Warberg Asset Management LLC
In its 13F for Q2 2025 (holdings as of June 30, 2025, filed August 12, 2025), Warberg Asset Management LLC reported 55 stock positions worth $23.6 million. Its top holding was Paramount Global Class B (PARAA) at 10.9% of the portfolio, followed by Stereotaxis (STXS, 10.8%) and Tavia Acquisition (TAVI, 4.7%). Compared with Q1 2025, it opened 26 new positions, sold out of 28, added to 10 and reduced 3. The biggest buy was a new position in Paramount Global Class B (PARAA) and the biggest sale an exit from Invesco QQQ Trust Series 1 (QQQ).
- Most Recent 13F
- Q2 2026
- Location
- WINNETKA, IL
- CIK
- 0001597506
- Portfolio Value
- $23.6M (Q2 2025)
- SEC Filing
- 0001580415-25-000009 ↗ filed Aug 12, 2025
Holdings Value
Holdings 55 stocks · $23.6M
| PARAA Paramount Global Class B | 10.94% | 200,000 | $2.6M | New |
| STXS Stereotaxis Inc. | 10.81% | 1,201,500 | $2.5M | Add +260.1% |
| TAVI Tavia Acquisition Corp. | 4.67% | 107,410 | $1.1M | Reduce -4.5% |
| CHAR Charlton Aria Acquisiti Class A | 4.31% | 98,665 | $1.0M | No change |
| DMAA Drugs Made in America Acquis | 3.99% | 92,055 | $939K | No change |
| FORL Four Leaf Acquisition Cor-A | 3.73% | 75,932 | $879K | No change |
| VCIC Vine Hill Capital Class A | 3.72% | 84,156 | $875K | No change |
| KCHVU Kochav Defense Acquisition C | 3.38% | 78,200 | $796K | New |
| BKHA Black Hawk Acquisition Cor-A | 3.35% | 74,230 | $790K | Add +0.1% |
| NEN New England Realty Assoc-LP | 3.33% | 10,730 | $784K | Add +11.2% |
| PGAC Pantages Capital Acquisition filed as AIFEEX NEXUS ACQUISITION COR | 3.29% | 76,190 | $776K | No change |
| TDAC Translational Development Ac | 3.25% | 74,422 | $765K | Add +0.0% |
| AAM Aa Mission Acquisition Cor-A | 2.97% | 67,196 | $700K | No change |
| KVACF Keen Vision Acquisition Corp. | 2.22% | 46,000 | $523K | No change |
| CRAQU Cal Redwood Acquisition Corp. | 2.17% | 49,900 | $512K | New |
| PELI Pelican Acquisition Corp. | 2.12% | 50,000 | $501K | New |
| OAKU Oak Woods Acquisition Corp. Class A | 2.06% | 41,426 | $485K | Add +3.8% |
| RDAC Rising Dragon Acquisition Co. | 2.01% | 45,979 | $474K | No change |
| TVAIU Thayer Ventures Acquisition | 1.93% | 44,699 | $454K | New |
| GBTC Grayscale Bitcoin Trust ETF | 1.80% | 5,001 | $424K | New |
| RFAI RF Acquisition Corp. II | 1.70% | 38,000 | $401K | No change |
| BULL Webull Corp. | 1.52% | 30,000 | $359K | New |
| CHPGU Championsgate Acquisition Co. | 1.50% | 34,742 | $353K | New |
| FRNM Freenome Inc. filed as PERCEPTIVE CAP SOLUTIONS COR | 1.34% | 29,931 | $317K | No change |
| XRPNU Armada Acquisition Corp. II | 1.30% | 30,000 | $306K | New |
| CCAQ Collective Acquisition Corp. filed as DUNE ACQUISITION CORP II | 1.27% | 29,816 | $300K | New |
| DRDB Roman DBDR Acquisition Corp. | 1.05% | 23,910 | $247K | No change |
| AXINU Axiom Intelligence Acquisiti | 1.03% | 24,000 | $242K | New |
| WTGUU Wintergreen Acquisition Corp. | 1.03% | 23,995 | $242K | New |
| QSEA Quartzsea Acquisition Corp. | 1.02% | 24,000 | $241K | No change |
| KRE SS SPDR S&P Regional Bank | 0.97% | 3,830 | $228K | New |
| ALPHATIME ACQUISITION CORP | 0.94% | 18,876 | $221K | Add +3.3% |
| ASPC A Spac III Acquisition Class A | 0.87% | 20,000 | $205K | No change |
| BLUWU Blue Water Acquisition III filed as BLUE WTR ACQUISITION CORP. I | 0.85% | 20,000 | $200K | New |
| RANG Range Capital Acquisition Co. | 0.81% | 18,645 | $190K | No change |
| RIBB Ribbon Acquisition Corp. | 0.77% | 17,800 | $181K | No change |
| COPL Copley Acquisition Corp. Class A | 0.74% | 17,400 | $175K | New |
| EURK Eureka Acquisition Corp. | 0.68% | 15,388 | $161K | Add +2.6% |
| FG MERGER II CORP | 0.63% | 15,000 | $148K | Reduce -62.5% |
| UYSC Uy Scuti Acquisition Corp. | 0.62% | 14,600 | $147K | New |
| FSHP Flag Ship Acquisition Corp. | 0.44% | 10,001 | $104K | Add +0.0% |
| ATII Archimedes Tech Spac Partner | 0.43% | 10,000 | $102K | No change |
| OYSEU Oyster Enterprises II Acquis | 0.43% | 10,000 | $101K | New |
| TVA Texas Ventures Acquisition-A | 0.43% | 10,000 | $101K | New |
| PROP Prairie Operating Co. | 0.23% | 18,379 | $55K | Add +16.1% |
| HURA Tuhura Biosciences Inc. | 0.19% | 20,000 | $45K | New |
| SYNX Silynxcom Ltd. | 0.19% | 25,466 | $44K | New |
| CBUS Cibus Inc. | 0.18% | 30,000 | $41K | New |
| BIOMX INC | 0.15% | 80,000 | $36K | Reduce -19.7% |
| STARDUST PWR INC | 0.15% | 179,900 | $35K | New |
| NEUROONE MED TECHNOLOGIES CO | 0.12% | 40,000 | $27K | New |
| EONR Eon Resources Inc. | 0.10% | 67,564 | $23K | Add +575.6% |
| INTS Intensity Therapeutics Inc. | 0.09% | 68,400 | $21K | New |
| PMNT Perfect Moment Ltd. | 0.09% | 75,000 | $20K | New |
| REVIVA PHARMACEUTCLS HLDGS I | 0.08% | 47,500 | $18K | New |
Options reported separately and not counted above: STATE STR SPDR S&P 500 ETF T puts ($135.9M), INVESCO QQQ TR puts ($52.4M), MICROSOFT CORP calls ($7.0M), PALANTIR TECHNOLOGIES INC puts ($6.4M), MICROSOFT CORP puts ($4.0M), CARVANA CO puts ($2.7M), EQUINIX INC puts ($2.4M), APPLE INC puts ($2.1M), ISHARES SILVER TR calls ($2.0M), MICRON TECHNOLOGY INC calls ($1.8M), ROBINHOOD MKTS INC puts ($1.8M), ISHARES TR puts ($1.8M), and 22 more.
Other holdings (93): bonds, preferreds, convertibles and warrants · $384.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 8,370,000 | $32.8M | Add +14.9% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 13,000,000 | $27.6M | Add +85.7% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 6,285,000 | $22.8M | Add +22.5% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 7,901,000 | $20.8M | Add +216.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 9,021,000 | $18.1M | Add +0.5% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 10,044,000 | $16.6M | Add +1.1% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 9,060,000 | $16.3M | Add +12.6% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 10,211,000 | $15.4M | Add +1.4% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 11,302,000 | $15.1M | Add +0.1% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 8,070,000 | $14.3M | Add +0.9% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 9,000,000 | $12.8M | New |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 8,042,000 | $12.7M | Add +60.1% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 7,026,000 | $12.6M | New |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 7,174,000 | $12.5M | Reduce -10.3% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 11,113,000 | $12.5M | Add +18.7% |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 5,900,000 | $12.3M | Add +0.5% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 8,533,000 | $10.5M | Add +30.2% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 8,185,000 | $9.4M | Add +0.1% |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 8,670,000 | $9.3M | Add +36.1% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 6,047,000 | $9.3M | Add +34.4% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 6,606,000 | $7.9M | Add +108.7% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 2,632,000 | $7.7M | Add +0.3% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 6,381,000 | $7.6M | Add +4.3% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 5,012,000 | $7.6M | Add +67.1% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 5,050,000 | $5.8M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 5,581,000 | $5.5M | Add +2.1% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 135,412 | $3.4M | Add +50.2% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 2,511,000 | $2.6M | Add +0.4% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 2,505,000 | $2.5M | Add +0.2% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 2,500,000 | $2.4M | New |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 194,514 | $2.1M | Reduce -8.2% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 2,035,000 | $2.1M | No change |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 1,500,000 | $1.7M | New |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 1,235,000 | $1.6M | Add +3.9% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 1,440,000 | $1.5M | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 11,257 | $1.2M | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 58,599 | $1.2M | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 959,000 | $1.1M | Add +205.4% |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 80,602 | $626K | Add +403.8% |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 123,575 | $518K | Add +140.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 528,000 | $513K | No change |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 16,336 | $509K | New |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 112,553 | $482K | Reduce -29.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 300 | $364K | New |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | 237,456 | $335K | Reduce -12.8% |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 461,528 | $295K | Reduce -13.1% |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 28,887 | $208K | Reduce -30.9% |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | 25,565 | $160K | New |
| NVAWW Nova Minerals Ltd. -29 | *W EXP 07/24/202 | 18,249 | $95K | Reduce -7.6% |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | 36,638 | $88K | Reduce -71.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 79,000 | $75K | Reduce -61.3% |
| USA RARE EARTH INC | *W EXP 03/13/203 | 30,214 | $72K | New |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 48,000 | $68K | New |
| MDCXW Medicus Pharma Ltd. -29 | *W EXP 11/15/202 | 59,611 | $53K | Reduce -8.3% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 33,000 | $47K | New |
| NXGLW Nexgel Inc. -CW26 | *W EXP 12/27/202 | 184,496 | $46K | Reduce -11.0% |
| MTEKW Maris - Tech Ltd. -23 | *W EXP 02/04/202 | 139,831 | $42K | Reduce -42.5% |
| ANNAW Aleanna Inc. Class A - 29 | *W EXP 12/13/202 | 158,382 | $37K | Add +4.9% |
| DAICW Cid Holdco Inc. -26 | *W EXP 12/31/202 | 432,500 | $33K | New |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 634,640 | $32K | Reduce -2.2% |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 632,821 | $32K | New |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 215,465 | $23K | Add +623.1% |
| USGOW US Goldmining Inc.-28 | *W EXP 99/99/999 | 23,465 | $21K | Reduce -25.8% |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 151,864 | $21K | Reduce -24.1% |
| NAMMW Namib Minerals | *W EXP 06/05/203 | 96,800 | $19K | New |
| FMSTW Foremost Clean Energy Ltd. | *W EXP 08/24/202 | 34,997 | $13K | Reduce -68.4% |
| DTSTW Data Storage Corp. -CW26 | *W EXP 05/18/202 | 83,469 | $10K | Reduce -40.0% |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 14,800 | $10K | No change |
| PELIR Pelican Acquisition Corp.-RTS | RIGHT 05/02/2030 | 47,253 | $9K | New |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 157,925 | $7K | Reduce -63.9% |
| MOBBW Mobilicom Ltd. -27 | *W EXP 08/31/202 | 17,244 | $6K | Reduce -42.5% |
| TGE.WS Generation Essentials - 30 | *W EXP 02/15/202 | 15,637 | $6K | New |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 28,200 | $5K | No change |
| ONFOW Onfolio Holdings Inc. -27 | *W EXP 01/02/202 | 42,344 | $5K | Reduce -71.4% |
| ILLRW Agba Acquisition Ltd. -CW24 | *W EXP 11/14/202 | 60,900 | $5K | No change |
| FGIWW Fgi Industries Ltd. -23 | *W EXP 99/99/999 | 121,152 | $5K | No change |
| FGMCR FG Merger II Corp. | RIGHT 02/11/2030 | 15,200 | $4K | Add +1.3% |
| BTBDW BT Brands Inc. -CW26 | *W EXP 11/12/202 | 117,882 | $4K | No change |
| SVREW Saverone 2014 Ltd. -CW27 | *W EXP 06/02/202 | 136,283 | $4K | Reduce -6.0% |
| NEXTPLAT CORP | *W EXP 06/02/202 | 34,060 | $4K | Reduce -25.4% |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 162,771 | $4K | No change |
| CCAQW Dune Acquisition Corp. II -30 | *W EXP 04/04/203 | 21,062 | $4K | New |
| PIIIW P3 Health Partne -CW27 | *W EXP 11/19/202 | 292,107 | $3K | No change |
| SWAGW Stran & Co. -CW26 | *W EXP 99/99/999 | 168,734 | $3K | No change |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 95,027 | $3K | No change |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | 10,100 | $3K | New |
| NXLIW Nexalin Technology Inc.- 27 | *W EXP 99/99/999 | 37,649 | $2K | No change |
| BNCWW Cea Industries Inc. -CW27 | *W EXP 02/11/202 | 54,062 | $2K | No change |
| CRPWF Carbon Revolution PLC | *W EXP 99/99/999 | 88,701 | $2K | Reduce -0.2% |
| DFSCW Kwesst Micro Systems Inc.-27 | *W EXP 09/01/202 | 30,000 | $1K | Reduce -71.0% |
| SMXWW SMX Security Matters PLC-28 | *W EXP 03/07/202 | 57,750 | $866 | No change |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | 40,409 | $477 | No change |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 10,000 | $301 | No change |
Total filed on the 13F, all lines: $407.6M.
Portfolio Sells Q1 2025 → Q2 2025
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −11.95 |
| SGOV iShares 0-3 Month Treasury B | Sold out | 0.00% | −4.82 |
| CLRCF Climaterock Class A | Sold out | 0.00% | −3.84 |
| AAPL Apple Inc. | Sold out | 0.00% | −3.25 |
| GSRT GSR III Acquisition Corp. | Sold out | 0.00% | −2.89 |
| ATLX Atlas Lithium Inc. | Sold out | 0.00% | −2.79 |
| UCFI CN Healthy Food Tech Group C | Sold out | 0.00% | −2.78 |
| XLF SS Financial Select Sector | Sold out | 0.00% | −2.75 |
| SBUX Starbucks Corp. | Sold out | 0.00% | −1.87 |
| GDXJ Vaneck Junior Gold Miners | Sold out | 0.00% | −1.64 |
| DYCQ DT Cloud Acquisition Corp. | Sold out | 0.00% | −1.17 |
| FG MERGER II CORP | Reduce -62.5% | 0.63% | −1.02 |
| JVSA Jvspac Acquisition Corp. Class A | Sold out | 0.00% | −0.64 |
| UYSCU Uy Scuti Acquisition Corp. | Sold out | 0.00% | −0.64 |
| SMR Nuscale Power Corp. | Sold out | 0.00% | −0.63 |
| CATHETER PRECISION INC | Sold out | 0.00% | −0.26 |
| ANVS Annovis Bio | Sold out | 0.00% | −0.25 |
| TAVI Tavia Acquisition Corp. | Reduce -4.5% | 4.67% | −0.12 |
| XTIA Xti Aerospace Inc. | Sold out | 0.00% | −0.12 |
| CAPS Capstone Holding Corp. | Sold out | 0.00% | −0.11 |
| TRANSCODE THERAPEUTICS INC | Sold out | 0.00% | −0.11 |
| IVF Invo Fertility Inc. | Sold out | 0.00% | −0.10 |
| FPAYQ Flexshopper Inc. | Sold out | 0.00% | −0.09 |
| BIOMX INC | Reduce -19.7% | 0.15% | −0.08 |
| HUMA Humacyte Inc. | Sold out | 0.00% | −0.07 |
| HKPD Cellyan Biotechnology Co. Class A | Sold out | 0.00% | −0.07 |
| NXPL Nextplat Corp. | Sold out | 0.00% | −0.04 |
| NRSN Neurosense Therapeutics Ltd. | Sold out | 0.00% | −0.04 |
| IRD Opus Genetics Inc. | Sold out | 0.00% | −0.04 |
| BIOAFFINITY TECHNOLOGIES INC | Sold out | 0.00% | −0.02 |
| CYPH Cypherpunk Technologies Inc. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q1 2025 → Q2 2025
| PARAA Paramount Global Class B | New | 10.94% | +10.94 |
| STXS Stereotaxis Inc. | Add +260.1% | 10.81% | +8.32 |
| KCHVU Kochav Defense Acquisition C | New | 3.38% | +3.38 |
| CRAQU Cal Redwood Acquisition Corp. | New | 2.17% | +2.17 |
| PELI Pelican Acquisition Corp. | New | 2.12% | +2.12 |
| TVAIU Thayer Ventures Acquisition | New | 1.93% | +1.93 |
| GBTC Grayscale Bitcoin Trust ETF | New | 1.80% | +1.80 |
| BULL Webull Corp. | New | 1.52% | +1.52 |
| CHPGU Championsgate Acquisition Co. | New | 1.50% | +1.50 |
| XRPNU Armada Acquisition Corp. II | New | 1.30% | +1.30 |
| CCAQ Collective Acquisition Corp. | New | 1.27% | +1.27 |
| AXINU Axiom Intelligence Acquisiti | New | 1.03% | +1.03 |
| WTGUU Wintergreen Acquisition Corp. | New | 1.03% | +1.03 |
| KRE SS SPDR S&P Regional Bank | New | 0.97% | +0.97 |
| BLUWU Blue Water Acquisition III | New | 0.85% | +0.85 |
| COPL Copley Acquisition Corp. Class A | New | 0.74% | +0.74 |
| UYSC Uy Scuti Acquisition Corp. | New | 0.62% | +0.62 |
| OYSEU Oyster Enterprises II Acquis | New | 0.43% | +0.43 |
| TVA Texas Ventures Acquisition-A | New | 0.43% | +0.43 |
| HURA Tuhura Biosciences Inc. | New | 0.19% | +0.19 |
| SYNX Silynxcom Ltd. | New | 0.19% | +0.19 |
| CBUS Cibus Inc. | New | 0.18% | +0.18 |
| STARDUST PWR INC | New | 0.15% | +0.15 |
| NEUROONE MED TECHNOLOGIES CO | New | 0.12% | +0.12 |
| OAKU Oak Woods Acquisition Corp. Class A | Add +3.8% | 2.06% | +0.10 |
| INTS Intensity Therapeutics Inc. | New | 0.09% | +0.09 |
| PMNT Perfect Moment Ltd. | New | 0.09% | +0.09 |
| EONR Eon Resources Inc. | Add +575.6% | 0.10% | +0.08 |
| REVIVA PHARMACEUTCLS HLDGS I | New | 0.08% | +0.08 |
| TDAC Translational Development Ac | Add +0.0% | 3.25% | +0.06 |
| BKHA Black Hawk Acquisition Cor-A | Add +0.1% | 3.35% | +0.04 |
| ALPHATIME ACQUISITION CORP | Add +3.3% | 0.94% | +0.04 |
| EURK Eureka Acquisition Corp. | Add +2.6% | 0.68% | +0.03 |
| FSHP Flag Ship Acquisition Corp. | Add +0.0% | 0.44% | +0.00 |
| NEN New England Realty Assoc-LP | Add +11.2% | 3.33% | −0.00 |
| PROP Prairie Operating Co. | Add +16.1% | 0.23% | −0.13 |
Options Activity Q1 2025 → Q2 2025
| STATE STR SPDR S&P 500 ETF T | put | Reduce -37.1% | 220,000 | $135.9M |
| INVESCO QQQ TR | put | Add +102.1% | 95,000 | $52.4M |
| MICROSOFT CORP | call | New | 14,000 | $7.0M |
| PALANTIR TECHNOLOGIES INC | put | New | 47,000 | $6.4M |
| MICROSOFT CORP | put | New | 8,000 | $4.0M |
| SPDR GOLD TR | put | Sold out | 10,000 | $2.9Mbefore exit |
| CARVANA CO | put | Add +60.0% | 8,000 | $2.7M |
| EQUINIX INC | put | New | 3,000 | $2.4M |
| TESLA INC | put | Sold out | 8,000 | $2.1Mbefore exit |
| APPLE INC | put | Reduce -44.4% | 10,000 | $2.1M |
| ISHARES SILVER TR | call | Add +50.0% | 60,000 | $2.0M |
| MICRON TECHNOLOGY INC | call | New | 15,000 | $1.8M |
| ROBINHOOD MKTS INC | put | New | 19,000 | $1.8M |
| ISHARES TR | put | Reduce -33.3% | 20,000 | $1.8M |
| ISHARES BITCOIN TRUST ETF | put | New | 25,000 | $1.5M |
| COREWEAVE INC | put | New | 9,000 | $1.5M |
| CIRCLE INTERNET GROUP INC | put | New | 8,000 | $1.5M |
| PG&E CORP | call | New | 100,000 | $1.4M |
| PARAMOUNT GLOBAL | call | New | 93,500 | $1.2M |
| CANTALOUPE INC | put | New | 96,300 | $1.1M |
| SELECT SECTOR SPDR TR | put | Reduce -33.3% | 20,000 | $1.0M |
| INNOVATIVE INDL PPTYS INC | put | Add +178.0% | 13,900 | $768K |
| CANTALOUPE INC | call | Reduce -6.1% | 69,200 | $761K |
| OCCIDENTAL PETE CORP | call | Reduce -6.7% | 14,000 | $588K |
| VANECK ETF TRUST | call | Reduce -52.4% | 10,000 | $521K |
| ADVANCED MICRO DEVICES INC | call | Sold out | 5,000 | $514Kbefore exit |
| CANTOR EQUITY PARTNERS INC | put | New | 17,800 | $495K |
| STARBUCKS CORP | put | Reduce -66.7% | 5,000 | $458K |
| ACM RESH INC | call | New | 16,300 | $422K |
| PRAIRIE OPER CO | call | Add +133.3% | 140,000 | $419K |
| HIMS & HERS HEALTH INC | put | New | 8,000 | $399K |
| AEVA TECHNOLOGIES INC | put | New | 10,000 | $378K |
| ALAMOS GOLD INC | put | Sold out | 14,000 | $374Kbefore exit |
| UNITED AIRLS HLDGS INC | call | Sold out | 5,000 | $345Kbefore exit |
| BARCLAYS BANK PLC | call | New | 6,000 | $288K |
| NEXTNAV INC | call | New | 17,000 | $258K |
| NUSCALE PWR CORP | put | Sold out | 18,000 | $255Kbefore exit |
| RIVIAN AUTOMOTIVE INC | put | Sold out | 20,000 | $249Kbefore exit |
| OCCIDENTAL PETE CORP | put | New | 5,500 | $231K |
| GAMESTOP CORP | call | Reduce -68.9% | 8,400 | $205K |
| POET TECHNOLOGIES INC | put | Sold out | 39,100 | $148Kbefore exit |
| ABACUS GLOBAL MGMT INC | put | New | 16,000 | $82K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2025 → Q2 2025
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Add +14.9% | 8,370,000 | $32.8M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Add +85.7% | 13,000,000 | $27.6M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Add +22.5% | 6,285,000 | $22.8M |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | Sold out | 6,699,000 | $21.2Mbefore exit |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | Add +216.0% | 7,901,000 | $20.8M |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | Add +0.5% | 9,021,000 | $18.1M |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Add +1.1% | 10,044,000 | $16.6M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Add +12.6% | 9,060,000 | $16.3M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | Add +1.4% | 10,211,000 | $15.4M |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Add +0.1% | 11,302,000 | $15.1M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +0.9% | 8,070,000 | $14.3M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | New | 9,000,000 | $12.8M |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Add +60.1% | 8,042,000 | $12.7M |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | New | 7,026,000 | $12.6M |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -10.3% | 7,174,000 | $12.5M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Add +18.7% | 11,113,000 | $12.5M |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | Add +0.5% | 5,900,000 | $12.3M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Sold out | 5,023,000 | $11.9Mbefore exit |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +30.2% | 8,533,000 | $10.5M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Sold out | 7,757,000 | $10.3Mbefore exit |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Add +0.1% | 8,185,000 | $9.4M |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | Add +36.1% | 8,670,000 | $9.3M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Add +34.4% | 6,047,000 | $9.3M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Sold out | 8,000,000 | $9.0Mbefore exit |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Add +108.7% | 6,606,000 | $7.9M |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | Sold out | 7,158,000 | $7.8Mbefore exit |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Add +0.3% | 2,632,000 | $7.7M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Add +4.3% | 6,381,000 | $7.6M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +67.1% | 5,012,000 | $7.6M |
| BLOOMIN BRANDS INC (BLMN 5 05/01/25) | NOTE 5.000% 5/0 · principal | Sold out | 6,644,000 | $6.6Mbefore exit |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | Sold out | 6,000,000 | $6.4Mbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | New | 5,050,000 | $5.8M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Sold out | 4,924,000 | $5.6Mbefore exit |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +2.1% | 5,581,000 | $5.5M |
| EZCORP INC (EZPW 2.375 05/01/25) | NOTE 2.375% 5/0 · principal | Sold out | 4,000,000 | $4.0Mbefore exit |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Sold out | 1,605,000 | $3.9Mbefore exit |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +50.2% | 135,412 | $3.4M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Sold out | 3,413,000 | $3.4Mbefore exit |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Sold out | 3,273,000 | $3.3Mbefore exit |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | Sold out | 1,556,000 | $2.9Mbefore exit |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +0.4% | 2,511,000 | $2.6M |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | Add +0.2% | 2,505,000 | $2.5M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Sold out | 2,500,000 | $2.5Mbefore exit |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | New | 2,500,000 | $2.4M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Sold out | 709,000 | $2.4Mbefore exit |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | Reduce -8.2% | 194,514 | $2.1M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Sold out | 2,003,000 | $2.0Mbefore exit |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | New | 1,500,000 | $1.7M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Add +3.9% | 1,235,000 | $1.6M |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | New | 11,257 | $1.2M |
Showing the first 50 of 114.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 69 | $60.6M | NN, CLM, STXS, FGII, XSLL |
| Q1 2026 | 90 | $48.6M | CLM, STXS, XLE, QQQ, SGOV |
| Q4 2025 | 80 | $31.4M | STXS, VNME, BCAR, NEN, TAVI |
| Q3 2025 | 68 | $27.8M | STXS, BCAR, VNME, TAVI, CHAR |
| Q2 2025 | 55 | $23.6M | PARAA, STXS, TAVI, CHAR, DMAA |
| Q1 2025 | 58 | $23.6M | QQQ, SGOV, TAVI, CHAR, DMAA |
| Q4 2024 | 56 | $25.4M | ICSH, QQQ, TAVI, CHAR, SHV |
| Q3 2024 | 60 | $24.4M | SGOV, VCICU, GBTC, CLRCF, BELLEVUE LIFE SCNCS AQSTN CO |
| Q2 2024 | 65 | $20.9M | SHV, NEN, BLUAF, AOGO, CLRCF |
| Q1 2024 | 60 | $21.4M | STXS, GBIL, NEN, CLRCF, ACAC |