.5%
RGTI Rigetti Computing Inc. 0.03% 11,421 $90K Add +442.6%
FEP First Trust Europe 0.03% 2,213 $90K Reduce -10.3%
IVW iShares S&P 500 Growth ETF 0.03% 935 $87K Reduce -11.2%
EFG iShares MSCI Eafe Growth ETF 0.03% 822 $82K Reduce -5.1%
GUSH Direxion Daily S&P Oil & Gas 0.03% 2,950 $79K New
FEM First Trust Emerging Markets 0.03% 3,451 $79K Add +6.5%
SPYM Ste STR SPDR PT S&P 500 ETF 0.03% 1,198 $79K Add +1.5%
IXUS iShares Core Intl Stock ETF 0.02% 1,092 $76K Reduce -12.1%
TIDAL TRUST II 0.02% 12,558 $76K Reduce -14.6%
FJP First Trust Japan 0.02% 1,351 $74K Reduce -3.2%
QGRW Wisdomtree US Quality Growth 0.02% 1,681 $74K No change
EFV iShares MSCI Eafe Value ETF 0.02% 1,225 $72K Reduce -6.1%
FTCB FT Core Investment Grade ETF 0.02% 3,420 $72K New
SCHD Schwab US DVD Equity ETF 0.02% 2,553 $71K Reduce -19.6%
VMBS Vanguard Mortgage-Backed Sec 0.02% 1,533 $71K Reduce -57.8%
SLYG SS SPDR S&P 600 SC GR ETF 0.02% 822 $68K Reduce -1.0%
SPTL SS SPDR PF LNG TRM TSY E-Usd 0.02% 2,424 $66K Reduce -38.4%
ANFIELD US EQUITY SECTOR ROT 0.02% 3,902 $64K No change
VB Vanguard Most SM-Cap ETF-Usd 0.02% 288 $64K Add +3.6%
NVDY Yieldmax Nvda Option Inc. ETF 0.02% 4,030 $62K Add +0.9%
FSIG FT Ltd. Duration Inv Grade 0.02% 3,226 $61K Add +7.9%
DGRO iShares Core Dividend Growth 0.02% 933 $58K Reduce -22.6%
MBB iShares MBS ETF 0.02% 593 $56K Reduce -11.5%
IJH iShares Core S&P Midcap ETF 0.02% 932 $54K No change
F Ford Motor Co. filed as FORD MTR CO 0.02% 5,419 $54K Reduce -16.9%
SVC Service Pptys TR 0.02% 20,110 $52K Reduce -10.1%
IVE iShares S&P 500 Value ETF 0.02% 270 $51K Reduce -33.8%
EMLP First Trust North American E 0.02% 1,370 $51K Reduce -18.7%
SDY SS SPDR S&P Dividend ETF 0.02% 375 $51K No change
SPIB SS SPDR P Int C Corp. ETF 0.02% 1,519 $51K Add +0.1%
QQQY Defiance Nasdaq 100 Weekly D 0.02% 1,908 $50K Reduce -1.6%
VLUE iShares MSCI USA Value Facto 0.01% 433 $46K Reduce -5.3%
IEF iShares 7-10 Year Treasury B 0.01% 459 $44K Add +15.3%
BA The Boeing Co. 0.01% 248 $42K Add +17.5%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.01% 528 $42K Reduce -11.1%
T AT&T Inc. 0.01% 1,414 $40K Add +26.6%
BSV Vanguard Short-Term Bond ETF 0.01% 475 $37K Reduce -80.1%
YMAG Yieldmax MGNF 7 Fu Op in ETF 0.01% 2,414 $36K Add +39.7%
TWO RDS SHARED TR 0.01% 3,946 $34K No change
TSLY Tidal Trust II 0.01% 3,133 $33K Reduce -12.6%
PRF Invesco Rafi US 1000 ETF 0.01% 789 $32K Add +0.4%
MDYV SS SPDR S&P 400 MC Val ETF 0.01% 406 $31K No change
PRFZ Inv Rafi US 1500 SM-Usd Inc. 0.01% 824 $31K No change
SPHY SS SPDR P High Yield ETF 0.01% 1,285 $30K Add +83.3%
AFLG First Trust Active Factor La 0.01% 892 $30K New
SCHZ Schwab US Aggregate Bond ETF 0.01% 1,250 $29K No change
WDTE Defiance S&P 500 Weekly Dist 0.01% 784 $27K Reduce -2.5%
IJS iShares S&P Small-Cap 600 Va 0.01% 279 $27K Add +17.2%
ACVF American Conservative Values 0.01% 635 $27K No change
IYW iShares Ustechnology ETF 0.01% 191 $27K Reduce -3.0%
ILF iShares Latin America 40 ETF 0.01% 1,096 $26K Add +26.9%
FNDF Schwab Fndmn Intl LRG Co. ETF 0.01% 705 $25K No change
SCHB Schwab US Broad Market ETF 0.01% 1,164 $25K Add +6.6%
IUSG iShares Core S&P U.S. Growth 0.01% 193 $25K No change
DYLD Leadershares Dynamic Yield E 0.01% 1,067 $24K Reduce -3.0%
SHYG iShares 0-5 YR HY Corp. Bond 0.01% 541 $23K No change
SHY iShares 1-3 Year Treasury Bo 0.01% 264 $22K No change
JPST JPMorgan Ultra-Short Income 0.01% 419 $21K Reduce -0.7%
SCZ iShares MSCI Eafe Small-Cap 0.01% 333 $21K No change
AGGY Wisdomtree Yield Enhanced US 0.01% 462 $20K Add +0.2%
SCHM Schwab US Mid Cap ETF 0.01% 744 $19K No change
SLYV SS SPDR S&P 600 SC Val ETF 0.01% 247 $19K No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.01% 74 $19K Add +42.3%
LSAF Leadershares Alphafactor US 0.01% 462 $18K Reduce -3.5%
DIREXION DAILY SEMI BEAR 3X 0.01% 596 $17K Add +33.9%
SMH Vaneck Semiconductor ETF 0.01% 81 $17K Add +19.1%
EFA iShares MSCI Eafe ETF 0.01% 200 $16K No change
IUSV iShares Core S&P U.S. Value 0.01% 172 $16K Reduce -11.3%
FTXO First Trust Nasdaq Bank ETF 0.01% 513 $16K New
MTUM iShares MSCI USA Momentum Fa 0.01% 77 $16K Reduce -10.5%
FNDX Schwab Fndmntl US LRG Co. ETF 0.01% 657 $16K No change
IYH iShares U.S. Healthcare ETF 0.00% 240 $15K No change
IDU iShares US Utilities ETF 0.00% 142 $14K No change
SCHR Schwab Intermediate-Term US 0.00% 572 $14K No change
JQUA JPMorgan US Quality Factor 0.00% 245 $14K No change
DVY iShares Select Dividend ETF 0.00% 102 $14K No change
XSOE Wisdmtree Emerg MKT Ex-St Ow 0.00% 440 $14K No change
FBT First Trust Nyse Arca Biotec 0.00% 76 $13K Add +81.0%
FLN First Trust Latin America 0.00% 729 $13K Reduce -18.4%
PFF iShares Preferred & Income S 0.00% 400 $12K New
IEFA iShares Core MSCI Eafe ETF 0.00% 159 $12K Reduce -58.5%
IHI iShares U.S. Medical Devices 0.00% 196 $12K Add +2.1%
NLR Vaneck Urani & Nuclr ETF-Usd 0.00% 161 $12K No change
FICS FT International Dev Cap STR 0.00% 312 $11K Reduce -19.2%
TWO RDS SHARED TR 0.00% 1,151 $11K No change
BIV Vanguard Intermediate-Term B 0.00% 142 $11K Reduce -89.1%
PWV Invesco Large Cap Value ETF 0.00% 181 $11K No change
IWR iShares Russell Mid-Cap ETF 0.00% 124 $11K No change
VONG Vanguard Russell 1000 Growth 0.00% 113 $10K Reduce -11.7%
TIP iShares Tips Bond ETF 0.00% 93 $10K Reduce -1.1%
TWO RDS SHARED TR 0.00% 324 $10K No change
FOCT FT Vest U.S. Equity Buffer E 0.00% 237 $10K No change
ICF iShares Select U.S. REIT ETF 0.00% 159 $10K No change
VGSH Vanguard Short-Term Treasury 0.00% 165 $10K No change
IWM iShares Russell 2000 ETF 0.00% 48 $10K No change
IWMY Defiance R2000 Weekly Distri 0.00% 368 $10K Reduce -2.6%
FNDE Schwab Fndmntl Em MRK Eq ETF 0.00% 289 $9K No change
OEF iShares S&P 100 ETF 0.00% 32 $9K No change
SPLB SS SPDR P Long Term C ETF 0.00% 380 $9K No change
IXN iShares Global Tech ETF 0.00% 113 $9K Add +276.7%
UCON First Trust Smith Unconstrai 0.00% 339 $8K Add +9.0%
IYG iShares U.S. Financial Servi 0.00% 105 $8K No change
LSAT Leadershares Alphafact Tact 0.00% 198 $8K Reduce -6.6%
TSLL Dirx DLY Tsla Bul 2X ETF-Aui 0.00% 792 $8K Reduce -94.3%
FTSL First Trust Senior Loan ETF 0.00% 156 $7K No change
DGT SS SPDR Global Dow ETF 0.00% 50 $7K No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.00% 28 $7K No change
FNDC Schwab Fndmnt Intl SM Eq ETF 0.00% 184 $7K No change
SPMD SS SPDR P S&P 400 Midcap ETF 0.00% 125 $6K Add +9.7%
XOMO Yieldmax Xom Option Income 0.00% 420 $6K Reduce -1.6%
SCHE Schwab Emrg Mrkts Eqty ETF 0.00% 209 $6K No change
JPO Yieldmax JP Option Income St 0.00% 352 $6K Reduce -1.7%
XLG Invesco S&P 500 Top 50 ETF 0.00% 120 $6K New
BWX SS SPDR BB Intl Treasury BD 0.00% 252 $6K No change
XSW SS SPDR S&P Soft & Serv ETF 0.00% 34 $5K New
IYF iShares US Financials ETF 0.00% 45 $5K New
IXC iShares Global Energy ETF 0.00% 118 $5K Add +2260.0%
NFTY First Trust India Nifty 50 E 0.00% 89 $5K Reduce -10.1%
TIDAL TRUST II 0.00% 346 $5K Reduce -1.7%
TWO RDS SHARED TR 0.00% 161 $5K No change
SPHQ Invesco S&P 500 Quality ETF 0.00% 73 $5K No change
VTWO Vanguard Russell 2000 ETF 0.00% 60 $5K No change
HYLS FT Tactical High Yield ETF 0.00% 111 $5K No change
IQLT iShares MSCI International Q 0.00% 111 $4K Reduce -3.5%
IWD iShares Russell 1000 Value E 0.00% 21 $4K New
IDV iShares International Select 0.00% 118 $4K Reduce -61.7%
VWOB Vanguard Emerg MKTS Gov BND 0.00% 56 $4K Add +1766.7%
IGIB iShares 5-10Y Inv Grade Corp. 0.00% 65 $3K Reduce -56.7%
IEI iShares 3-7 Year Treasury Bo 0.00% 27 $3K Reduce -59.1%
FTHI Fthi/First Trust Exchange-TR 0.00% 138 $3K Add +7.8%
FTXL First Trust Nasdaq Semicondu 0.00% 39 $3K No change
SPIP SS SPDR P Tips ETF 0.00% 107 $3K No change
TIDAL TRUST II 0.00% 537 $3K Reduce -1.3%
IXJ iShares Global Healthcare Et 0.00% 28 $3K New
ELD Wisdomtree Emrg MKTS Debt 0.00% 91 $2K No change
PNQI Invesco Nasdaq Internet ETF 0.00% 54 $2K New
IAI iShares U.S. Broker-Dealers 0.00% 17 $2K New
SPMB SS SPDR P Mort Back Bond ETF 0.00% 107 $2K No change
DSI iShares ESG MSCI KLD 400 ETF 0.00% 20 $2K No change
BLV Vanguard Long-Term Bond ETF 0.00% 28 $2K Reduce -97.8%
USRT iShares Core US REIT ETF 0.00% 33 $2K No change
JPIB JPMorgan Intl BND ETF 0.00% 39 $2K No change
SCHC Schwab Intl Small-Cap Equity 0.00% 49 $2K No change
HEFA Isha Curr Hedged MSCI Eafe 0.00% 47 $2K Reduce -24.2%
PFXF Vaneck Pref Sec X-Financials 0.00% 100 $2K No change
IGF iShares Global Infrastructur 0.00% 27 $1K No change
TLH iShares 10-20 Year Treasury 0.00% 14 $1K Reduce -92.5%
SHYD Vaneck SH Hi YLD Muni 0.00% 64 $1K No change
SPSB SS SPDR P St C Corp. ETF 0.00% 42 $1K No change
VIOG Vanguard S&P SM Cap 600 GRW 0.00% 10 $1K No change
IVOG Vanguard S&P Mid-Cap 400 Gro 0.00% 9 $929 No change
MSTY Tidal Trust II 0.00% 331 $914 Reduce -1.8%
TIDAL TRUST II 0.00% 100 $763 No change
EMB iShares JP Morgan Usd Emergi 0.00% 8 $725 Reduce -93.3%
IWF iShares Russell 1000 Growth 0.00% 2 $722 Reduce -90.0%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.00% 16 $712 No change
PPA Invesco Aerospace & Defense 0.00% 6 $699 New
SCHP Schwab U.S. Tips ETF 0.00% 18 $484 Reduce -91.1%
TIDAL TRUST II 0.00% 42 $412 Reduce -2.3%
TIDAL TRUST II 0.00% 50 $397 No change
FBY Yieldmax Meta Option Yield 0.00% 4 $65 No change
SCHH Schwab US REIT ETF 0.00% 2 $43 Reduce -50.0%

Portfolio Sells Q4 2024 → Q1 2025

SWVXX Schwa Prime Adv Money FD-Inv Sold out 0.00% −3.63
SPY SS SPDR S&P 500 ETF Trust-US Reduce -32.7% 22.94% −2.06
XLK SS Technology Select Sector Reduce -92.9% 0.17% −1.76
RSP Invesco S&P 500 Equal Weight Reduce -40.7% 6.20% −1.21
SNAXX Schwa Prime Adv Money FD-Ult Sold out 0.00% −0.65
XLC SS Comm Select Sector SPDR Reduce -48.7% 1.46% −0.54
SUTXX Schwab US Treasury Money-Ult Sold out 0.00% −0.44
XLF SS Financial Select Sector Reduce -46.7% 1.52% −0.42
SNVXX Schwab Govt MNY FND-Inv Sold out 0.00% −0.38
XLI SS Industrial Select Sector Reduce -42.9% 1.49% −0.34
GVI iShares Intermediate Governm Reduce -41.6% 1.75% −0.31
FWGIX Af Cap WLRD GR & Inc.-F3 Sold out 0.00% −0.29
SNSXX Schwab US Treasury Money-Inv Sold out 0.00% −0.27
VFIAX Vanguard 500 Index-Adm Sold out 0.00% −0.25
AFMBX American Balanced Fund-F3 Sold out 0.00% −0.24
BIICX Blckrck Multi-Asst Inc. Class I Sold out 0.00% −0.23
AFMFX Amer FNDS Mutual FND-F3 Sold out 0.00% −0.21
TREASURY BILL (B 0 04/10/25) Sold out 0.00% −0.18
FWMIX Amer FND Wash Mut Inv-F3 Sold out 0.00% −0.15
GAFFX Amer FND GRW FD of Am-F3 Sold out 0.00% −0.15
JPMORGAN CHASE FINANCIAL (JPM 17.5 10/23/29) Sold out 0.00% −0.12
JPMORGAN CHASE FINANCIAL (JPM 16.6 09/05/29) Sold out 0.00% −0.11
PRDGX T Rowe PR Dividend Grow-Inv Sold out 0.00% −0.11
BLACKSTONE REIT INC CL I Sold out 0.00% −0.10
IBND SS SPDR BB Intl Corp. BD ETF Sold out 0.00% −0.10
JPMORGAN CHASE FINANCIAL (JPM 17.25 09/25/29) Sold out 0.00% −0.09
VEA Vanguard Ftse Developed ETF Sold out 0.00% −0.09
HIGHLANDS REIT INC Sold out 0.00% −0.09
TREASURY BILL (B 0 05/15/25) Sold out 0.00% −0.09
VOO Vanguard S&P 500 ETF Reduce -73.9% 0.05% −0.09
AGTHX Amer FND GRW FD of Am-A Sold out 0.00% −0.08
TIPRX Bluerock TTL Inc+ RL Est-A Sold out 0.00% −0.07
TSLA Tesla Inc. Reduce -8.6% 0.37% −0.07
FEUPX Eupac Fund-F-3 Sold out 0.00% −0.07
VDADX Vanguard DVD Apprec Indx-Adm Sold out 0.00% −0.07
FTNT Fortinet Inc. Sold out 0.00% −0.07
JPMORGAN CHASE FINANCIAL (JPM 17.85 07/31/29) Sold out 0.00% −0.07
BRADESCO BANK (BACFLA 4.4 06/12/25) Sold out 0.00% −0.07
VQNPX Vanguard Growth & Income-Inv Sold out 0.00% −0.07
FIRST NATL BNK/PA (FNBGRN 4.45 01/15/25) Sold out 0.00% −0.06
LVVP Lightstone Value Plus REIT V Sold out 0.00% −0.06
ACI Albertsons Cos Inc. Class A Sold out 0.00% −0.06
UPS United Parcel Service Class B Sold out 0.00% −0.06
JPMORGAN CHASE FINANCIAL (JPM 17.9 07/03/29) Sold out 0.00% −0.06
TXN Texas Instruments Inc. Sold out 0.00% −0.06
TDG Transdigm Group Inc. Sold out 0.00% −0.06
VTSAX VNGD Mrngst TS MK Idx FD-Adm Sold out 0.00% −0.06
LRCX Lam Research Corp. Sold out 0.00% −0.06
BABA Alibaba Group Holding-SP ADR Sold out 0.00% −0.06
QQQ Invesco QQQ Trust Series 1 Reduce -24.2% 7.91% −0.05

Portfolio Buys Q4 2024 → Q1 2025

FTSM First Trust Enh Short Mat FD Add +27.9% 25.19% +11.42
BIL SS SPDR BB 1-3M T-Bill ETF Add +58.6% 6.08% +3.40
XLP SS Consumer Staples Sel Sect Add +9736.0% 1.39% +1.38
NVDA Nvidia Corp. Add +0.2% 3.58% +0.48
AAPL Apple Inc. Add +4.3% 1.13% +0.27
JEPQ JPM Nasdaq Equity Premium Add +4.5% 0.53% +0.14
GILD Gilead Sciences Inc. Add +15.4% 0.23% +0.12
GLD SPDR Gold Shares Add +3.3% 0.25% +0.11
CLX Clorox Company Add +151.7% 0.15% +0.10
CVX Chevron Corp. Add +5.8% 0.20% +0.09
AFG American Financial Group Inc. New 0.08% +0.08
PM Philip Morris International Add +2566.1% 0.09% +0.08
MMM 3M Co. Add +1706.3% 0.08% +0.08
BUFR FT Vest Lad Buffervetf-Usd I Add +27.4% 0.17% +0.07
EME Emcor Group Inc. New 0.07% +0.07
SCHG Schwab US Large-Cap Growth Add +124.6% 0.09% +0.06
XLU St Sr Utl SL SE SPDR ETF-Usd New 0.06% +0.06
XLV SS Health Care Select Sector Add +236.6% 0.07% +0.06
PLTR Palantir Technologies Inc. Class A Add +6.5% 0.13% +0.06
JNK SS SPDR BB High Yield Bond Add +0.8% 0.16% +0.05
MAR Marriott International Class A Add +0.2% 0.22% +0.04
AMZN Amazon.com Inc. Add +0.3% 0.20% +0.04
MDLZ Mondelez International Inc. Class A Add +20.0% 0.07% +0.03
PFE Pfizer Inc. Add +35.8% 0.07% +0.03
HRL Hormel Foods Corp. Add +33.9% 0.07% +0.03
KMB Kimberly-Clark Corp. Add +10.0% 0.07% +0.03
IJR iShares Core S&P Small-Cap E Add +4.2% 0.11% +0.03
KDP Keurig Dr Pepper Inc. Add +11.4% 0.07% +0.03
LMT Lockheed Martin Corp. Add +27.5% 0.07% +0.03
GUSH Direxion Daily S&P Oil & Gas New 0.03% +0.03
FTGS First Trust Grwth Strgth ETF Add +38.0% 0.05% +0.02
SYY Sysco Corp. Add +13.5% 0.07% +0.02
RDVY First Trust Rising Dividend Add +2.3% 0.08% +0.02
FTCB FT Core Investment Grade ETF New 0.02% +0.02
VOOG Vanguard S&P 500 Growth ETF Add +1.4% 0.10% +0.02
RGTI Rigetti Computing Inc. Add +442.6% 0.03% +0.02
FDT First Trust Develp MKT Ex-US Add +1.9% 0.05% +0.02
IYR iShares US Real Estate ETF Add +0.4% 0.05% +0.02
AGG iShares Core U.S. Aggregate Add +44.7% 0.03% +0.02
XLB SS Materials Select Sector Add +9.1% 0.04% +0.02
LMBS First Trust Low Duration Opp Add +5.3% 0.05% +0.02
SPSM SS SPDR P S&P 600 Small Cap Add +7.1% 0.05% +0.01
LGOV First TR Long Duration O-ETF Add +12.1% 0.04% +0.01
XDTE Roundhi S&P 500 0DTE CCS ETF Add +5.0% 0.05% +0.01
FIIG FT Intermed Dur Ig Corp. ETF Add +6.9% 0.04% +0.01
IWC iShares Micro-Cap ETF Add +7.7% 0.05% +0.01
RDTE Roundhill Russell 2000 0DTE Add +5.4% 0.05% +0.01
AFLG First Trust Active Factor La New 0.01% +0.01
FEM First Trust Emerging Markets Add +6.5% 0.03% +0.01
TIDAL TRUST II Add +10.3% 0.05% +0.01

Notes & Other Activity Q4 2024 → Q1 2025

Cash Balance 0 Sold out 0 $497.1Mbefore exit
US TREASURY N/B (T 2.875 06/15/25) FIX Sold out 353,000 $351Kbefore exit
US TREASURY N/B (T 4.125 01/31/25) FIX Sold out 199,000 $199Kbefore exit
US TREASURY N/B (T 2 02/15/25) FIXED Sold out 139,000 $139Kbefore exit
US TREASURY N/B (T 3.75 04/15/26) TREASURY Sold out 29,000 $29Kbefore exit
JPMORGAN CHASE & CO (JPM 4.2 PERP MM) PFD Sold out 275 $5Kbefore exit
AT&T INC (T 5 PERP A) COM Sold out 200 $4Kbefore exit
WELLS FARGO & COMPANY (WFC 4.75 PERP Z) Common Stock Sold out 100 $2Kbefore exit
GOEWQ Hennessy Capital Acquis-CW25 *W EXP 12/21/202 Sold out 1,000 $29before exit
BBY Best Buy Co. Inc. COM Sold out 0 $24before exit
ESPORTS ENTERTAIN GRP (GMBL 10 11/15/26 A) CONVERTABLE PREFERED Sold out 200 $10before exit
FAGIX Fidelity Capital & Income BOND FUNDS Sold out 0 $1before exit
BUD Anheuser-Busch Inbev-SPN ADR SPONSORED ADR Sold out 0 $0before exit
AMAT Applied Materials Inc. COM Sold out 0 $0before exit
BP BP PLC-Spons ADR SPONSORED ADR Sold out 0 $0before exit
BHP BHP Group Ltd.-Spon ADR SPONSORED ADS Sold out 0 $0before exit
BSX Boston Scientific Corp. COM Sold out 0 $0before exit
BFIWQ Burgerfi International-CW23 *W EXP 12/16/202 Sold out 1,000 $0before exit
CSX CSX Corp. COM Sold out 0 $0before exit
CNQ Canadian Natural Resources COM Sold out 0 $0before exit
COF Capital One Financial Corp. COM Sold out 0 $0before exit
CRARY Credit Agricole SA-Unsp ADR ADR Sold out 0 $0before exit
CMI Cummins Inc. COM Sold out 0 $0before exit
DSDVY DSV A/S - Unsp ADR ADR Sold out 0 $0before exit
ETGIX Eaton Vance India Fund NTF EQUITY FUNDS Sold out 0 $0before exit
EXPE Expedia Group Inc. COM NEW Sold out 0 $0before exit
FANUY Fanuc Corp.-Unsp ADR ADR Sold out 0 $0before exit
FARADAY FUTURE INTLGT ELEC I COM NEW CL A Sold out 0 $0before exit
HESAY Hermes Intl-Unsponsored ADR ADR Sold out 0 $0before exit
HMC Honda Motor Co. Ltd.-Spons ADR ADR ECH CNV IN 3 Sold out 0 $0before exit
ITW Illinois Tool Works COM Sold out 0 $0before exit
TOGIW Imperalis Holding Corp. -28 TOGIW Sold out 220 $0before exit
ING ING Groep N.V.-Sponsored ADR SPONSORED ADR Sold out 0 $0before exit
ISNPY Intesa Sanpaolo-Spon ADR ADR Sold out 0 $0before exit
ISRG Intuitive Surgical Inc. COM NEW Sold out 0 $0before exit
LVS Las Vegas Sands Corp. COM Sold out 0 $0before exit
RHHBY Roche Holdings Ltd.-Spons ADR COM Sold out 0 $0before exit
SMCAY SMC Corp.-Sponsored ADR COM Sold out 0 $0before exit
SNY Sanofi-ADR SPONSORED ADR Sold out 0 $0before exit
SBGSY Schneider Elect SE-Unsp ADR COM Sold out 0 $0before exit
SCHW Schwab (charles) Corp. COM Sold out 0 $0before exit
SCGLY Societe Generale-Spons ADR ADR Sold out 0 $0before exit
SONY Sony Group Corp. - SP ADR SPONSORED ADR Sold out 0 $0before exit
TOELY Tokyo Electron Ltd.-Unsp ADR ADR Sold out 0 $0before exit
TTE Totalenergies SE -Spon ADR SPONSORED ADS Sold out 0 $0before exit
TM Toyota Motor Corp. -Spon ADR ADS Sold out 0 $0before exit
UNCRY Unicredit SPA-ADR ADR Sold out 0 $0before exit
WYNN WYNN Resorts Ltd. COM Sold out 0 $0before exit
JCI Johnson Controls Internation SHS Sold out 0 $0before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 430$404.8MSPY, QQQ, FTSM, RSP, NVDA
Q1 2026 374$334.4MSPY, FTSM, QQQ, NVDA, RSP
Q4 2025 1,080$343.4MSPY, QQQ, FTSM, RSP, NVDA
Q3 2025 313$331.8MSPY, QQQ, FTSM, RSP, NVDA
Q2 2025 294$312.8MSPY, FTSM, QQQ, RSP, NVDA
Q1 2025 304$308.7MFTSM, SPY, QQQ, RSP, BIL
Q4 2024 1,552$441.1MSPY, FTSM, QQQ, RSP, SWVXX
Q3 2024 1,465$430.8MSPY, FTSM, RSP, QQQ, SWVXX
Q2 2024 1,661$452.3MSPY, FTSM, RSP, QQQ, SHV
Q1 2024 1,647$433.1MSPY, FTSM, RSP, QQQ, SHV