UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC reported 2,455 stock positions worth $279.8 billion. Its top holding was Microsoft (MSFT) at 6.2% of the portfolio, followed by Apple (AAPL, 4.6%) and Nvidia (NVDA, 4.5%). Compared with Q4 2023, it opened 52 new positions, sold out of 72, added to 940 and reduced 855. The biggest buy was Nvidia (NVDA, shares +2%) and the biggest sale Apple (AAPL, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000861177
- Portfolio Value
- $279.8B (Q1 2024)
- SEC Filing
- 0000861177-24-000014 ↗ filed May 15, 2024
Holdings Value
Holdings 2,455 stocks · $279.8B
| MSFT Microsoft Corp. | 6.19% | 41,145,299 | $17.3B | Add +0.1% |
| AAPL Apple Inc. | 4.60% | 75,030,346 | $12.9B | Reduce -0.1% |
| NVDA Nvidia Corp. | 4.55% | 14,087,080 | $12.7B | Add +2.4% |
| AMZN Amazon.com Inc. | 2.98% | 46,284,592 | $8.3B | Add +1.2% |
| GOOGL Alphabet Inc. Class A | 1.84% | 34,188,111 | $5.2B | Add +2.8% |
| META Meta Platforms Inc. Class A | 1.79% | 10,298,501 | $5.0B | Add +2.4% |
| IEFA iShares Core MSCI Eafe ETF | 1.52% | 57,224,039 | $4.2B | New |
| GOOG Alphabet Inc. Class C | 1.38% | 25,398,889 | $3.9B | Add +6.1% |
| LLY Eli Lilly & Co. | 1.28% | 4,619,855 | $3.6B | Add +2.7% |
| AVGO Broadcom Inc. | 1.24% | 2,622,621 | $3.5B | Reduce -2.4% |
| TSLA Tesla Inc. | 1.04% | 16,603,737 | $2.9B | Add +7.4% |
| UNH Unitedhealth Group Inc. | 0.96% | 5,434,296 | $2.7B | Reduce -7.0% |
| AMD Advanced Micro Devices | 0.89% | 13,724,111 | $2.5B | Add +11.2% |
| V Visa Inc. Class A | 0.88% | 8,787,381 | $2.5B | Reduce -1.8% |
| JPM JPMorgan Chase & Co. | 0.83% | 11,619,791 | $2.3B | Reduce -1.7% |
| MA Mastercard Inc. Class A | 0.82% | 4,766,089 | $2.3B | Reduce -3.5% |
| USIG iShares Broad Usd Investment | 0.81% | 44,400,638 | $2.3B | New |
| HD Home Depot Inc. | 0.80% | 5,846,116 | $2.2B | Reduce -8.7% |
| CRM Salesforce Inc. | 0.76% | 7,084,180 | $2.1B | Reduce -8.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.76% | 5,053,218 | $2.1B | Add +3.1% |
| ADBE Adobe Inc. | 0.75% | 4,160,574 | $2.1B | Reduce -7.3% |
| JNJ Johnson & Johnson | 0.75% | 13,228,564 | $2.1B | Reduce -6.5% |
| COST Costco Wholesale Corp. | 0.64% | 2,450,124 | $1.8B | Add +16.8% |
| MRK Merck & Co. Inc. | 0.59% | 12,547,370 | $1.7B | Reduce -1.0% |
| PG The Procter & Gamble Co. | 0.58% | 10,046,364 | $1.6B | Reduce -14.8% |
| ABBV Abbvie Inc. | 0.57% | 8,754,961 | $1.6B | Reduce -1.0% |
| PEP Pepsico Inc. | 0.56% | 8,994,167 | $1.6B | Reduce -4.8% |
| KO The Coca-Cola Co. | 0.53% | 24,046,721 | $1.5B | Reduce -0.9% |
| INTC Intel Corp. | 0.51% | 32,488,695 | $1.4B | Add +16.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.51% | 11,707,505 | $1.4B | Add +6.7% |
| NFLX Netflix Inc. | 0.49% | 2,262,755 | $1.4B | Reduce -8.6% |
| AMAT Applied Materials Inc. | 0.49% | 6,589,822 | $1.4B | Reduce -4.5% |
| CSCO Cisco Systems Inc. | 0.48% | 26,771,973 | $1.3B | Add +0.3% |
| TXN Texas Instruments Inc. | 0.47% | 7,551,109 | $1.3B | Add +0.9% |
| PDD PDD Holdings Inc. | 0.47% | 11,227,796 | $1.3B | Reduce -7.4% |
| LIN Linde PLC | 0.46% | 2,783,524 | $1.3B | Add +8.8% |
| ACN Accenture PLC Class A | 0.45% | 3,609,944 | $1.3B | Add +4.9% |
| PLD Prologis Inc. | 0.44% | 9,407,903 | $1.2B | Reduce -8.3% |
| ORCL Oracle Corp. | 0.43% | 9,522,180 | $1.2B | Reduce -2.6% |
| NOW ServiceNow Inc. | 0.42% | 1,551,528 | $1.2B | Reduce -4.4% |
| INTU Intuit Inc. | 0.42% | 1,814,138 | $1.2B | Add +1.5% |
| VZ Verizon Communications Inc. | 0.41% | 27,068,191 | $1.1B | Add +0.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.40% | 5,806,033 | $1.1B | Add +5.6% |
| XOM Exxon Mobil Corp. | 0.39% | 9,359,013 | $1.1B | Reduce -1.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.39% | 28,649,431 | $1.1B | Reduce -4.4% |
| LOW Lowe's Cos Inc. | 0.37% | 4,073,615 | $1.0B | Add +11.9% |
| QCOM Qualcomm Inc. | 0.37% | 6,068,612 | $1.0B | Reduce -17.6% |
| VRTX Vertex Pharmaceuticals Inc. | 0.37% | 2,446,052 | $1.0B | Reduce -5.9% |
| WMT Walmart Inc. | 0.36% | 16,866,274 | $1.0B | Reduce -15.7% |
| MU Micron Technology Inc. | 0.36% | 8,467,900 | $998.3M | Reduce -2.9% |
| WFC Wells Fargo & Co. | 0.35% | 17,098,058 | $991.0M | Reduce -4.3% |
| CMCSA Comcast Corp. Class A | 0.35% | 22,627,733 | $980.9M | Reduce -2.4% |
| CDNS Cadence Design SYS Inc. | 0.34% | 3,094,066 | $963.1M | Add +7.7% |
| AMGN Amgen Inc. | 0.34% | 3,366,534 | $957.2M | Reduce -7.0% |
| DHR Danaher Corp. | 0.34% | 3,805,105 | $950.2M | Reduce -1.0% |
| CVX Chevron Corp. | 0.34% | 6,017,846 | $949.3M | Reduce -1.1% |
| CAT Caterpillar Inc. | 0.34% | 2,570,087 | $941.8M | Add +8.9% |
| LRCX Lam Research Corp. | 0.33% | 956,532 | $929.3M | Add +8.8% |
| TMO Thermo Fisher Scientific Inc. | 0.33% | 1,583,673 | $920.4M | Reduce -1.7% |
| MCD McDonald's Corp. | 0.31% | 3,103,249 | $875.0M | Reduce -13.8% |
| ELV Elevance Health Inc. | 0.31% | 1,669,062 | $865.5M | Reduce -2.2% |
| SPGI S&P Global Inc. | 0.30% | 1,997,078 | $849.7M | Add +4.0% |
| ISRG Intuitive Surgical Inc. | 0.29% | 2,062,238 | $823.0M | Add +27.5% |
| ECL Ecolab Inc. | 0.29% | 3,556,210 | $821.1M | Reduce -1.8% |
| MRSH Marsh & McLennan Cos | 0.29% | 3,900,914 | $803.5M | Reduce -4.1% |
| ABT Abbott Laboratories | 0.28% | 6,963,038 | $791.4M | Reduce -0.9% |
| AXP American Express Co. | 0.28% | 3,439,869 | $783.2M | Reduce -6.9% |
| GE General Electric | 0.27% | 4,349,166 | $763.4M | Add +0.7% |
| PGR Progressive Corp. | 0.26% | 3,555,271 | $735.3M | Add +4.8% |
| BKNG Booking Holdings Inc. | 0.25% | 194,184 | $704.5M | Reduce -7.2% |
| BLK BlackRock Finance Inc. | 0.25% | 843,780 | $703.5M | Reduce -0.1% |
| GILD Gilead Sciences Inc. | 0.25% | 9,524,841 | $697.7M | Add +0.8% |
| PFE Pfizer Inc. | 0.25% | 24,858,131 | $689.8M | Reduce -3.4% |
| NKE Nike Inc. Class B | 0.24% | 7,228,127 | $679.3M | Reduce -0.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.24% | 6,560,422 | $665.4M | Reduce -6.7% |
| AMP Ameriprise Financial Inc. | 0.24% | 1,511,791 | $662.8M | Reduce -13.0% |
| BMY Bristol-Myers Squibb Co. | 0.24% | 12,195,082 | $661.3M | Add +6.1% |
| REGN Regeneron Pharmaceuticals | 0.24% | 684,564 | $658.9M | Add +2.7% |
| SNPS Synopsys Inc. | 0.23% | 1,134,421 | $648.3M | Add +12.4% |
| UBER Uber Technologies Inc. | 0.23% | 8,381,834 | $645.3M | Reduce -3.4% |
| ADP Automatic Data Processing | 0.23% | 2,531,063 | $632.1M | Reduce -0.0% |
| NTES Netease Inc.-ADR | 0.22% | 6,058,806 | $626.9M | Reduce -11.5% |
| EQIX Equinix Inc. | 0.22% | 740,458 | $611.1M | Reduce -2.6% |
| DXCM Dexcom Inc. | 0.22% | 4,349,060 | $603.2M | Reduce -0.8% |
| MELI MercadoLibre Inc. | 0.21% | 395,857 | $598.5M | Reduce -2.0% |
| T AT&T Inc. | 0.20% | 32,496,103 | $571.9M | Add +2.4% |
| COP Conocophillips | 0.20% | 4,471,248 | $569.1M | Add +4.8% |
| TT Trane Technologies PLC | 0.20% | 1,895,317 | $569.0M | Reduce -2.3% |
| CI The Cigna Group | 0.20% | 1,558,677 | $566.1M | Reduce -5.9% |
| ANET Arista Networks Inc. | 0.20% | 1,946,283 | $564.4M | Add +22.5% |
| UNP Union Pacific Corp. | 0.20% | 2,286,104 | $562.2M | Reduce -10.6% |
| MS Morgan Stanley | 0.20% | 5,952,840 | $560.5M | Reduce -0.8% |
| FISV Fiserv Inc. | 0.20% | 3,479,607 | $556.1M | Reduce -3.2% |
| NEE Nextera Energy Inc. | 0.20% | 8,693,818 | $555.6M | Reduce -3.2% |
| GS Goldman Sachs Group Inc. | 0.20% | 1,316,775 | $550.0M | Reduce -0.8% |
| WELL Welltower Inc. | 0.20% | 5,868,178 | $548.3M | Add +3.4% |
| MDT Medtronic PLC | 0.19% | 6,257,093 | $545.3M | Add +1.1% |
| CB Chubb Ltd. | 0.19% | 2,104,216 | $545.3M | Reduce -1.9% |
| UPS United Parcel Service Class B | 0.19% | 3,612,303 | $536.9M | Reduce -12.5% |
| FIS Fidelity National Info Serv | 0.19% | 7,229,339 | $536.3M | Add +0.8% |
Other holdings (65): bonds, preferreds, convertibles and warrants · $1.5B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 85,000,000 | $78.6M | Reduce -6.6% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 24,200,000 | $68.9M | Add +4.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 64,600,000 | $68.1M | Add +3.0% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 70,600,000 | $66.3M | Reduce -5.4% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 103,800,000 | $58.1M | Add +10.7% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 36,600,000 | $53.8M | Add +9.3% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 64,100,000 | $53.0M | Reduce -11.1% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 54,400,000 | $50.1M | Reduce -1.8% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 59,600,000 | $49.9M | Reduce -7.7% |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 17,100,000 | $48.9M | Reduce -5.5% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 53,000,000 | $48.5M | New |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 26,200,000 | $48.4M | Reduce -0.4% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 69,800,000 | $48.1M | No change |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 49,300,000 | $46.0M | Reduce -1.4% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 48,800,000 | $45.6M | Reduce -6.9% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 46,000,000 | $44.3M | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 32,100,000 | $43.8M | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 47,388,000 | $38.8M | Reduce -11.2% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 50,500,000 | $38.4M | Reduce -9.0% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 39,400,000 | $36.3M | No change |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 35,500,000 | $35.7M | No change |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 36,400,000 | $35.2M | No change |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 32,800,000 | $28.1M | Reduce -8.9% |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 30,700,000 | $27.6M | Reduce -8.9% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 31,700,000 | $26.6M | New |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 26,100,000 | $25.5M | Reduce -10.3% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 11,000,000 | $24.5M | Reduce -15.4% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 26,200,000 | $23.8M | No change |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | 7,000,000 | $23.2M | Reduce -12.5% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 13,000,000 | $20.7M | New |
| SPSK SP Funds Dow Jones Global Su | SP DWJNS SUKUK · principal | 1,041,453 | $18.5M | Add +4.8% |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 38,150,000 | $18.3M | Reduce -6.2% |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 29,000,000 | $18.3M | Reduce -3.3% |
| MBB iShares MBS ETF | MBS ETF · principal | 189,598 | $17.5M | Reduce -13.7% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 19,650,000 | $17.4M | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 24,500,000 | $9.6M | No change |
| EMB iShares JP Morgan Usd Emergi | JPMORGAN USD EMG · principal | 102,073 | $9.2M | Reduce -27.4% |
| SPIRIT AIRLINES INC (SAVE 4.75 05/15/25) | NOTE 4.750% 5/1 · principal | 10,800,000 | $7.8M | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 7,000,000 | $7.5M | No change |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 5,200,000 | $4.9M | New |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 5,000,000 | $4.6M | No change |
| EMLC Vaneck JPM Em Local Curr BND | JP MRGAN EM LOC · principal | 181,162 | $4.4M | Add +11.4% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 4,400,000 | $4.1M | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 4,300,000 | $4.1M | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 4,900,000 | $4.1M | Reduce -10.9% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 4,300,000 | $4.0M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 4,100,000 | $4.0M | No change |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 4,100,000 | $3.9M | No change |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 4,000,000 | $3.7M | Reduce -20.0% |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 3,486,000 | $3.7M | Reduce -22.3% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 3,730,000 | $3.6M | Reduce -93.2% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 3,800,000 | $3.6M | Reduce -11.6% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 3,600,000 | $3.6M | New |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 3,488,000 | $3.5M | No change |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 3,500,000 | $3.5M | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 3,000,000 | $3.4M | Reduce -25.0% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 3,600,000 | $3.4M | Reduce -21.7% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 3,000,000 | $2.9M | Reduce -25.0% |
| USHY iShares Broad Usd High Yield | BROAD USD HIGH · principal | 78,787 | $2.9M | No change |
| IEI iShares 3-7 Year Treasury Bo | 3 7 YR TREAS BD · principal | 10,484 | $1.2M | No change |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 500,000 | $495K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 10,937 | $471K | No change |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 600,000 | $347K | No change |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 11,172 | $45K | Reduce -39.6% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A · principal | 500 | $610 | No change |
Total filed on the 13F, all lines: $281.3B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -0.1% | 4.60% | −1.12 |
| ADBE Adobe Inc. | Reduce -7.3% | 0.75% | −0.31 |
| UNH Unitedhealth Group Inc. | Reduce -7.0% | 0.96% | −0.26 |
| PDD PDD Holdings Inc. | Reduce -7.4% | 0.47% | −0.24 |
| JNJ Johnson & Johnson | Reduce -6.5% | 0.75% | −0.13 |
| MCD McDonald's Corp. | Reduce -13.8% | 0.31% | −0.11 |
| PLD Prologis Inc. | Reduce -8.3% | 0.44% | −0.10 |
| PG The Procter & Gamble Co. | Reduce -14.8% | 0.58% | −0.10 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.08 |
| HD Home Depot Inc. | Reduce -8.7% | 0.80% | −0.08 |
| BA The Boeing Co. | Reduce -8.2% | 0.12% | −0.07 |
| PEP Pepsico Inc. | Reduce -4.8% | 0.56% | −0.07 |
| AMGN Amgen Inc. | Reduce -7.0% | 0.34% | −0.07 |
| NKE Nike Inc. Class B | Reduce -0.6% | 0.24% | −0.07 |
| PANW Palo Alto Networks Inc. | Reduce -16.5% | 0.18% | −0.07 |
| CP Canadian Pacific Kansas City | Sold out | 0.00% | −0.07 |
| UPS United Parcel Service Class B | Reduce -12.5% | 0.19% | −0.07 |
| NEM Newmont Corp. | Reduce -24.3% | 0.08% | −0.06 |
| QCOM Qualcomm Inc. | Reduce -17.6% | 0.37% | −0.05 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -5.9% | 0.37% | −0.05 |
| WMT Walmart Inc. | Reduce -15.7% | 0.36% | −0.05 |
| ZTS Zoetis Inc. | Reduce -1.7% | 0.17% | −0.05 |
| CMCSA Comcast Corp. Class A | Reduce -2.4% | 0.35% | −0.05 |
| UNP Union Pacific Corp. | Reduce -10.6% | 0.20% | −0.05 |
| HON Honeywell International Inc. | Reduce -11.0% | 0.17% | −0.05 |
| PFE Pfizer Inc. | Reduce -3.4% | 0.25% | −0.05 |
| V Visa Inc. Class A | Reduce -1.8% | 0.88% | −0.05 |
| LULU Lululemon Athletica Inc. | Reduce -4.5% | 0.09% | −0.05 |
| HES Hess Corp. | Reduce -24.4% | 0.12% | −0.04 |
| WCN Waste Connections Inc. | Sold out | 0.00% | −0.04 |
| HUM Humana Inc. | Reduce -0.6% | 0.09% | −0.04 |
| BKNG Booking Holdings Inc. | Reduce -7.2% | 0.25% | −0.04 |
| CRM Salesforce Inc. | Reduce -8.3% | 0.76% | −0.04 |
| AMT American Tower Corp. | Reduce -2.4% | 0.17% | −0.04 |
| KO The Coca-Cola Co. | Reduce -0.9% | 0.53% | −0.04 |
| MDLZ Mondelez International Inc. Class A | Reduce -4.8% | 0.19% | −0.04 |
| APTV Aptiv Irish Holdings Ltd. | Reduce -1.6% | 0.14% | −0.04 |
| MELI MercadoLibre Inc. | Reduce -2.0% | 0.21% | −0.04 |
| CVS CVS Health Corp. | Reduce -10.5% | 0.16% | −0.04 |
| SBUX Starbucks Corp. | Reduce -4.7% | 0.16% | −0.04 |
| ED Consolidated Edison Inc. | Reduce -9.9% | 0.15% | −0.04 |
| BNTX Biontech SE-ADR | Reduce -78.5% | 0.01% | −0.03 |
| CNC Centene Corp. | Reduce -14.2% | 0.15% | −0.03 |
| SCHW Schwab (charles) Corp. | Reduce -10.6% | 0.18% | −0.03 |
| BG Bunge Global SA | Reduce -17.5% | 0.10% | −0.03 |
| EXR Extra Space Storage Inc. | Reduce -11.4% | 0.09% | −0.03 |
| NOW ServiceNow Inc. | Reduce -4.4% | 0.42% | −0.03 |
| MMM 3M Co. | Reduce -12.4% | 0.10% | −0.03 |
| BIIB Biogen Inc. | Reduce -4.2% | 0.07% | −0.03 |
| KVUE Kenvue Inc. | Reduce -33.7% | 0.04% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +2.4% | 4.55% | +1.85 |
| IEFA iShares Core MSCI Eafe ETF | New | 1.52% | +1.52 |
| USIG iShares Broad Usd Investment | New | 0.81% | +0.81 |
| META Meta Platforms Inc. Class A | Add +2.4% | 1.79% | +0.38 |
| LLY Eli Lilly & Co. | Add +2.7% | 1.28% | +0.25 |
| AMZN Amazon.com Inc. | Add +1.2% | 2.98% | +0.23 |
| AMD Advanced Micro Devices | Add +11.2% | 0.89% | +0.17 |
| DIS The Walt Disney Co. | Add +6.7% | 0.51% | +0.12 |
| COST Costco Wholesale Corp. | Add +16.8% | 0.64% | +0.09 |
| ISRG Intuitive Surgical Inc. | Add +27.5% | 0.29% | +0.08 |
| APO Apollo Global Management Inc. | Add +97.7% | 0.13% | +0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +3.1% | 0.76% | +0.07 |
| MSFT Microsoft Corp. | Add +0.1% | 6.19% | +0.07 |
| CAT Caterpillar Inc. | Add +8.9% | 0.34% | +0.06 |
| LRCX Lam Research Corp. | Add +8.8% | 0.33% | +0.06 |
| GE General Electric | Add +0.7% | 0.27% | +0.05 |
| ANET Arista Networks Inc. | Add +22.5% | 0.20% | +0.05 |
| LOW Lowe's Cos Inc. | Add +11.9% | 0.37% | +0.05 |
| PGR Progressive Corp. | Add +4.8% | 0.26% | +0.05 |
| DVN Devon Energy Corp. | Add +66.5% | 0.12% | +0.05 |
| GOOG Alphabet Inc. Class C | Add +6.1% | 1.38% | +0.05 |
| SMCI Super Micro Computer Inc. | Add +3.1% | 0.07% | +0.05 |
| LIN Linde PLC | Add +8.8% | 0.46% | +0.05 |
| IBM Intl Business Machines Corp. | Add +5.6% | 0.40% | +0.04 |
| ZS Zscaler Inc. | Add +132.1% | 0.08% | +0.04 |
| CDNS Cadence Design SYS Inc. | Add +7.7% | 0.34% | +0.03 |
| KEYS Keysight Technologies Inc. | Add +42.4% | 0.16% | +0.03 |
| PSX Phillips 66 | Add +25.8% | 0.12% | +0.03 |
| EW Edwards Lifesciences Corp. | Add +10.2% | 0.15% | +0.03 |
| SWN Southwestern Energy Co. | Add +212.7% | 0.04% | +0.03 |
| SNPS Synopsys Inc. | Add +12.4% | 0.23% | +0.03 |
| CEG Constellation Energy | Add +0.7% | 0.08% | +0.03 |
| LYFT LYFT Inc. Class A | Add +5.3% | 0.14% | +0.03 |
| SHOP Shopify Inc. Class A | Add +5425.9% | 0.03% | +0.02 |
| ORLY O'reilly Automotive Inc. | Add +12.8% | 0.14% | +0.02 |
| MRNA Moderna Inc. | Add +23.0% | 0.14% | +0.02 |
| FIS Fidelity National Info Serv | Add +0.8% | 0.19% | +0.02 |
| VLO Valero Energy Corp. | Add +4.1% | 0.11% | +0.02 |
| PNR Pentair PLC | Add +24.5% | 0.08% | +0.02 |
| COIN Coinbase Global Inc. Class A | Add +12.1% | 0.05% | +0.02 |
| WSM Williams-Sonoma Inc. | Add +34.8% | 0.04% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +13.8% | 0.07% | +0.02 |
| BRO Brown & Brown Inc. | Add +43.8% | 0.04% | +0.02 |
| HDB HDFC Bank Ltd.-ADR | Add +84.0% | 0.06% | +0.02 |
| BFH Bread Financial Holdings Inc. | Add +1346.2% | 0.02% | +0.02 |
| DECK Deckers Outdoor Corp. | Add +13.2% | 0.05% | +0.02 |
| GEHC GE Healthcare Technology | Add +23.6% | 0.06% | +0.01 |
| LSCC Lattice Semiconductor Corp. | Add +82.4% | 0.03% | +0.01 |
| WDC Western Digital Corp. | Add +9.1% | 0.06% | +0.01 |
| VRT Vertiv Holdings Co. Class A | Add +13.8% | 0.03% | +0.01 |
Notes & Other Activity Q4 2023 → Q1 2024
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Reduce -6.6% | 85,000,000 | $78.6M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Add +4.3% | 24,200,000 | $68.9M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +3.0% | 64,600,000 | $68.1M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -5.4% | 70,600,000 | $66.3M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Add +10.7% | 103,800,000 | $58.1M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Add +9.3% | 36,600,000 | $53.8M |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | Reduce -11.1% | 64,100,000 | $53.0M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Reduce -1.8% | 54,400,000 | $50.1M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Reduce -7.7% | 59,600,000 | $49.9M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Sold out | 91,800,000 | $49.3Mbefore exit |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | Reduce -5.5% | 17,100,000 | $48.9M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | New | 53,000,000 | $48.5M |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | Reduce -0.4% | 26,200,000 | $48.4M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Reduce -1.4% | 49,300,000 | $46.0M |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | Reduce -6.9% | 48,800,000 | $45.6M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | New | 32,100,000 | $43.8M |
| SPLUNK INC (SPLK 1.125 06/15/27) | NOTE 1.125% 6/1 · principal | Sold out | 45,000,000 | $43.4Mbefore exit |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Reduce -11.2% | 47,388,000 | $38.8M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -9.0% | 50,500,000 | $38.4M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Reduce -8.9% | 32,800,000 | $28.1M |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | Reduce -8.9% | 30,700,000 | $27.6M |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | New | 31,700,000 | $26.6M |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -10.3% | 26,100,000 | $25.5M |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -15.4% | 11,000,000 | $24.5M |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Reduce -12.5% | 7,000,000 | $23.2M |
| BLOOMIN BRANDS INC (BLMN 5 05/01/25) | NOTE 5.000% 5/0 · principal | Sold out | 9,100,000 | $23.0Mbefore exit |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | New | 13,000,000 | $20.7M |
| SPSK SP Funds Dow Jones Global Su | SP DWJNS SUKUK · principal | Add +4.8% | 1,041,453 | $18.5M |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | Reduce -6.2% | 38,150,000 | $18.3M |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | Reduce -3.3% | 29,000,000 | $18.3M |
| MBB iShares MBS ETF | MBS ETF · principal | Reduce -13.7% | 189,598 | $17.5M |
| EMB iShares JP Morgan Usd Emergi | JPMORGAN USD EMG · principal | Reduce -27.4% | 102,073 | $9.2M |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | New | 5,200,000 | $4.9M |
| ALTERYX INC (AYX 1 08/01/26) | NOTE 1.000% 8/0 · principal | Sold out | 5,016,000 | $4.9Mbefore exit |
| EMLC Vaneck JPM Em Local Curr BND | JP MRGAN EM LOC · principal | Add +11.4% | 181,162 | $4.4M |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | Reduce -10.9% | 4,900,000 | $4.1M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | New | 4,300,000 | $4.0M |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | Reduce -20.0% | 4,000,000 | $3.7M |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | Reduce -22.3% | 3,486,000 | $3.7M |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Reduce -93.2% | 3,730,000 | $3.6M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Reduce -11.6% | 3,800,000 | $3.6M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 3,600,000 | $3.6M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 3,500,000 | $3.5M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Reduce -25.0% | 3,000,000 | $3.4M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Reduce -21.7% | 3,600,000 | $3.4M |
| INTERCEPT PHARMAS (ICPT 2 05/15/26) | NOTE 2.000% 5/1 · principal | Sold out | 3,000,000 | $3.0Mbefore exit |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | Reduce -25.0% | 3,000,000 | $2.9M |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 400,000 | $414Kbefore exit |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Reduce -39.6% | 11,172 | $45K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,678 | $548.7B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q1 2026 | 3,798 | $480.9B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q4 2025 | 3,278 | $472.9B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,265 | $460.5B | NVDA, MSFT, AAPL, AMZN, AVGO |
| Q2 2025 | 2,599 | $494.0B | NVDA, AAPL, AMZN, AVGO, META |
| Q1 2025 | 2,624 | $390.5B | MSFT, NVDA, META, GOOGL, TSLA |
| Q4 2024 | 2,614 | $428.7B | NVDA, AAPL, MSFT, AMZN, TSLA |
| Q3 2024 | 2,705 | $389.0B | MSFT, NVDA, AAPL, AMZN, META |
| Q2 2024 | 2,701 | $348.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q1 2024 | 2,455 | $279.8B | MSFT, AAPL, NVDA, AMZN, GOOGL |