Valeo Financial Advisors, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 25, 2024), Valeo Financial Advisors, LLC reported 646 stock positions worth $2.8 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 17.5% of the portfolio, followed by iShares Core S&P Small-Cap E (IJR, 6.8%) and iShares Core MSCI Emerging (IEMG, 4.8%). Compared with Q4 2023, it opened 47 new positions, sold out of 32, added to 318 and reduced 226. The biggest buy was iShares Core MSCI Emerging (IEMG, shares +2286%) and the biggest sale Invesco S&P 500 Equal Weight (RSP, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- CARMEL, IN
- CIK
- 0001722641
- Portfolio Value
- $2.8B (Q1 2024)
- SEC Filing
- 0001722641-24-000003 ↗ filed Apr 25, 2024
Holdings Value
Holdings 646 stocks · $2.8B
| SPY SS SPDR S&P 500 ETF Trust-US | 17.46% | 993,539 | $486.9M | Add +5.0% |
| IJR iShares Core S&P Small-Cap E | 6.78% | 1,909,851 | $189.0M | Add +7.6% |
| IEMG iShares Core MSCI Emerging | 4.76% | 2,640,622 | $132.7M | Add +2285.9% |
| RSP Invesco S&P 500 Equal Weight | 4.55% | 780,127 | $126.9M | Reduce -0.1% |
| AAPL Apple Inc. | 3.81% | 671,920 | $106.2M | Add +5.6% |
| IVV iShares Core S&P 500 ETF | 3.27% | 179,601 | $91.2M | Add +3.3% |
| VCSH Vanguard S/T Corp. Bond ETF | 2.99% | 1,432,845 | $83.3M | Reduce -0.1% |
| LLY Eli Lilly & Co. | 2.89% | 110,113 | $80.6M | Add +5.4% |
| MSFT Microsoft Corp. | 2.86% | 225,456 | $79.7M | Add +2.9% |
| VGIT Vanguard Intermediate-Term T | 2.38% | 1,158,082 | $66.4M | Add +7.8% |
| EFA iShares MSCI Eafe ETF | 1.99% | 715,024 | $55.6M | Add +4.1% |
| AMZN Amazon.com Inc. | 1.79% | 298,902 | $50.1M | Add +6.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.75% | 298,246 | $48.7M | Add +3.0% |
| NVDA Nvidia Corp. | 1.55% | 54,234 | $43.2M | Add +13.1% |
| VWO Vanguard Ftse Emerging Marke | 1.25% | 836,621 | $34.9M | Reduce -7.1% |
| GOOGL Alphabet Inc. Class A | 1.21% | 246,032 | $33.6M | Add +2.8% |
| IEFA iShares Core MSCI Eafe ETF | 1.09% | 422,498 | $30.5M | Add +6.4% |
| JPM JPMorgan Chase & Co. | 1.04% | 174,232 | $28.9M | Reduce -5.6% |
| VEA Vanguard Ftse Developed ETF | 0.91% | 518,587 | $25.3M | Add +2.4% |
| IWM iShares Russell 2000 ETF | 0.83% | 117,678 | $23.3M | Reduce -5.6% |
| GOOG Alphabet Inc. Class C | 0.77% | 173,176 | $21.4M | Add +2.6% |
| VOO Vanguard S&P 500 ETF | 0.72% | 43,273 | $20.1M | Add +4.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.68% | 44,783 | $19.1M | Add +3.7% |
| META Meta Platforms Inc. Class A | 0.63% | 75,124 | $17.6M | Add +2.6% |
| V Visa Inc. Class A | 0.60% | 60,750 | $16.7M | Add +1.7% |
| PG The Procter & Gamble Co. | 0.56% | 1,174,417 | $15.7M | Add +1181.8% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.46% | 311,131 | $12.8M | Reduce -1.0% |
| JNJ Johnson & Johnson | 0.43% | 108,129 | $11.9M | Reduce -10.3% |
| PEP Pepsico Inc. | 0.39% | 89,164 | $11.0M | Add +7.6% |
| COST Costco Wholesale Corp. | 0.38% | 14,749 | $10.7M | Add +5.2% |
| MA Mastercard Inc. Class A | 0.38% | 22,987 | $10.6M | Add +2.2% |
| XOM Exxon Mobil Corp. | 0.38% | 87,785 | $10.6M | Reduce -1.9% |
| IWF iShares Russell 1000 Growth | 0.37% | 32,053 | $10.4M | Reduce -1.4% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.37% | 297,974 | $10.3M | Reduce -0.6% |
| HD Home Depot Inc. | 0.36% | 29,930 | $10.0M | Reduce -0.0% |
| IWD iShares Russell 1000 Value E | 0.36% | 57,170 | $9.9M | Add +0.5% |
| MBIN Merchants Bancorp | 0.35% | 235,326 | $9.6M | Reduce -8.4% |
| MRK Merck & Co. Inc. | 0.34% | 94,275 | $9.6M | Reduce -0.8% |
| TSLA Tesla Inc. | 0.33% | 57,738 | $9.3M | Add +2.4% |
| ORCL Oracle Corp. | 0.33% | 79,450 | $9.2M | Add +3.0% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.32% | 107,565 | $8.8M | Reduce -7.5% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.31% | 14 | $8.6M | No change |
| WMT Walmart Inc. | 0.31% | 143,389 | $8.6M | Add +5.3% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.30% | 148,966 | $8.3M | Add +6.9% |
| CVX Chevron Corp. | 0.29% | 49,332 | $8.1M | Add +2.1% |
| ABBV Abbvie Inc. | 0.28% | 80,732 | $7.7M | Add +2.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.27% | 30,552 | $7.7M | Add +10.8% |
| CAT Caterpillar Inc. | 0.27% | 20,824 | $7.6M | Add +2.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.27% | 195,194 | $7.5M | Reduce -1.4% |
| CRM Salesforce Inc. | 0.26% | 72,094 | $7.1M | Add +0.5% |
| LMT Lockheed Martin Corp. | 0.25% | 15,419 | $7.1M | Reduce -3.0% |
| RTX RTX Corp. | 0.25% | 96,493 | $7.0M | Add +0.3% |
| MCD McDonald's Corp. | 0.25% | 25,154 | $7.0M | Add +0.6% |
| EEM iShares MSCI Emerging Market | 0.25% | 169,469 | $6.9M | Reduce -15.1% |
| UNH Unitedhealth Group Inc. | 0.24% | 13,818 | $6.7M | Reduce -4.5% |
| IWB iShares Russell 1000 ETF | 0.23% | 23,240 | $6.5M | Add +10.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.22% | 39,300 | $6.2M | Reduce -3.4% |
| AVGO Broadcom Inc. | 0.22% | 4,926 | $6.2M | Add +12.5% |
| AMGN Amgen Inc. | 0.22% | 44,890 | $6.1M | Reduce -3.7% |
| KO The Coca-Cola Co. | 0.22% | 128,252 | $6.1M | Reduce -3.3% |
| PFE Pfizer Inc. | 0.18% | 192,030 | $5.0M | Add +7.0% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.17% | 37,516 | $4.7M | Add +44.5% |
| CSCO Cisco Systems Inc. | 0.17% | 96,838 | $4.7M | Add +5.8% |
| BA The Boeing Co. | 0.16% | 56,528 | $4.6M | Reduce -1.9% |
| NKE Nike Inc. Class B | 0.16% | 47,904 | $4.5M | Reduce -0.6% |
| VGSH Vanguard Short-Term Treasury | 0.16% | 77,360 | $4.5M | Add +5.8% |
| PM Philip Morris International | 0.16% | 44,405 | $4.4M | Reduce -11.4% |
| AGG iShares Core U.S. Aggregate | 0.16% | 45,496 | $4.3M | Add +16.5% |
| HON Honeywell International Inc. | 0.16% | 22,217 | $4.3M | Reduce -2.0% |
| STZ Constellation Brands Inc. Class A | 0.15% | 16,469 | $4.3M | Add +4.0% |
| INTC Intel Corp. | 0.15% | 124,665 | $4.3M | Add +4.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.15% | 12,922 | $4.3M | Reduce -1.7% |
| NFLX Netflix Inc. | 0.15% | 7,644 | $4.2M | Reduce -3.6% |
| IWV iShares Russell 3000 ETF | 0.15% | 14,545 | $4.2M | No change |
| ESGU iShares ESG Aware MSCI USA | 0.15% | 37,754 | $4.2M | Reduce -8.1% |
| XLK SS Technology Select Sector | 0.14% | 20,225 | $4.0M | Add +2.4% |
| VZ Verizon Communications Inc. | 0.14% | 100,042 | $4.0M | Reduce -8.3% |
| GS Goldman Sachs Group Inc. | 0.14% | 28,117 | $3.9M | Add +2.0% |
| FDX FedEx Corp. | 0.14% | 14,638 | $3.9M | Reduce -7.9% |
| ET Energy Transfer LP | 0.14% | 238,971 | $3.8M | Reduce -6.3% |
| PANW Palo Alto Networks Inc. | 0.13% | 12,790 | $3.8M | Add +109.0% |
| CMI Cummins Inc. | 0.13% | 12,852 | $3.8M | Reduce -0.9% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.13% | 27,552 | $3.8M | Add +3.9% |
| UPS United Parcel Service Class B | 0.13% | 25,532 | $3.7M | Add +4.6% |
| IJH iShares Core S&P Midcap ETF | 0.13% | 64,679 | $3.7M | Add +4.5% |
| ETN Eaton Corp. PLC | 0.13% | 11,611 | $3.7M | Add +10.3% |
| AXP American Express Co. | 0.13% | 15,404 | $3.7M | Reduce -1.4% |
| UNP Union Pacific Corp. | 0.13% | 15,733 | $3.6M | Add +0.5% |
| DE Deere & Co. | 0.13% | 8,933 | $3.5M | Reduce -26.9% |
| VT Vanguard Tot World STK ETF | 0.13% | 32,903 | $3.5M | Add +11.7% |
| TGT Target Corp. | 0.13% | 21,264 | $3.5M | Reduce -2.9% |
| HI Hillenbrand Inc. | 0.13% | 71,526 | $3.5M | Add +0.0% |
| C Citigroup Inc. | 0.12% | 55,260 | $3.5M | Reduce -6.5% |
| BND Vanguard Total Bond Market | 0.12% | 48,409 | $3.4M | Add +66.6% |
| SNOW Snowflake Inc. | 0.12% | 21,901 | $3.4M | Add +9.0% |
| DHR Danaher Corp. | 0.12% | 13,324 | $3.3M | Add +14.3% |
| ABT Abbott Laboratories | 0.12% | 30,746 | $3.3M | Add +0.6% |
| IVE iShares S&P 500 Value ETF | 0.11% | 17,691 | $3.2M | Add +1.9% |
| QCOM Qualcomm Inc. | 0.11% | 43,813 | $3.2M | Reduce -8.6% |
| SBUX Starbucks Corp. | 0.11% | 65,288 | $3.1M | Add +2.8% |
Options reported separately and not counted above: LLY puts ($3K), QQQ puts ($2K), CMG puts ($1K), CMG calls ($1K), BSX puts ($218), NVDA puts ($80), IWM calls ($79), GOOGL calls ($64), AMD calls ($61), PANW calls ($58), PYPL calls ($52), COIN calls ($45), and 6 more.
Other holdings (3): bonds, preferreds, convertibles and warrants · $1.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 92,787 | $566K | Reduce -0.0% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 81,767 | $543K | Add +0.1% |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | 13,606 | $2K | No change |
Total filed on the 13F, all lines: $2.8B.
Portfolio Sells Q4 2023 → Q1 2024
| RSP Invesco S&P 500 Equal Weight | Reduce -0.1% | 4.55% | −0.42 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -0.1% | 2.99% | −0.42 |
| VWO Vanguard Ftse Emerging Marke | Reduce -7.1% | 1.25% | −0.24 |
| IWM iShares Russell 2000 ETF | Reduce -5.6% | 0.83% | −0.18 |
| JNJ Johnson & Johnson | Reduce -10.3% | 0.43% | −0.16 |
| BA The Boeing Co. | Reduce -1.9% | 0.16% | −0.14 |
| MBIN Merchants Bancorp | Reduce -8.4% | 0.35% | −0.10 |
| EEM iShares MSCI Emerging Market | Reduce -15.1% | 0.25% | −0.08 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -1.0% | 0.46% | −0.08 |
| DE Deere & Co. | Reduce -26.9% | 0.13% | −0.07 |
| UNH Unitedhealth Group Inc. | Reduce -4.5% | 0.24% | −0.07 |
| JPM JPMorgan Chase & Co. | Reduce -5.6% | 1.04% | −0.06 |
| CMCSA Comcast Corp. Class A | Reduce -20.2% | 0.09% | −0.06 |
| CVS CVS Health Corp. | Reduce -20.6% | 0.09% | −0.06 |
| AMGN Amgen Inc. | Reduce -3.7% | 0.22% | −0.06 |
| HD Home Depot Inc. | Reduce -0.0% | 0.36% | −0.06 |
| NKE Nike Inc. Class B | Reduce -0.6% | 0.16% | −0.05 |
| PLD Prologis Inc. | Reduce -2.6% | 0.10% | −0.05 |
| KE Kimball Electronics Inc. | Reduce -9.1% | 0.07% | −0.04 |
| LMT Lockheed Martin Corp. | Reduce -3.0% | 0.25% | −0.04 |
| HON Honeywell International Inc. | Reduce -2.0% | 0.16% | −0.04 |
| PM Philip Morris International | Reduce -11.4% | 0.16% | −0.03 |
| SCHW Schwab (charles) Corp. | Reduce -21.1% | 0.10% | −0.03 |
| KO The Coca-Cola Co. | Reduce -3.3% | 0.22% | −0.03 |
| IWF iShares Russell 1000 Growth | Reduce -1.4% | 0.37% | −0.03 |
| GNRC Generac Holdings Inc. | Sold out | 0.00% | −0.02 |
| VZ Verizon Communications Inc. | Reduce -8.3% | 0.14% | −0.02 |
| ESGU iShares ESG Aware MSCI USA | Reduce -8.1% | 0.15% | −0.02 |
| PYPL PayPal Holdings Inc. | Reduce -17.1% | 0.04% | −0.02 |
| QCOM Qualcomm Inc. | Reduce -8.6% | 0.11% | −0.02 |
| FDX FedEx Corp. | Reduce -7.9% | 0.14% | −0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -3.4% | 0.22% | −0.02 |
| TGTX TG Therapeutics Inc. | Reduce -31.5% | 0.02% | −0.02 |
| F Ford Motor Co. | Reduce -10.9% | 0.11% | −0.02 |
| WMS Advanced Drainage Systems Inc. | Sold out | 0.00% | −0.02 |
| OXY Occidental Petroleum Corp. | Reduce -19.0% | 0.08% | −0.02 |
| XEL Xcel Energy Inc. | Sold out | 0.00% | −0.02 |
| CHTR Charter Communications Inc. Class A | Sold out | 0.00% | −0.02 |
| USB US Bancorp | Reduce -13.9% | 0.05% | −0.02 |
| ITOT iShares Core S&P Total U.S. | Reduce -13.8% | 0.07% | −0.02 |
| VDE Vanguard Energy ETF | Reduce -27.4% | 0.04% | −0.02 |
| SLB SLB Ltd. | Reduce -12.7% | 0.04% | −0.02 |
| UL Unilever PLC | Reduce -23.2% | 0.03% | −0.02 |
| KHC The Kraft Heinz Co. | Reduce -11.6% | 0.07% | −0.01 |
| SHOP Shopify Inc. Class A | Reduce -12.6% | 0.04% | −0.01 |
| NOC Northrop Grumman Corp. | Reduce -17.1% | 0.04% | −0.01 |
| T AT&T Inc. | Reduce -1.6% | 0.10% | −0.01 |
| THFF First Financial Corp. | Reduce -2.6% | 0.04% | −0.01 |
| VICI Vici Properties Inc. | Sold out | 0.00% | −0.01 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -0.6% | 0.37% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| IEMG iShares Core MSCI Emerging | Add +2285.9% | 4.76% | +4.53 |
| NVDA Nvidia Corp. | Add +13.1% | 1.55% | +0.59 |
| LLY Eli Lilly & Co. | Add +5.4% | 2.89% | +0.43 |
| AMZN Amazon.com Inc. | Add +6.4% | 1.79% | +0.15 |
| META Meta Platforms Inc. Class A | Add +2.6% | 0.63% | +0.15 |
| PANW Palo Alto Networks Inc. | Add +109.0% | 0.13% | +0.06 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +44.5% | 0.17% | +0.06 |
| GOOGL Alphabet Inc. Class A | Add +2.8% | 1.21% | +0.04 |
| OBDC Blue Owl Capital Corp. | New | 0.04% | +0.04 |
| BND Vanguard Total Bond Market | Add +66.6% | 0.12% | +0.04 |
| GOOG Alphabet Inc. Class C | Add +2.6% | 0.77% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +35.7% | 0.09% | +0.03 |
| ETN Eaton Corp. PLC | Add +10.3% | 0.13% | +0.03 |
| CAT Caterpillar Inc. | Add +2.4% | 0.27% | +0.03 |
| FBTC Fidelity Wise Origin Bitcoin | New | 0.03% | +0.03 |
| SMCI Super Micro Computer Inc. | Add +17.7% | 0.04% | +0.03 |
| AVGO Broadcom Inc. | Add +12.5% | 0.22% | +0.02 |
| GEV GE Vernova Inc. | New | 0.02% | +0.02 |
| HSY The Hershey Co. | Add +70.9% | 0.07% | +0.02 |
| CMG Chipotle Mexican Grill Inc. | Add +86.3% | 0.04% | +0.02 |
| AMD Advanced Micro Devices | Add +40.3% | 0.10% | +0.02 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.02% | +0.02 |
| PG The Procter & Gamble Co. | Add +1181.8% | 0.56% | +0.02 |
| CLOZ Eldridge BBB-B Clo ETF | Add +77.1% | 0.06% | +0.02 |
| WMT Walmart Inc. | Add +5.3% | 0.31% | +0.02 |
| NEE Nextera Energy Inc. | Add +52.2% | 0.06% | +0.02 |
| DDOG Datadog Inc. Class A | New | 0.02% | +0.02 |
| RTX RTX Corp. | Add +0.3% | 0.25% | +0.02 |
| ANF Abercrombie & Fitch Co. Class A | Add +4.8% | 0.07% | +0.01 |
| D Dominion Energy Inc. | Add +71.0% | 0.03% | +0.01 |
| ICF iShares Select U.S. REIT ETF | New | 0.01% | +0.01 |
| TXRH Texas Roadhouse Inc. | New | 0.01% | +0.01 |
| PEP Pepsico Inc. | Add +7.6% | 0.39% | +0.01 |
| HLAL Wahed Ftse USA Shariah ETF | New | 0.01% | +0.01 |
| BSV Vanguard Short-Term Bond ETF | New | 0.01% | +0.01 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +34.4% | 0.07% | +0.01 |
| WCN Waste Connections Inc. | New | 0.01% | +0.01 |
| UAL United Airlines Holdings Inc. | New | 0.01% | +0.01 |
| EVR Evercore Inc. Class A | New | 0.01% | +0.01 |
| DHR Danaher Corp. | Add +14.3% | 0.12% | +0.01 |
| GSLC Goldman Activebeta US LC ETF | New | 0.01% | +0.01 |
| ODFL Old Dominion Freight Line | New | 0.01% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Add +10.8% | 0.27% | +0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +3.0% | 1.75% | +0.01 |
| PXD Pioneer Natural Resources Co. | Add +1.2% | 0.11% | +0.01 |
| SPDW Ste STR SPDR PT DW Eu ETF | New | 0.01% | +0.01 |
| UBER Uber Technologies Inc. | Add +19.3% | 0.06% | +0.01 |
| CVRX CVRX Inc. | New | 0.01% | +0.01 |
| EA Electronic Arts Inc. | New | 0.01% | +0.01 |
| DOC Healthpeak Properties Inc. | New | 0.01% | +0.01 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 6,500 | $3Kbefore exit |
| LLY Eli Lilly & Co. | put | Add +566.7% | 4,000 | $3K |
| QQQ Invesco QQQ Trust Series 1 | put | Add +0.0% | 4,000 | $2K |
| CMG Chipotle Mexican Grill Inc. | put | New | 500 | $1K |
| CMG Chipotle Mexican Grill Inc. | call | New | 500 | $1K |
| ABNB Airbnb Inc. Class A | put | Sold out | 4,700 | $640before exit |
| ABNB Airbnb Inc. Class A | call | Sold out | 4,700 | $640before exit |
| TSLA Tesla Inc. | put | Sold out | 2,000 | $497before exit |
| MSFT Microsoft Corp. | put | Sold out | 1,000 | $376before exit |
| AZO AutoZone Inc. | put | Sold out | 100 | $259before exit |
| NVDA Nvidia Corp. | call | Sold out | 400 | $198before exit |
| TSLA Tesla Inc. | call | Sold out | 700 | $174before exit |
| GS Goldman Sachs Group Inc. | call | Sold out | 300 | $116before exit |
| MVIS Microvision Inc. | call | Sold out | 39,300 | $105before exit |
| BMY Bristol-Myers Squibb Co. | call | Sold out | 2,000 | $103before exit |
| NVDA Nvidia Corp. | put | Reduce -96.5% | 100 | $80 |
| GOOGL Alphabet Inc. Class A | call | Reduce -42.9% | 400 | $64 |
| JNJ Johnson & Johnson | call | Sold out | 400 | $63before exit |
| AMD Advanced Micro Devices | call | New | 400 | $61 |
| PANW Palo Alto Networks Inc. | call | New | 200 | $58 |
| ORCL Oracle Corp. | call | Sold out | 500 | $53before exit |
| PYPL PayPal Holdings Inc. | call | New | 800 | $52 |
| COIN Coinbase Global Inc. Class A | call | New | 200 | $45 |
| AAPL Apple Inc. | put | Sold out | 200 | $39before exit |
| DXCM Dexcom Inc. | put | Sold out | 300 | $37before exit |
| AMZN Amazon.com Inc. | call | Reduce -83.3% | 200 | $35 |
| RACE Ferrari NV | put | Sold out | 100 | $34before exit |
| ETN Eaton Corp. PLC | put | Sold out | 100 | $24before exit |
| TSM Taiwan Semiconductor-SP ADR | put | Sold out | 200 | $21before exit |
| MRNA Moderna Inc. | put | Sold out | 200 | $20before exit |
| MRNA Moderna Inc. | call | Sold out | 200 | $20before exit |
| NEM Newmont Corp. | call | New | 500 | $19 |
| IBM Intl Business Machines Corp. | call | New | 100 | $18 |
| DIS The Walt Disney Co. | call | Sold out | 100 | $9before exit |
| FCX Freeport-McMoran Inc. | call | New | 100 | $5 |
| LCID Lucid Group Inc. | call | Sold out | 300 | $1before exit |
| PAVM Pavmed Inc. | call | Sold out | 200 | $1before exit |
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 0 | $0before exit |
| IWM iShares Russell 2000 ETF | put | Sold out | 0 | $0before exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 0 | $0before exit |
| DIA SS SPDR Dow Jones Indus Avg | put | Sold out | 0 | $0before exit |
| DIA SS SPDR Dow Jones Indus Avg | call | Sold out | 0 | $0before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -0.0% | 92,787 | $566K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +0.1% | 81,767 | $543K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 807 | $4.7B | SPY, IJR, IEMG, IJH, IVV |
| Q1 2026 | 720 | $4.2B | SPY, IJR, IJH, IEMG, PLD |
| Q4 2025 | 790 | $4.5B | SPY, IJR, IJH, IEMG, IVV |
| Q3 2025 | 787 | $4.4B | SPY, IJR, IJH, IEMG, IVV |
| Q2 2025Amended | 749 | $4.1B | SPY, IJR, IJH, IEMG, IVV |
| Q1 2025 | 674 | $3.6B | SPY, IJR, IJH, IEMG, AAPL |
| Q4 2024 | 688 | $3.6B | SPY, IJR, IJH, AAPL, IEMG |
| Q3 2024 | 689 | $3.5B | SPY, IJR, IJH, IEMG, AAPL |
| Q2 2024 | 653 | $3.2B | SPY, IJR, IEMG, AAPL, RSP |
| Q1 2024Amended | 646 | $2.8B | SPY, IJR, IEMG, RSP, AAPL |