UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC reported 2,705 stock positions worth $389.0 billion. Its top holding was Microsoft (MSFT) at 6.0% of the portfolio, followed by Nvidia (NVDA, 5.6%) and Apple (AAPL, 5.5%). Compared with Q2 2024, it opened 103 new positions, sold out of 100, added to 980 and reduced 1,585. The biggest buy was Tesla (TSLA, shares +14%) and the biggest sale Alphabet Class A (GOOGL, shares −11%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000861177
- Portfolio Value
- $389.0B (Q3 2024)
- SEC Filing
- 0000950123-24-011473 ↗ filed Nov 14, 2024
Holdings Value
Holdings 2,705 stocks · $389.0B
| MSFT Microsoft Corp. | 6.04% | 54,590,791 | $23.5B | Add +4.0% |
| NVDA Nvidia Corp. | 5.63% | 180,403,789 | $21.9B | Add +3.8% |
| AAPL Apple Inc. | 5.48% | 91,568,390 | $21.3B | Add +1.9% |
| AMZN Amazon.com Inc. | 2.77% | 57,833,954 | $10.8B | Add +3.5% |
| META Meta Platforms Inc. Class A | 1.73% | 11,726,951 | $6.7B | Reduce -7.7% |
| GOOGL Alphabet Inc. Class A | 1.72% | 40,457,850 | $6.7B | Reduce -10.8% |
| TSLA Tesla Inc. | 1.64% | 24,377,822 | $6.4B | Add +13.8% |
| AVGO Broadcom Inc. | 1.50% | 33,819,675 | $5.8B | Add +7.5% |
| GOOG Alphabet Inc. Class C | 1.43% | 33,334,082 | $5.6B | Add +10.3% |
| LLY Eli Lilly & Co. | 1.39% | 6,115,504 | $5.4B | Add +2.6% |
| UNH Unitedhealth Group Inc. | 0.95% | 6,291,708 | $3.7B | Reduce -0.4% |
| HD Home Depot Inc. | 0.84% | 8,030,483 | $3.3B | Add +5.4% |
| AMD Advanced Micro Devices | 0.82% | 19,472,211 | $3.2B | Add +8.7% |
| V Visa Inc. Class A | 0.82% | 11,597,969 | $3.2B | Add +1.1% |
| JPM JPMorgan Chase & Co. | 0.82% | 15,084,919 | $3.2B | Add +2.0% |
| MA Mastercard Inc. Class A | 0.80% | 6,308,684 | $3.1B | Add +1.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.73% | 6,183,440 | $2.8B | Reduce -0.6% |
| COST Costco Wholesale Corp. | 0.70% | 3,075,065 | $2.7B | Add +2.4% |
| JNJ Johnson & Johnson | 0.69% | 16,576,212 | $2.7B | Reduce -8.0% |
| ADBE Adobe Inc. | 0.63% | 4,741,549 | $2.5B | Add +3.0% |
| PG The Procter & Gamble Co. | 0.63% | 14,049,651 | $2.4B | Add +3.1% |
| UBS UBS Group AG-Reg | 0.60% | 75,751,555 | $2.3B | Reduce -14.9% |
| NOW ServiceNow Inc. | 0.59% | 2,566,949 | $2.3B | Add +4.6% |
| CRM Salesforce Inc. | 0.57% | 8,055,687 | $2.2B | Reduce -5.0% |
| KO The Coca-Cola Co. | 0.54% | 29,353,080 | $2.1B | Reduce -2.7% |
| MRK Merck & Co. Inc. | 0.52% | 17,756,021 | $2.0B | Add +1.8% |
| ABBV Abbvie Inc. | 0.52% | 10,175,926 | $2.0B | Add +6.1% |
| NFLX Netflix Inc. | 0.51% | 2,807,228 | $2.0B | Add +0.9% |
| ORCL Oracle Corp. | 0.50% | 11,474,912 | $2.0B | Add +6.4% |
| ACN Accenture PLC Class A | 0.50% | 5,491,736 | $1.9B | Add +378.9% |
| WMT Walmart Inc. | 0.48% | 23,273,933 | $1.9B | Add +1.0% |
| PEP Pepsico Inc. | 0.48% | 10,900,983 | $1.9B | Reduce -0.9% |
| CSCO Cisco Systems Inc. | 0.46% | 33,834,269 | $1.8B | Reduce -2.0% |
| AMAT Applied Materials Inc. | 0.46% | 8,861,933 | $1.8B | Add +3.7% |
| PDD PDD Holdings Inc. | 0.46% | 13,145,211 | $1.8B | Add +1374.3% |
| XOM Exxon Mobil Corp. | 0.43% | 14,313,887 | $1.7B | Reduce -13.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.42% | 7,389,510 | $1.6B | Reduce -3.0% |
| TXN Texas Instruments Inc. | 0.41% | 7,773,932 | $1.6B | Add +1.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.41% | 39,999,413 | $1.6B | Add +10.9% |
| LIN Linde PLC | 0.40% | 3,288,088 | $1.6B | Add +372.8% |
| VZ Verizon Communications Inc. | 0.40% | 34,324,969 | $1.5B | Reduce -0.1% |
| AMGN Amgen Inc. | 0.37% | 4,442,543 | $1.4B | Add +6.3% |
| INTU Intuit Inc. | 0.37% | 2,300,789 | $1.4B | Add +4.0% |
| QCOM Qualcomm Inc. | 0.37% | 8,356,581 | $1.4B | Add +6.3% |
| CAT Caterpillar Inc. | 0.36% | 3,627,513 | $1.4B | Add +1.8% |
| DHR Danaher Corp. | 0.36% | 5,097,986 | $1.4B | Add +3.0% |
| SPGI S&P Global Inc. | 0.36% | 2,713,617 | $1.4B | Add +1.1% |
| MCD McDonald's Corp. | 0.35% | 4,514,934 | $1.4B | Reduce -2.5% |
| INTC Intel Corp. | 0.35% | 58,469,412 | $1.4B | Add +28.2% |
| TMO Thermo Fisher Scientific Inc. | 0.34% | 2,163,487 | $1.3B | Add +0.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.34% | 13,850,678 | $1.3B | Add +3.4% |
| PGR Progressive Corp. | 0.33% | 5,067,924 | $1.3B | Add +7.0% |
| PLD Prologis Inc. | 0.33% | 10,143,554 | $1.3B | Add +534.7% |
| LOW Lowe's Cos Inc. | 0.33% | 4,712,259 | $1.3B | Reduce -1.8% |
| CMCSA Comcast Corp. Class A | 0.33% | 30,364,136 | $1.3B | Add +6.0% |
| AXP American Express Co. | 0.32% | 4,606,986 | $1.2B | Add +5.5% |
| BKNG Booking Holdings Inc. | 0.32% | 296,599 | $1.2B | Add +4.1% |
| GE General Electric filed as GE AEROSPACE | 0.32% | 6,556,515 | $1.2B | Add +6.7% |
| ISRG Intuitive Surgical Inc. | 0.32% | 2,507,278 | $1.2B | Reduce -2.1% |
| ALC Alcon Inc. filed as ALCON AG | 0.31% | 12,049,888 | $1.2B | Reduce -14.9% |
| MU Micron Technology Inc. | 0.30% | 11,326,224 | $1.2B | Add +21.7% |
| CVX Chevron Corp. | 0.29% | 7,790,856 | $1.1B | Add +1.8% |
| WFC Wells Fargo & Co. | 0.29% | 20,120,532 | $1.1B | Reduce -3.6% |
| VRTX Vertex Pharmaceuticals Inc. | 0.29% | 2,441,468 | $1.1B | Reduce -5.5% |
| ELV Elevance Health Inc. | 0.29% | 2,152,613 | $1.1B | Add +1.5% |
| PFE Pfizer Inc. | 0.28% | 38,068,879 | $1.1B | Add +22.4% |
| CDNS Cadence Design SYS Inc. | 0.28% | 3,988,851 | $1.1B | Add +0.9% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.28% | 9,182,564 | $1.1B | Add +7.5% |
| ABT Abbott Laboratories | 0.27% | 9,233,933 | $1.1B | Reduce -5.9% |
| MRSH Marsh & McLennan Cos | 0.26% | 4,608,886 | $1.0B | Reduce -1.6% |
| NKE Nike Inc. Class B | 0.25% | 11,170,386 | $987.5M | Reduce -15.0% |
| BMY Bristol-Myers Squibb Co. | 0.25% | 19,074,823 | $986.9M | Add +18.7% |
| ECL Ecolab Inc. | 0.25% | 3,842,114 | $981.0M | Add +0.9% |
| EQIX Equinix Inc. | 0.25% | 1,082,455 | $960.8M | Add +302.7% |
| AMT American Tower Corp. | 0.25% | 4,111,335 | $956.1M | Add +5.8% |
| NEE Nextera Energy Inc. | 0.24% | 11,213,788 | $947.9M | Reduce -6.2% |
| PANW Palo Alto Networks Inc. | 0.24% | 2,738,565 | $936.0M | Reduce -6.4% |
| UNP Union Pacific Corp. | 0.23% | 3,674,015 | $905.6M | Add +9.3% |
| ADP Automatic Data Processing | 0.23% | 3,238,526 | $896.2M | Add +1.3% |
| T AT&T Inc. | 0.23% | 40,551,249 | $892.1M | Reduce -4.2% |
| GILD Gilead Sciences Inc. | 0.23% | 10,628,942 | $891.1M | Reduce -4.6% |
| IVV iShares Core S&P 500 ETF | 0.23% | 1,540,937 | $888.8M | Add +14.9% |
| WELL Welltower Inc. | 0.23% | 6,920,426 | $886.0M | Add +638.0% |
| UBER Uber Technologies Inc. | 0.23% | 11,749,789 | $883.1M | Add +2.8% |
| MS Morgan Stanley | 0.23% | 8,454,177 | $881.3M | Add +4.8% |
| ANET Arista Networks Inc. | 0.23% | 2,283,573 | $876.5M | Add +4.6% |
| GS Goldman Sachs Group Inc. | 0.22% | 1,707,632 | $845.5M | Add +1.1% |
| TT Trane Technologies PLC | 0.21% | 2,142,081 | $832.7M | Add +0.9% |
| MELI MercadoLibre Inc. | 0.21% | 396,344 | $813.3M | Reduce -18.9% |
| REGN Regeneron Pharmaceuticals | 0.20% | 755,112 | $793.8M | Reduce -10.9% |
| SNPS Synopsys Inc. | 0.20% | 1,534,470 | $777.0M | Reduce -4.9% |
| BSX Boston Scientific Corp. | 0.20% | 9,129,901 | $765.1M | Reduce -3.9% |
| ZTS Zoetis Inc. | 0.20% | 3,896,106 | $761.2M | Add +5.3% |
| FISV Fiserv Inc. | 0.20% | 4,232,277 | $760.3M | Reduce -2.0% |
| ETN Eaton Corp. PLC | 0.19% | 2,273,685 | $753.6M | Add +253.2% |
| CI The Cigna Group | 0.19% | 2,168,959 | $751.4M | Add +2.1% |
| DE Deere & Co. | 0.19% | 1,731,801 | $722.7M | Add +5.2% |
| TMUS T-Mobile US Inc. | 0.18% | 3,457,242 | $713.4M | Reduce -8.0% |
| RTX RTX Corp. | 0.18% | 5,886,614 | $713.2M | Add +2.5% |
| APO Apollo Global Management Inc. | 0.18% | 5,669,135 | $708.1M | Add +31.8% |
Other holdings (94): bonds, preferreds, convertibles and warrants · $228.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 37,672,000 | $38.2M | New |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 32,900,000 | $34.8M | Add +21.6% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 13,778,000 | $15.2M | Add +935.9% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 11,456,000 | $13.9M | Add +31.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 9,964,000 | $10.3M | Add +21.4% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 8,523,000 | $8.6M | Reduce -22.7% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 6,703,000 | $5.9M | Reduce -31.5% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 5,075,000 | $5.1M | Reduce -37.3% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 4,735,000 | $4.7M | New |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 5,000,000 | $4.4M | No change |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 4,500,000 | $4.1M | No change |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 3,330,000 | $4.0M | Reduce -12.6% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 4,000,000 | $3.9M | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 3,036,000 | $3.7M | Reduce -9.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 3,217,000 | $3.6M | No change |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 1,982,000 | $2.8M | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 2,700,000 | $2.8M | No change |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 2,159,000 | $2.5M | Add +58.9% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 1,970,000 | $2.4M | Reduce -20.2% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 1,558,000 | $2.2M | Add +419.3% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 1,490,000 | $2.2M | Add +204.1% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 2,198,000 | $2.2M | No change |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 1,650,000 | $2.0M | Reduce -15.4% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 1,583,000 | $1.9M | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 1,725,000 | $1.9M | Reduce -20.3% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 1,480,000 | $1.7M | Reduce -23.3% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 1,001,000 | $1.6M | Reduce -18.9% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 1,026,000 | $1.5M | Add +2.6% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 1,654,000 | $1.5M | No change |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 1,636,000 | $1.5M | No change |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 1,287,000 | $1.5M | Reduce -21.4% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 1,200,000 | $1.4M | Reduce -60.8% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 31,000 | $1.4M | Reduce -31.1% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 1,075,000 | $1.3M | Add +34.0% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 987,000 | $1.2M | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 350,000 | $1.2M | Reduce -30.0% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 919,000 | $1.2M | New |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 1,000,000 | $1.2M | No change |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 1,150,000 | $1.0M | Reduce -23.3% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 15,000 | $1.0M | No change |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 820,000 | $975K | No change |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 811,000 | $945K | Reduce -49.7% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 507,000 | $938K | No change |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 700,000 | $839K | No change |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 900,000 | $795K | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 430,000 | $793K | Reduce -64.6% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 600 | $764K | No change |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 761,000 | $759K | No change |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 600,000 | $743K | No change |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 390,000 | $722K | No change |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 700,000 | $660K | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 700,000 | $620K | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 400,000 | $552K | No change |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 200,000 | $533K | No change |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 500,000 | $532K | Reduce -69.4% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 500,000 | $529K | No change |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 500,000 | $528K | New |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 500,000 | $526K | New |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 400,000 | $517K | Reduce -55.6% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 400 | $513K | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 500,000 | $481K | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 300,000 | $481K | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 300,000 | $473K | No change |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 9,400 | $472K | Reduce -41.3% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 500,000 | $462K | No change |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 500,000 | $456K | No change |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 250,000 | $449K | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 1,200,000 | $446K | Reduce -57.1% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 400,000 | $426K | No change |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 500,000 | $421K | No change |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 400,000 | $383K | No change |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | 400,000 | $372K | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 500,000 | $371K | Reduce -28.6% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 400,000 | $366K | Reduce -50.0% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 400,000 | $353K | No change |
| ACCELERATE DIAGNOSTICS (AXDX 5 12/15/26) | NOTE 5.000%12/1 · principal | 865,754 | $341K | No change |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 350,000 | $330K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 10,937 | $325K | New |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 400,000 | $320K | Reduce -73.3% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 300,000 | $309K | No change |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 250,000 | $287K | No change |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 250,000 | $277K | No change |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 300,000 | $276K | Reduce -25.0% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 250,000 | $274K | No change |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 250,000 | $260K | No change |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 200,000 | $234K | No change |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 250,000 | $231K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 200,000 | $183K | New |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 200,000 | $172K | Reduce -60.0% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 200,000 | $160K | Reduce -90.0% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 100,000 | $147K | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 150,000 | $143K | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 125,000 | $125K | Reduce -88.9% |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 26,666 | $2K | No change |
Total filed on the 13F, all lines: $389.3B.
Portfolio Sells Q2 2024 → Q3 2024
| GOOGL Alphabet Inc. Class A | Reduce -10.8% | 1.72% | −0.65 |
| LRCX Lam Research Corp. | Reduce -81.2% | 0.04% | −0.30 |
| BLK BlackRock Finance Inc. | Reduce -79.6% | 0.05% | −0.19 |
| UBS UBS Group AG-Reg | Reduce -14.9% | 0.60% | −0.15 |
| XOM Exxon Mobil Corp. | Reduce -13.6% | 0.43% | −0.12 |
| META Meta Platforms Inc. Class A | Reduce -7.7% | 1.73% | −0.11 |
| SNPS Synopsys Inc. | Reduce -4.9% | 0.20% | −0.08 |
| MCK McKesson Corp. | Reduce -13.6% | 0.13% | −0.07 |
| JNJ Johnson & Johnson | Reduce -8.0% | 0.69% | −0.07 |
| WFC Wells Fargo & Co. | Reduce -3.6% | 0.29% | −0.06 |
| CRM Salesforce Inc. | Reduce -5.0% | 0.57% | −0.06 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -5.5% | 0.29% | −0.06 |
| WM Waste Management Inc. | Reduce -18.4% | 0.13% | −0.05 |
| SMCI Super Micro Computer Inc. | Reduce -82.0% | 0.00% | −0.05 |
| ALC Alcon Inc. | Reduce -14.9% | 0.31% | −0.05 |
| REGN Regeneron Pharmaceuticals | Reduce -10.9% | 0.20% | −0.05 |
| PEP Pepsico Inc. | Reduce -0.9% | 0.48% | −0.04 |
| PANW Palo Alto Networks Inc. | Reduce -6.4% | 0.24% | −0.04 |
| KLAC KLA Corp. | Reduce -4.3% | 0.18% | −0.04 |
| WOLF Wolfspeed Inc. | Reduce -73.7% | 0.00% | −0.04 |
| ZBRA Zebra Technologies Corp. Class A | Reduce -51.0% | 0.04% | −0.04 |
| LOGI Logitech International-Reg | Reduce -15.2% | 0.09% | −0.04 |
| DLTR Dollar Tree Inc. | Reduce -37.5% | 0.02% | −0.04 |
| ROP Roper Technologies Inc. | Reduce -11.7% | 0.14% | −0.04 |
| VONG Vanguard Russell 1000 Growth | Sold out | 0.00% | −0.04 |
| APH Amphenol Corp. Class A | Reduce -9.0% | 0.12% | −0.03 |
| NKE Nike Inc. Class B | Reduce -15.0% | 0.25% | −0.03 |
| KEYS Keysight Technologies Inc. | Reduce -26.9% | 0.10% | −0.03 |
| DELL Dell Technologies -C | Reduce -8.3% | 0.06% | −0.02 |
| ZM Zoom Communications Inc. | Reduce -27.9% | 0.07% | −0.02 |
| RSG Republic Services Inc. | Reduce -19.9% | 0.07% | −0.02 |
| ABT Abbott Laboratories | Reduce -5.9% | 0.27% | −0.02 |
| FDX FedEx Corp. | Reduce -1.5% | 0.09% | −0.02 |
| PSX Phillips 66 | Reduce -4.5% | 0.09% | −0.02 |
| MELI MercadoLibre Inc. | Reduce -18.9% | 0.21% | −0.02 |
| NTAP Netapp Inc. | Reduce -5.8% | 0.09% | −0.02 |
| OLED Universal Display Corp. | Reduce -14.1% | 0.07% | −0.02 |
| TEL Te Connectivity PLC | Reduce -12.4% | 0.08% | −0.02 |
| MPC Marathon Petroleum Corp. | Reduce -6.6% | 0.07% | −0.02 |
| CB Chubb Ltd. | Reduce -11.2% | 0.18% | −0.02 |
| EOG EOG Resources Inc. | Reduce -5.8% | 0.09% | −0.02 |
| GM General Motors Co. | Reduce -5.7% | 0.09% | −0.02 |
| RIVN Rivian Automotive Inc. Class A | Reduce -0.1% | 0.06% | −0.02 |
| MRSH Marsh & McLennan Cos | Reduce -1.6% | 0.26% | −0.02 |
| STLA Stellantis NV | Reduce -47.4% | 0.01% | −0.02 |
| AMP Ameriprise Financial Inc. | Reduce -8.5% | 0.17% | −0.02 |
| VOO Vanguard S&P 500 ETF | Reduce -61.0% | 0.01% | −0.02 |
| WRK Westrock Co. | Sold out | 0.00% | −0.02 |
| HES Hess Corp. | Reduce -1.4% | 0.08% | −0.02 |
| ADI Analog Devices Inc. | Reduce -0.5% | 0.16% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| TSLA Tesla Inc. | Add +13.8% | 1.64% | +0.42 |
| PDD PDD Holdings Inc. | Add +1374.3% | 0.46% | +0.42 |
| ACN Accenture PLC Class A | Add +378.9% | 0.50% | +0.40 |
| LIN Linde PLC | Add +372.8% | 0.40% | +0.32 |
| PLD Prologis Inc. | Add +534.7% | 0.33% | +0.28 |
| WELL Welltower Inc. | Add +638.0% | 0.23% | +0.20 |
| EQIX Equinix Inc. | Add +302.7% | 0.25% | +0.19 |
| NTES Netease Inc.-ADR | Add +13748.0% | 0.15% | +0.15 |
| DLR Digital Realty Trust Inc. | Add +501.7% | 0.18% | +0.15 |
| MDT Medtronic PLC | Add +436.7% | 0.17% | +0.14 |
| ETN Eaton Corp. PLC | Add +253.2% | 0.19% | +0.14 |
| PSA Public Storage | Add +732.9% | 0.14% | +0.13 |
| SPG Simon Property Group Inc. | Add +617.5% | 0.14% | +0.12 |
| O Realty Income Corp. | Add +765.1% | 0.12% | +0.11 |
| NXPI NXP Semiconductors NV | Add +387.4% | 0.14% | +0.11 |
| CRH CRH PLC | Add +515.7% | 0.12% | +0.10 |
| BABA Alibaba Group Holding-SP ADR | Add +3180.1% | 0.11% | +0.10 |
| CCI Crown Castle Inc. | Add +433.8% | 0.12% | +0.10 |
| APTV Aptiv Irish Holdings Ltd. | Add +1390.6% | 0.10% | +0.09 |
| JCI Johnson Controls Internation | Add +514.9% | 0.11% | +0.09 |
| AVB Avalonbay Communities Inc. | Add +678.9% | 0.10% | +0.09 |
| IRM Iron Mountain Inc. | Add +537.0% | 0.10% | +0.08 |
| HD Home Depot Inc. | Add +5.4% | 0.84% | +0.08 |
| EXR Extra Space Storage Inc. | Add +724.1% | 0.09% | +0.08 |
| TSM Taiwan Semiconductor-SP ADR | Add +799.2% | 0.08% | +0.07 |
| AON Aon PLC Class A | Add +334.9% | 0.09% | +0.07 |
| VMRK Vivmark Residential | Add +806.4% | 0.08% | +0.07 |
| VICI Vici Properties Inc. | Add +599.3% | 0.08% | +0.07 |
| ORCL Oracle Corp. | Add +6.4% | 0.50% | +0.07 |
| ACGL Arch Capital Group Ltd. | Add +245.1% | 0.09% | +0.06 |
| BMY Bristol-Myers Squibb Co. | Add +18.7% | 0.25% | +0.06 |
| FERG Ferguson Enterprises Inc. | Add +423.0% | 0.07% | +0.06 |
| VTR Ventas Inc. | Add +862.7% | 0.06% | +0.06 |
| BAP Credicorp Ltd. | Add +782.7% | 0.06% | +0.05 |
| AAPL Apple Inc. | Add +1.9% | 5.48% | +0.05 |
| GEV GE Vernova Inc. | Add +34.1% | 0.12% | +0.05 |
| HDB HDFC Bank Ltd.-ADR | Add +2092.8% | 0.06% | +0.05 |
| AVGO Broadcom Inc. | Add +7.5% | 1.50% | +0.05 |
| CX Cemex Sab-Spons ADR Part Cer | New | 0.05% | +0.05 |
| PGR Progressive Corp. | Add +7.0% | 0.33% | +0.05 |
| ESS Essex Property Trust Inc. | Add +732.9% | 0.05% | +0.05 |
| WTW Willis Towers Watson PLC | Add +277.8% | 0.06% | +0.05 |
| INDA iShares MSCI India ETF | New | 0.05% | +0.05 |
| SBAC SBA Communications Corp. | Add +377.6% | 0.05% | +0.04 |
| ABBV Abbvie Inc. | Add +6.1% | 0.52% | +0.04 |
| INVH Invitation Homes Inc. | Add +767.8% | 0.05% | +0.04 |
| TAL Tal Education Group- ADR | Add +2309.3% | 0.04% | +0.04 |
| SUI Sun Communities Inc. | Add +1061.4% | 0.05% | +0.04 |
| NU Nu Holdings Ltd./Cayman Isl-A | Add +458.3% | 0.05% | +0.04 |
| DOC Healthpeak Properties Inc. | Add +473.4% | 0.05% | +0.04 |
Notes & Other Activity Q2 2024 → Q3 2024
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | New | 37,672,000 | $38.2M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Add +21.6% | 32,900,000 | $34.8M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +935.9% | 13,778,000 | $15.2M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Add +31.4% | 11,456,000 | $13.9M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +21.4% | 9,964,000 | $10.3M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -22.7% | 8,523,000 | $8.6M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Reduce -31.5% | 6,703,000 | $5.9M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Reduce -37.3% | 5,075,000 | $5.1M |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | New | 4,735,000 | $4.7M |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | Sold out | 4,900,000 | $4.4Mbefore exit |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Reduce -12.6% | 3,330,000 | $4.0M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -9.0% | 3,036,000 | $3.7M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 1,982,000 | $2.8M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Add +58.9% | 2,159,000 | $2.5M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Reduce -20.2% | 1,970,000 | $2.4M |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +419.3% | 1,558,000 | $2.2M |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Add +204.1% | 1,490,000 | $2.2M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Reduce -15.4% | 1,650,000 | $2.0M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | New | 1,583,000 | $1.9M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Sold out | 2,019,000 | $1.9Mbefore exit |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Reduce -20.3% | 1,725,000 | $1.9M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -23.3% | 1,480,000 | $1.7M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Sold out | 800,000 | $1.7Mbefore exit |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Sold out | 500,000 | $1.6Mbefore exit |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Reduce -18.9% | 1,001,000 | $1.6M |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | Add +2.6% | 1,026,000 | $1.5M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Reduce -21.4% | 1,287,000 | $1.5M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -60.8% | 1,200,000 | $1.4M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -31.1% | 31,000 | $1.4M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Add +34.0% | 1,075,000 | $1.3M |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | New | 987,000 | $1.2M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -30.0% | 350,000 | $1.2M |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | New | 919,000 | $1.2M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Reduce -23.3% | 1,150,000 | $1.0M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Reduce -49.7% | 811,000 | $945K |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | Reduce -64.6% | 430,000 | $793K |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Sold out | 5,000 | $611Kbefore exit |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | Sold out | 350,000 | $603Kbefore exit |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | Sold out | 600,000 | $563Kbefore exit |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Reduce -69.4% | 500,000 | $532K |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | New | 500,000 | $528K |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | New | 500,000 | $526K |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Reduce -55.6% | 400,000 | $517K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 400 | $513K |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -41.3% | 9,400 | $472K |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | Sold out | 500,000 | $464Kbefore exit |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | Sold out | 950,000 | $456Kbefore exit |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Reduce -57.1% | 1,200,000 | $446K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 10,000 | $415Kbefore exit |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Reduce -28.6% | 500,000 | $371K |
Showing the first 50 of 66.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,678 | $548.7B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q1 2026 | 3,798 | $480.9B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q4 2025 | 3,278 | $472.9B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,265 | $460.5B | NVDA, MSFT, AAPL, AMZN, AVGO |
| Q2 2025 | 2,599 | $494.0B | NVDA, AAPL, AMZN, AVGO, META |
| Q1 2025 | 2,624 | $390.5B | MSFT, NVDA, META, GOOGL, TSLA |
| Q4 2024 | 2,614 | $428.7B | NVDA, AAPL, MSFT, AMZN, TSLA |
| Q3 2024 | 2,705 | $389.0B | MSFT, NVDA, AAPL, AMZN, META |
| Q2 2024 | 2,701 | $348.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q1 2024 | 2,455 | $279.8B | MSFT, AAPL, NVDA, AMZN, GOOGL |