W.G. Shaheen & Associates DBA Whitney & Co
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 5, 2026), W.G. Shaheen & Associates DBA Whitney & Co reported 175 stock positions worth $1.2 billion. Its top holding was Apple (AAPL) at 12.1% of the portfolio, followed by Microsoft (MSFT, 4.0%) and Alphabet Class C (GOOG, 3.7%). Compared with Q4 2025, it opened 10 new positions, sold out of 8, added to 92 and reduced 52. The biggest buy was a new position in Molina Healthcare (MOH) and the biggest sale Novo-Nordisk A/S-Spons ADR (NVO, shares −90%).
- Most Recent 13F
- Q2 2026
- Location
- ROCHESTER, NY
- CIK
- 0001577001
- Portfolio Value
- $1.2B (Q1 2026)
- SEC Filing
- 0001577001-26-000003 ↗ filed May 5, 2026
Holdings Value
Holdings 175 stocks · $1.2B
| AAPL Apple Inc. | 12.08% | 571,663 | $145.1M | Add +0.3% |
| MSFT Microsoft Corp. | 4.01% | 130,159 | $48.2M | Add +3.5% |
| GOOG Alphabet Inc. Class C | 3.72% | 155,749 | $44.7M | Add +1.0% |
| FBND Fidelity Total Bond ETF | 3.11% | 819,204 | $37.4M | Add +5.2% |
| GOOGL Alphabet Inc. Class A | 2.91% | 121,394 | $34.9M | Add +2.0% |
| NVDA Nvidia Corp. | 2.83% | 195,035 | $34.0M | Add +0.8% |
| AVGO Broadcom Inc. | 2.74% | 106,142 | $32.9M | Add +0.4% |
| AMZN Amazon.com Inc. | 2.72% | 156,920 | $32.7M | Add +4.4% |
| META Meta Platforms Inc. Class A | 2.71% | 56,995 | $32.6M | Add +0.5% |
| ITOT iShares Core S&P Total U.S. | 2.47% | 208,360 | $29.7M | Reduce -0.1% |
| JPM JPMorgan Chase & Co. | 2.43% | 99,312 | $29.2M | Reduce -0.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.30% | 57,570 | $27.6M | Add +5.7% |
| DBND Doubleline Oppor Cor BND-Usd | 2.22% | 581,228 | $26.6M | Add +7.0% |
| XLE SS Energy Select Sector | 2.10% | 410,962 | $25.2M | Add +0.4% |
| SCHW Schwab (charles) Corp. | 1.97% | 252,183 | $23.7M | Add +1.3% |
| V Visa Inc. Class A | 1.71% | 67,932 | $20.5M | Add +2.7% |
| VRTX Vertex Pharmaceuticals Inc. | 1.64% | 44,117 | $19.7M | Reduce -0.1% |
| LRCX Lam Research Corp. | 1.45% | 81,262 | $17.4M | Reduce -7.4% |
| RTX RTX Corp. | 1.44% | 89,901 | $17.3M | Reduce -25.3% |
| LLY Eli Lilly & Co. | 1.43% | 18,645 | $17.1M | Add +2.1% |
| NEM Newmont Corp. | 1.39% | 154,588 | $16.7M | Reduce -1.4% |
| CVX Chevron Corp. | 1.22% | 70,909 | $14.7M | Add +1.3% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 1.18% | 10,765 | $14.2M | Reduce -17.0% |
| CI The Cigna Group | 1.16% | 52,189 | $13.9M | Reduce -0.1% |
| EW Edwards Lifesciences Corp. | 1.16% | 173,748 | $13.9M | Add +1.7% |
| BKNG Booking Holdings Inc. | 1.13% | 3,221 | $13.6M | Add +1.6% |
| COST Costco Wholesale Corp. | 1.12% | 13,461 | $13.4M | Add +12.1% |
| BLK BlackRock Inc. | 1.11% | 13,904 | $13.4M | Add +0.7% |
| MRK Merck & Co. Inc. | 1.09% | 109,150 | $13.1M | Reduce -1.1% |
| TSM Taiwan Semiconductor-SP ADR | 1.09% | 38,749 | $13.1M | Add +0.5% |
| LOW Lowe's Cos Inc. | 1.09% | 55,319 | $13.1M | Add +0.2% |
| IBKR Interactive Brokers Gro Class A | 1.07% | 191,377 | $12.8M | Add +1.0% |
| RYAAY Ryanair Holdings PLC-SP ADR | 1.04% | 215,679 | $12.5M | Add +1.0% |
| MRVL Marvell Technology Inc. | 1.01% | 122,905 | $12.2M | Add +1.3% |
| ADBE Adobe Inc. | 0.94% | 46,498 | $11.3M | Add +8.2% |
| RMD Resmed Inc. | 0.91% | 48,848 | $11.0M | Reduce -0.3% |
| CNH CNH Industrial NV | 0.89% | 970,322 | $10.7M | Add +156.8% |
| CRM Salesforce Inc. | 0.85% | 54,469 | $10.2M | Add +7.2% |
| XOP SS SPDR S&P Og Exp & Prod | 0.84% | 55,544 | $10.1M | Add +1.9% |
| PAYX Paychex Inc. | 0.83% | 108,498 | $10.0M | Add +1.8% |
| MOH Molina Healthcare Inc. | 0.83% | 74,907 | $10.0M | New |
| DMBS Doubleline Mortgage ETF | 0.81% | 197,487 | $9.8M | Add +5.8% |
| DCRE DBL Comm Real Est Debt | 0.79% | 182,196 | $9.5M | Add +4.4% |
| RRC Range Resources Corp. | 0.77% | 204,170 | $9.2M | Add +0.1% |
| CPRT Copart Inc. | 0.76% | 274,718 | $9.1M | Add +12.3% |
| SYK Stryker Corp. | 0.72% | 26,377 | $8.7M | Add +0.3% |
| MDLZ Mondelez International Inc. Class A | 0.68% | 141,401 | $8.2M | Add +2.0% |
| NOW ServiceNow Inc. | 0.66% | 76,203 | $8.0M | New |
| ICOP iShares Copper and Metals | 0.66% | 167,003 | $7.9M | Add +3.6% |
| HON Honeywell International Inc. | 0.59% | 31,305 | $7.1M | Add +4.3% |
| JNJ Johnson & Johnson | 0.56% | 27,683 | $6.8M | Add +12.0% |
| RTO Rentokil Initial PLC-SP ADR | 0.53% | 202,698 | $6.4M | Reduce -0.8% |
| ITB iShares U.S. Home Constructi | 0.53% | 70,286 | $6.4M | Add +1.7% |
| GLD SPDR Gold Shares | 0.50% | 14,056 | $6.0M | Add +10.1% |
| UNP Union Pacific Corp. | 0.49% | 24,469 | $5.9M | Add +4.2% |
| HSY The Hershey Co. | 0.47% | 27,276 | $5.7M | Reduce -2.5% |
| NSC Norfolk Southern Corp. | 0.38% | 15,726 | $4.5M | Add +0.4% |
| CCJ Cameco Corp. | 0.35% | 38,825 | $4.2M | Reduce -70.4% |
| ABBV Abbvie Inc. | 0.35% | 19,106 | $4.2M | Add +2.9% |
| MDT Medtronic PLC | 0.33% | 46,261 | $4.0M | Add +5.8% |
| SPG Simon Property Group Inc. | 0.32% | 20,849 | $3.9M | Reduce -1.9% |
| PG The Procter & Gamble Co. | 0.30% | 25,349 | $3.7M | Add +9.4% |
| TSLA Tesla Inc. | 0.28% | 9,197 | $3.4M | Reduce -3.1% |
| AMGN Amgen Inc. | 0.28% | 9,592 | $3.4M | Add +0.9% |
| CSCO Cisco Systems Inc. | 0.27% | 41,865 | $3.2M | Add +7.0% |
| IQLT iShares MSCI International Q | 0.26% | 67,325 | $3.1M | Add +4.6% |
| KO The Coca-Cola Co. | 0.26% | 40,594 | $3.1M | Add +12.6% |
| IBIT iShares Bitcoin Trust ETF | 0.25% | 76,788 | $3.0M | Reduce -0.8% |
| ETN Eaton Corp. PLC | 0.22% | 7,494 | $2.7M | Reduce -4.6% |
| XOM Exxon Mobil Corp. | 0.22% | 15,770 | $2.7M | Add +7.3% |
| GD General Dynamics Corp. | 0.22% | 7,572 | $2.6M | Add +19.1% |
| MU Micron Technology Inc. | 0.21% | 7,623 | $2.6M | Reduce -0.5% |
| HD Home Depot Inc. | 0.20% | 7,445 | $2.4M | Add +3.5% |
| MCD McDonald's Corp. | 0.18% | 6,996 | $2.2M | Add +1.1% |
| PEP Pepsico Inc. | 0.17% | 13,434 | $2.1M | Add +7.3% |
| GLW Corning Inc. | 0.17% | 15,293 | $2.1M | Add +4.7% |
| SBUX Starbucks Corp. | 0.17% | 22,134 | $2.0M | Add +8.3% |
| ORCL Oracle Corp. | 0.16% | 13,438 | $2.0M | Reduce -8.2% |
| AXP American Express Co. | 0.16% | 6,386 | $1.9M | Add +37.1% |
| SYY Sysco Corp. | 0.16% | 26,578 | $1.9M | Add +8.2% |
| AEP American Electric Power | 0.16% | 14,220 | $1.9M | Add +11.3% |
| ESLT Elbit Systems Ltd. | 0.15% | 2,065 | $1.8M | Reduce -3.5% |
| BN Brookfield Corp. | 0.14% | 42,972 | $1.7M | Add +15.9% |
| PNC PNC Financial Services Group | 0.14% | 8,285 | $1.7M | Reduce -4.9% |
| XLK SS Technology Select Sector | 0.14% | 12,340 | $1.6M | Reduce -2.0% |
| IEMG iShares Core MSCI Emerging | 0.13% | 22,882 | $1.6M | Reduce -1.5% |
| CVS CVS Health Corp. | 0.12% | 20,725 | $1.5M | Reduce -2.6% |
| NYF iShares New York Muni Bond E | 0.11% | 24,479 | $1.3M | Add +21.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.10% | 24,965 | $1.2M | Reduce -6.4% |
| ISRG Intuitive Surgical Inc. | 0.10% | 2,542 | $1.2M | Add +1.0% |
| GS Goldman Sachs Group Inc. | 0.10% | 1,371 | $1.2M | Add +4.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.09% | 1,718 | $1.1M | Add +1.7% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.09% | 9,900 | $1.1M | Add +32.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.08% | 1,747 | $1.0M | Reduce -1.0% |
| IAU iShares Gold Trust | 0.08% | 11,197 | $987K | Reduce -2.2% |
| TGT Target Corp. | 0.08% | 8,108 | $983K | Add +13.5% |
| LULU Lululemon Athletica Inc. | 0.08% | 6,298 | $964K | Reduce -66.4% |
| PSX Phillips 66 | 0.08% | 5,154 | $939K | Add +7.5% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.08% | 25,305 | $930K | Reduce -90.4% |
| STZ Constellation Brands Inc. Class A | 0.08% | 6,118 | $918K | Reduce -1.9% |
Portfolio Sells Q4 2025 → Q1 2026
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -90.4% | 0.08% | −0.99 |
| VWOB Vanguard Emerg MKTS Gov BND | Reduce -94.6% | 0.05% | −0.78 |
| WAB Wabtec Corp. | Reduce -97.0% | 0.02% | −0.64 |
| CCJ Cameco Corp. | Reduce -70.4% | 0.35% | −0.60 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.41 |
| RTX RTX Corp. | Reduce -25.3% | 1.44% | −0.31 |
| LULU Lululemon Athletica Inc. | Reduce -66.4% | 0.08% | −0.23 |
| JPM JPMorgan Chase & Co. | Reduce -0.2% | 2.43% | −0.12 |
| ORCL Oracle Corp. | Reduce -8.2% | 0.16% | −0.06 |
| IBIT iShares Bitcoin Trust ETF | Reduce -0.8% | 0.25% | −0.06 |
| TSLA Tesla Inc. | Reduce -3.1% | 0.28% | −0.06 |
| RMD Resmed Inc. | Reduce -0.3% | 0.91% | −0.03 |
| BX Blackstone Inc. | Sold out | 0.00% | −0.02 |
| PANW Palo Alto Networks Inc. | Sold out | 0.00% | −0.02 |
| PYPL PayPal Holdings Inc. | Reduce -12.4% | 0.05% | −0.02 |
| MA Mastercard Inc. Class A | Sold out | 0.00% | −0.02 |
| NPO Enpro Inc. | Sold out | 0.00% | −0.02 |
| QUAL iShares MSCI USA Quality Fac | Sold out | 0.00% | −0.02 |
| BAC Bank of America Corp. | Reduce -6.4% | 0.10% | −0.02 |
| IBM Intl Business Machines Corp. | Reduce -1.3% | 0.07% | −0.01 |
| ELV Elevance Health Inc. | Reduce -3.8% | 0.06% | −0.01 |
| ABT Abbott Laboratories | Reduce -0.9% | 0.06% | −0.01 |
| CVS CVS Health Corp. | Reduce -2.6% | 0.12% | −0.01 |
| XLK SS Technology Select Sector | Reduce -2.0% | 0.14% | −0.01 |
| AMCR Amcor PLC | Sold out | 0.00% | −0.01 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -10.0% | 0.05% | −0.01 |
| IVV iShares Core S&P 500 ETF | Reduce -14.8% | 0.02% | −0.00 |
| GIL Gildan Activewear Inc. | Reduce -1.1% | 0.04% | −0.00 |
| FUBO Fubotv Inc. | Sold out | 0.00% | −0.00 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -1.0% | 0.08% | −0.00 |
| J Jacobs Solutions Inc. | Reduce -10.0% | 0.02% | −0.00 |
| B Barrick Mining Corp. | Reduce -6.9% | 0.02% | −0.00 |
| PNC PNC Financial Services Group | Reduce -4.9% | 0.14% | −0.00 |
| XLV SS Health Care Select Sector | Reduce -2.8% | 0.03% | −0.00 |
| MMM 3M Co. | Reduce -0.1% | 0.02% | −0.00 |
| SR Spire Inc. | Reduce -15.4% | 0.02% | −0.00 |
| UPS United Parcel Service Class B | Reduce -3.0% | 0.05% | +0.00 |
| ORLY O'reilly Automotive Inc. | Reduce -1.4% | 0.03% | +0.00 |
| EFA iShares MSCI Eafe ETF | Reduce -0.9% | 0.03% | +0.00 |
| DUK Duke Energy Corp. | Reduce -7.0% | 0.02% | +0.00 |
| WM Waste Management Inc. | Reduce -5.0% | 0.05% | +0.00 |
| XLP SS Consumer Staples Sel Sect | Reduce -1.9% | 0.03% | +0.00 |
| PFE Pfizer Inc. | Reduce -5.9% | 0.02% | +0.00 |
| ITOT iShares Core S&P Total U.S. | Reduce -0.1% | 2.47% | +0.00 |
| TMP Tompkins Financial Corp. | Reduce -4.4% | 0.04% | +0.00 |
| STZ Constellation Brands Inc. Class A | Reduce -1.9% | 0.08% | +0.01 |
| IAU iShares Gold Trust | Reduce -2.2% | 0.08% | +0.01 |
| IEMG iShares Core MSCI Emerging | Reduce -1.5% | 0.13% | +0.01 |
| SPG Simon Property Group Inc. | Reduce -1.9% | 0.32% | +0.01 |
| CI The Cigna Group | Reduce -0.1% | 1.16% | +0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| MOH Molina Healthcare Inc. | New | 0.83% | +0.83 |
| NOW ServiceNow Inc. | New | 0.66% | +0.66 |
| XLE SS Energy Select Sector | Add +0.4% | 2.10% | +0.64 |
| CNH CNH Industrial NV | Add +156.8% | 0.89% | +0.61 |
| CVX Chevron Corp. | Add +1.3% | 1.22% | +0.37 |
| XOP SS SPDR S&P Og Exp & Prod | Add +1.9% | 0.84% | +0.29 |
| COST Costco Wholesale Corp. | Add +12.1% | 1.12% | +0.29 |
| FBND Fidelity Total Bond ETF | Add +5.2% | 3.11% | +0.26 |
| DBND Doubleline Oppor Cor BND-Usd | Add +7.0% | 2.22% | +0.21 |
| RRC Range Resources Corp. | Add +0.1% | 0.77% | +0.20 |
| MRVL Marvell Technology Inc. | Add +1.3% | 1.01% | +0.19 |
| TSM Taiwan Semiconductor-SP ADR | Add +0.5% | 1.09% | +0.16 |
| JNJ Johnson & Johnson | Add +12.0% | 0.56% | +0.16 |
| HON Honeywell International Inc. | Add +4.3% | 0.59% | +0.12 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +5.7% | 2.30% | +0.12 |
| GLD SPDR Gold Shares | Add +10.1% | 0.50% | +0.10 |
| IBKR Interactive Brokers Gro Class A | Add +1.0% | 1.07% | +0.10 |
| ICOP iShares Copper and Metals | Add +3.6% | 0.66% | +0.09 |
| MDLZ Mondelez International Inc. Class A | Add +2.0% | 0.68% | +0.08 |
| XOM Exxon Mobil Corp. | Add +7.3% | 0.22% | +0.08 |
| DMBS Doubleline Mortgage ETF | Add +5.8% | 0.81% | +0.07 |
| GLW Corning Inc. | Add +4.7% | 0.17% | +0.07 |
| DCRE DBL Comm Real Est Debt | Add +4.4% | 0.79% | +0.07 |
| UNP Union Pacific Corp. | Add +4.2% | 0.49% | +0.06 |
| KO The Coca-Cola Co. | Add +12.6% | 0.26% | +0.06 |
| GD General Dynamics Corp. | Add +19.1% | 0.22% | +0.05 |
| PG The Procter & Gamble Co. | Add +9.4% | 0.30% | +0.04 |
| AEP American Electric Power | Add +11.3% | 0.16% | +0.04 |
| AMGN Amgen Inc. | Add +0.9% | 0.28% | +0.03 |
| NFLX Netflix Inc. | Add +77.6% | 0.07% | +0.03 |
| PEP Pepsico Inc. | Add +7.3% | 0.17% | +0.03 |
| CSCO Cisco Systems Inc. | Add +7.0% | 0.27% | +0.03 |
| PSX Phillips 66 | Add +7.5% | 0.08% | +0.03 |
| LOW Lowe's Cos Inc. | Add +0.2% | 1.09% | +0.03 |
| SBUX Starbucks Corp. | Add +8.3% | 0.17% | +0.03 |
| IQLT iShares MSCI International Q | Add +4.6% | 0.26% | +0.03 |
| TGT Target Corp. | Add +13.5% | 0.08% | +0.03 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +32.9% | 0.09% | +0.02 |
| COP Conocophillips | Add +15.3% | 0.06% | +0.02 |
| AXP American Express Co. | Add +37.1% | 0.16% | +0.02 |
| NYF iShares New York Muni Bond E | Add +21.7% | 0.11% | +0.02 |
| AEM Agnico Eagle Mines Ltd. | New | 0.02% | +0.02 |
| VLO Valero Energy Corp. | New | 0.02% | +0.02 |
| EVRG Evergy Inc. | New | 0.02% | +0.02 |
| CYTK Cytokinetics Inc. | New | 0.02% | +0.02 |
| WMT Walmart Inc. | New | 0.02% | +0.02 |
| CARR Carrier Global Corp. | New | 0.02% | +0.02 |
| IBOC International Bancshares CRP | New | 0.02% | +0.02 |
| IXUS iShares Core Intl Stock ETF | New | 0.02% | +0.02 |
| AMAT Applied Materials Inc. | Add +2.8% | 0.05% | +0.02 |
Options Activity Q4 2025 → Q1 2026
| BBIO Bridgebio Pharma Inc. | call | Sold out | 9,000 | $451Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 179 | $1.4B | AAPL, GOOG, MSFT, FBND, GOOGL |
| Q1 2026 | 175 | $1.2B | AAPL, MSFT, GOOG, FBND, GOOGL |
| Q4 2025 | 173 | $1.3B | AAPL, MSFT, GOOG, META, GOOGL |
| Q3 2025 | 142 | $1.1B | AAPL, MSFT, META, AVGO, GOOG |
| Q2 2025 | 135 | $1.0B | AAPL, MSFT, META, FBND, AMZN |
| Q1 2025 | 130 | $940.6M | AAPL, MSFT, META, FBND, AMZN |
| Q4 2024 | 130 | $952.3M | AAPL, MSFT, META, AMZN, FBND |
| Q3 2024 | 128 | $933.0M | AAPL, MSFT, META, FBND, ITOT |
| Q2 2024 | 122 | $870.6M | AAPL, MSFT, META, FBND, GOOG |
| Q1 2024 | 128 | $838.9M | AAPL, MSFT, META, FBND, AMZN |