VAUGHAN & Co SECURITIES, INC.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 27, 2026), VAUGHAN & Co SECURITIES, INC. reported 57 stock positions worth $191.4 million. Its top holding was iShares Core High Dividend E (HDV) at 12.9% of the portfolio, followed by Goldman Activebeta US LC ETF (GSLC, 12.2%) and iShares Russell 1000 Growth (IWF, 11.9%). Compared with Q4 2025, it opened 1 new position, sold out of 1, added to 3 and reduced 41. The biggest buy was a new position in Exxon Mobil (XOM) and the biggest sale Goldman Activebeta US LC ETF (GSLC, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- Ridgewood, NJ
- CIK
- 0000805870
- Portfolio Value
- $191.4M (Q1 2026)
- SEC Filing
- 0002085853-26-000501 ↗ filed Apr 27, 2026
Holdings Value
Holdings 57 stocks · $191.4M
| HDV iShares Core High Dividend E | 12.88% | 181,662 | $24.7M | Reduce -2.4% |
| GSLC Goldman Activebeta US LC ETF | 12.16% | 185,931 | $23.3M | Reduce -0.3% |
| IWF iShares Russell 1000 Growth | 11.92% | 53,483 | $22.8M | Add +1.4% |
| IWO iShares Russell 2000 Growth | 11.88% | 72,425 | $22.7M | Reduce -1.9% |
| ISCV iShares Morningstar Small-Ca | 10.66% | 293,423 | $20.4M | Reduce -2.5% |
| IEMG iShares Core MSCI Emerging | 7.78% | 213,465 | $14.9M | Reduce -3.1% |
| IEFA iShares Core MSCI Eafe ETF | 7.13% | 150,731 | $13.6M | Reduce -0.1% |
| IXN iShares Global Tech ETF | 4.62% | 88,375 | $8.8M | Reduce -3.2% |
| EFAV iShares MSCI Eafe Min Vol Fa | 1.49% | 31,237 | $2.9M | Reduce -1.5% |
| DES Wisdomtree US Smallcap Divid | 1.47% | 78,492 | $2.8M | No change |
| AAPL Apple Inc. | 1.13% | 8,493 | $2.2M | Add +9.8% |
| VWO Vanguard Ftse Emerging Marke | 1.08% | 38,391 | $2.1M | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.73% | 2,150 | $1.4M | No change |
| DVY iShares Select Dividend ETF | 0.70% | 8,845 | $1.3M | No change |
| ISCG iShares Morningstar Small-Ca | 0.70% | 24,435 | $1.3M | Reduce -0.5% |
| IUSG iShares Core S&P U.S. Growth | 0.66% | 8,172 | $1.3M | No change |
| VLO Valero Energy Corp. | 0.59% | 4,578 | $1.1M | Reduce -3.7% |
| IJS iShares S&P Small-Cap 600 Va | 0.53% | 8,581 | $1.0M | No change |
| BMY Bristol-Myers Squibb Co. | 0.50% | 15,650 | $949K | Reduce -3.6% |
| IWN iShares Russell 2000 Value E | 0.49% | 4,918 | $932K | Reduce -0.8% |
| GSK GSK PLC-Spon ADR | 0.49% | 16,873 | $931K | Reduce -4.4% |
| CVX Chevron Corp. | 0.47% | 4,371 | $904K | Reduce -1.1% |
| UPS United Parcel Service Class B | 0.43% | 8,388 | $825K | Reduce -5.3% |
| VZ Verizon Communications Inc. | 0.42% | 16,106 | $809K | Reduce -1.9% |
| EMN Eastman Chemical Co. | 0.42% | 10,458 | $798K | Reduce -3.0% |
| OKE Oneok Inc. | 0.41% | 8,736 | $790K | Reduce -2.5% |
| PM Philip Morris International | 0.40% | 4,659 | $770K | Reduce -3.5% |
| AGG iShares Core U.S. Aggregate | 0.40% | 7,752 | $770K | Add +2.8% |
| OGE Oge Energy Corp. | 0.40% | 16,009 | $768K | Reduce -0.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.38% | 3,035 | $736K | Reduce -3.4% |
| MMM 3M Co. | 0.38% | 4,955 | $720K | Reduce -3.0% |
| IJT iShares S&P Small-Cap 600 GR | 0.37% | 4,940 | $715K | No change |
| BMO Bank of Montreal filed as BANK MONTREAL MEDIUM | 0.37% | 5,248 | $710K | Reduce -3.0% |
| VLY Valley National Bancorp | 0.35% | 55,065 | $676K | Reduce -2.9% |
| PPL PPL Corp. | 0.33% | 16,768 | $641K | Reduce -2.7% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.33% | 23,445 | $641K | Reduce -0.7% |
| NWE Northwestern Energy Group Inc. | 0.32% | 9,389 | $619K | Reduce -3.2% |
| RCI Rogers Communications Inc. Class B | 0.32% | 15,837 | $609K | Reduce -2.3% |
| CVS CVS Health Corp. | 0.31% | 8,384 | $602K | Reduce -3.9% |
| ABBV Abbvie Inc. | 0.31% | 2,741 | $596K | Reduce -2.1% |
| CNP Centerpoint Energy Inc. | 0.31% | 13,656 | $589K | Reduce -0.7% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.27% | 2,510 | $519K | Reduce -4.4% |
| CHRD Chord Energy Corp. | 0.26% | 3,498 | $497K | Reduce -2.9% |
| LYB Lyondellbasell Indu Class A | 0.24% | 5,795 | $467K | Reduce -3.9% |
| PFE Pfizer Inc. | 0.23% | 15,411 | $433K | Reduce -2.7% |
| DOW Dow Inc. filed as DOW HLDGS INC | 0.22% | 10,086 | $420K | Reduce -9.3% |
| CM Can Imperial BK of Commerce filed as CANADIAN IMPERIAL BANK OF CO | 0.21% | 4,170 | $395K | Reduce -3.6% |
| APO Apollo Global Management Inc. | 0.19% | 3,238 | $361K | Reduce -0.6% |
| DHS Wisdomtree US High Dividend | 0.19% | 3,243 | $354K | No change |
| BX Blackstone Inc. | 0.18% | 3,003 | $345K | Reduce -0.9% |
| BIPC Brookfield Infrastructure-A | 0.17% | 8,214 | $325K | Reduce -3.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.16% | 519 | $300K | No change |
| TU Telus Corp. | 0.15% | 21,780 | $279K | Reduce -3.1% |
| ESML iShares ESG Aware MSCI USA S | 0.14% | 5,524 | $260K | No change |
| XNTK SS SPDR Nyse Tech ETF | 0.13% | 1,000 | $255K | No change |
| AMZN Amazon.com Inc. | 0.12% | 1,115 | $232K | No change |
| XOM Exxon Mobil Corp. | 0.12% | 1,335 | $226K | New |
Options reported separately and not counted above: SPY puts ($1.2M).
Portfolio Sells Q4 2025 → Q1 2026
| GSLC Goldman Activebeta US LC ETF | Reduce -0.3% | 12.16% | −0.61 |
| IWO iShares Russell 2000 Growth | Reduce -1.9% | 11.88% | −0.45 |
| IXN iShares Global Tech ETF | Reduce -3.2% | 4.62% | −0.34 |
| XT Ishar Fture Exp Tech ETF-Usd | Sold out | 0.00% | −0.11 |
| IBM Intl Business Machines Corp. | Reduce -3.4% | 0.38% | −0.10 |
| BX Blackstone Inc. | Reduce -0.9% | 0.18% | −0.06 |
| APO Apollo Global Management Inc. | Reduce -0.6% | 0.19% | −0.06 |
| MMM 3M Co. | Reduce -3.0% | 0.38% | −0.05 |
| CVS CVS Health Corp. | Reduce -3.9% | 0.31% | −0.04 |
| BIPC Brookfield Infrastructure-A | Reduce -3.9% | 0.17% | −0.03 |
| UPS United Parcel Service Class B | Reduce -5.3% | 0.43% | −0.02 |
| ABBV Abbvie Inc. | Reduce -2.1% | 0.31% | −0.02 |
| VICI Vici Properties Inc. | Reduce -0.7% | 0.33% | −0.01 |
| TU Telus Corp. | Reduce -3.1% | 0.15% | −0.01 |
| ISCG iShares Morningstar Small-Ca | Reduce -0.5% | 0.70% | −0.00 |
| ISCV iShares Morningstar Small-Ca | Reduce -2.5% | 10.66% | −0.00 |
| MTB M & T Bank Corp. | Reduce -4.4% | 0.27% | −0.00 |
| NWE Northwestern Energy Group Inc. | Reduce -3.2% | 0.32% | −0.00 |
| PM Philip Morris International | Reduce -3.5% | 0.40% | +0.00 |
| RCI Rogers Communications Inc. Class B | Reduce -2.3% | 0.32% | +0.00 |
| CM Can Imperial BK of Commerce | Reduce -3.6% | 0.21% | +0.00 |
| BMO Bank of Montreal | Reduce -3.0% | 0.37% | +0.01 |
| VLY Valley National Bancorp | Reduce -2.9% | 0.35% | +0.01 |
| PFE Pfizer Inc. | Reduce -2.7% | 0.23% | +0.02 |
| IWN iShares Russell 2000 Value E | Reduce -0.8% | 0.49% | +0.02 |
| PPL PPL Corp. | Reduce -2.7% | 0.33% | +0.02 |
| CNP Centerpoint Energy Inc. | Reduce -0.7% | 0.31% | +0.04 |
| GSK GSK PLC-Spon ADR | Reduce -4.4% | 0.49% | +0.04 |
| BMY Bristol-Myers Squibb Co. | Reduce -3.6% | 0.50% | +0.04 |
| OGE Oge Energy Corp. | Reduce -0.6% | 0.40% | +0.05 |
| EMN Eastman Chemical Co. | Reduce -3.0% | 0.42% | +0.06 |
| OKE Oneok Inc. | Reduce -2.5% | 0.41% | +0.07 |
| VZ Verizon Communications Inc. | Reduce -1.9% | 0.42% | +0.08 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -1.5% | 1.49% | +0.08 |
| DOW Dow Inc. | Reduce -9.3% | 0.22% | +0.09 |
| CHRD Chord Energy Corp. | Reduce -2.9% | 0.26% | +0.09 |
| LYB Lyondellbasell Indu Class A | Reduce -3.9% | 0.24% | +0.11 |
| CVX Chevron Corp. | Reduce -1.1% | 0.47% | +0.12 |
| IEMG iShares Core MSCI Emerging | Reduce -3.1% | 7.78% | +0.13 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -0.1% | 7.13% | +0.15 |
| VLO Valero Energy Corp. | Reduce -3.7% | 0.59% | +0.19 |
| HDV iShares Core High Dividend E | Reduce -2.4% | 12.88% | +1.18 |
Portfolio Buys Q4 2025 → Q1 2026
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 1,900 | $1.2M |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 61 | $214.4M | IWO, IWF, GSLC, HDV, ISCV |
| Q1 2026 | 57 | $191.4M | HDV, GSLC, IWF, IWO, ISCV |
| Q4 2025 | 57 | $193.4M | IWF, GSLC, IWO, HDV, ISCV |
| Q3 2025 | 57 | $188.2M | IWF, GSLC, IWO, HDV, ISCV |
| Q2 2025 | 57 | $174.4M | IWF, GSLC, IWO, HDV, ISCV |
| Q1 2025 | 55 | $161.5M | HDV, GSLC, IWF, IWO, ISCV |
| Q4 2024 | 54 | $165.9M | IWF, GSLC, IWO, HDV, ISCV |
| Q3 2024 | 54 | $169.8M | GSLC, IWF, IWO, HDV, ISCV |
| Q2 2024 | 54 | $158.6M | IWF, GSLC, IWO, HDV, ISCV |
| Q1 2024 | 56 | $157.1M | IWO, GSLC, IWF, HDV, ISCV |