W.G. Shaheen & Associates DBA Whitney & Co
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 30, 2026), W.G. Shaheen & Associates DBA Whitney & Co reported 173 stock positions worth $1.3 billion. Its top holding was Apple (AAPL) at 12.3% of the portfolio, followed by Microsoft (MSFT, 4.8%) and Alphabet Class C (GOOG, 3.9%). Compared with Q3 2025, it opened 39 new positions, sold out of 8, added to 79 and reduced 36. The biggest buy was Eli Lilly (LLY, shares +95%) and the biggest sale Constellation Brands Class A (STZ, shares −93%).
- Most Recent 13F
- Q2 2026
- Location
- ROCHESTER, NY
- CIK
- 0001577001
- Portfolio Value
- $1.3B (Q4 2025)
- SEC Filing
- 0001577001-26-000001 ↗ filed Jan 30, 2026
Holdings Value
Holdings 173 stocks · $1.3B
| AAPL Apple Inc. | 12.33% | 569,718 | $154.9M | Add +3.2% |
| MSFT Microsoft Corp. | 4.84% | 125,782 | $60.8M | Add +14.7% |
| GOOG Alphabet Inc. Class C | 3.85% | 154,159 | $48.4M | Add +7.7% |
| META Meta Platforms Inc. Class A | 2.98% | 56,721 | $37.4M | Add +7.4% |
| GOOGL Alphabet Inc. Class A | 2.96% | 118,966 | $37.2M | Add +17.1% |
| AVGO Broadcom Inc. | 2.91% | 105,762 | $36.6M | Reduce -0.5% |
| NVDA Nvidia Corp. | 2.87% | 193,451 | $36.1M | Add +11.8% |
| FBND Fidelity Total Bond ETF | 2.85% | 778,664 | $35.8M | Add +7.0% |
| AMZN Amazon.com Inc. | 2.76% | 150,339 | $34.7M | Add +8.8% |
| JPM JPMorgan Chase & Co. | 2.55% | 99,551 | $32.1M | Add +10.2% |
| ITOT iShares Core S&P Total U.S. | 2.47% | 208,515 | $31.0M | Add +0.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.18% | 54,493 | $27.4M | Add +19.3% |
| DBND Doubleline Oppor Cor BND-Usd | 2.01% | 543,338 | $25.2M | Add +5.7% |
| SCHW Schwab (charles) Corp. | 1.98% | 248,988 | $24.9M | Add +4.5% |
| V Visa Inc. Class A | 1.85% | 66,120 | $23.2M | Add +5.0% |
| RTX RTX Corp. | 1.76% | 120,414 | $22.1M | Add +0.2% |
| VRTX Vertex Pharmaceuticals Inc. | 1.59% | 44,164 | $20.0M | Add +1.4% |
| LLY Eli Lilly & Co. | 1.56% | 18,265 | $19.6M | Add +94.9% |
| XLE SS Energy Select Sector | 1.46% | 409,412 | $18.3M | Add +0.3% |
| BKNG Booking Holdings Inc. | 1.35% | 3,170 | $17.0M | Add +0.3% |
| NEM Newmont Corp. | 1.25% | 156,783 | $15.7M | Reduce -0.7% |
| RYAAY Ryanair Holdings PLC-SP ADR | 1.23% | 213,449 | $15.4M | Reduce -0.6% |
| ADBE Adobe Inc. | 1.20% | 42,965 | $15.0M | Reduce -2.5% |
| LRCX Lam Research Corp. | 1.20% | 87,762 | $15.0M | Add +0.1% |
| BLK BlackRock Inc. | 1.18% | 13,806 | $14.8M | Add +0.1% |
| EW Edwards Lifesciences Corp. | 1.16% | 170,877 | $14.6M | Add +0.8% |
| CI The Cigna Group | 1.14% | 52,252 | $14.4M | Add +0.3% |
| ASML ASML Holding NV-NY Reg SHS | 1.10% | 12,968 | $13.9M | Add +0.7% |
| CRM Salesforce Inc. | 1.07% | 50,793 | $13.5M | Add +0.7% |
| NVO Novo-Nordisk A/S-Spons ADR | 1.06% | 262,783 | $13.4M | Add +10.1% |
| LOW Lowe's Cos Inc. | 1.06% | 55,200 | $13.3M | Add +0.3% |
| IBKR Interactive Brokers Gro Class A | 0.97% | 189,450 | $12.2M | Add +0.5% |
| CCJ Cameco Corp. | 0.95% | 131,126 | $12.0M | Add +0.3% |
| PAYX Paychex Inc. | 0.95% | 106,620 | $12.0M | Add +96.6% |
| RMD Resmed Inc. | 0.94% | 48,981 | $11.8M | Reduce -1.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.93% | 38,560 | $11.7M | Add +0.7% |
| MRK Merck & Co. Inc. | 0.92% | 110,343 | $11.6M | Reduce -0.2% |
| CVX Chevron Corp. | 0.85% | 69,997 | $10.7M | Add +3.7% |
| VWOB Vanguard Emerg MKTS Gov BND | 0.83% | 154,589 | $10.4M | Add +0.5% |
| COST Costco Wholesale Corp. | 0.82% | 12,009 | $10.4M | Add +29.6% |
| MRVL Marvell Technology Inc. | 0.82% | 121,329 | $10.3M | Add +1.3% |
| CPRT Copart Inc. | 0.76% | 244,513 | $9.6M | New |
| DMBS Doubleline Mortgage ETF | 0.74% | 186,749 | $9.3M | Add +4.5% |
| SYK Stryker Corp. | 0.74% | 26,285 | $9.2M | Add +0.8% |
| DCRE DBL Comm Real Est Debt | 0.72% | 174,523 | $9.1M | Add +4.3% |
| WAB Wabtec Corp. | 0.67% | 39,291 | $8.4M | Reduce -0.3% |
| MDLZ Mondelez International Inc. Class A | 0.59% | 138,632 | $7.5M | Reduce -1.3% |
| RRC Range Resources Corp. | 0.57% | 204,031 | $7.2M | Add +0.6% |
| ICOP iShares Copper and Metals | 0.57% | 161,238 | $7.1M | Add +1.5% |
| XOP SS SPDR S&P Og Exp & Prod | 0.55% | 54,508 | $6.9M | Add +2.4% |
| ITB iShares U.S. Home Constructi | 0.53% | 69,133 | $6.7M | Add +1.3% |
| RTO Rentokil Initial PLC-SP ADR | 0.48% | 204,425 | $6.0M | Reduce -9.9% |
| HON Honeywell International Inc. | 0.47% | 30,013 | $5.9M | Add +7.6% |
| UNP Union Pacific Corp. | 0.43% | 23,474 | $5.4M | New |
| NKE Nike Inc. Class B | 0.41% | 80,296 | $5.1M | Reduce -32.9% |
| JNJ Johnson & Johnson | 0.41% | 24,717 | $5.1M | Add +165.4% |
| HSY The Hershey Co. | 0.41% | 27,976 | $5.1M | Reduce -14.9% |
| GLD SPDR Gold Shares | 0.40% | 12,765 | $5.1M | Add +226.2% |
| NSC Norfolk Southern Corp. | 0.36% | 15,663 | $4.5M | Reduce -35.1% |
| TSLA Tesla Inc. | 0.34% | 9,487 | $4.3M | Add +2.0% |
| ABBV Abbvie Inc. | 0.34% | 18,569 | $4.2M | Add +147.6% |
| MDT Medtronic PLC | 0.33% | 43,738 | $4.2M | Add +32.9% |
| SPG Simon Property Group Inc. | 0.31% | 21,249 | $3.9M | Add +20.4% |
| LULU Lululemon Athletica Inc. | 0.31% | 18,719 | $3.9M | Reduce -32.6% |
| IBIT iShares Bitcoin Trust ETF | 0.31% | 77,403 | $3.8M | Add +10.4% |
| CNH CNH Industrial NV | 0.28% | 377,817 | $3.5M | Reduce -25.5% |
| PG The Procter & Gamble Co. | 0.26% | 23,170 | $3.3M | Add +187.5% |
| AMGN Amgen Inc. | 0.25% | 9,507 | $3.1M | Add +4.9% |
| CSCO Cisco Systems Inc. | 0.24% | 39,145 | $3.0M | Add +238.9% |
| IQLT iShares MSCI International Q | 0.23% | 64,382 | $2.9M | Add +1.9% |
| ORCL Oracle Corp. | 0.23% | 14,638 | $2.9M | Add +29.6% |
| KO The Coca-Cola Co. | 0.20% | 36,065 | $2.5M | New |
| ETN Eaton Corp. PLC | 0.20% | 7,859 | $2.5M | New |
| HD Home Depot Inc. | 0.20% | 7,193 | $2.5M | New |
| MU Micron Technology Inc. | 0.17% | 7,663 | $2.2M | Add +6.7% |
| GD General Dynamics Corp. | 0.17% | 6,359 | $2.1M | New |
| MCD McDonald's Corp. | 0.17% | 6,921 | $2.1M | Add +203.4% |
| PNC PNC Financial Services Group | 0.14% | 8,710 | $1.8M | No change |
| XLK SS Technology Select Sector | 0.14% | 12,591 | $1.8M | Add +2.2% |
| SYY Sysco Corp. | 0.14% | 24,571 | $1.8M | Add +334.9% |
| PEP Pepsico Inc. | 0.14% | 12,519 | $1.8M | Add +670.4% |
| XOM Exxon Mobil Corp. | 0.14% | 14,697 | $1.8M | Add +39.1% |
| AXP American Express Co. | 0.14% | 4,657 | $1.7M | New |
| SBUX Starbucks Corp. | 0.14% | 20,434 | $1.7M | New |
| BN Brookfield Corp. | 0.14% | 37,085 | $1.7M | New |
| CVS CVS Health Corp. | 0.13% | 21,275 | $1.7M | New |
| IEMG iShares Core MSCI Emerging | 0.12% | 23,224 | $1.6M | Reduce -0.4% |
| AEP American Electric Power | 0.12% | 12,770 | $1.5M | Add +138.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.12% | 26,678 | $1.5M | Add +52.0% |
| ISRG Intuitive Surgical Inc. | 0.11% | 2,517 | $1.4M | Add +327.3% |
| GLW Corning Inc. | 0.10% | 14,603 | $1.3M | New |
| ESLT Elbit Systems Ltd. | 0.10% | 2,140 | $1.2M | New |
| GS Goldman Sachs Group Inc. | 0.09% | 1,317 | $1.2M | New |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.09% | 1,689 | $1.2M | Add +131.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.09% | 1,765 | $1.1M | Reduce -1.4% |
| NYF iShares New York Muni Bond E | 0.09% | 20,119 | $1.1M | Add +72.7% |
| SHOP Shopify Inc. Class A | 0.08% | 6,340 | $1.0M | New |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.08% | 3,375 | $1000K | Reduce -4.2% |
| IAU iShares Gold Trust | 0.07% | 11,449 | $929K | Reduce -2.5% |
| ELV Elevance Health Inc. | 0.07% | 2,637 | $924K | Reduce -0.9% |
Options reported separately and not counted above: BBIO calls ($451K).
Portfolio Sells Q3 2025 → Q4 2025
| STZ Constellation Brands Inc. Class A | Reduce -93.3% | 0.07% | −1.07 |
| NKE Nike Inc. Class B | Reduce -32.9% | 0.41% | −0.35 |
| NSC Norfolk Southern Corp. | Reduce -35.1% | 0.36% | −0.30 |
| RMD Resmed Inc. | Reduce -1.1% | 0.94% | −0.29 |
| AVGO Broadcom Inc. | Reduce -0.5% | 2.91% | −0.27 |
| CNH CNH Industrial NV | Reduce -25.5% | 0.28% | −0.22 |
| ADBE Adobe Inc. | Reduce -2.5% | 1.20% | −0.21 |
| MDLZ Mondelez International Inc. Class A | Reduce -1.3% | 0.59% | −0.20 |
| HSY The Hershey Co. | Reduce -14.9% | 0.41% | −0.15 |
| LULU Lululemon Athletica Inc. | Reduce -32.6% | 0.31% | −0.14 |
| WAB Wabtec Corp. | Reduce -0.3% | 0.67% | −0.05 |
| RTO Rentokil Initial PLC-SP ADR | Reduce -9.9% | 0.48% | −0.04 |
| MYN BlackRock Muniyield NY QLTY | Reduce -33.4% | 0.04% | −0.03 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.02 |
| MUB iShares National Muni Bond E | Sold out | 0.00% | −0.02 |
| HIMS Hims & Hers Health Inc. | Reduce -10.4% | 0.02% | −0.02 |
| VGLT Vanguard Long-Term Treasury | Sold out | 0.00% | −0.02 |
| GBTC Grayscale Bitcoin Trust ETF | Sold out | 0.00% | −0.02 |
| CARR Carrier Global Corp. | Sold out | 0.00% | −0.02 |
| IBOC International Bancshares CRP | Sold out | 0.00% | −0.02 |
| KTOS Kratos Defense & Security | Sold out | 0.00% | −0.02 |
| EVRG Evergy Inc. | Sold out | 0.00% | −0.02 |
| IEMG iShares Core MSCI Emerging | Reduce -0.4% | 0.12% | −0.02 |
| BBIO Bridgebio Pharma Inc. | Reduce -55.3% | 0.02% | −0.01 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -1.4% | 0.09% | −0.01 |
| BX Blackstone Inc. | Reduce -12.4% | 0.02% | −0.01 |
| IBM Intl Business Machines Corp. | Reduce -4.2% | 0.08% | −0.01 |
| ORLY O'reilly Automotive Inc. | Reduce -1.0% | 0.03% | −0.01 |
| NUAI New Era Energy & Digital Inc. | Reduce -77.2% | 0.00% | −0.01 |
| SRE Sempra | Reduce -6.1% | 0.03% | −0.01 |
| O Realty Income Corp. | Reduce -5.7% | 0.02% | −0.01 |
| XLP SS Consumer Staples Sel Sect | Reduce -7.5% | 0.03% | −0.01 |
| PLTR Palantir Technologies Inc. Class A | Reduce -0.5% | 0.03% | −0.00 |
| ELV Elevance Health Inc. | Reduce -0.9% | 0.07% | −0.00 |
| IAU iShares Gold Trust | Reduce -2.5% | 0.07% | −0.00 |
| XLV SS Health Care Select Sector | Reduce -7.8% | 0.03% | −0.00 |
| UAVS Ageagle Aerial Systems Inc. | Reduce -40.4% | 0.00% | −0.00 |
| TFC Truist Financial Corp. | Reduce -0.7% | 0.04% | −0.00 |
| TMP Tompkins Financial Corp. | Reduce -1.8% | 0.03% | −0.00 |
| INTC Intel Corp. | Reduce -1.1% | 0.03% | −0.00 |
| AMCR Amcor PLC | Reduce -0.9% | 0.01% | −0.00 |
| NEM Newmont Corp. | Reduce -0.7% | 1.25% | +0.04 |
| RYAAY Ryanair Holdings PLC-SP ADR | Reduce -0.6% | 1.23% | +0.05 |
| MRK Merck & Co. Inc. | Reduce -0.2% | 0.92% | +0.08 |
Portfolio Buys Q3 2025 → Q4 2025
| LLY Eli Lilly & Co. | Add +94.9% | 1.56% | +0.91 |
| CPRT Copart Inc. | New | 0.76% | +0.76 |
| GOOGL Alphabet Inc. Class A | Add +17.1% | 2.96% | +0.72 |
| GOOG Alphabet Inc. Class C | Add +7.7% | 3.85% | +0.69 |
| UNP Union Pacific Corp. | New | 0.43% | +0.43 |
| PAYX Paychex Inc. | Add +96.6% | 0.95% | +0.33 |
| GLD SPDR Gold Shares | Add +226.2% | 0.40% | +0.28 |
| JNJ Johnson & Johnson | Add +165.4% | 0.41% | +0.25 |
| KO The Coca-Cola Co. | New | 0.20% | +0.20 |
| ETN Eaton Corp. PLC | New | 0.20% | +0.20 |
| HD Home Depot Inc. | New | 0.20% | +0.20 |
| ABBV Abbvie Inc. | Add +147.6% | 0.34% | +0.18 |
| GD General Dynamics Corp. | New | 0.17% | +0.17 |
| CSCO Cisco Systems Inc. | Add +238.9% | 0.24% | +0.17 |
| PG The Procter & Gamble Co. | Add +187.5% | 0.26% | +0.15 |
| AXP American Express Co. | New | 0.14% | +0.14 |
| SBUX Starbucks Corp. | New | 0.14% | +0.14 |
| BN Brookfield Corp. | New | 0.14% | +0.14 |
| CVS CVS Health Corp. | New | 0.13% | +0.13 |
| LRCX Lam Research Corp. | Add +0.1% | 1.20% | +0.13 |
| PEP Pepsico Inc. | Add +670.4% | 0.14% | +0.12 |
| MCD McDonald's Corp. | Add +203.4% | 0.17% | +0.11 |
| SYY Sysco Corp. | Add +334.9% | 0.14% | +0.10 |
| GLW Corning Inc. | New | 0.10% | +0.10 |
| ESLT Elbit Systems Ltd. | New | 0.10% | +0.10 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +19.3% | 2.18% | +0.10 |
| GS Goldman Sachs Group Inc. | New | 0.09% | +0.09 |
| ISRG Intuitive Surgical Inc. | Add +327.3% | 0.11% | +0.09 |
| SHOP Shopify Inc. Class A | New | 0.08% | +0.08 |
| ABT Abbott Laboratories | New | 0.07% | +0.07 |
| PYPL PayPal Holdings Inc. | New | 0.07% | +0.07 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | New | 0.07% | +0.07 |
| MU Micron Technology Inc. | Add +6.7% | 0.17% | +0.07 |
| AEP American Electric Power | Add +138.7% | 0.12% | +0.06 |
| WFC Wells Fargo & Co. | New | 0.06% | +0.06 |
| BMY Bristol-Myers Squibb Co. | New | 0.06% | +0.06 |
| TGT Target Corp. | New | 0.06% | +0.06 |
| IREN Iren Ltd. | New | 0.05% | +0.05 |
| MDT Medtronic PLC | Add +32.9% | 0.33% | +0.05 |
| NEE Nextera Energy Inc. | New | 0.05% | +0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +131.4% | 0.09% | +0.05 |
| VRTX Vertex Pharmaceuticals Inc. | Add +1.4% | 1.59% | +0.05 |
| COST Costco Wholesale Corp. | Add +29.6% | 0.82% | +0.05 |
| DIS The Walt Disney Co. | New | 0.04% | +0.04 |
| AMAT Applied Materials Inc. | New | 0.04% | +0.04 |
| BAC Bank of America Corp. | Add +52.0% | 0.12% | +0.03 |
| COP Conocophillips | New | 0.03% | +0.03 |
| XOM Exxon Mobil Corp. | Add +39.1% | 0.14% | +0.03 |
| SHY iShares 1-3 Year Treasury Bo | New | 0.03% | +0.03 |
| EBAY eBay Inc. | New | 0.03% | +0.03 |
Options Activity Q3 2025 → Q4 2025
| BBIO Bridgebio Pharma Inc. | call | Reduce -25.0% | 9,000 | $451K |
| SLV iShares Silver Trust | call | Sold out | 15,000 | $142Kbefore exit |
| ALT Altimmune Inc. | call | Sold out | 25,500 | $12Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 179 | $1.4B | AAPL, GOOG, MSFT, FBND, GOOGL |
| Q1 2026 | 175 | $1.2B | AAPL, MSFT, GOOG, FBND, GOOGL |
| Q4 2025 | 173 | $1.3B | AAPL, MSFT, GOOG, META, GOOGL |
| Q3 2025 | 142 | $1.1B | AAPL, MSFT, META, AVGO, GOOG |
| Q2 2025 | 135 | $1.0B | AAPL, MSFT, META, FBND, AMZN |
| Q1 2025 | 130 | $940.6M | AAPL, MSFT, META, FBND, AMZN |
| Q4 2024 | 130 | $952.3M | AAPL, MSFT, META, AMZN, FBND |
| Q3 2024 | 128 | $933.0M | AAPL, MSFT, META, FBND, ITOT |
| Q2 2024 | 122 | $870.6M | AAPL, MSFT, META, FBND, GOOG |
| Q1 2024 | 128 | $838.9M | AAPL, MSFT, META, FBND, AMZN |