W.G. Shaheen & Associates DBA Whitney & Co

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 7, 2025), W.G. Shaheen & Associates DBA Whitney & Co reported 142 stock positions worth $1.1 billion. Its top holding was Apple (AAPL) at 12.8% of the portfolio, followed by Microsoft (MSFT, 5.2%) and Meta Platforms Class A (META, 3.5%). Compared with Q2 2025, it opened 10 new positions, sold out of 3, added to 36 and reduced 62. The biggest buy was a new position in Marvell Technology (MRVL) and the biggest sale Medtronic (MDT, shares −68%).

Most Recent 13F
Q2 2026
Location
ROCHESTER, NY
CIK
0001577001
Portfolio Value
$1.1B (Q3 2025)
SEC Filing
0001577001-25-000003 ↗ filed Nov 7, 2025

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $838.9M Q1 2024 Q2 2024: $870.6M Q2 2024 Q3 2024: $933.0M Q3 2024 Q4 2024: $952.3M Q4 2024 Q1 2025: $940.6M Q1 2025 Q2 2025: $1.0B Q2 2025 Q3 2025: $1.1B $1.1B Q3 2025 Q4 2025: $1.3B Q4 2025 Q1 2026: $1.2B Q1 2026 Q2 2026: $1.4B Q2 2026

Holdings 142 stocks · $1.1B
AAPL Apple Inc. 12.75% 552,114 $140.6M Reduce -0.8%
MSFT Microsoft Corp. 5.15% 109,666 $56.8M Reduce -0.8%
META Meta Platforms Inc. Class A 3.52% 52,806 $38.8M Reduce -1.1%
AVGO Broadcom Inc. 3.18% 106,291 $35.1M Reduce -0.8%
GOOG Alphabet Inc. Class C 3.16% 143,188 $34.9M Add +0.5%
FBND Fidelity Total Bond ETF 3.05% 727,816 $33.7M Add +5.7%
NVDA Nvidia Corp. 2.93% 173,069 $32.3M Add +0.6%
AMZN Amazon.com Inc. 2.75% 138,195 $30.3M Reduce -0.1%
ITOT iShares Core S&P Total U.S. 2.73% 206,606 $30.1M Add +0.4%
JPM JPMorgan Chase & Co. 2.58% 90,332 $28.5M Reduce -2.3%
GOOGL Alphabet Inc. Class A 2.24% 101,551 $24.7M Reduce -1.5%
DBND Doubleline Oppor Cor BND-Usd 2.17% 513,979 $23.9M Add +5.7%
BRK.B Berkshire Hathaway Inc. Class B 2.08% 45,671 $23.0M Reduce -0.1%
SCHW Schwab (charles) Corp. 2.06% 238,341 $22.8M Add +0.1%
V Visa Inc. Class A 1.95% 62,956 $21.5M Reduce -0.3%
RTX RTX Corp. 1.82% 120,129 $20.1M Reduce -0.5%
XLE SS Energy Select Sector 1.65% 204,134 $18.2M Reduce -0.4%
BKNG Booking Holdings Inc. 1.55% 3,159 $17.1M Reduce -0.8%
VRTX Vertex Pharmaceuticals Inc. 1.55% 43,556 $17.1M Reduce -0.6%
BLK BlackRock Inc. 1.46% 13,792 $16.1M Reduce -0.6%
ADBE Adobe Inc. 1.41% 44,084 $15.6M Reduce -0.2%
CI The Cigna Group 1.36% 52,101 $15.0M Reduce -0.4%
LOW Lowe's Cos Inc. 1.26% 55,050 $13.8M Reduce -0.7%
RMD Resmed Inc. 1.23% 49,528 $13.6M Reduce -7.5%
NEM Newmont Corp. 1.21% 157,899 $13.3M Reduce -18.1%
NVO Novo-Nordisk A/S-Spons ADR 1.20% 238,746 $13.2M Add +65.6%
EW Edwards Lifesciences Corp. 1.20% 169,583 $13.2M Add +0.8%
IBKR Interactive Brokers Gro Class A 1.18% 188,556 $13.0M Add +0.5%
RYAAY Ryanair Holdings PLC-SP ADR 1.17% 214,738 $12.9M Reduce -0.7%
STZ Constellation Brands Inc. Class A 1.13% 92,854 $12.5M Reduce -1.5%
ASML ASML Holding NV-NY Reg SHS 1.13% 12,877 $12.5M Add +0.8%
CRM Salesforce Inc. 1.08% 50,429 $12.0M Add +0.1%
LRCX Lam Research Corp. 1.06% 87,635 $11.7M Reduce -1.3%
CCJ Cameco Corp. 0.99% 130,690 $11.0M Reduce -0.3%
TSM Taiwan Semiconductor-SP ADR 0.97% 38,283 $10.7M Add +0.9%
CVX Chevron Corp. 0.95% 67,525 $10.5M Add +1.4%
VWOB Vanguard Emerg MKTS Gov BND 0.93% 153,861 $10.3M Add +0.7%
MRVL Marvell Technology Inc. 0.91% 119,807 $10.1M New
SYK Stryker Corp. 0.87% 26,086 $9.6M Reduce -13.5%
MRK Merck & Co. Inc. 0.84% 110,562 $9.3M Reduce -0.5%
DMBS Doubleline Mortgage ETF 0.81% 178,747 $8.9M Add +5.8%
MDLZ Mondelez International Inc. Class A 0.80% 140,451 $8.8M Reduce -1.1%
DCRE DBL Comm Real Est Debt 0.79% 167,392 $8.7M Add +7.9%
COST Costco Wholesale Corp. 0.78% 9,268 $8.6M Reduce -0.3%
NKE Nike Inc. Class B 0.76% 119,598 $8.3M Reduce -1.1%
WAB Wabtec Corp. 0.72% 39,404 $7.9M Reduce -0.5%
RRC Range Resources Corp. 0.69% 202,868 $7.6M Reduce -0.3%
ITB iShares U.S. Home Constructi 0.66% 68,226 $7.3M Add +1.2%
NSC Norfolk Southern Corp. 0.66% 24,143 $7.3M Reduce -34.1%
LLY Eli Lilly & Co. 0.65% 9,371 $7.2M Add +2.2%
XOP SS SPDR S&P Og Exp & Prod 0.64% 53,244 $7.0M Add +1.0%
PAYX Paychex Inc. 0.62% 54,229 $6.9M Reduce -0.4%
HSY The Hershey Co. 0.56% 32,867 $6.1M Reduce -3.1%
ICOP iShares Copper and Metals 0.54% 158,816 $6.0M Add +3.0%
HON Honeywell International Inc. 0.53% 27,888 $5.9M New
RTO Rentokil Initial PLC-SP ADR 0.52% 226,878 $5.7M Reduce -1.4%
CNH CNH Industrial NV 0.50% 507,264 $5.5M Reduce -0.9%
LULU Lululemon Athletica Inc. 0.45% 27,766 $4.9M Add +88.4%
IBIT iShares Bitcoin Trust ETF 0.41% 70,083 $4.6M Add +3.7%
TSLA Tesla Inc. 0.38% 9,299 $4.1M Reduce -0.1%
SPG Simon Property Group Inc. 0.30% 17,649 $3.3M No change
ORCL Oracle Corp. 0.29% 11,294 $3.2M Reduce -3.1%
MDT Medtronic PLC 0.28% 32,912 $3.1M Reduce -67.8%
IQLT iShares MSCI International Q 0.25% 63,191 $2.8M Add +11.6%
AMGN Amgen Inc. 0.23% 9,066 $2.6M No change
PNC PNC Financial Services Group 0.16% 8,710 $1.8M Reduce -0.2%
XLK SS Technology Select Sector 0.16% 6,162 $1.7M Add +7.8%
ABBV Abbvie Inc. 0.16% 7,500 $1.7M No change
JNJ Johnson & Johnson 0.16% 9,314 $1.7M Reduce -1.1%
IEMG iShares Core MSCI Emerging 0.14% 23,323 $1.5M Add +0.4%
GLD SPDR Gold Shares 0.13% 3,913 $1.4M Reduce -0.4%
PG The Procter & Gamble Co. 0.11% 8,059 $1.2M Reduce -4.8%
MU Micron Technology Inc. 0.11% 7,183 $1.2M Reduce -5.5%
XOM Exxon Mobil Corp. 0.11% 10,569 $1.2M Reduce -0.5%
QQQ Invesco QQQ Trust Series 1 0.10% 1,790 $1.1M Reduce -3.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.09% 3,523 $994K Add +0.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.08% 17,546 $905K No change
AGG iShares Core U.S. Aggregate 0.08% 8,797 $882K Add +11.1%
ELV Elevance Health Inc. 0.08% 2,662 $860K No change
IAU iShares Gold Trust 0.08% 11,744 $855K Reduce -13.9%
MYN BlackRock Muniyield NY QLTY 0.07% 80,785 $802K Add +14.1%
CSCO Cisco Systems Inc. 0.07% 11,550 $790K No change
MCD McDonald's Corp. 0.06% 2,281 $693K No change
VTI VG Morningstar TS MKT ETF-US 0.06% 2,056 $675K Add +0.5%
NYF iShares New York Muni Bond E 0.06% 11,649 $621K Add +0.9%
WM Waste Management Inc. 0.05% 2,726 $602K No change
AEP American Electric Power 0.05% 5,350 $602K No change
IDXX Idexx Laboratories Inc. 0.05% 940 $601K No change
LHX L3HARRIS Technologies Inc. 0.05% 1,910 $583K No change
PFF iShares Preferred & Income S 0.05% 16,900 $534K Reduce -12.8%
GIL Gildan Activewear Inc. 0.05% 8,800 $509K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.04% 730 $486K Reduce -4.8%
SYY Sysco Corp. 0.04% 5,650 $465K No change
TFC Truist Financial Corp. 0.04% 9,831 $449K Reduce -3.5%
XLF SS Financial Select Sector 0.04% 8,335 $449K No change
HIMS Hims & Hers Health Inc. 0.04% 7,695 $436K Add +4.8%
MCK McKesson Corp. 0.04% 528 $408K No change
UPS United Parcel Service Class B 0.04% 4,861 $406K No change
SOFI Sofi Technologies Inc. 0.04% 15,110 $399K No change
SRE Sempra 0.04% 4,407 $397K Reduce -4.3%
BX Blackstone Inc. 0.04% 2,292 $392K Reduce -15.4%
NFLX Netflix Inc. 0.04% 325 $390K Add +8.3%
BBIO Bridgebio Pharma Inc. 0.04% 7,500 $390K Reduce -17.6%
ORLY O'reilly Automotive Inc. 0.04% 3,600 $388K No change
INTC Intel Corp. 0.03% 11,323 $380K Reduce -21.9%
TMP Tompkins Financial Corp. 0.03% 5,730 $379K No change
ULTA Ulta Beauty Inc. 0.03% 685 $375K Reduce -2.1%
XLV SS Health Care Select Sector 0.03% 2,672 $372K Reduce -18.6%
XLP SS Consumer Staples Sel Sect 0.03% 4,542 $356K Reduce -21.3%
VIG Vanguard Dividend Apprec ETF 0.03% 1,632 $352K Add +0.3%
PLTR Palantir Technologies Inc. Class A 0.03% 1,893 $345K Reduce -11.0%
PSX Phillips 66 0.03% 2,396 $326K No change
O Realty Income Corp. 0.03% 5,250 $319K Reduce -5.4%
SR Spire Inc. 0.03% 3,900 $318K No change
PREF Pri Spe Pre Sec Acti-Usd Inc. 0.03% 16,500 $316K No change
EFA iShares MSCI Eafe ETF 0.03% 3,300 $308K No change
MINT PIMCO Enhanced Short Maturit 0.03% 3,000 $302K No change
J Jacobs Solutions Inc. 0.03% 1,900 $285K No change
ISRG Intuitive Surgical Inc. 0.02% 589 $263K Add +0.3%
BABA Alibaba Group Holding-SP ADR 0.02% 1,445 $258K New
IXN iShares Global Tech ETF 0.02% 2,500 $258K No change
MUB iShares National Muni Bond E 0.02% 2,280 $243K Reduce -9.0%
NPO Enpro Inc. 0.02% 1,039 $235K New
VGLT Vanguard Long-Term Treasury 0.02% 4,066 $231K Reduce -25.6%
SHW The Sherwin-Williams Co. 0.02% 660 $229K No change
MA Mastercard Inc. Class A 0.02% 402 $228K No change
PEP Pepsico Inc. 0.02% 1,625 $228K Reduce -18.9%
GBTC Grayscale Bitcoin Trust ETF 0.02% 2,495 $224K No change
VTV Vanguard Mrngstr Val ETF-Aui 0.02% 1,179 $220K Add +0.3%
CARR Carrier Global Corp. 0.02% 3,600 $215K No change
XLY SS Consumer Disc Select Sect 0.02% 882 $211K New
MAR Marriott International Class A 0.02% 806 $210K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.02% 1,050 $208K No change
IBOC International Bancshares CRP 0.02% 3,000 $206K New
QUAL iShares MSCI USA Quality Fac 0.02% 1,059 $206K New
KTOS Kratos Defense & Security 0.02% 2,250 $206K New
EVRG Evergy Inc. 0.02% 2,696 $205K New
VYX NCR Voyix Corp. 0.01% 10,000 $126K No change
NUAI New Era Energy & Digital Inc. 0.01% 61,450 $113K New
AMCR Amcor PLC 0.01% 11,189 $92K Reduce -9.9%
FUBO Fubotv Inc. 0.00% 13,050 $54K No change
UAVS Ageagle Aerial Systems Inc. 0.00% 17,358 $35K Add +41.9%

Options reported separately and not counted above: BBIO calls ($305K), SLV calls ($142K), ALT calls ($12K).

Portfolio Sells Q2 2025 → Q3 2025
MDT Medtronic PLC Reduce -67.8% 0.28% −0.59
STZ Constellation Brands Inc. Class A Reduce -1.5% 1.13% −0.38
VRTX Vertex Pharmaceuticals Inc. Reduce -0.6% 1.55% −0.38
META Meta Platforms Inc. Class A Reduce -1.1% 3.52% −0.37
CI The Cigna Group Reduce -0.4% 1.36% −0.34
SYK Stryker Corp. Reduce -13.5% 0.87% −0.30
ADBE Adobe Inc. Reduce -0.2% 1.41% −0.28
BKNG Booking Holdings Inc. Reduce -0.8% 1.55% −0.27
MSFT Microsoft Corp. Reduce -0.8% 5.15% −0.27
NSC Norfolk Southern Corp. Reduce -34.1% 0.66% −0.27
V Visa Inc. Class A Reduce -0.3% 1.95% −0.26
AMZN Amazon.com Inc. Reduce -0.1% 2.75% −0.24
PAYX Paychex Inc. Reduce -0.4% 0.62% −0.16
CNH CNH Industrial NV Reduce -0.9% 0.50% −0.16
MDLZ Mondelez International Inc. Class A Reduce -1.1% 0.80% −0.15
RMD Resmed Inc. Reduce -7.5% 1.23% −0.13
COST Costco Wholesale Corp. Reduce -0.3% 0.78% −0.13
RRC Range Resources Corp. Reduce -0.3% 0.69% −0.12
BRK.B Berkshire Hathaway Inc. Class B Reduce -0.1% 2.08% −0.11
WAB Wabtec Corp. Reduce -0.5% 0.72% −0.10
NKE Nike Inc. Class B Reduce -1.1% 0.76% −0.09
XLE SS Energy Select Sector Reduce -0.4% 1.65% −0.06
JPM JPMorgan Chase & Co. Reduce -2.3% 2.58% −0.06
RYAAY Ryanair Holdings PLC-SP ADR Reduce -0.7% 1.17% −0.06
SUB iShares Short-Term National Sold out 0.00% −0.03
MRK Merck & Co. Inc. Reduce -0.5% 0.84% −0.03
RTO Rentokil Initial PLC-SP ADR Reduce -1.4% 0.52% −0.03
PG The Procter & Gamble Co. Reduce -4.8% 0.11% −0.02
ACN Accenture PLC Class A Sold out 0.00% −0.02
MMM 3M Co. Sold out 0.00% −0.02
XLP SS Consumer Staples Sel Sect Reduce -21.3% 0.03% −0.01
PFF iShares Preferred & Income S Reduce -12.8% 0.05% −0.01
XLV SS Health Care Select Sector Reduce -18.6% 0.03% −0.01
VGLT Vanguard Long-Term Treasury Reduce -25.6% 0.02% −0.01
IAU iShares Gold Trust Reduce -13.9% 0.08% −0.01
PEP Pepsico Inc. Reduce -18.9% 0.02% −0.01
XOM Exxon Mobil Corp. Reduce -0.5% 0.11% −0.00
BX Blackstone Inc. Reduce -15.4% 0.04% −0.00
MUB iShares National Muni Bond E Reduce -9.0% 0.02% −0.00
BBIO Bridgebio Pharma Inc. Reduce -17.6% 0.04% −0.00
QQQ Invesco QQQ Trust Series 1 Reduce -3.2% 0.10% −0.00
AMCR Amcor PLC Reduce -9.9% 0.01% −0.00
O Realty Income Corp. Reduce -5.4% 0.03% −0.00
SPY SS SPDR S&P 500 ETF Trust-US Reduce -4.8% 0.04% −0.00
TFC Truist Financial Corp. Reduce -3.5% 0.04% −0.00
PNC PNC Financial Services Group Reduce -0.2% 0.16% −0.00
SRE Sempra Reduce -4.3% 0.04% +0.00
ULTA Ulta Beauty Inc. Reduce -2.1% 0.03% +0.00
HSY The Hershey Co. Reduce -3.1% 0.56% +0.00
INTC Intel Corp. Reduce -21.9% 0.03% +0.00

Portfolio Buys Q2 2025 → Q3 2025
MRVL Marvell Technology Inc. New 0.91% +0.91
GOOG Alphabet Inc. Class C Add +0.5% 3.16% +0.67
HON Honeywell International Inc. New 0.53% +0.53
NVDA Nvidia Corp. Add +0.6% 2.93% +0.25
NVO Novo-Nordisk A/S-Spons ADR Add +65.6% 1.20% +0.22
IBKR Interactive Brokers Gro Class A Add +0.5% 1.18% +0.15
TSM Taiwan Semiconductor-SP ADR Add +0.9% 0.97% +0.12
ASML ASML Holding NV-NY Reg SHS Add +0.8% 1.13% +0.12
LULU Lululemon Athletica Inc. Add +88.4% 0.45% +0.10
ICOP iShares Copper and Metals Add +3.0% 0.54% +0.09
ITB iShares U.S. Home Constructi Add +1.2% 0.66% +0.04
BABA Alibaba Group Holding-SP ADR New 0.02% +0.02
NPO Enpro Inc. New 0.02% +0.02
XLY SS Consumer Disc Select Sect New 0.02% +0.02
IBOC International Bancshares CRP New 0.02% +0.02
QUAL iShares MSCI USA Quality Fac New 0.02% +0.02
KTOS Kratos Defense & Security New 0.02% +0.02
EVRG Evergy Inc. New 0.02% +0.02
XLK SS Technology Select Sector Add +7.8% 0.16% +0.01
IQLT iShares MSCI International Q Add +11.6% 0.25% +0.01
NUAI New Era Energy & Digital Inc. New 0.01% +0.01
CVX Chevron Corp. Add +1.4% 0.95% +0.01
MYN BlackRock Muniyield NY QLTY Add +14.1% 0.07% +0.01
IBIT iShares Bitcoin Trust ETF Add +3.7% 0.41% +0.00
HIMS Hims & Hers Health Inc. Add +4.8% 0.04% +0.00
AGG iShares Core U.S. Aggregate Add +11.1% 0.08% +0.00
UAVS Ageagle Aerial Systems Inc. Add +41.9% 0.00% +0.00
IEMG iShares Core MSCI Emerging Add +0.4% 0.14% +0.00
VTI VG Morningstar TS MKT ETF-US Add +0.5% 0.06% −0.00
VTV Vanguard Mrngstr Val ETF-Aui Add +0.3% 0.02% −0.00
VIG Vanguard Dividend Apprec ETF Add +0.3% 0.03% −0.00
NYF iShares New York Muni Bond E Add +0.9% 0.06% −0.00
NFLX Netflix Inc. Add +8.3% 0.04% −0.00
DCRE DBL Comm Real Est Debt Add +7.9% 0.79% −0.01
ISRG Intuitive Surgical Inc. Add +0.3% 0.02% −0.01
ITOT iShares Core S&P Total U.S. Add +0.4% 2.73% −0.01
IBM Intl Business Machines Corp. Add +0.1% 0.09% −0.01
DMBS Doubleline Mortgage ETF Add +5.8% 0.81% −0.01
XOP SS SPDR S&P Og Exp & Prod Add +1.0% 0.64% −0.02
DBND Doubleline Oppor Cor BND-Usd Add +5.7% 2.17% −0.05
VWOB Vanguard Emerg MKTS Gov BND Add +0.7% 0.93% −0.05
FBND Fidelity Total Bond ETF Add +5.7% 3.05% −0.05
LLY Eli Lilly & Co. Add +2.2% 0.65% −0.06
SCHW Schwab (charles) Corp. Add +0.1% 2.06% −0.08
EW Edwards Lifesciences Corp. Add +0.8% 1.20% −0.10
CRM Salesforce Inc. Add +0.1% 1.08% −0.27

Options Activity Q2 2025 → Q3 2025
SLV iShares Silver Trust call New 15,000 $142K
ALT Altimmune Inc. call New 25,500 $12K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 179$1.4BAAPL, GOOG, MSFT, FBND, GOOGL
Q1 2026 175$1.2BAAPL, MSFT, GOOG, FBND, GOOGL
Q4 2025 173$1.3BAAPL, MSFT, GOOG, META, GOOGL
Q3 2025 142$1.1BAAPL, MSFT, META, AVGO, GOOG
Q2 2025 135$1.0BAAPL, MSFT, META, FBND, AMZN
Q1 2025 130$940.6MAAPL, MSFT, META, FBND, AMZN
Q4 2024 130$952.3MAAPL, MSFT, META, AMZN, FBND
Q3 2024 128$933.0MAAPL, MSFT, META, FBND, ITOT
Q2 2024 122$870.6MAAPL, MSFT, META, FBND, GOOG
Q1 2024 128$838.9MAAPL, MSFT, META, FBND, AMZN