W.G. Shaheen & Associates DBA Whitney & Co

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 8, 2024), W.G. Shaheen & Associates DBA Whitney & Co reported 128 stock positions worth $838.9 million. Its top holding was Apple (AAPL) at 11.6% of the portfolio, followed by Microsoft (MSFT, 5.6%) and Meta Platforms Class A (META, 3.9%). Compared with Q4 2023, it opened 10 new positions, sold out of 4, added to 40 and reduced 62. The biggest buy was a new position in Doubleline Mortgage ETF (DMBS) and the biggest sale iShares Core U.S. Aggregate (AGG, shares −82%).

Most Recent 13F
Q2 2026
Location
ROCHESTER, NY
CIK
0001577001
Portfolio Value
$838.9M (Q1 2024)
SEC Filing
0001765380-24-000196 ↗ filed May 8, 2024

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $838.9M $838.9M Q1 2024 Q2 2024: $870.6M Q2 2024 Q3 2024: $933.0M Q3 2024 Q4 2024: $952.3M Q4 2024 Q1 2025: $940.6M Q1 2025 Q2 2025: $1.0B Q2 2025 Q3 2025: $1.1B Q3 2025 Q4 2025: $1.3B Q4 2025 Q1 2026: $1.2B Q1 2026 Q2 2026: $1.4B Q2 2026

Holdings 128 stocks · $838.9M
AAPL Apple Inc. 11.56% 565,744 $97.0M Add +0.0%
MSFT Microsoft Corp. 5.55% 110,682 $46.6M Reduce -1.1%
META Meta Platforms Inc. Class A 3.85% 66,578 $32.3M Reduce -2.5%
FBND Fidelity Total Bond ETF 3.07% 568,359 $25.8M Add +5.3%
AMZN Amazon.com Inc. 2.84% 132,219 $23.8M Add +0.3%
ITOT iShares Core S&P Total U.S. 2.77% 201,777 $23.3M Reduce -3.0%
GOOG Alphabet Inc. Class C 2.56% 140,786 $21.4M Add +0.3%
JPM JPMorgan Chase & Co. 2.53% 106,138 $21.3M Reduce -0.4%
VRTX Vertex Pharmaceuticals Inc. 2.52% 50,558 $21.1M Add +1.1%
STZ Constellation Brands Inc. Class A 2.44% 75,313 $20.5M Reduce -0.0%
SCHW Schwab (charles) Corp. 2.44% 282,702 $20.5M Add +1.0%
CI The Cigna Group 2.40% 55,463 $20.1M Reduce -1.3%
XLE SS Energy Select Sector 2.23% 197,817 $18.7M Add +1.6%
BRK.B Berkshire Hathaway Inc. Class B 2.23% 44,403 $18.7M Add +1.5%
DBND Doubleline Oppor Cor BND-Usd 2.22% 406,634 $18.7M Add +4.7%
V Visa Inc. Class A 2.04% 61,341 $17.1M Add +1.2%
GOOGL Alphabet Inc. Class A 1.95% 108,219 $16.3M Reduce -1.0%
RYAAY Ryanair Holdings PLC-SP ADR 1.87% 107,656 $15.7M Reduce -1.2%
ADBE Adobe Inc. 1.82% 30,310 $15.3M Add +1.3%
MRK Merck & Co. Inc. 1.76% 112,143 $14.8M Reduce -1.4%
AVGO Broadcom Inc. 1.72% 10,899 $14.4M Reduce -12.2%
LOW Lowe's Cos Inc. 1.68% 55,288 $14.1M Reduce -0.2%
VWOB Vanguard Emerg MKTS Gov BND 1.67% 219,271 $14.0M Add +2.0%
BLK BlackRock Finance Inc. 1.61% 16,236 $13.5M Add +0.2%
WAB Wabtec Corp. 1.59% 91,740 $13.4M Reduce -0.5%
BKNG Booking Holdings Inc. 1.45% 3,348 $12.1M Add +0.4%
RTX RTX Corp. 1.39% 119,516 $11.7M Add +1.1%
COST Costco Wholesale Corp. 1.24% 14,172 $10.4M Reduce -10.5%
CRM Salesforce Inc. 1.22% 33,897 $10.2M Add +1.1%
MDLZ Mondelez International Inc. Class A 1.19% 142,725 $10.0M Add +0.3%
SYK Stryker Corp. 1.19% 27,821 $10.0M Add +3.1%
KVUE Kenvue Inc. 1.04% 404,669 $8.7M Add +6.6%
NVDA Nvidia Corp. 1.02% 9,427 $8.5M Add +4.6%
MDT Medtronic PLC 1.00% 96,265 $8.4M Add +2.8%
PAYX Paychex Inc. 0.94% 64,413 $7.9M Reduce -2.9%
HSY The Hershey Co. 0.92% 39,854 $7.8M Add +37.5%
NEM Newmont Corp. 0.90% 209,499 $7.5M Reduce -0.8%
LRCX Lam Research Corp. 0.85% 7,306 $7.1M Add +0.7%
CCJ Cameco Corp. 0.83% 160,742 $7.0M Reduce -11.4%
KO The Coca-Cola Co. 0.83% 113,468 $6.9M Add +760.0%
NKE Nike Inc. Class B 0.83% 73,664 $6.9M Add +2.5%
DMBS Doubleline Mortgage ETF 0.82% 141,131 $6.9M New
RRC Range Resources Corp. 0.75% 183,853 $6.3M Add +1.3%
BERY Berry Global Group Inc. 0.74% 102,289 $6.2M Reduce -1.4%
RMD Resmed Inc. 0.73% 30,968 $6.1M Add +7.3%
MU Micron Technology Inc. 0.67% 47,446 $5.6M Reduce -1.6%
IBKR Interactive Brokers Gro Class A 0.67% 50,015 $5.6M New
AMT American Tower Corp. 0.65% 27,613 $5.5M Reduce -2.5%
NSC Norfolk Southern Corp. 0.63% 20,765 $5.3M Reduce -4.6%
PYPL PayPal Holdings Inc. 0.61% 76,322 $5.1M Reduce -1.5%
CNI Canadian Natl Railway Co. 0.60% 38,385 $5.1M Reduce -4.1%
RTO Rentokil Initial PLC-SP ADR 0.57% 159,935 $4.8M New
TSM Taiwan Semiconductor-SP ADR 0.48% 29,760 $4.0M Add +2.9%
CHTR Charter Communications Inc. Class A 0.42% 12,267 $3.6M Reduce -4.0%
SPG Simon Property Group Inc. 0.38% 20,301 $3.2M Reduce -14.4%
AMGN Amgen Inc. 0.32% 9,421 $2.7M Reduce -5.0%
JNJ Johnson & Johnson 0.20% 10,854 $1.7M Reduce -8.2%
BABA Alibaba Group Holding-SP ADR 0.20% 23,445 $1.7M Reduce -13.5%
VGLT Vanguard Long-Term Treasury 0.20% 28,410 $1.7M Add +15.2%
ORCL Oracle Corp. 0.19% 12,559 $1.6M Reduce -12.8%
ELV Elevance Health Inc. 0.18% 2,877 $1.5M Reduce -1.7%
PG The Procter & Gamble Co. 0.18% 9,071 $1.5M Reduce -1.0%
PNC PNC Financial Services Group 0.17% 9,017 $1.5M Reduce -13.9%
ABBV Abbvie Inc. 0.16% 7,550 $1.4M Add +0.7%
XOM Exxon Mobil Corp. 0.16% 11,660 $1.4M Add +0.2%
AMBP Ardagh Metal Packaging SA 0.16% 394,222 $1.4M Reduce -7.0%
XLK SS Technology Select Sector 0.15% 6,058 $1.3M Add +8.9%
IEMG iShares Core MSCI Emerging 0.13% 21,234 $1.1M Add +2.7%
INTC Intel Corp. 0.13% 24,431 $1.1M Reduce -3.9%
GLD SPDR Gold Shares 0.11% 4,682 $963K Reduce -14.7%
MCD McDonald's Corp. 0.10% 2,903 $819K Reduce -0.8%
AGG iShares Core U.S. Aggregate 0.10% 8,228 $806K Reduce -81.7%
QQQ Invesco QQQ Trust Series 1 0.10% 1,808 $803K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.09% 4,045 $772K Reduce -1.9%
CSCO Cisco Systems Inc. 0.09% 14,872 $742K Reduce -12.9%
SPY SS SPDR S&P 500 ETF Trust-US 0.09% 1,376 $720K Reduce -1.5%
PFF iShares Preferred & Income S 0.08% 21,545 $694K Reduce -20.2%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.08% 17,808 $675K No change
UPS United Parcel Service Class B 0.07% 4,104 $610K No change
AEP American Electric Power 0.07% 7,050 $607K Reduce -17.5%
WM Waste Management Inc. 0.07% 2,750 $586K No change
TFC Truist Financial Corp. 0.07% 14,416 $562K No change
CVX Chevron Corp. 0.07% 3,489 $550K Reduce -0.7%
IAU iShares Gold Trust 0.06% 12,913 $542K Reduce -6.8%
IDXX Idexx Laboratories Inc. 0.06% 1,000 $540K No change
VTI VG Morningstar TS MKT ETF-US 0.06% 2,046 $532K Add +4.7%
MYN BlackRock Muniyield NY QLTY 0.06% 50,000 $526K Reduce -2.0%
NYF iShares New York Muni Bond E 0.06% 9,734 $524K Reduce -1.6%
TSLA Tesla Inc. 0.06% 2,854 $502K Add +6.0%
TMP Tompkins Financial Corp. 0.06% 9,830 $494K Reduce -24.9%
IEI iShares 3-7 Year Treasury Bo 0.06% 3,983 $461K Add +11.2%
SYY Sysco Corp. 0.05% 5,650 $459K Reduce -5.0%
TIP iShares Tips Bond ETF 0.05% 4,103 $441K No change
BX Blackstone Inc. 0.05% 3,275 $430K Reduce -0.2%
SRE Sempra 0.05% 5,821 $418K Reduce -33.0%
PSX Phillips 66 0.05% 2,506 $409K Reduce -2.0%
LHX L3HARRIS Technologies Inc. 0.05% 1,910 $407K Reduce -2.5%
ULTA Ulta Beauty Inc. 0.05% 751 $393K No change
XLV SS Health Care Select Sector 0.05% 2,637 $390K Reduce -22.7%
O Realty Income Corp. 0.04% 6,950 $376K Add +13.0%
XLP SS Consumer Staples Sel Sect 0.04% 4,595 $351K Reduce -22.1%
XLF SS Financial Select Sector 0.04% 8,285 $349K No change
MUB iShares National Muni Bond E 0.04% 3,173 $341K Add +26.7%
MCK McKesson Corp. 0.04% 625 $336K Reduce -7.4%
PEP Pepsico Inc. 0.04% 1,907 $334K No change
IXUS iShares Core Intl Stock ETF 0.04% 4,852 $329K No change
GIL Gildan Activewear Inc. 0.04% 8,800 $327K Reduce -26.7%
CMCSA Comcast Corp. Class A 0.04% 7,155 $310K Reduce -12.8%
J Jacobs Solutions Inc. 0.03% 1,900 $292K Reduce -5.0%
ORLY O'reilly Automotive Inc. 0.03% 244 $275K No change
GM General Motors Co. 0.03% 5,950 $270K No change
EFA iShares MSCI Eafe ETF 0.03% 3,300 $264K Reduce -4.3%
PREF Pri Spe Pre Sec Acti-Usd Inc. 0.03% 14,300 $260K Reduce -2.0%
SUB iShares Short-Term National 0.03% 2,454 $257K Add +4.5%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.03% 2,055 $251K Reduce -19.3%
MMM 3M Co. 0.03% 2,351 $249K Reduce -21.7%
QUAL iShares MSCI USA Quality Fac 0.03% 1,501 $247K Add +0.7%
ACN Accenture PLC Class A 0.03% 706 $245K No change
SR Spire Inc. 0.03% 3,900 $239K No change
LSXMA Liberty Media Corp. Class A New 0.03% 7,953 $236K Reduce -5.5%
ISRG Intuitive Surgical Inc. 0.03% 591 $236K New
CARR Carrier Global Corp. 0.03% 4,013 $233K No change
SHW The Sherwin-Williams Co. 0.03% 660 $229K New
LLY Eli Lilly & Co. 0.03% 275 $214K New
IT Gartner Inc. 0.03% 442 $211K New
CAT Caterpillar Inc. 0.02% 550 $202K New
MINT PIMCO Enhanced Short Maturit 0.02% 2,000 $201K New
LICYQ Li-Cycle Holdings Corp. 0.00% 21,750 $22K New

Portfolio Sells Q4 2023 → Q1 2024
AGG iShares Core U.S. Aggregate Reduce -81.7% 0.10% −0.48
NEM Newmont Corp. Reduce -0.8% 0.90% −0.24
CHTR Charter Communications Inc. Class A Reduce -4.0% 0.42% −0.22
CCJ Cameco Corp. Reduce -11.4% 0.83% −0.18
BERY Berry Global Group Inc. Reduce -1.4% 0.74% −0.17
AMT American Tower Corp. Reduce -2.5% 0.65% −0.14
COST Costco Wholesale Corp. Reduce -10.5% 1.24% −0.11
PAYX Paychex Inc. Reduce -2.9% 0.94% −0.08
AVGO Broadcom Inc. Reduce -12.2% 1.72% −0.07
BABA Alibaba Group Holding-SP ADR Reduce -13.5% 0.20% −0.07
ITOT iShares Core S&P Total U.S. Reduce -3.0% 2.77% −0.06
SPG Simon Property Group Inc. Reduce -14.4% 0.38% −0.06
AMGN Amgen Inc. Reduce -5.0% 0.32% −0.05
AMBP Ardagh Metal Packaging SA Reduce -7.0% 0.16% −0.05
CNI Canadian Natl Railway Co. Reduce -4.1% 0.60% −0.05
TMP Tompkins Financial Corp. Reduce -24.9% 0.06% −0.04
INTC Intel Corp. Reduce -3.9% 0.13% −0.04
PNC PNC Financial Services Group Reduce -13.9% 0.17% −0.04
JNJ Johnson & Johnson Reduce -8.2% 0.20% −0.04
NSC Norfolk Southern Corp. Reduce -4.6% 0.63% −0.03
SRE Sempra Reduce -33.0% 0.05% −0.03
SHY iShares 1-3 Year Treasury Bo Sold out 0.00% −0.03
GOOGL Alphabet Inc. Class A Reduce -1.0% 1.95% −0.03
VIG Vanguard Dividend Apprec ETF Sold out 0.00% −0.03
PFF iShares Preferred & Income S Reduce -20.2% 0.08% −0.03
CSCO Cisco Systems Inc. Reduce -12.9% 0.09% −0.02
GLD SPDR Gold Shares Reduce -14.7% 0.11% −0.02
AEP American Electric Power Reduce -17.5% 0.07% −0.02
MCD McDonald's Corp. Reduce -0.8% 0.10% −0.01
XLV SS Health Care Select Sector Reduce -22.7% 0.05% −0.01
XLP SS Consumer Staples Sel Sect Reduce -22.1% 0.04% −0.01
MMM 3M Co. Reduce -21.7% 0.03% −0.01
GIL Gildan Activewear Inc. Reduce -26.7% 0.04% −0.01
RYAAY Ryanair Holdings PLC-SP ADR Reduce -1.2% 1.87% −0.01
CMCSA Comcast Corp. Class A Reduce -12.8% 0.04% −0.01
ORCL Oracle Corp. Reduce -12.8% 0.19% −0.01
NYF iShares New York Muni Bond E Reduce -1.6% 0.06% −0.01
PYPL PayPal Holdings Inc. Reduce -1.5% 0.61% −0.01
MYN BlackRock Muniyield NY QLTY Reduce -2.0% 0.06% −0.01
IAU iShares Gold Trust Reduce -6.8% 0.06% −0.01
LHX L3HARRIS Technologies Inc. Reduce -2.5% 0.05% −0.00
FUBO Fubotv Inc. Sold out 0.00% −0.00
BX Blackstone Inc. Reduce -0.2% 0.05% −0.00
LSXMA Liberty Media Corp. Class A New Reduce -5.5% 0.03% −0.00
CVX Chevron Corp. Reduce -0.7% 0.07% −0.00
EFA iShares MSCI Eafe ETF Reduce -4.3% 0.03% −0.00
PREF Pri Spe Pre Sec Acti-Usd Inc. Reduce -2.0% 0.03% −0.00
SYY Sysco Corp. Reduce -5.0% 0.05% −0.00
AGEAGLE AERIAL SYS INC NEW Sold out 0.00% −0.00
ELV Elevance Health Inc. Reduce -1.7% 0.18% −0.00

Portfolio Buys Q4 2023 → Q1 2024
DMBS Doubleline Mortgage ETF New 0.82% +0.82
KO The Coca-Cola Co. Add +760.0% 0.83% +0.73
IBKR Interactive Brokers Gro Class A New 0.67% +0.67
RTO Rentokil Initial PLC-SP ADR New 0.57% +0.57
NVDA Nvidia Corp. Add +4.6% 1.02% +0.44
AMZN Amazon.com Inc. Add +0.3% 2.84% +0.25
HSY The Hershey Co. Add +37.5% 0.92% +0.22
BRK.B Berkshire Hathaway Inc. Class B Add +1.5% 2.23% +0.21
SYK Stryker Corp. Add +3.1% 1.19% +0.14
XLE SS Energy Select Sector Add +1.6% 2.23% +0.11
LRCX Lam Research Corp. Add +0.7% 0.85% +0.11
RTX RTX Corp. Add +1.1% 1.39% +0.10
TSM Taiwan Semiconductor-SP ADR Add +2.9% 0.48% +0.09
RMD Resmed Inc. Add +7.3% 0.73% +0.09
CRM Salesforce Inc. Add +1.1% 1.22% +0.08
RRC Range Resources Corp. Add +1.3% 0.75% +0.04
ISRG Intuitive Surgical Inc. New 0.03% +0.03
SHW The Sherwin-Williams Co. New 0.03% +0.03
LLY Eli Lilly & Co. New 0.03% +0.03
IT Gartner Inc. New 0.03% +0.03
CAT Caterpillar Inc. New 0.02% +0.02
MINT PIMCO Enhanced Short Maturit New 0.02% +0.02
ABBV Abbvie Inc. Add +0.7% 0.16% +0.01
XLK SS Technology Select Sector Add +8.9% 0.15% +0.01
XOM Exxon Mobil Corp. Add +0.2% 0.16% +0.01
MUB iShares National Muni Bond E Add +26.7% 0.04% +0.01
VGLT Vanguard Long-Term Treasury Add +15.2% 0.20% +0.00
VTI VG Morningstar TS MKT ETF-US Add +4.7% 0.06% +0.00
LICYQ Li-Cycle Holdings Corp. New 0.00% +0.00
MDT Medtronic PLC Add +2.8% 1.00% +0.00
QUAL iShares MSCI USA Quality Fac Add +0.7% 0.03% +0.00
IEI iShares 3-7 Year Treasury Bo Add +11.2% 0.06% +0.00
V Visa Inc. Class A Add +1.2% 2.04% −0.00
O Realty Income Corp. Add +13.0% 0.04% −0.00
SUB iShares Short-Term National Add +4.5% 0.03% −0.00
GOOG Alphabet Inc. Class C Add +0.3% 2.56% −0.00
IEMG iShares Core MSCI Emerging Add +2.7% 0.13% −0.00
KVUE Kenvue Inc. Add +6.6% 1.04% −0.02
TSLA Tesla Inc. Add +6.0% 0.06% −0.03
SCHW Schwab (charles) Corp. Add +1.0% 2.44% −0.05
BKNG Booking Holdings Inc. Add +0.4% 1.45% −0.08
BLK BlackRock Finance Inc. Add +0.2% 1.61% −0.09
DBND Doubleline Oppor Cor BND-Usd Add +4.7% 2.22% −0.10
VWOB Vanguard Emerg MKTS Gov BND Add +2.0% 1.67% −0.10
VRTX Vertex Pharmaceuticals Inc. Add +1.1% 2.52% −0.11
MDLZ Mondelez International Inc. Class A Add +0.3% 1.19% −0.14
FBND Fidelity Total Bond ETF Add +5.3% 3.07% −0.14
NKE Nike Inc. Class B Add +2.5% 0.83% −0.18
ADBE Adobe Inc. Add +1.3% 1.82% −0.49
AAPL Apple Inc. Add +0.0% 11.56% −2.53

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 179$1.4BAAPL, GOOG, MSFT, FBND, GOOGL
Q1 2026 175$1.2BAAPL, MSFT, GOOG, FBND, GOOGL
Q4 2025 173$1.3BAAPL, MSFT, GOOG, META, GOOGL
Q3 2025 142$1.1BAAPL, MSFT, META, AVGO, GOOG
Q2 2025 135$1.0BAAPL, MSFT, META, FBND, AMZN
Q1 2025 130$940.6MAAPL, MSFT, META, FBND, AMZN
Q4 2024 130$952.3MAAPL, MSFT, META, AMZN, FBND
Q3 2024 128$933.0MAAPL, MSFT, META, FBND, ITOT
Q2 2024 122$870.6MAAPL, MSFT, META, FBND, GOOG
Q1 2024 128$838.9MAAPL, MSFT, META, FBND, AMZN