Valeo Financial Advisors, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 10, 2024), Valeo Financial Advisors, LLC reported 689 stock positions worth $3.5 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 15.7% of the portfolio, followed by iShares Core S&P Small-Cap E (IJR, 6.5%) and iShares Core S&P Midcap ETF (IJH, 4.7%). Compared with Q2 2024, it opened 66 new positions, sold out of 31, added to 306 and reduced 266. The biggest buy was iShares Core S&P Midcap ETF (IJH, shares +107%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- CARMEL, IN
- CIK
- 0001722641
- Portfolio Value
- $3.5B (Q3 2024)
- SEC Filing
- 0001722641-24-000006 ↗ filed Oct 10, 2024
Holdings Value
Holdings 689 stocks · $3.5B
| SPY SS SPDR S&P 500 ETF Trust-US | 15.68% | 974,428 | $548.9M | Reduce -0.5% |
| IJR iShares Core S&P Small-Cap E | 6.50% | 2,093,376 | $227.5M | Add +5.3% |
| IJH iShares Core S&P Midcap ETF | 4.70% | 2,856,521 | $164.3M | Add +107.5% |
| IEMG iShares Core MSCI Emerging | 4.40% | 2,679,893 | $153.9M | Reduce -1.6% |
| AAPL Apple Inc. | 4.06% | 653,988 | $142.1M | Reduce -1.3% |
| PLD Prologis Inc. | 3.64% | 1,009,534 | $127.5M | Add +0.0% |
| RSP Invesco S&P 500 Equal Weight | 3.54% | 690,703 | $123.7M | Reduce -7.1% |
| IVV iShares Core S&P 500 ETF | 3.01% | 182,848 | $105.5M | Add +2.7% |
| LLY Eli Lilly & Co. | 2.88% | 113,750 | $100.8M | Add +1.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 2.45% | 1,423,198 | $85.6M | Reduce -0.7% |
| MSFT Microsoft Corp. | 2.40% | 225,554 | $83.9M | Reduce -0.1% |
| VGIT Vanguard Intermediate-Term T | 2.29% | 1,324,383 | $80.0M | Add +8.2% |
| NVDA Nvidia Corp. | 1.89% | 543,683 | $66.1M | Reduce -1.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.54% | 295,698 | $54.1M | Reduce -1.3% |
| EFA iShares MSCI Eafe ETF | 1.54% | 646,170 | $54.0M | Reduce -5.8% |
| AMZN Amazon.com Inc. | 1.53% | 302,206 | $53.4M | Add +0.9% |
| IEFA iShares Core MSCI Eafe ETF | 1.43% | 642,241 | $50.1M | Add +7.3% |
| GOOGL Alphabet Inc. Class A | 1.03% | 252,127 | $36.0M | Add +1.5% |
| VWO Vanguard Ftse Emerging Marke | 0.97% | 706,467 | $33.8M | Reduce -10.2% |
| VOO Vanguard S&P 500 ETF | 0.91% | 60,347 | $31.8M | Add +9.9% |
| JPM JPMorgan Chase & Co. | 0.88% | 171,249 | $31.0M | Reduce -0.7% |
| VEA Vanguard Ftse Developed ETF | 0.80% | 532,235 | $28.1M | Reduce -1.0% |
| META Meta Platforms Inc. Class A | 0.68% | 80,816 | $23.7M | Add +2.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.66% | 47,520 | $23.2M | Add +4.8% |
| GOOG Alphabet Inc. Class C | 0.63% | 171,777 | $22.0M | Reduce -0.2% |
| IWM iShares Russell 2000 ETF | 0.57% | 90,524 | $20.0M | Add +0.2% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.50% | 489,540 | $17.3M | Add +0.3% |
| JCPB JPMorgan Core Plus Bond ETF | 0.50% | 359,285 | $17.3M | New |
| V Visa Inc. Class A | 0.49% | 62,083 | $17.1M | Add +1.1% |
| TSLA Tesla Inc. | 0.44% | 58,896 | $15.4M | Reduce -0.2% |
| PG The Procter & Gamble Co. | 0.43% | 87,368 | $15.1M | Add +1.5% |
| JNJ Johnson & Johnson | 0.40% | 113,679 | $13.9M | Reduce -0.6% |
| ORCL Oracle Corp. | 0.39% | 80,989 | $13.8M | Reduce -0.0% |
| XOM Exxon Mobil Corp. | 0.38% | 112,869 | $13.2M | Add +3.4% |
| COST Costco Wholesale Corp. | 0.36% | 14,096 | $12.5M | Reduce -3.7% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.35% | 270,378 | $12.3M | Reduce -13.5% |
| IWF iShares Russell 1000 Growth | 0.35% | 32,408 | $12.2M | Add +0.7% |
| MA Mastercard Inc. Class A | 0.34% | 23,964 | $11.8M | Add +1.9% |
| WMT Walmart Inc. | 0.33% | 143,174 | $11.6M | Reduce -0.4% |
| HD Home Depot Inc. | 0.32% | 27,852 | $11.3M | Reduce -7.1% |
| FBND Fidelity Total Bond ETF | 0.30% | 222,883 | $10.4M | New |
| MBIN Merchants Bancorp | 0.28% | 218,537 | $9.8M | Reduce -7.2% |
| AVGO Broadcom Inc. | 0.28% | 56,826 | $9.8M | Add +8.7% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.28% | 14 | $9.7M | No change |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.27% | 24,987 | $9.6M | Add +3.1% |
| PEP Pepsico Inc. | 0.27% | 81,926 | $9.3M | Reduce -7.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.26% | 32,688 | $9.3M | Add +2.3% |
| ABBV Abbvie Inc. | 0.26% | 80,490 | $9.0M | Add +0.6% |
| CRM Salesforce Inc. | 0.26% | 79,256 | $9.0M | Add +2.2% |
| UNH Unitedhealth Group Inc. | 0.25% | 14,894 | $8.7M | Reduce -1.1% |
| LMT Lockheed Martin Corp. | 0.25% | 14,717 | $8.6M | Reduce -7.6% |
| IWD iShares Russell 1000 Value E | 0.24% | 45,016 | $8.5M | Reduce -21.2% |
| MRK Merck & Co. Inc. | 0.24% | 91,819 | $8.3M | Reduce -4.3% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.22% | 152,710 | $7.8M | Add +171.9% |
| CAT Caterpillar Inc. | 0.22% | 19,720 | $7.7M | Reduce -5.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.22% | 230,640 | $7.7M | Add +0.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.22% | 43,699 | $7.6M | Add +5.2% |
| RTX RTX Corp. | 0.22% | 90,132 | $7.6M | Reduce -3.3% |
| MCD McDonald's Corp. | 0.20% | 23,478 | $7.1M | Reduce -6.0% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.20% | 114,366 | $7.0M | Reduce -13.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.20% | 102,129 | $6.9M | Reduce -3.8% |
| CVX Chevron Corp. | 0.19% | 44,948 | $6.6M | Reduce -3.6% |
| AMGN Amgen Inc. | 0.19% | 42,910 | $6.6M | Reduce -2.2% |
| KO The Coca-Cola Co. | 0.19% | 120,336 | $6.6M | Reduce -2.5% |
| EEM iShares MSCI Emerging Market | 0.17% | 131,418 | $6.0M | Reduce -12.2% |
| AGG iShares Core U.S. Aggregate | 0.17% | 57,611 | $5.8M | Reduce -1.3% |
| PFE Pfizer Inc. | 0.16% | 217,790 | $5.6M | Add +0.3% |
| XLK SS Technology Select Sector | 0.16% | 24,799 | $5.6M | Reduce -3.6% |
| NFLX Netflix Inc. | 0.15% | 7,560 | $5.4M | Add +2.5% |
| BND Vanguard Total Bond Market | 0.15% | 70,254 | $5.3M | Add +4.7% |
| ESGU iShares ESG Aware MSCI USA | 0.15% | 41,683 | $5.3M | Add +11.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.15% | 29,477 | $5.1M | Add +49.4% |
| PANW Palo Alto Networks Inc. | 0.15% | 14,919 | $5.1M | Add +6.3% |
| CSCO Cisco Systems Inc. | 0.15% | 95,410 | $5.1M | Add +2.5% |
| PM Philip Morris International | 0.14% | 39,909 | $4.8M | Reduce -9.5% |
| IWV iShares Russell 3000 ETF | 0.13% | 14,295 | $4.7M | No change |
| GS Goldman Sachs Group Inc. | 0.13% | 28,236 | $4.6M | Add +0.1% |
| IWB iShares Russell 1000 ETF | 0.13% | 14,582 | $4.6M | Reduce -33.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.13% | 38,088 | $4.5M | Reduce -1.2% |
| HON Honeywell International Inc. | 0.13% | 21,790 | $4.5M | Add +1.0% |
| VT Vanguard Tot World STK ETF | 0.13% | 37,561 | $4.5M | Add +1.4% |
| VZ Verizon Communications Inc. | 0.13% | 98,594 | $4.4M | Reduce -0.8% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.12% | 28,571 | $4.3M | Add +5.9% |
| AXP American Express Co. | 0.12% | 15,751 | $4.3M | Add +0.8% |
| CMI Cummins Inc. | 0.12% | 13,051 | $4.2M | Add +0.1% |
| C Citigroup Inc. | 0.12% | 66,366 | $4.2M | Add +13.6% |
| ET Energy Transfer LP | 0.11% | 296,372 | $4.0M | Add +3.8% |
| BA The Boeing Co. | 0.11% | 54,615 | $3.9M | Reduce -3.5% |
| UNP Union Pacific Corp. | 0.11% | 15,832 | $3.9M | Add +2.3% |
| DHR Danaher Corp. | 0.11% | 13,945 | $3.9M | Reduce -0.8% |
| ADBE Adobe Inc. | 0.11% | 7,396 | $3.8M | Add +21.4% |
| FDX FedEx Corp. | 0.11% | 13,936 | $3.8M | Reduce -0.5% |
| UPS United Parcel Service Class B | 0.11% | 27,757 | $3.8M | Add +16.4% |
| VGSH Vanguard Short-Term Treasury | 0.11% | 162,493 | $3.7M | Add +109.8% |
| ETN Eaton Corp. PLC | 0.11% | 11,257 | $3.7M | Add +2.6% |
| STZ Constellation Brands Inc. Class A | 0.11% | 14,453 | $3.7M | Reduce -8.8% |
| HDV iShares Core High Dividend E | 0.10% | 184,905 | $3.7M | Add +0.3% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.10% | 12,990 | $3.6M | Add +328.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.10% | 13,479 | $3.6M | Add +2.6% |
| ABT Abbott Laboratories | 0.10% | 30,982 | $3.5M | Reduce -2.9% |
Options reported separately and not counted above: SPY puts ($3.3M), MSTR calls ($2.0M), CAT calls ($548K), CAT puts ($548K), TSLA calls ($366K), OXY calls ($180K), BSX puts ($126K), LLY puts ($89K), COIN calls ($71K), AMZN calls ($56K), MVIS calls ($17K), RIVN calls ($7K).
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 93,075 | $977K | Add +0.4% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 81,943 | $815K | Add +0.4% |
Total filed on the 13F, all lines: $3.5B.
Portfolio Sells Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.5% | 15.68% | −0.68 |
| MSFT Microsoft Corp. | Reduce -0.1% | 2.40% | −0.33 |
| RSP Invesco S&P 500 Equal Weight | Reduce -7.1% | 3.54% | −0.28 |
| NVDA Nvidia Corp. | Reduce -1.2% | 1.89% | −0.24 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -0.7% | 2.45% | −0.18 |
| IEMG iShares Core MSCI Emerging | Reduce -1.6% | 4.40% | −0.16 |
| EFA iShares MSCI Eafe ETF | Reduce -5.8% | 1.54% | −0.14 |
| GOOG Alphabet Inc. Class C | Reduce -0.2% | 0.63% | −0.13 |
| VWO Vanguard Ftse Emerging Marke | Reduce -10.2% | 0.97% | −0.11 |
| IWB iShares Russell 1000 ETF | Reduce -33.3% | 0.13% | −0.07 |
| IWD iShares Russell 1000 Value E | Reduce -21.2% | 0.24% | −0.07 |
| MRK Merck & Co. Inc. | Reduce -4.3% | 0.24% | −0.06 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -13.5% | 0.35% | −0.05 |
| PEP Pepsico Inc. | Reduce -7.9% | 0.27% | −0.05 |
| JPM JPMorgan Chase & Co. | Reduce -0.7% | 0.88% | −0.05 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.05 |
| BA The Boeing Co. | Reduce -3.5% | 0.11% | −0.05 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -13.1% | 0.20% | −0.04 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -1.2% | 0.13% | −0.04 |
| USD Proshares Ultra Semiconduct | Sold out | 0.00% | −0.04 |
| CVX Chevron Corp. | Reduce -3.6% | 0.19% | −0.04 |
| DIS The Walt Disney Co. | Reduce -3.8% | 0.20% | −0.04 |
| JNK SS SPDR BB High Yield Bond | Sold out | 0.00% | −0.04 |
| HI Hillenbrand Inc. | Reduce 0.0% | 0.06% | −0.03 |
| OXY Occidental Petroleum Corp. | Reduce -44.3% | 0.02% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -3.7% | 0.36% | −0.03 |
| ANF Abercrombie & Fitch Co. Class A | Reduce -25.7% | 0.04% | −0.03 |
| ROM Proshares Ultra Technology | Sold out | 0.00% | −0.03 |
| VEA Vanguard Ftse Developed ETF | Reduce -1.0% | 0.80% | −0.03 |
| EEM iShares MSCI Emerging Market | Reduce -12.2% | 0.17% | −0.03 |
| QCOM Qualcomm Inc. | Reduce -0.1% | 0.09% | −0.03 |
| SNOW Snowflake Inc. | Reduce -14.2% | 0.05% | −0.03 |
| F Ford Motor Co. | Reduce -5.7% | 0.06% | −0.02 |
| NKE Nike Inc. Class B | Reduce -26.1% | 0.09% | −0.02 |
| FDX FedEx Corp. | Reduce -0.5% | 0.11% | −0.02 |
| XLK SS Technology Select Sector | Reduce -3.6% | 0.16% | −0.02 |
| AMGN Amgen Inc. | Reduce -2.2% | 0.19% | −0.02 |
| STZ Constellation Brands Inc. Class A | Reduce -8.8% | 0.11% | −0.02 |
| ELV Elevance Health Inc. | Reduce -15.3% | 0.06% | −0.02 |
| KE Kimball Electronics Inc. | Reduce -15.1% | 0.04% | −0.02 |
| ZBH Zimmer Biomet Holdings Inc. | Reduce -24.5% | 0.04% | −0.02 |
| SCHW Schwab (charles) Corp. | Reduce -1.1% | 0.07% | −0.02 |
| MBIN Merchants Bancorp | Reduce -7.2% | 0.28% | −0.02 |
| UTG Reaves Utility Income Fund | Sold out | 0.00% | −0.02 |
| COP Conocophillips | Reduce -4.1% | 0.07% | −0.02 |
| KMB Kimberly-Clark Corp. | Reduce -19.3% | 0.05% | −0.02 |
| FTEC Fidelity MSCI Info Tech Indx | Sold out | 0.00% | −0.02 |
| IWN iShares Russell 2000 Value E | Reduce -31.4% | 0.04% | −0.02 |
| WFC Wells Fargo & Co. | Reduce -4.3% | 0.08% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| IJH iShares Core S&P Midcap ETF | Add +107.5% | 4.70% | +2.18 |
| JCPB JPMorgan Core Plus Bond ETF | New | 0.50% | +0.50 |
| FBND Fidelity Total Bond ETF | New | 0.30% | +0.30 |
| IJR iShares Core S&P Small-Cap E | Add +5.3% | 6.50% | +0.26 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +171.9% | 0.22% | +0.14 |
| PLD Prologis Inc. | Add +0.0% | 3.64% | +0.10 |
| IEFA iShares Core MSCI Eafe ETF | Add +7.3% | 1.43% | +0.07 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +328.9% | 0.10% | +0.07 |
| VGIT Vanguard Intermediate-Term T | Add +8.2% | 2.29% | +0.06 |
| VOO Vanguard S&P 500 ETF | Add +9.9% | 0.91% | +0.05 |
| META Meta Platforms Inc. Class A | Add +2.1% | 0.68% | +0.05 |
| CLOZ Eldridge BBB-B Clo ETF | Add +118.1% | 0.10% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +49.4% | 0.15% | +0.04 |
| CLOX Eldridge Aaa Clo ETF | Add +261.8% | 0.05% | +0.04 |
| USHY iShares Broad Usd High Yield | New | 0.04% | +0.04 |
| ICF iShares Select U.S. REIT ETF | Add +247.9% | 0.05% | +0.03 |
| AVUV Avantis US Small Cap Value | New | 0.03% | +0.03 |
| HPQ HP Inc. | Add +230.5% | 0.04% | +0.02 |
| SMCI Super Micro Computer Inc. | New | 0.02% | +0.02 |
| GEV GE Vernova Inc. | Add +29.7% | 0.05% | +0.02 |
| AVGO Broadcom Inc. | Add +8.7% | 0.28% | +0.02 |
| GLD SPDR Gold Shares | Add +51.1% | 0.05% | +0.02 |
| CPRI Capri Holdings Ltd. | New | 0.02% | +0.02 |
| IBM Intl Business Machines Corp. | Add +4.1% | 0.09% | +0.02 |
| ABBV Abbvie Inc. | Add +0.6% | 0.26% | +0.02 |
| BLK BlackRock Inc. | Add +7.4% | 0.09% | +0.01 |
| ACN Accenture PLC Class A | Add +13.6% | 0.08% | +0.01 |
| MA Mastercard Inc. Class A | Add +1.9% | 0.34% | +0.01 |
| BX Blackstone Inc. | Add +13.7% | 0.06% | +0.01 |
| TPL Texas Pacific Land Corp. | New | 0.01% | +0.01 |
| GPN Global Payments Inc. | New | 0.01% | +0.01 |
| WMS Advanced Drainage Systems Inc. | New | 0.01% | +0.01 |
| VST Vistra Corp. | Add +95.0% | 0.02% | +0.01 |
| IYF iShares US Financials ETF | New | 0.01% | +0.01 |
| ESGU iShares ESG Aware MSCI USA | Add +11.6% | 0.15% | +0.01 |
| VCEL Vericel Corp. | New | 0.01% | +0.01 |
| ZIM Zim Integrated Shipping Serv | New | 0.01% | +0.01 |
| ETHE Grayscale Ethereum Staking E | New | 0.01% | +0.01 |
| PLTR Palantir Technologies Inc. Class A | Add +1.9% | 0.04% | +0.01 |
| REGN Regeneron Pharmaceuticals | Add +40.0% | 0.05% | +0.01 |
| ALGN Align Technology Inc. | Add +114.7% | 0.02% | +0.01 |
| TDV Proshares S&P Tech DVD Arist | New | 0.01% | +0.01 |
| TTWO Take-Two Interactive Softwre | Add +71.2% | 0.03% | +0.01 |
| LOW Lowe's Cos Inc. | Add +2.8% | 0.07% | +0.01 |
| HUBB Hubbell Inc. | New | 0.01% | +0.01 |
| SHOP Shopify Inc. Class A | Add +19.4% | 0.04% | +0.01 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +5.9% | 0.12% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +5.2% | 0.22% | +0.01 |
| PAYC Paycom Software Inc. | New | 0.01% | +0.01 |
| BMY Bristol-Myers Squibb Co. | Add +6.3% | 0.05% | +0.01 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 5,700 | $3.3M |
| MSTR Strategy Inc. | call | New | 12,100 | $2.0M |
| CAT Caterpillar Inc. | call | Reduce -30.0% | 1,400 | $548K |
| CAT Caterpillar Inc. | put | Reduce -30.0% | 1,400 | $548K |
| TSLA Tesla Inc. | call | Add +250.0% | 1,400 | $366K |
| OXY Occidental Petroleum Corp. | call | New | 3,500 | $180K |
| LLY Eli Lilly & Co. | put | New | 100 | $89K |
| COIN Coinbase Global Inc. Class A | call | Add +100.0% | 400 | $71K |
| AMZN Amazon.com Inc. | call | Reduce -62.5% | 300 | $56K |
| MVIS Microvision Inc. | call | Add +200.0% | 15,000 | $17K |
| IWM iShares Russell 2000 ETF | put | Sold out | 12,900 | $3Kbefore exit |
| IWM iShares Russell 2000 ETF | call | Sold out | 12,900 | $3Kbefore exit |
| AVGO Broadcom Inc. | put | Sold out | 16,000 | $3Kbefore exit |
| MAR Marriott International Class A | call | Sold out | 2,300 | $556before exit |
| MAR Marriott International Class A | put | Sold out | 2,300 | $556before exit |
| AVGO Broadcom Inc. | call | Sold out | 2,000 | $321before exit |
| GE General Electric | put | Sold out | 2,000 | $318before exit |
| ABNB Airbnb Inc. Class A | call | Sold out | 2,000 | $303before exit |
| ABNB Airbnb Inc. Class A | put | Sold out | 2,000 | $303before exit |
| DELL Dell Technologies -C | put | Sold out | 2,000 | $276before exit |
| VST Vistra Corp. | put | Sold out | 2,000 | $172before exit |
| MU Micron Technology Inc. | call | Sold out | 300 | $39before exit |
| NVDA Nvidia Corp. | put | Sold out | 200 | $25before exit |
| NVDA Nvidia Corp. | call | Reduce -100.0% | 0 | $0 |
| BABA Alibaba Group Holding-SP ADR | call | New | 0 | $0 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +0.4% | 93,075 | $977K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +0.4% | 81,943 | $815K |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | Sold out | 13,606 | $3Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 807 | $4.7B | SPY, IJR, IEMG, IJH, IVV |
| Q1 2026 | 720 | $4.2B | SPY, IJR, IJH, IEMG, PLD |
| Q4 2025 | 790 | $4.5B | SPY, IJR, IJH, IEMG, IVV |
| Q3 2025 | 787 | $4.4B | SPY, IJR, IJH, IEMG, IVV |
| Q2 2025Amended | 749 | $4.1B | SPY, IJR, IJH, IEMG, IVV |
| Q1 2025 | 674 | $3.6B | SPY, IJR, IJH, IEMG, AAPL |
| Q4 2024 | 688 | $3.6B | SPY, IJR, IJH, AAPL, IEMG |
| Q3 2024 | 689 | $3.5B | SPY, IJR, IJH, IEMG, AAPL |
| Q2 2024 | 653 | $3.2B | SPY, IJR, IEMG, AAPL, RSP |
| Q1 2024Amended | 646 | $2.8B | SPY, IJR, IEMG, RSP, AAPL |