Wernau Asset Management Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 22, 2026), Wernau Asset Management Inc. reported 47 stock positions worth $96.1 million. Its top holding was Apple (AAPL) at 24.7% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 11.6%) and Berkshire Hathaway Class B (BRK.B, 7.2%). Compared with Q4 2025, it opened 2 new positions, sold out of 1, added to 30 and reduced 5. The biggest buy was Pfizer (PFE, shares +0%) and the biggest sale an exit from Schwab US Large-Cap ETF (SCHX).
- Most Recent 13F
- Q2 2026
- Location
- Gloucester, MA
- CIK
- 0002053236
- Portfolio Value
- $96.1M (Q1 2026)
- SEC Filing
- 0001172661-26-001521 ↗ filed Apr 22, 2026
Holdings Value
Holdings 47 stocks · $96.1M
| AAPL Apple Inc. | 24.72% | 93,626 | $23.8M | Add +0.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 11.57% | 17,108 | $11.1M | Add +0.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 7.20% | 14,449 | $6.9M | Reduce -0.1% |
| GOOG Alphabet Inc. Class C | 6.84% | 22,914 | $6.6M | Add +0.1% |
| MSFT Microsoft Corp. | 4.96% | 12,871 | $4.8M | Add +1.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 4.20% | 82,813 | $4.0M | Add +0.1% |
| PFE Pfizer Inc. | 3.33% | 114,031 | $3.2M | Add +0.1% |
| GOOGL Alphabet Inc. Class A | 3.02% | 10,086 | $2.9M | Reduce -1.2% |
| JPM JPMorgan Chase & Co. | 2.94% | 9,615 | $2.8M | Add +0.3% |
| T AT&T Inc. | 2.49% | 82,716 | $2.4M | Add +0.2% |
| VTWO Vanguard Russell 2000 ETF | 2.44% | 23,441 | $2.3M | Add +2.5% |
| UTL Unitil Corp. | 2.35% | 43,327 | $2.3M | Add +0.2% |
| AMZN Amazon.com Inc. | 2.22% | 10,231 | $2.1M | Add +0.4% |
| PG The Procter & Gamble Co. | 2.00% | 13,321 | $1.9M | Add +0.8% |
| CSCO Cisco Systems Inc. | 1.59% | 19,677 | $1.5M | Add +0.3% |
| SCHF Schwab Intl Equity ETF | 1.24% | 48,125 | $1.2M | Add +3.4% |
| VZ Verizon Communications Inc. | 1.13% | 21,667 | $1.1M | Add +0.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.08% | 3,617 | $1.0M | Reduce -5.4% |
| SCHD Schwab US DVD Equity ETF | 1.05% | 33,046 | $1.0M | Add +3.2% |
| KKR KKR & Co. Inc. | 1.05% | 10,877 | $1.0M | Add +1.0% |
| VWO Vanguard Ftse Emerging Marke | 1.00% | 17,782 | $961K | Add +0.4% |
| XOM Exxon Mobil Corp. | 0.97% | 5,491 | $932K | Add +0.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.97% | 9,665 | $932K | Add +0.4% |
| GLD SPDR Gold Shares | 0.84% | 1,871 | $805K | Reduce -8.7% |
| NVDA Nvidia Corp. | 0.82% | 4,532 | $790K | Add +19.4% |
| ED Consolidated Edison Inc. | 0.61% | 5,184 | $587K | No change |
| SAM Boston Beer Company Inc. Class A | 0.60% | 2,500 | $576K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.59% | 2,348 | $569K | No change |
| KMI Kinder Morgan Inc. | 0.54% | 15,486 | $519K | Add +0.8% |
| SCHB Schwab US Broad Market ETF | 0.51% | 19,554 | $491K | Reduce -22.8% |
| IWF iShares Russell 1000 Growth | 0.50% | 1,132 | $483K | No change |
| LLY Eli Lilly & Co. | 0.42% | 436 | $401K | No change |
| IWB iShares Russell 1000 ETF | 0.39% | 1,060 | $378K | No change |
| SHY iShares 1-3 Year Treasury Bo | 0.35% | 4,092 | $338K | Add +2.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.34% | 1,011 | $324K | Add +0.2% |
| EEM iShares MSCI Emerging Market | 0.32% | 5,440 | $309K | No change |
| XLF SS Financial Select Sector | 0.31% | 6,122 | $302K | No change |
| ABBV Abbvie Inc. | 0.28% | 1,255 | $273K | Add +1.4% |
| F Ford Motor Co. filed as FORD MTR CO | 0.28% | 23,502 | $271K | Add +1.4% |
| NFLX Netflix Inc. | 0.28% | 2,802 | $269K | Add +5.2% |
| PBA Pembina Pipeline Corp. | 0.26% | 5,572 | $249K | No change |
| SBUX Starbucks Corp. | 0.25% | 2,648 | $237K | Add +4.9% |
| NLY Annaly Capital Management Inc. | 0.24% | 10,874 | $230K | Add +1.8% |
| TIP iShares Tips Bond ETF | 0.24% | 2,068 | $228K | Add +4.6% |
| JNJ Johnson & Johnson | 0.23% | 924 | $226K | New |
| IJR iShares Core S&P Small-Cap E | 0.21% | 1,659 | $206K | New |
| QQQ Invesco QQQ Trust Series 1 | 0.21% | 350 | $202K | No change |
Options reported separately and not counted above: SPY puts ($31.3M), AAPL puts ($15.0M), TLT puts ($867K).
Portfolio Sells Q4 2025 → Q1 2026
| SCHX Schwab US Large-Cap ETF | Sold out | 0.00% | −0.21 |
| GOOGL Alphabet Inc. Class A | Reduce -1.2% | 3.02% | −0.16 |
| SCHB Schwab US Broad Market ETF | Reduce -22.8% | 0.51% | −0.15 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.1% | 7.20% | −0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -5.4% | 1.08% | −0.02 |
| GLD SPDR Gold Shares | Reduce -8.7% | 0.84% | +0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| PFE Pfizer Inc. | Add +0.1% | 3.33% | +0.51 |
| T AT&T Inc. | Add +0.2% | 2.49% | +0.46 |
| XOM Exxon Mobil Corp. | Add +0.5% | 0.97% | +0.32 |
| UTL Unitil Corp. | Add +0.2% | 2.35% | +0.27 |
| VZ Verizon Communications Inc. | Add +0.4% | 1.13% | +0.26 |
| JNJ Johnson & Johnson | New | 0.23% | +0.23 |
| IJR iShares Core S&P Small-Cap E | New | 0.21% | +0.21 |
| SCHD Schwab US DVD Equity ETF | Add +3.2% | 1.05% | +0.18 |
| VTWO Vanguard Russell 2000 ETF | Add +2.5% | 2.44% | +0.18 |
| SCHF Schwab Intl Equity ETF | Add +3.4% | 1.24% | +0.13 |
| KMI Kinder Morgan Inc. | Add +0.8% | 0.54% | +0.12 |
| PG The Procter & Gamble Co. | Add +0.8% | 2.00% | +0.12 |
| NVDA Nvidia Corp. | Add +19.4% | 0.82% | +0.12 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.9% | 11.57% | +0.09 |
| CSCO Cisco Systems Inc. | Add +0.3% | 1.59% | +0.09 |
| VWO Vanguard Ftse Emerging Marke | Add +0.4% | 1.00% | +0.05 |
| SBUX Starbucks Corp. | Add +4.9% | 0.25% | +0.04 |
| NFLX Netflix Inc. | Add +5.2% | 0.28% | +0.03 |
| SHY iShares 1-3 Year Treasury Bo | Add +2.6% | 0.35% | +0.02 |
| TIP iShares Tips Bond ETF | Add +4.6% | 0.24% | +0.02 |
| ABBV Abbvie Inc. | Add +1.4% | 0.28% | +0.00 |
| NLY Annaly Capital Management Inc. | Add +1.8% | 0.24% | +0.00 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.2% | 0.34% | +0.00 |
| F Ford Motor Co. | Add +1.4% | 0.28% | −0.02 |
| DIS The Walt Disney Co. | Add +0.4% | 0.97% | −0.12 |
| AMZN Amazon.com Inc. | Add +0.4% | 2.22% | −0.12 |
| JPM JPMorgan Chase & Co. | Add +0.3% | 2.94% | −0.13 |
| GOOG Alphabet Inc. Class C | Add +0.1% | 6.84% | −0.30 |
| KKR KKR & Co. Inc. | Add +1.0% | 1.05% | −0.32 |
| BAC Bank of America Corp. | Add +0.1% | 4.20% | −0.32 |
| AAPL Apple Inc. | Add +0.0% | 24.72% | −0.57 |
| MSFT Microsoft Corp. | Add +1.4% | 4.96% | −1.14 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -48.3% | 48,200 | $31.3M |
| AAPL Apple Inc. | put | Reduce -20.8% | 59,200 | $15.0M |
| TLT iShares 20+ Year Treasury BD | put | New | 10,000 | $867K |
| PFE Pfizer Inc. | put | Sold out | 12,500 | $311Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 48 | $105.5M | AAPL, SPY, GOOG, BRK.B, MSFT |
| Q1 2026 | 47 | $96.1M | AAPL, SPY, BRK.B, GOOG, MSFT |
| Q4 2025 | 46 | $100.7M | AAPL, SPY, BRK.B, GOOG, MSFT |
| Q3 2025 | 46 | $96.6M | AAPL, SPY, BRK.B, MSFT, GOOG |
| Q2 2025 | 43 | $88.4M | AAPL, SPY, BRK.B, MSFT, GOOG |
| Q1 2025 | 46 | $96.7M | AAPL, SPY, BRK.B, MSFT, GOOG |
| Q4 2024 | 47 | $103.3M | AAPL, SPY, BRK.B, MSFT, GOOG |