Wernau Asset Management Inc.
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 31, 2026), Wernau Asset Management Inc. reported 48 stock positions worth $105.5 million. Its top holding was Apple (AAPL) at 25.0% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 11.9%) and Alphabet Class C (GOOG, 7.6%). Compared with Q1 2026, it opened 2 new positions, sold out of 1, added to 28 and reduced 11. The biggest buy was Vanguard Russell 2000 ETF (VTWO, shares +2%) and the biggest sale Exxon Mobil (XOM, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- Gloucester, MA
- CIK
- 0002053236
- Portfolio Value
- $105.5M (Q2 2026)
- SEC Filing
- 0001172661-26-002995 ↗ filed Jul 31, 2026
Holdings Value
Holdings 48 stocks · $105.5M
| AAPL Apple Inc. | 24.98% | 91,042 | $26.3M | Reduce -2.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 11.94% | 16,859 | $12.6M | Reduce -1.5% |
| GOOG Alphabet Inc. Class C | 7.63% | 22,770 | $8.0M | Reduce -0.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 6.92% | 14,583 | $7.3M | Add +0.9% |
| MSFT Microsoft Corp. | 4.57% | 12,915 | $4.8M | Add +0.3% |
| BAC Bank of America Corp. | 4.48% | 82,955 | $4.7M | Add +0.2% |
| GOOGL Alphabet Inc. Class A | 3.39% | 10,006 | $3.6M | Reduce -0.8% |
| JPM JPMorgan Chase & Co. | 3.05% | 9,835 | $3.2M | Add +2.3% |
| VTWO Vanguard Russell 2000 ETF | 2.74% | 23,800 | $2.9M | Add +1.5% |
| PFE Pfizer Inc. | 2.73% | 119,725 | $2.9M | Add +5.0% |
| AMZN Amazon.com Inc. | 2.33% | 10,298 | $2.5M | Add +0.7% |
| UTL Unitil Corp. | 2.22% | 44,526 | $2.3M | Add +2.8% |
| CSCO Cisco Systems Inc. | 2.14% | 19,207 | $2.3M | Reduce -2.4% |
| PG The Procter & Gamble Co. | 1.87% | 13,480 | $2.0M | Add +1.2% |
| T AT&T Inc. | 1.64% | 83,453 | $1.7M | Add +0.9% |
| SCHF Schwab Intl Equity ETF | 1.30% | 49,588 | $1.4M | Add +3.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.14% | 14,981 | $1.2M | Add +3.5% |
| SCHD Schwab US DVD Equity ETF | 1.02% | 33,994 | $1.1M | Add +2.9% |
| VWO Vanguard Ftse Emerging Marke | 1.01% | 17,816 | $1.1M | Add +0.2% |
| NVDA Nvidia Corp. | 1.00% | 5,295 | $1.1M | Add +16.8% |
| KKR KKR & Co. Inc. | 0.96% | 11,030 | $1.0M | Add +1.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.89% | 9,745 | $938K | Add +0.8% |
| VZ Verizon Communications Inc. | 0.89% | 22,046 | $933K | Add +1.8% |
| XOM Exxon Mobil Corp. | 0.68% | 5,282 | $722K | Reduce -3.8% |
| GLD SPDR Gold Shares | 0.67% | 1,911 | $704K | Add +2.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.58% | 2,166 | $609K | Reduce -7.8% |
| SCHB Schwab US Broad Market ETF | 0.54% | 19,554 | $566K | No change |
| ED Consolidated Edison Inc. | 0.54% | 5,104 | $565K | Reduce -1.5% |
| IWF iShares Russell 1000 Growth | 0.53% | 4,528 | $562K | No change |
| KMI Kinder Morgan Inc. | 0.48% | 15,835 | $506K | Add +2.3% |
| LLY Eli Lilly & Co. | 0.47% | 414 | $497K | Reduce -5.0% |
| SAM Boston Beer Company Inc. Class A | 0.42% | 2,500 | $443K | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.36% | 1,013 | $375K | Add +0.2% |
| EEM iShares MSCI Emerging Market | 0.34% | 5,316 | $364K | Reduce -2.3% |
| SHY iShares 1-3 Year Treasury Bo | 0.33% | 4,207 | $345K | Add +2.8% |
| F Ford Motor Co. filed as FORD MTR CO | 0.31% | 23,805 | $331K | Add +1.3% |
| XLF SS Financial Select Sector | 0.31% | 6,122 | $328K | No change |
| ABBV Abbvie Inc. | 0.31% | 1,283 | $323K | Add +2.2% |
| SBUX Starbucks Corp. | 0.27% | 2,785 | $285K | Add +5.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.24% | 350 | $258K | No change |
| PBA Pembina Pipeline Corp. | 0.24% | 5,572 | $258K | No change |
| NLY Annaly Capital Management Inc. | 0.23% | 11,036 | $247K | Add +1.5% |
| IWB iShares Russell 1000 ETF | 0.23% | 580 | $238K | Reduce -45.3% |
| TIP iShares Tips Bond ETF | 0.22% | 2,159 | $236K | Add +4.4% |
| NFLX Netflix Inc. | 0.22% | 3,304 | $236K | Add +17.9% |
| JNJ Johnson & Johnson | 0.22% | 924 | $235K | No change |
| IWD iShares Russell 1000 Value E | 0.19% | 847 | $205K | New |
| VONV Vanguard Russell 1000 Value | 0.19% | 1,885 | $200K | New |
Options reported separately and not counted above: SPY puts ($69.2M), AAPL puts ($17.7M), GOOG puts ($177K).
Portfolio Sells Q1 2026 → Q2 2026
| XOM Exxon Mobil Corp. | Reduce -3.8% | 0.68% | −0.28 |
| IJR iShares Core S&P Small-Cap E | Sold out | 0.00% | −0.21 |
| IWB iShares Russell 1000 ETF | Reduce -45.3% | 0.23% | −0.17 |
| ED Consolidated Edison Inc. | Reduce -1.5% | 0.54% | −0.07 |
| IBM Intl Business Machines Corp. | Reduce -7.8% | 0.58% | −0.01 |
| EEM iShares MSCI Emerging Market | Reduce -2.3% | 0.34% | +0.02 |
| LLY Eli Lilly & Co. | Reduce -5.0% | 0.47% | +0.05 |
| AAPL Apple Inc. | Reduce -2.8% | 24.98% | +0.27 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.5% | 11.94% | +0.37 |
| GOOGL Alphabet Inc. Class A | Reduce -0.8% | 3.39% | +0.37 |
| CSCO Cisco Systems Inc. | Reduce -2.4% | 2.14% | +0.55 |
| GOOG Alphabet Inc. Class C | Reduce -0.6% | 7.63% | +0.79 |
Portfolio Buys Q1 2026 → Q2 2026
| VTWO Vanguard Russell 2000 ETF | Add +1.5% | 2.74% | +0.30 |
| BAC Bank of America Corp. | Add +0.2% | 4.48% | +0.28 |
| IWD iShares Russell 1000 Value E | New | 0.19% | +0.19 |
| VONV Vanguard Russell 1000 Value | New | 0.19% | +0.19 |
| NVDA Nvidia Corp. | Add +16.8% | 1.00% | +0.18 |
| AMZN Amazon.com Inc. | Add +0.7% | 2.33% | +0.11 |
| JPM JPMorgan Chase & Co. | Add +2.3% | 3.05% | +0.11 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +3.5% | 1.14% | +0.06 |
| SCHF Schwab Intl Equity ETF | Add +3.0% | 1.30% | +0.06 |
| F Ford Motor Co. | Add +1.3% | 0.31% | +0.03 |
| SBUX Starbucks Corp. | Add +5.2% | 0.27% | +0.02 |
| ABBV Abbvie Inc. | Add +2.2% | 0.31% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.2% | 0.36% | +0.02 |
| VWO Vanguard Ftse Emerging Marke | Add +0.2% | 1.01% | +0.01 |
| NLY Annaly Capital Management Inc. | Add +1.5% | 0.23% | −0.01 |
| TIP iShares Tips Bond ETF | Add +4.4% | 0.22% | −0.01 |
| SHY iShares 1-3 Year Treasury Bo | Add +2.8% | 0.33% | −0.02 |
| SCHD Schwab US DVD Equity ETF | Add +2.9% | 1.02% | −0.03 |
| NFLX Netflix Inc. | Add +17.9% | 0.22% | −0.06 |
| KMI Kinder Morgan Inc. | Add +2.3% | 0.48% | −0.06 |
| DIS The Walt Disney Co. | Add +0.8% | 0.89% | −0.08 |
| KKR KKR & Co. Inc. | Add +1.4% | 0.96% | −0.09 |
| PG The Procter & Gamble Co. | Add +1.2% | 1.87% | −0.13 |
| UTL Unitil Corp. | Add +2.8% | 2.22% | −0.13 |
| GLD SPDR Gold Shares | Add +2.1% | 0.67% | −0.17 |
| VZ Verizon Communications Inc. | Add +1.8% | 0.89% | −0.25 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.9% | 6.92% | −0.28 |
| MSFT Microsoft Corp. | Add +0.3% | 4.57% | −0.39 |
| PFE Pfizer Inc. | Add +5.0% | 2.73% | −0.60 |
| T AT&T Inc. | Add +0.9% | 1.64% | −0.86 |
Options Activity Q1 2026 → Q2 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +92.3% | 92,700 | $69.2M |
| AAPL Apple Inc. | put | Add +3.0% | 61,000 | $17.7M |
| TLT iShares 20+ Year Treasury BD | put | Sold out | 10,000 | $867Kbefore exit |
| GOOG Alphabet Inc. Class C | put | New | 500 | $177K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 48 | $105.5M | AAPL, SPY, GOOG, BRK.B, MSFT |
| Q1 2026 | 47 | $96.1M | AAPL, SPY, BRK.B, GOOG, MSFT |
| Q4 2025 | 46 | $100.7M | AAPL, SPY, BRK.B, GOOG, MSFT |
| Q3 2025 | 46 | $96.6M | AAPL, SPY, BRK.B, MSFT, GOOG |
| Q2 2025 | 43 | $88.4M | AAPL, SPY, BRK.B, MSFT, GOOG |
| Q1 2025 | 46 | $96.7M | AAPL, SPY, BRK.B, MSFT, GOOG |
| Q4 2024 | 47 | $103.3M | AAPL, SPY, BRK.B, MSFT, GOOG |