VAUGHAN & Co SECURITIES, INC.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 1, 2024), VAUGHAN & Co SECURITIES, INC. reported 56 stock positions worth $157.1 million. Its top holding was iShares Russell 2000 Growth (IWO) at 12.1% of the portfolio, followed by Goldman Activebeta US LC ETF (GSLC, 12.0%) and iShares Russell 1000 Growth (IWF, 12.0%). Compared with Q4 2023, it opened 2 new positions, sold out of 1, added to 6 and reduced 42. The biggest buy was iShares Core High Dividend E (HDV, shares +3%) and the biggest sale an exit from 3M (MMM).
- Most Recent 13F
- Q2 2026
- Location
- Ridgewood, NJ
- CIK
- 0000805870
- Portfolio Value
- $157.1M (Q1 2024)
- SEC Filing
- 0000805870-24-000002 ↗ filed May 1, 2024
Holdings Value
Holdings 56 stocks · $157.1M
| IWO iShares Russell 2000 Growth | 12.11% | 70,253 | $19.0M | Reduce -0.2% |
| GSLC Goldman Activebeta US LC ETF | 12.05% | 182,358 | $18.9M | Reduce -0.2% |
| IWF iShares Russell 1000 Growth | 11.96% | 55,746 | $18.8M | Reduce -0.6% |
| HDV iShares Core High Dividend E | 10.89% | 155,183 | $17.1M | Add +3.1% |
| ISCV iShares Morningstar Small-Ca | 9.92% | 254,668 | $15.6M | Add +1.3% |
| IEMG iShares Core MSCI Emerging | 6.72% | 204,494 | $10.6M | Add +2.2% |
| EFAV iShares MSCI Eafe Min Vol Fa | 5.81% | 128,800 | $9.1M | Add +2.7% |
| IXN iShares Global Tech ETF | 4.88% | 102,385 | $7.7M | Reduce -1.1% |
| XT Ishar Fture Exp Tech ETF-Usd | 3.69% | 97,244 | $5.8M | Reduce -0.1% |
| DES Wisdomtree US Smallcap Divid | 1.79% | 86,193 | $2.8M | Reduce -3.5% |
| AAPL Apple Inc. | 1.38% | 12,616 | $2.2M | Reduce -0.7% |
| VWO Vanguard Ftse Emerging Marke | 1.08% | 40,500 | $1.7M | No change |
| ISCG iShares Morningstar Small-Ca | 0.75% | 25,278 | $1.2M | No change |
| DVY iShares Select Dividend ETF | 0.73% | 9,348 | $1.2M | Reduce -1.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.72% | 2,171 | $1.1M | Reduce -1.1% |
| IUSG iShares Core S&P U.S. Growth | 0.65% | 8,722 | $1.0M | Reduce -7.8% |
| IJS iShares S&P Small-Cap 600 Va | 0.57% | 8,750 | $899K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.57% | 4,681 | $894K | Reduce -11.3% |
| PM Philip Morris International | 0.55% | 9,397 | $861K | Reduce -0.5% |
| VZ Verizon Communications Inc. | 0.53% | 19,852 | $833K | Reduce -10.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.51% | 10,728 | $796K | Reduce -10.3% |
| IWN iShares Russell 2000 Value E | 0.51% | 5,006 | $795K | Add +0.3% |
| MMM 3M Co.-W/I | 0.49% | 7,192 | $763K | New |
| OKE Oneok Inc. | 0.48% | 9,448 | $757K | Reduce -8.7% |
| DOW Dow Inc. | 0.46% | 12,586 | $729K | Reduce -8.5% |
| BMO Bank of Montreal filed as BANK MONTREAL QUE | 0.46% | 7,386 | $721K | Reduce -8.6% |
| CHRD Chord Energy Corp. | 0.43% | 3,831 | $683K | Reduce -8.3% |
| IJT iShares S&P Small-Cap 600 GR | 0.43% | 5,193 | $679K | No change |
| BIPC Brookfield Infrastructure-A | 0.42% | 18,526 | $668K | Reduce -8.8% |
| ABBV Abbvie Inc. | 0.41% | 3,577 | $651K | Reduce -9.8% |
| BX Blackstone Inc. | 0.41% | 4,958 | $651K | Reduce -8.9% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.41% | 21,377 | $637K | Reduce -8.5% |
| AGG iShares Core U.S. Aggregate | 0.40% | 6,486 | $635K | Add +31.8% |
| LYB Lyondellbasell Indu Class A | 0.40% | 6,147 | $629K | Reduce -8.1% |
| GSK GSK PLC-Spon ADR | 0.40% | 14,633 | $627K | Reduce -11.1% |
| TU Telus Corp. | 0.40% | 38,944 | $623K | Reduce -8.3% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.39% | 4,174 | $607K | Reduce -9.0% |
| NWE Northwestern Energy Group Inc. | 0.38% | 11,618 | $592K | Reduce -8.2% |
| APO Apollo Global Management Inc. | 0.37% | 5,165 | $581K | Reduce -9.3% |
| VLO Valero Energy Corp. | 0.37% | 3,385 | $578K | Reduce -8.1% |
| PPL PPL Corp. | 0.36% | 20,786 | $572K | Reduce -8.9% |
| OGE Oge Energy Corp. | 0.35% | 16,244 | $557K | Reduce -8.0% |
| CVX Chevron Corp. | 0.35% | 3,481 | $549K | Reduce -7.5% |
| PFE Pfizer Inc. | 0.34% | 19,200 | $533K | Reduce -8.2% |
| RCI Rogers Communications Inc. Class B | 0.33% | 12,732 | $522K | Reduce -9.7% |
| ESML iShares ESG Aware MSCI USA S | 0.30% | 11,673 | $470K | No change |
| MO Altria Group Inc. | 0.29% | 10,610 | $463K | Reduce -0.6% |
| CM Can Imperial BK of Commerce filed as CANADIAN IMPERIAL BK COMM TO | 0.27% | 8,376 | $425K | Reduce -10.5% |
| CNP Centerpoint Energy Inc. | 0.26% | 14,287 | $407K | Reduce -8.6% |
| WBA Walgreens Boots Alliance Inc. | 0.22% | 15,925 | $345K | Reduce -10.2% |
| BCE Bce Inc. | 0.19% | 8,996 | $306K | Reduce -8.8% |
| CQP Cheniere Energy Partners LP | 0.19% | 5,892 | $291K | Reduce -9.6% |
| DHS Wisdomtree US High Dividend | 0.18% | 3,243 | $281K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.17% | 606 | $269K | Reduce -0.3% |
| GLPI Gaming and Leisure Propertie | 0.17% | 5,696 | $262K | Reduce -7.8% |
| AMZN Amazon.com Inc. | 0.15% | 1,321 | $238K | New |
Portfolio Sells Q4 2023 → Q1 2024
| MMM 3M Co. | Sold out | 0.00% | −0.58 |
| AAPL Apple Inc. | Reduce -0.7% | 1.38% | −0.26 |
| XT Ishar Fture Exp Tech ETF-Usd | Reduce -0.1% | 3.69% | −0.22 |
| DES Wisdomtree US Smallcap Divid | Reduce -3.5% | 1.79% | −0.13 |
| RCI Rogers Communications Inc. Class B | Reduce -9.7% | 0.33% | −0.11 |
| TU Telus Corp. | Reduce -8.3% | 0.40% | −0.11 |
| VICI Vici Properties Inc. | Reduce -8.5% | 0.41% | −0.09 |
| WBA Walgreens Boots Alliance Inc. | Reduce -10.2% | 0.22% | −0.09 |
| BMO Bank of Montreal | Reduce -8.6% | 0.46% | −0.08 |
| BCE Bce Inc. | Reduce -8.8% | 0.19% | −0.07 |
| PFE Pfizer Inc. | Reduce -8.2% | 0.34% | −0.06 |
| BX Blackstone Inc. | Reduce -8.9% | 0.41% | −0.06 |
| OGE Oge Energy Corp. | Reduce -8.0% | 0.35% | −0.06 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -10.3% | 0.51% | −0.06 |
| BIPC Brookfield Infrastructure-A | Reduce -8.8% | 0.42% | −0.06 |
| NWE Northwestern Energy Group Inc. | Reduce -8.2% | 0.38% | −0.06 |
| PPL PPL Corp. | Reduce -8.9% | 0.36% | −0.05 |
| PM Philip Morris International | Reduce -0.5% | 0.55% | −0.05 |
| DOW Dow Inc. | Reduce -8.5% | 0.46% | −0.04 |
| CNP Centerpoint Energy Inc. | Reduce -8.6% | 0.26% | −0.04 |
| GLPI Gaming and Leisure Propertie | Reduce -7.8% | 0.17% | −0.04 |
| MTB M & T Bank Corp. | Reduce -9.0% | 0.39% | −0.04 |
| CQP Cheniere Energy Partners LP | Reduce -9.6% | 0.19% | −0.03 |
| CM Can Imperial BK of Commerce | Reduce -10.5% | 0.27% | −0.03 |
| CHRD Chord Energy Corp. | Reduce -8.3% | 0.43% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -10.5% | 0.53% | −0.03 |
| CVX Chevron Corp. | Reduce -7.5% | 0.35% | −0.03 |
| LYB Lyondellbasell Indu Class A | Reduce -8.1% | 0.40% | −0.03 |
| DVY iShares Select Dividend ETF | Reduce -1.8% | 0.73% | −0.02 |
| IBM Intl Business Machines Corp. | Reduce -11.3% | 0.57% | −0.01 |
| GSK GSK PLC-Spon ADR | Reduce -11.1% | 0.40% | −0.01 |
| IUSG iShares Core S&P U.S. Growth | Reduce -7.8% | 0.65% | −0.01 |
| OKE Oneok Inc. | Reduce -8.7% | 0.48% | −0.01 |
| ABBV Abbvie Inc. | Reduce -9.8% | 0.41% | +0.00 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.3% | 0.17% | +0.00 |
| MO Altria Group Inc. | Reduce -0.6% | 0.29% | +0.01 |
| APO Apollo Global Management Inc. | Reduce -9.3% | 0.37% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.1% | 0.72% | +0.02 |
| VLO Valero Energy Corp. | Reduce -8.1% | 0.37% | +0.05 |
| IXN iShares Global Tech ETF | Reduce -1.1% | 4.88% | +0.14 |
| IWO iShares Russell 2000 Growth | Reduce -0.2% | 12.11% | +0.20 |
| GSLC Goldman Activebeta US LC ETF | Reduce -0.2% | 12.05% | +0.55 |
| IWF iShares Russell 1000 Growth | Reduce -0.6% | 11.96% | +0.56 |
Portfolio Buys Q4 2023 → Q1 2024
| HDV iShares Core High Dividend E | Add +3.1% | 10.89% | +0.59 |
| MMM 3M Co.-W/I | New | 0.49% | +0.49 |
| AMZN Amazon.com Inc. | New | 0.15% | +0.15 |
| AGG iShares Core U.S. Aggregate | Add +31.8% | 0.40% | +0.08 |
| IWN iShares Russell 2000 Value E | Add +0.3% | 0.51% | −0.01 |
| EFAV iShares MSCI Eafe Min Vol Fa | Add +2.7% | 5.81% | −0.02 |
| ISCV iShares Morningstar Small-Ca | Add +1.3% | 9.92% | −0.07 |
| IEMG iShares Core MSCI Emerging | Add +2.2% | 6.72% | −0.07 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 61 | $214.4M | IWO, IWF, GSLC, HDV, ISCV |
| Q1 2026 | 57 | $191.4M | HDV, GSLC, IWF, IWO, ISCV |
| Q4 2025 | 57 | $193.4M | IWF, GSLC, IWO, HDV, ISCV |
| Q3 2025 | 57 | $188.2M | IWF, GSLC, IWO, HDV, ISCV |
| Q2 2025 | 57 | $174.4M | IWF, GSLC, IWO, HDV, ISCV |
| Q1 2025 | 55 | $161.5M | HDV, GSLC, IWF, IWO, ISCV |
| Q4 2024 | 54 | $165.9M | IWF, GSLC, IWO, HDV, ISCV |
| Q3 2024 | 54 | $169.8M | GSLC, IWF, IWO, HDV, ISCV |
| Q2 2024 | 54 | $158.6M | IWF, GSLC, IWO, HDV, ISCV |
| Q1 2024 | 56 | $157.1M | IWO, GSLC, IWF, HDV, ISCV |