Warberg Asset Management LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 11, 2026), Warberg Asset Management LLC reported 69 stock positions worth $60.6 million. Its top holding was Nextnav (NN) at 25.3% of the portfolio, followed by Cornerstone Strategic Invest (CLM, 22.9%) and Stereotaxis (STXS, 3.1%). Compared with Q1 2026, it opened 19 new positions, sold out of 40, added to 4 and reduced 22. The biggest buy was a new position in Nextnav (NN) and the biggest sale an exit from SS Energy Select Sector (XLE).
- Most Recent 13F
- Q2 2026
- Location
- WINNETKA, IL
- CIK
- 0001597506
- Portfolio Value
- $60.6M (Q2 2026)
- SEC Filing
- 0001597506-26-000003 ↗ filed Aug 11, 2026
Holdings Value
Holdings 69 stocks · $60.6M
| NN Nextnav Inc. | 25.28% | 859,839 | $15.3M | New |
| CLM Cornerstone Strategic Invest | 22.90% | 1,836,581 | $13.9M | Add +76.3% |
| STXS Stereotaxis Inc. | 3.15% | 1,108,889 | $1.9M | Add +1.4% |
| FGII FG Imperii Acquisition Class A | 2.46% | 149,908 | $1.5M | Reduce -3.2% |
| XSLL Xsolla Spac 1 Class A | 2.27% | 138,736 | $1.4M | Reduce -3.0% |
| VNME Vendome Acquisition Corp. Class A | 1.87% | 111,183 | $1.1M | Reduce -6.6% |
| CAIIU Collective Acquisition Corp. | 1.65% | 99,668 | $1.0M | New |
| PTOR Praetorian Acquisition Cor-A | 1.64% | 99,999 | $993K | No change |
| NEN New England Realty Assoc-LP | 1.46% | 15,100 | $886K | Reduce -14.7% |
| ORIQ Origin Investment Corp. I | 1.42% | 83,610 | $862K | No change |
| BKHA Black Hawk Acquisition Cor-A | 1.41% | 71,923 | $857K | Reduce -0.6% |
| DBCA D. Boral Acquisition I Class A | 1.26% | 76,851 | $766K | Reduce -0.2% |
| KCHV Kochav Defense Acquisition-A | 1.25% | 73,072 | $758K | Reduce -4.8% |
| XCBE X3 Acquisition Corp. Ltd. Class A | 1.24% | 75,000 | $749K | No change |
| ACGC Acp Holdings Acquisitio Class A | 1.22% | 74,172 | $737K | New |
| VHCP Vine Hill Capital Inves Class A | 1.16% | 70,494 | $704K | Reduce 0.0% |
| RFAM RF Acquisition Corp. III | 1.14% | 69,949 | $692K | Reduce -0.1% |
| SVAQ Silicon Valley Acquisit Class A | 1.10% | 66,247 | $667K | Reduce -11.7% |
| AMPX Amprius Technologies Inc. | 1.07% | 47,000 | $651K | New |
| GDXJ Vaneck Junior Gold Miners | 1.01% | 6,222 | $611K | New |
| USAR USA Rare Earth Inc. | 0.90% | 25,333 | $547K | No change |
| CRAQ Cal Redwood Acquisit Class A | 0.85% | 49,900 | $514K | No change |
| ATLQU Jab Acquisition Corp. I | 0.85% | 51,168 | $513K | New |
| BRKHU Burtech Acquisition Corp. II | 0.83% | 50,000 | $503K | New |
| ARTC Art Technology Acquisit Class A | 0.82% | 50,000 | $497K | No change |
| CRAC Crown Reserve Acquisiti Class A | 0.79% | 47,106 | $476K | Reduce -0.0% |
| CTAA Clearthink 1 Acquisitio Class A | 0.78% | 47,995 | $476K | Reduce -51.3% |
| MMTX Miluna Acquisition Class A | 0.77% | 45,989 | $465K | No change |
| SCII SC II Acquisition Corp. Class A | 0.76% | 46,200 | $463K | No change |
| TVAI Thayer Ventures Acquis Class A | 0.76% | 44,699 | $461K | No change |
| INAC Indigo Acquisition Corp. | 0.75% | 44,612 | $457K | No change |
| LKSP Lake Superior Acquisiti Class A | 0.75% | 44,947 | $456K | No change |
| CEPO Cantor Equity Partners I-A | 0.73% | 42,252 | $444K | New |
| ALPXU Alpex Acquisition Corp. | 0.66% | 40,000 | $401K | New |
| POST Post Holdings Inc. filed as POST HLDGS INC | 0.65% | 4,500 | $397K | No change |
| GTERA Globa Terra Acquisition Co. Class A | 0.62% | 36,300 | $374K | No change |
| OTGA Otg Acquisition Corp. I Class A | 0.59% | 35,438 | $360K | No change |
| CHPG Championsgate Acquisitio-A | 0.59% | 34,442 | $358K | Reduce -0.9% |
| YCY Aa Mission Acquisition-A | 0.59% | 34,987 | $355K | No change |
| FWACU Futurewave Acquisition Corp. | 0.53% | 32,056 | $322K | New |
| RGNT Regentis Biomaterials Ltd. | 0.51% | 86,980 | $306K | New |
| ALNY Alnylam Pharmaceuticals Inc. | 0.50% | 1,000 | $301K | New |
| HAVA Harvard Ave Acquisition Class A | 0.49% | 29,685 | $300K | Reduce -20.8% |
| CCAQ Collective Acquisition Corp. | 0.48% | 27,601 | $288K | Reduce -2.5% |
| FXACU Fortunex Acquisition Corp. | 0.47% | 28,269 | $284K | New |
| MKLY McKinley Acquisition Co. Class A | 0.45% | 27,000 | $274K | No change |
| SOCA Solarius Capital Acquis Class A | 0.42% | 24,895 | $255K | No change |
| EVOX Evolution Global Acquis Class A | 0.41% | 25,000 | $251K | No change |
| TDWD Tailwind 2.0 Acquisitio Class A | 0.41% | 24,900 | $250K | No change |
| PAACU Proem Acquisition Corp. I | 0.41% | 24,564 | $248K | Reduce -52.3% |
| LAFA Lafayette Acquisition Corp. | 0.41% | 24,453 | $246K | Reduce -0.4% |
| QSEA Quartzsea Acquisition Corp. | 0.40% | 22,916 | $241K | Add +4.4% |
| APAC Stonebridge Acquisition Class A | 0.40% | 23,700 | $241K | Reduce -13.8% |
| RIBB Ribbon Acquisition Corp. | 0.39% | 21,826 | $235K | No change |
| CRAN Crane Harbor Acquisitio Class A | 0.37% | 21,908 | $222K | Reduce -6.8% |
| DRDB Roman DBDR Acquisition Corp. | 0.35% | 20,206 | $213K | Reduce -12.9% |
| BIXI Bitcoin Infrastructure Class A | 0.33% | 20,000 | $200K | No change |
| COPL Copley Acquisition Corp. Class A | 0.29% | 16,794 | $175K | Reduce -3.5% |
| KOYN CSLM Digital Asset Acqu - A | 0.26% | 15,828 | $160K | No change |
| OPTU Optimum Communications Inc. Class A | 0.24% | 99,090 | $144K | New |
| TENON MEDICAL INC | 0.23% | 430,407 | $140K | New |
| DGXX Digi Power X Inc. filed as DIGI PWR X INC | 0.22% | 25,000 | $136K | New |
| EURK Eureka Acquisition Corp. | 0.19% | 10,057 | $115K | Reduce -21.3% |
| OACC Oaktree Acquisition Corp. I-A | 0.18% | 10,037 | $107K | Add +0.1% |
| DC Dakota Gold Corp. | 0.18% | 25,045 | $107K | No change |
| OYSE Oyster Enterprises II Acq-A | 0.17% | 10,000 | $103K | No change |
| RNTX Rein Therapeutics Inc. | 0.17% | 99,000 | $101K | New |
| LIQT Liqtech International Inc. | 0.13% | 91,746 | $78K | New |
| AMST Amesite Inc. | 0.03% | 14,287 | $19K | New |
Options reported separately and not counted above: SPY puts ($172.2M), QQQ puts ($14.0M), NVDA puts ($4.4M), TLT puts ($3.5M), SPY calls ($3.0M), SMH puts ($2.6M), DRAM puts ($1.6M), UAL calls ($1.4M), SBUX puts ($1.2M), ESPR puts ($1.2M), SLV calls ($1.1M), PYPL calls ($1.1M), and 13 more.
Other holdings (76): bonds, preferreds, convertibles and warrants · $276.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 14,102,000 | $46.9M | New |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 15,275,000 | $42.0M | Add +37.5% |
| ASTRONICS CORP (ATRO 5.5 03/15/30) | NOTE 5.500% 3/1 · principal | 7,185,000 | $31.3M | Add +326.4% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 10,684,000 | $19.0M | Add +0.2% |
| GUARDANT HEALTH INC (GH 1.25 02/15/31) | DEBT 1.250% 2/1 · principal | 5,000,000 | $12.6M | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 100,154 | $11.7M | New |
| TXNM ENERGY INC (TXNM 5.75 06/01/54) | NOTE 5.750% 6/0 · principal | 6,809,000 | $8.9M | Add +36.2% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 7,500,000 | $8.6M | New |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 385,028 | $7.2M | Add +43.7% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 5,700,000 | $7.2M | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 110,589 | $6.7M | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 1,020,000 | $6.7M | New |
| LCI INDUSTRIES (LCII 3 03/01/30) | NOTE 3.000% 3/0 · principal | 5,500,000 | $6.2M | Reduce -15.4% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 5,002,000 | $6.0M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.25 05/15/33) | NOTE 0.250% 5/1 · principal | 3,500,000 | $5.1M | New |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 3,500,000 | $5.1M | Reduce -41.7% |
| JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) | NOTE 3.125% 9/1 · principal | 2,500,000 | $4.3M | New |
| A10 NETWORKS INC (ATEN 2.75 04/01/30) | NOTE 2.750% 4/0 · principal | 2,500,000 | $4.2M | New |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 1,045,000 | $3.9M | New |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | 2,000,000 | $3.5M | Reduce -50.0% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 2,500,000 | $3.3M | New |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 115,000 | $2.9M | Add +15.1% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 1,747,000 | $2.5M | Add +49.4% |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 1,000,000 | $2.5M | Add +431.9% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 1,953,000 | $2.3M | No change |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 1,728,000 | $1.8M | Reduce -13.6% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 1,500,000 | $1.8M | Reduce -40.0% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 54,398 | $1.7M | Add +10.4% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 30,305 | $1.7M | Reduce -21.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,180 | $1.5M | Reduce -21.3% |
| WISDOMTREE INC (WT 3.25 08/15/29) | NOTE 3.250% 8/1 · principal | 829,000 | $1.2M | Reduce -66.8% |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 94,797 | $889K | New |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 13,707 | $862K | New |
| AMPGR Amplitech Group Inc. RT-A | RIGHT 07/18/2026 | 309,044 | $596K | Add +54.4% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 62,800 | $517K | Add +51.5% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 15,292 | $407K | Reduce -96.9% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 196,000 | $357K | Add +931.6% |
| NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) | NOTE 3.000% 3/0 · principal | 254,000 | $334K | No change |
| IAUX.WS I-80 Gold Corp. -26 | *W EXP 11/16/202 | 367,824 | $285K | Add +26.1% |
| BIVIW Biovie Inc. -30 | *W EXP 08/08/203 | 613,426 | $276K | Add +34.3% |
| INFQ.WS Churchill Capital Corp. X | *W EXP 02/17/203 | 40,100 | $275K | New |
| AMPGZ Amplitech Group Inc. RT-B | RIGHT 11/20/2026 | 174,400 | $253K | Add +4.6% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 968 | $223K | New |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | 125,321 | $175K | Reduce -17.1% |
| EXYNW Exyn Technologies Inc. | *W EXP 04/21/203 | 127,084 | $169K | New |
| BCTXL Briacell Therapeutics Corp. | *W EXP 01/15/203 | 159,555 | $142K | Add +38.7% |
| BESS.WS Bimergen Energy Corp. | *W EXP 12/12/203 | 72,282 | $137K | Reduce -25.7% |
| GLNDW Greenland Energy Co. - 31 | *W EXP 04/21/203 | 102,405 | $87K | New |
| MOBBW Mobilicom Ltd. -27 | *W EXP 08/31/202 | 38,200 | $76K | Reduce -24.9% |
| GROY.WS Gold Royalty Corp. -29 | *W EXP 05/31/202 | 76,822 | $76K | Add +12.1% |
| DUKRW Duke Robotics Corp. | *W EXP 05/06/203 | 47,625 | $61K | New |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 515,167 | $39K | Reduce -5.8% |
| NAMMW Namib Minerals | *W EXP 06/05/203 | 132,494 | $29K | No change |
| T1 ENERGY INC | *W EXP 07/09/202 | 85,922 | $16K | New |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 594,393 | $12K | Reduce -0.9% |
| ACGCW Acp Holdings Acquisition Cor | *W EXP 03/30/203 | 38,633 | $12K | New |
| ANNAW Aleanna Inc. Class A - 29 | *W EXP 12/13/202 | 30,473 | $9K | New |
| FGIIW FG Imperii Acquisition Corp. | *W EXP 10/14/203 | 34,019 | $8K | Reduce -8.1% |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 29,800 | $6K | Reduce -9.8% |
| XCBEW X3 Acquisition Corp. Ltd. | *W EXP 12/19/203 | 20,737 | $6K | Reduce -44.7% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 34,500 | $5K | New |
| TGE.WS Generation Essentials - 30 | *W EXP 02/15/202 | 31,944 | $5K | Reduce -10.7% |
| ERNAW Ernexa Therapeutics Inc. - 31 | *W EXP 02/04/203 | 69,430 | $5K | Reduce -72.6% |
| NXGLW Nexgel Inc. -CW26 | *W EXP 12/27/202 | 145,591 | $5K | Reduce -0.3% |
| DAICW Cid Holdco Inc. -26 | *W EXP 12/31/202 | 377,800 | $5K | No change |
| XSLLW Xsolla Spac 1 | *W EXP 01/12/203 | 13,991 | $3K | Reduce -50.5% |
| SAGU.WS Shreya Acquisition Group | *W EXP 04/30/203 | 34,300 | $2K | New |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 70,787 | $1K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 55,374 | $825 | Reduce -12.1% |
| BNCWW Cea Industries Inc. -CW27 | *W EXP 02/11/202 | 35,000 | $784 | No change |
| SVREW Saverone 2014 Ltd. -CW27 | *W EXP 06/02/202 | 66,820 | $735 | Reduce -46.6% |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 23,600 | $708 | Reduce -68.2% |
| CRACW Crown Reserve Acquisition Co. | *W EXP 10/06/203 | 12,352 | $650 | No change |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | 40,409 | $331 | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 18,787 | $310 | Reduce -88.5% |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 31,092 | $103 | No change |
Total filed on the 13F, all lines: $337.5M.
Portfolio Sells Q1 2026 → Q2 2026
| XLE SS Energy Select Sector | Sold out | 0.00% | −3.64 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −3.56 |
| SGOV iShares 0-3 Month Treasury B | Sold out | 0.00% | −3.51 |
| TAVI Tavia Acquisition Corp. | Sold out | 0.00% | −2.27 |
| PONOU Pono Capital Four Inc. | Sold out | 0.00% | −2.16 |
| CHAR Charlton Aria Acquisiti Class A | Sold out | 0.00% | −2.15 |
| DMAA Drugs Made in America Acquis | Sold out | 0.00% | −1.99 |
| TDAC Translational Development Ac | Sold out | 0.00% | −1.60 |
| XLF SS Financial Select Sector | Sold out | 0.00% | −1.32 |
| CTAA Clearthink 1 Acquisitio Class A | Reduce -51.3% | 0.78% | −1.24 |
| BHAVU Bhav Acquisition Corp. | Sold out | 0.00% | −1.03 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Sold out | 0.00% | −0.98 |
| GBIL Goldman Sachs Access Treasur | Sold out | 0.00% | −0.82 |
| NEN New England Realty Assoc-LP | Reduce -14.7% | 1.46% | −0.75 |
| FMACU Future Money Acquisition Cor | Sold out | 0.00% | −0.72 |
| FGII FG Imperii Acquisition Class A | Reduce -3.2% | 2.46% | −0.69 |
| PAACU Proem Acquisition Corp. I | Reduce -52.3% | 0.41% | −0.65 |
| XSLL Xsolla Spac 1 Class A | Reduce -3.0% | 2.27% | −0.62 |
| VNME Vendome Acquisition Corp. Class A | Reduce -6.6% | 1.87% | −0.61 |
| PGAC Pantages Capital Acquisition | Sold out | 0.00% | −0.53 |
| ENHA Enhanced Group Inc. | Sold out | 0.00% | −0.52 |
| IPXGU Columbus Circle Capital Corp. | Sold out | 0.00% | −0.51 |
| AXIN Axiom Intelligence Class A | Sold out | 0.00% | −0.50 |
| GIXXU GIGCAPITAL9 Corp. | Sold out | 0.00% | −0.45 |
| TLT iShares 20+ Year Treasury BD | Sold out | 0.00% | −0.45 |
| NSTR Northstar Earth & Space Ente | Sold out | 0.00% | −0.43 |
| SVAQ Silicon Valley Acquisit Class A | Reduce -11.7% | 1.10% | −0.43 |
| KCHV Kochav Defense Acquisition-A | Reduce -4.8% | 1.25% | −0.37 |
| BCAR D. Boral Arc Acquisit Class A | Sold out | 0.00% | −0.37 |
| BKHA Black Hawk Acquisition Cor-A | Reduce -0.6% | 1.41% | −0.32 |
| DBCA D. Boral Acquisition I Class A | Reduce -0.2% | 1.26% | −0.30 |
| HAVA Harvard Ave Acquisition Class A | Reduce -20.8% | 0.49% | −0.28 |
| VHCP Vine Hill Capital Inves Class A | Reduce 0.0% | 1.16% | −0.28 |
| RFAM RF Acquisition Corp. III | Reduce -0.1% | 1.14% | −0.27 |
| AACIU Armada Acquisition Corp. III | Sold out | 0.00% | −0.20 |
| CRAC Crown Reserve Acquisiti Class A | Reduce -0.0% | 0.79% | −0.18 |
| APAC Stonebridge Acquisition Class A | Reduce -13.8% | 0.40% | −0.17 |
| DRDB Roman DBDR Acquisition Corp. | Reduce -12.9% | 0.35% | −0.15 |
| CHPG Championsgate Acquisitio-A | Reduce -0.9% | 0.59% | −0.14 |
| RVPH Reviva Pharmaceuticals Holdi | Sold out | 0.00% | −0.14 |
| VEEE Twin Vee Powercats Co. | Sold out | 0.00% | −0.13 |
| CCAQ Collective Acquisition Corp. | Reduce -2.5% | 0.48% | −0.13 |
| CLDI Calidi Biotherapeutics Inc. | Sold out | 0.00% | −0.12 |
| OTLK Outlook Therapeutics Inc. | Sold out | 0.00% | −0.12 |
| LFCR Lifecore Biomedical Inc. | Sold out | 0.00% | −0.11 |
| CRAN Crane Harbor Acquisitio Class A | Reduce -6.8% | 0.37% | −0.11 |
| EURK Eureka Acquisition Corp. | Reduce -21.3% | 0.19% | −0.11 |
| VOXR Vox Royalty Corp. | Sold out | 0.00% | −0.11 |
| LAFA Lafayette Acquisition Corp. | Reduce -0.4% | 0.41% | −0.10 |
| VANI Vivani Medical Inc. | Sold out | 0.00% | −0.08 |
Portfolio Buys Q1 2026 → Q2 2026
| NN Nextnav Inc. | New | 25.28% | +25.28 |
| CLM Cornerstone Strategic Invest | Add +76.3% | 22.90% | +7.29 |
| CAIIU Collective Acquisition Corp. | New | 1.65% | +1.65 |
| ACGC Acp Holdings Acquisitio Class A | New | 1.22% | +1.22 |
| AMPX Amprius Technologies Inc. | New | 1.07% | +1.07 |
| GDXJ Vaneck Junior Gold Miners | New | 1.01% | +1.01 |
| ATLQU Jab Acquisition Corp. I | New | 0.85% | +0.85 |
| BRKHU Burtech Acquisition Corp. II | New | 0.83% | +0.83 |
| CEPO Cantor Equity Partners I-A | New | 0.73% | +0.73 |
| ALPXU Alpex Acquisition Corp. | New | 0.66% | +0.66 |
| FWACU Futurewave Acquisition Corp. | New | 0.53% | +0.53 |
| RGNT Regentis Biomaterials Ltd. | New | 0.51% | +0.51 |
| ALNY Alnylam Pharmaceuticals Inc. | New | 0.50% | +0.50 |
| FXACU Fortunex Acquisition Corp. | New | 0.47% | +0.47 |
| OPTU Optimum Communications Inc. Class A | New | 0.24% | +0.24 |
| TENON MEDICAL INC | New | 0.23% | +0.23 |
| DGXX Digi Power X Inc. | New | 0.22% | +0.22 |
| RNTX Rein Therapeutics Inc. | New | 0.17% | +0.17 |
| LIQT Liqtech International Inc. | New | 0.13% | +0.13 |
| AMST Amesite Inc. | New | 0.03% | +0.03 |
| OACC Oaktree Acquisition Corp. I-A | Add +0.1% | 0.18% | −0.04 |
| QSEA Quartzsea Acquisition Corp. | Add +4.4% | 0.40% | −0.07 |
| STXS Stereotaxis Inc. | Add +1.4% | 3.15% | −1.00 |
Options Activity Q1 2026 → Q2 2026
| STATE STR SPDR S&P 500 ETF T | put | Sold out | 310,000 | $201.6Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 230,600 | $172.2M |
| INVESCO QQQ TR | put | Sold out | 35,000 | $20.2Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | New | 19,000 | $14.0M |
| EXXON MOBIL CORP | call | Sold out | 30,000 | $5.1Mbefore exit |
| UNITED STS OIL FD LP | put | Sold out | 39,000 | $5.0Mbefore exit |
| NVDA Nvidia Corp. | put | New | 22,000 | $4.4M |
| ISHARES TR | put | Sold out | 50,000 | $4.3Mbefore exit |
| NVIDIA CORPORATION | put | Sold out | 22,000 | $3.8Mbefore exit |
| TLT iShares 20+ Year Treasury BD | put | New | 40,600 | $3.5M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 4,000 | $3.0M |
| SMH Vaneck Semiconductor ETF | put | New | 4,000 | $2.6M |
| CANTALOUPE INC | put | Sold out | 236,400 | $2.6Mbefore exit |
| STRATEGY INC | call | Sold out | 14,000 | $1.7Mbefore exit |
| DRAM Roundhill Memory ETF | put | New | 21,000 | $1.6M |
| SELECT SECTOR SPDR TR | put | Sold out | 30,000 | $1.5Mbefore exit |
| UAL United Airlines Holdings Inc. | call | New | 10,000 | $1.4M |
| OCCIDENTAL PETE CORP | call | Sold out | 20,000 | $1.3Mbefore exit |
| STARBUCKS CORP | put | Sold out | 14,000 | $1.3Mbefore exit |
| SBUX Starbucks Corp. | put | New | 11,900 | $1.2M |
| ESPR Esperion Therapeutics Inc. | put | New | 374,000 | $1.2M |
| PALANTIR TECHNOLOGIES INC | put | Sold out | 8,000 | $1.2Mbefore exit |
| SLV iShares Silver Trust | call | New | 21,500 | $1.1M |
| CARVANA CO | put | Sold out | 3,600 | $1.1Mbefore exit |
| PYPL PayPal Holdings Inc. | call | New | 25,000 | $1.1M |
| ISHARES TR | put | Sold out | 12,000 | $955Kbefore exit |
| SMH Vaneck Semiconductor ETF | call | New | 1,400 | $918K |
| PG&E CORP | call | Sold out | 47,000 | $826Kbefore exit |
| CRML Critical Metals Corp. | put | New | 80,200 | $822K |
| BARCLAYS BANK PLC | call | Sold out | 22,000 | $785Kbefore exit |
| INTC Intel Corp. | call | New | 5,500 | $768K |
| GLW Corning Inc. | put | New | 3,000 | $766K |
| MOSAIC CO | call | Sold out | 30,000 | $765Kbefore exit |
| SPCX Space Exploration Techn Class A | put | New | 4,000 | $683K |
| MICRON TECHNOLOGY INC | call | Sold out | 2,000 | $676Kbefore exit |
| AMPX Amprius Technologies Inc. | put | New | 46,000 | $638K |
| ACMR Acm Research Inc. Class A | put | New | 4,000 | $508K |
| PAYPAL HLDGS INC | call | Sold out | 10,000 | $452Kbefore exit |
| VXX Ipath Series B S&P 500 Vix | call | New | 20,000 | $442K |
| THE TRADE DESK INC | call | Sold out | 17,000 | $386Kbefore exit |
| OCCIDENTAL PETE CORP | put | Sold out | 5,500 | $358Kbefore exit |
| AMPG Amplitech Group Inc. | call | New | 41,000 | $285K |
| VANECK ETF TRUST | call | Sold out | 3,000 | $275Kbefore exit |
| ISHARES SILVER TR | call | Sold out | 4,000 | $273Kbefore exit |
| CRITICAL METALS CORP | put | Sold out | 33,000 | $262Kbefore exit |
| USO United States Oil Fund LP | put | New | 2,000 | $213K |
| PCG P G & E Corp. | call | New | 10,000 | $168K |
| UNIQURE NV | call | Sold out | 10,000 | $164Kbefore exit |
| DGXX Digi Power X Inc. | put | New | 25,000 | $136K |
| PRAIRIE OPER CO | call | Sold out | 31,100 | $63Kbefore exit |
Showing the first 50 of 51.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2026 → Q2 2026
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Sold out | 9,700,000 | $68.5Mbefore exit |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | New | 14,102,000 | $46.9M |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | Add +37.5% | 15,275,000 | $42.0M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Sold out | 7,592,000 | $36.0Mbefore exit |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | Sold out | 11,473,000 | $34.4Mbefore exit |
| ASTRONICS CORP (ATRO 5.5 03/15/30) | NOTE 5.500% 3/1 · principal | Add +326.4% | 7,185,000 | $31.3M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Add +0.2% | 10,684,000 | $19.0M |
| GUARDANT HEALTH INC (GH 1.25 02/15/31) | DEBT 1.250% 2/1 · principal | New | 5,000,000 | $12.6M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 100,154 | $11.7M |
| WISDOMTREE INVESTMENTS (WT 3.25 06/15/26) | NOTE 3.250% 6/1 · principal | Sold out | 7,712,000 | $10.2Mbefore exit |
| TXNM ENERGY INC (TXNM 5.75 06/01/54) | NOTE 5.750% 6/0 · principal | Add +36.2% | 6,809,000 | $8.9M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | New | 7,500,000 | $8.6M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Sold out | 5,389,000 | $8.1Mbefore exit |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | Add +43.7% | 385,028 | $7.2M |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | New | 5,700,000 | $7.2M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | New | 110,589 | $6.7M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | New | 1,020,000 | $6.7M |
| LCI INDUSTRIES (LCII 3 03/01/30) | NOTE 3.000% 3/0 · principal | Reduce -15.4% | 5,500,000 | $6.2M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.25 05/15/33) | NOTE 0.250% 5/1 · principal | New | 3,500,000 | $5.1M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -41.7% | 3,500,000 | $5.1M |
| JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) | NOTE 3.125% 9/1 · principal | New | 2,500,000 | $4.3M |
| A10 NETWORKS INC (ATEN 2.75 04/01/30) | NOTE 2.750% 4/0 · principal | New | 2,500,000 | $4.2M |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | New | 1,045,000 | $3.9M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | Sold out | 3,000,000 | $3.6Mbefore exit |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | Reduce -50.0% | 2,000,000 | $3.5M |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | New | 2,500,000 | $3.3M |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +15.1% | 115,000 | $2.9M |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | Sold out | 49,991 | $2.7Mbefore exit |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | Add +49.4% | 1,747,000 | $2.5M |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | Add +431.9% | 1,000,000 | $2.5M |
| IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) | NOTE 1.500% 9/0 · principal | Sold out | 2,000,000 | $2.2Mbefore exit |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | Sold out | 2,121,000 | $2.1Mbefore exit |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Reduce -13.6% | 1,728,000 | $1.8M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | Reduce -40.0% | 1,500,000 | $1.8M |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Add +10.4% | 54,398 | $1.7M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -21.3% | 30,305 | $1.7M |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | Sold out | 56,999 | $1.5Mbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -21.3% | 1,180 | $1.5M |
| WISDOMTREE INC (WT 3.25 08/15/29) | NOTE 3.250% 8/1 · principal | Reduce -66.8% | 829,000 | $1.2M |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | Sold out | 29,855 | $913Kbefore exit |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | New | 94,797 | $889K |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | New | 13,707 | $862K |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Sold out | 757,000 | $773Kbefore exit |
| AMPGR Amplitech Group Inc. RT-A | RIGHT 07/18/2026 | Add +54.4% | 309,044 | $596K |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Add +51.5% | 62,800 | $517K |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | Sold out | 27,076 | $445Kbefore exit |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | Sold out | 63,200 | $434Kbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -96.9% | 15,292 | $407K |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Add +931.6% | 196,000 | $357K |
| IAUX.WS I-80 Gold Corp. -26 | *W EXP 11/16/202 | Add +26.1% | 367,824 | $285K |
Showing the first 50 of 90.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 69 | $60.6M | NN, CLM, STXS, FGII, XSLL |
| Q1 2026 | 90 | $48.6M | CLM, STXS, XLE, QQQ, SGOV |
| Q4 2025 | 80 | $31.4M | STXS, VNME, BCAR, NEN, TAVI |
| Q3 2025 | 68 | $27.8M | STXS, BCAR, VNME, TAVI, CHAR |
| Q2 2025 | 55 | $23.6M | PARAA, STXS, TAVI, CHAR, DMAA |
| Q1 2025 | 58 | $23.6M | QQQ, SGOV, TAVI, CHAR, DMAA |
| Q4 2024 | 56 | $25.4M | ICSH, QQQ, TAVI, CHAR, SHV |
| Q3 2024 | 60 | $24.4M | SGOV, VCICU, GBTC, CLRCF, BELLEVUE LIFE SCNCS AQSTN CO |
| Q2 2024 | 65 | $20.9M | SHV, NEN, BLUAF, AOGO, CLRCF |
| Q1 2024 | 60 | $21.4M | STXS, GBIL, NEN, CLRCF, ACAC |