Williams & Novak Wealth Management, LLC
In its 13F for Q3 2026 (holdings as of September 30, 2026, filed October 9, 2026), Williams & Novak Wealth Management, LLC reported 147 stock positions worth $166.2 million. Its top holding was Space Exploration Techn Class A (SPCX) at 7.4% of the portfolio, followed by PIMCO Rafi Dynamic Multi-Fac (MFUS, 6.6%) and Fidelity Enh LRG Cap Cor ETF (FELC, 4.1%). Compared with Q2 2026, it opened 16 new positions, sold out of 14, added to 75 and reduced 41. The biggest buy was a new position in Space Exploration Techn Class A (SPCX) and the biggest sale Fidelity Total Bond ETF (FBND, shares −33%).
- Most Recent 13F
- Q3 2026
- Location
- WESTLAKE VILLAGE, CA
- CIK
- 0001998419
- Portfolio Value
- $166.2M (Q3 2026)
- SEC Filing
- 0001085146-26-000868 ↗ filed Oct 9, 2026
Holdings Value
Holdings 147 stocks · $166.2M
| SPCX Space Exploration Techn Class A | 7.42% | 81,700 | $12.3M | New |
| MFUS PIMCO Rafi Dynamic Multi-Fac filed as PIMCO EQUITY SER | 6.57% | 168,519 | $10.9M | Add +13.0% |
| FELC Fidelity Enh LRG Cap Cor ETF | 4.09% | 156,882 | $6.8M | Reduce -11.0% |
| PYLD PIMCO Multisector Bond Actv | 4.08% | 267,126 | $6.8M | Add +10.4% |
| FBND Fidelity Total Bond ETF | 3.56% | 136,610 | $5.9M | Reduce -32.6% |
| MFEM PIMCO Rafi Dynamic Multi-Fac filed as PIMCO EQUITY SER | 3.56% | 206,843 | $5.9M | Add +15.9% |
| ISCF iShares International Small | 3.51% | 130,627 | $5.8M | Add +18.5% |
| AAPL Apple Inc. | 2.83% | 14,123 | $4.7M | Add +10.4% |
| SYPR Sypris Solutions Inc. | 2.39% | 2,243,442 | $4.0M | Add +1.7% |
| MFDX PIMCO Rafi Dynamic Multi-Fac filed as PIMCO EQUITY SER | 2.28% | 91,489 | $3.8M | Add +26.2% |
| XPCQX PIMCO California Muni Inc. FD | 2.21% | 476,148 | $3.7M | Add +30.4% |
| PML PIMCO Municipal Income FD II | 1.99% | 503,025 | $3.3M | Add +48.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.77% | 3,866 | $2.9M | Add +2.6% |
| XSVM Invesco S&P Smallcap Value W | 1.58% | 40,351 | $2.6M | Add +15.1% |
| CRM Salesforce Inc. | 1.57% | 11,349 | $2.6M | Add +0.5% |
| IXUS iShares Core Intl Stock ETF | 1.52% | 26,511 | $2.5M | Reduce -6.3% |
| IEFA iShares Core MSCI Eafe ETF | 1.31% | 22,487 | $2.2M | Reduce -2.7% |
| QQQ Invesco QQQ Trust Series 1 | 1.31% | 2,936 | $2.2M | Reduce -7.6% |
| DGRO iShares Core Dividend Growth | 1.28% | 28,313 | $2.1M | Add +8.2% |
| SLV iShares Silver Trust | 1.22% | 37,150 | $2.0M | Add +0.1% |
| MU Micron Technology Inc. | 1.21% | 1,889 | $2.0M | Add +9.2% |
| PRF Invesco Rafi US 1000 ETF | 1.16% | 35,499 | $1.9M | Add +24.0% |
| DFCF Dimensional Core Fixed Inc. | 1.16% | 48,003 | $1.9M | Add +30.5% |
| MSFT Microsoft Corp. | 1.15% | 3,737 | $1.9M | Add +12.0% |
| BINC iShares Flex I A ETF-Usd Inc. | 1.13% | 37,023 | $1.9M | Add +16.7% |
| RING iShares MSCI Global Gold Min | 1.08% | 23,512 | $1.8M | Add +9.6% |
| GOOGL Alphabet Inc. Class A | 1.06% | 5,107 | $1.8M | Add +19.3% |
| GDX Vaneck Gold Miners ETF | 1.01% | 19,070 | $1.7M | No change |
| ESGD iShares Trust iShares ESG Aw | 0.99% | 15,920 | $1.6M | No change |
| VOO Vanguard S&P 500 ETF | 0.98% | 2,324 | $1.6M | Add +10.8% |
| EEMS iShares MSCI Emerging MKT SM | 0.93% | 20,457 | $1.5M | Add +2.1% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.87% | 14,520 | $1.4M | Add +0.8% |
| AMZN Amazon.com Inc. | 0.83% | 5,560 | $1.4M | Add +0.0% |
| NVDA Nvidia Corp. | 0.83% | 6,038 | $1.4M | Add +33.0% |
| FENI Fidelity Enhanced Intl ETF | 0.82% | 33,971 | $1.4M | Add +21.4% |
| FTEC Fidelity MSCI Info Tech Indx | 0.81% | 4,472 | $1.3M | No change |
| LRCX Lam Research Corp. | 0.80% | 4,055 | $1.3M | Add +1.1% |
| GSLC Goldman Activebeta US LC ETF | 0.80% | 9,120 | $1.3M | Add +22.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.78% | 2,607 | $1.3M | Reduce -5.6% |
| DFAI Dimensional International Co. | 0.78% | 31,102 | $1.3M | Add +28.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.73% | 2,651 | $1.2M | Add +2.3% |
| DIVO Amplify CWP Enhan Divid ETF | 0.69% | 24,527 | $1.1M | Add +4.2% |
| DFUS Dimensional US Eq MKT ETF | 0.68% | 13,689 | $1.1M | Add +5.1% |
| AVGO Broadcom Inc. | 0.68% | 3,195 | $1.1M | Reduce -3.6% |
| PRFD PIMCO Pref and Cap Sec Act | 0.66% | 22,334 | $1.1M | Add +230.4% |
| GOOG Alphabet Inc. Class C | 0.65% | 3,156 | $1.1M | Add +1.3% |
| DFSD Dimensional Short Duration | 0.52% | 18,756 | $872K | Add +29.5% |
| META Meta Platforms Inc. Class A | 0.52% | 1,189 | $862K | Add +16.1% |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | 0.48% | 14,774 | $797K | Add +38.2% |
| MUNI PIMCO Intermediate Municipal | 0.46% | 15,300 | $760K | Reduce -54.1% |
| SCHX Schwab US Large-Cap ETF | 0.45% | 24,693 | $741K | Add +3.7% |
| EMGF iShares Emerging Markets Equ | 0.44% | 10,314 | $738K | Add +8.6% |
| PMBS PIMCO MBS Active ETF | 0.43% | 15,412 | $713K | Reduce -2.6% |
| IEMG iShares Core MSCI Emerging | 0.42% | 8,619 | $700K | Reduce -13.0% |
| DFUV Dimensional US Marketwide Va | 0.42% | 12,608 | $693K | Add +0.9% |
| XOM Exxonmobil Holdings Corp. | 0.41% | 4,181 | $680K | New |
| IVV iShares Core S&P 500 ETF | 0.41% | 885 | $678K | Add +35.7% |
| GLD SPDR Gold Shares | 0.41% | 1,767 | $673K | Add +2.5% |
| BOND PIMCO Active Bond Exchange-T | 0.39% | 7,421 | $646K | Reduce -31.4% |
| TACK Fairlead Tactical Sector ETF | 0.38% | 20,099 | $631K | Add +4.6% |
| XLK SS Technology Select Sector | 0.37% | 3,170 | $621K | Reduce -25.0% |
| IPAC iShares Core MSCI Pacific Et | 0.37% | 7,266 | $618K | Reduce -6.4% |
| MTUM iShares MSCI USA Momentum Fa | 0.35% | 1,827 | $580K | New |
| SCZ iShares MSCI Eafe Small-Cap | 0.34% | 6,728 | $568K | Reduce -25.6% |
| MOD Modine Manufacturing Co. | 0.34% | 2,983 | $558K | Reduce -0.0% |
| IDEV iShares Core MSCI Dev MKTS | 0.33% | 6,210 | $556K | Reduce -3.7% |
| VFH Vanguard Financials ETF | 0.33% | 4,270 | $555K | No change |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.33% | 15,091 | $555K | Reduce -31.2% |
| GOVI Invesco Equal Weight 0-30 YR | 0.33% | 24,600 | $549K | New |
| AMKR Amkor Technology Inc. | 0.32% | 10,294 | $539K | Add +0.1% |
| ACWX iShares MSCI Acwi Ex US ETF | 0.32% | 6,965 | $527K | Reduce -18.7% |
| PDN Inv Rafi Dev MKT US SM-Usdin | 0.30% | 10,720 | $492K | Reduce -0.3% |
| JPM JPMorgan Chase & Co. | 0.30% | 1,486 | $491K | Add +5.8% |
| DLS Wisdomtree Intl S/C DVD Fund | 0.28% | 5,353 | $467K | No change |
| IAU iShares Gold Trust | 0.27% | 5,834 | $456K | Reduce -1.5% |
| ESGE iShares Inc. iShares ESG Awar | 0.27% | 8,296 | $449K | Add +5.7% |
| MINT PIMCO Enhanced Short Maturit | 0.27% | 4,440 | $446K | Add +30.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.26% | 1,148 | $430K | Add +1.8% |
| FLRG Fidelity US Multifactor ETF | 0.26% | 10,279 | $424K | Reduce -0.6% |
| DGCB Dimensional Global Credit | 0.25% | 7,987 | $415K | Add +30.6% |
| COST Costco Wholesale Corp. | 0.24% | 440 | $401K | Reduce -1.1% |
| VONE Vanguard Russell 1000 | 0.24% | 1,137 | $391K | Reduce -7.0% |
| BHP BHP Group Ltd.-Spon ADR filed as BHP BILLITON LIMITED | 0.23% | 4,509 | $383K | Reduce -7.3% |
| TRGP Targa Resources Corp. | 0.23% | 1,410 | $381K | Reduce -0.3% |
| VGT Vanguard Info Tech ETF | 0.22% | 2,953 | $371K | No change |
| VIG Vanguard Dividend Apprec ETF | 0.22% | 1,584 | $370K | No change |
| RSPT Invesco S&P 500 Equal Weight | 0.22% | 5,570 | $367K | No change |
| MINO PIMCO Municipal Income Oppor | 0.21% | 8,105 | $345K | Reduce -23.9% |
| IYZ iShares US Telecommunication | 0.21% | 8,365 | $344K | No change |
| HYD Vaneck High Yield Muni ETF | 0.20% | 6,900 | $331K | Reduce -44.6% |
| FCOM Fidelity MSCI Comm Serv Indx | 0.20% | 4,573 | $329K | No change |
| PTY PIMCO Corporate & Income Opp | 0.20% | 29,700 | $327K | New |
| TLT iShares 20+ Year Treasury BD | 0.19% | 4,143 | $322K | New |
| DFAC Dimensional US Core Equity 2 | 0.19% | 7,062 | $314K | Add +7.8% |
| LLY Eli Lilly & Co. | 0.18% | 265 | $307K | Reduce -37.4% |
| FMDE Fidelity Enhanced Mid Cap Co. | 0.18% | 7,476 | $302K | Reduce -4.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.18% | 1,387 | $300K | Add +26.1% |
| CIBR First Trust Nasdaq Cybersecu | 0.18% | 2,889 | $298K | New |
| JNJ Johnson & Johnson | 0.17% | 1,094 | $290K | Reduce -33.4% |
| CLS Celestica Inc. | 0.17% | 789 | $285K | New |
Options reported separately and not counted above: CRM puts ($2.4M).
Other holdings (1): bonds, preferreds, convertibles and warrants · $410K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 6,163 | $410K | New |
Total filed on the 13F, all lines: $166.6M.
Portfolio Sells Q2 2026 → Q3 2026
| FBND Fidelity Total Bond ETF | Reduce -32.6% | 3.56% | −2.60 |
| FELC Fidelity Enh LRG Cap Cor ETF | Reduce -11.0% | 4.09% | −0.85 |
| MUNI PIMCO Intermediate Municipal | Reduce -54.1% | 0.46% | −0.71 |
| PWZ Invesco California Amt-Free | Sold out | 0.00% | −0.49 |
| BILZ PIMCO Ultra SHRT Govt Active | Reduce -64.4% | 0.17% | −0.35 |
| IXUS iShares Core Intl Stock ETF | Reduce -6.3% | 1.52% | −0.29 |
| BOND PIMCO Active Bond Exchange-T | Reduce -31.4% | 0.39% | −0.28 |
| OMFL Invesco Russell 1000 DYN M/F | Sold out | 0.00% | −0.26 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -7.6% | 1.31% | −0.26 |
| CMF iShares California Muni Bond | Reduce -50.4% | 0.17% | −0.23 |
| HYD Vaneck High Yield Muni ETF | Reduce -44.6% | 0.20% | −0.23 |
| CGBL Cap Group Core Balanced | Reduce -31.2% | 0.33% | −0.22 |
| BBVA Banco Bilbao Vizcaya-SP ADR | Sold out | 0.00% | −0.22 |
| MOD Modine Manufacturing Co. | Reduce -0.0% | 0.34% | −0.20 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -2.7% | 1.31% | −0.18 |
| XLK SS Technology Select Sector | Reduce -25.0% | 0.37% | −0.17 |
| HSCZ iShares Cur HDG MSCI Eafe SM | Sold out | 0.00% | −0.16 |
| AVGO Broadcom Inc. | Reduce -3.6% | 0.68% | −0.16 |
| SCZ iShares MSCI Eafe Small-Cap | Reduce -25.6% | 0.34% | −0.16 |
| LLY Eli Lilly & Co. | Reduce -37.4% | 0.18% | −0.15 |
| FCPI Fidelity Stocks for Infl ETF | Sold out | 0.00% | −0.15 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -5.6% | 0.78% | −0.14 |
| RSPN Invesco S&P 500 Equal Weight | Sold out | 0.00% | −0.14 |
| RPD RAPID7 Inc. | Sold out | 0.00% | −0.13 |
| IEMG iShares Core MSCI Emerging | Reduce -13.0% | 0.42% | −0.13 |
| ACWX iShares MSCI Acwi Ex US ETF | Reduce -18.7% | 0.32% | −0.12 |
| MINO PIMCO Municipal Income Oppor | Reduce -23.9% | 0.21% | −0.12 |
| JNJ Johnson & Johnson | Reduce -33.4% | 0.17% | −0.10 |
| PMBS PIMCO MBS Active ETF | Reduce -2.6% | 0.43% | −0.09 |
| SSTI Soundthinking Inc. | Sold out | 0.00% | −0.07 |
| PBYI Puma Biotechnology Inc. | Sold out | 0.00% | −0.06 |
| IPAC iShares Core MSCI Pacific Et | Reduce -6.4% | 0.37% | −0.05 |
| EVH Evolent Health Inc. Class A | Sold out | 0.00% | −0.05 |
| IDEV iShares Core MSCI Dev MKTS | Reduce -3.7% | 0.33% | −0.05 |
| VONE Vanguard Russell 1000 | Reduce -7.0% | 0.24% | −0.04 |
| BHP BHP Group Ltd.-Spon ADR | Reduce -7.3% | 0.23% | −0.04 |
| COST Costco Wholesale Corp. | Reduce -1.1% | 0.24% | −0.04 |
| TRINITY BIOTECH INVT LTD | Sold out | 0.00% | −0.04 |
| MDXG Mimedx Group Inc. | Sold out | 0.00% | −0.04 |
| FMDE Fidelity Enhanced Mid Cap Co. | Reduce -4.6% | 0.18% | −0.03 |
| RGP Resources Connection Inc. | Reduce -9.6% | 0.08% | −0.03 |
| FLRG Fidelity US Multifactor ETF | Reduce -0.6% | 0.26% | −0.03 |
| PDN Inv Rafi Dev MKT US SM-Usdin | Reduce -0.3% | 0.30% | −0.03 |
| IAU iShares Gold Trust | Reduce -1.5% | 0.27% | −0.02 |
| TRGP Targa Resources Corp. | Reduce -0.3% | 0.23% | −0.02 |
| AMD Advanced Micro Devices | Reduce -5.0% | 0.17% | −0.02 |
| EXFY Expensify Inc. Class A | Reduce -32.7% | 0.05% | −0.02 |
| MYSZ MY Size Inc. | Sold out | 0.00% | −0.01 |
| SIEB Siebert Financial Corp. | Reduce -42.0% | 0.02% | −0.01 |
| CERS Cerus Corp. | Reduce -4.9% | 0.02% | −0.01 |
Portfolio Buys Q2 2026 → Q3 2026
| SPCX Space Exploration Techn Class A | New | 7.42% | +7.42 |
| PRFD PIMCO Pref and Cap Sec Act | Add +230.4% | 0.66% | +0.43 |
| XOM Exxonmobil Holdings Corp. | New | 0.41% | +0.41 |
| CRM Salesforce Inc. | Add +0.5% | 1.57% | +0.38 |
| AAPL Apple Inc. | Add +10.4% | 2.83% | +0.35 |
| MTUM iShares MSCI USA Momentum Fa | New | 0.35% | +0.35 |
| GOVI Invesco Equal Weight 0-30 YR | New | 0.33% | +0.33 |
| MSFT Microsoft Corp. | Add +12.0% | 1.15% | +0.32 |
| ISCF iShares International Small | Add +18.5% | 3.51% | +0.32 |
| PML PIMCO Municipal Income FD II | Add +48.6% | 1.99% | +0.27 |
| MFDX PIMCO Rafi Dynamic Multi-Fac | Add +26.2% | 2.28% | +0.26 |
| NVDA Nvidia Corp. | Add +33.0% | 0.83% | +0.22 |
| PTY PIMCO Corporate & Income Opp | New | 0.20% | +0.20 |
| TLT iShares 20+ Year Treasury BD | New | 0.19% | +0.19 |
| MFEM PIMCO Rafi Dynamic Multi-Fac | Add +15.9% | 3.56% | +0.19 |
| CIBR First Trust Nasdaq Cybersecu | New | 0.18% | +0.18 |
| CLS Celestica Inc. | New | 0.17% | +0.17 |
| PCN PIMCO Corporate & Income STR | New | 0.17% | +0.17 |
| RING iShares MSCI Global Gold Min | Add +9.6% | 1.08% | +0.16 |
| DFGX Dimsnl Intr CF in ETF-Usd Inc. | New | 0.15% | +0.15 |
| SCHD Schwab US DVD Equity ETF | New | 0.14% | +0.14 |
| META Meta Platforms Inc. Class A | Add +16.1% | 0.52% | +0.13 |
| PRF Invesco Rafi US 1000 ETF | Add +24.0% | 1.16% | +0.13 |
| INCM Franklin Income Focus ETF | New | 0.13% | +0.13 |
| AMGN Amgen Inc. | New | 0.12% | +0.12 |
| DFCF Dimensional Core Fixed Inc. | Add +30.5% | 1.16% | +0.12 |
| DFAI Dimensional International Co. | Add +28.3% | 0.78% | +0.11 |
| GSLC Goldman Activebeta US LC ETF | Add +22.6% | 0.80% | +0.09 |
| IVV iShares Core S&P 500 ETF | Add +35.7% | 0.41% | +0.08 |
| FENI Fidelity Enhanced Intl ETF | Add +21.4% | 0.82% | +0.07 |
| DFSD Dimensional Short Duration | Add +29.5% | 0.52% | +0.06 |
| III Information Services Group | Add +26.2% | 0.17% | +0.06 |
| MYGN Myriad Genetics Inc. | New | 0.04% | +0.04 |
| SBC SBC Medical Group Holdings I | Add +40.9% | 0.08% | +0.04 |
| MINT PIMCO Enhanced Short Maturit | Add +30.6% | 0.27% | +0.04 |
| SIGA Siga Technologies Inc. | New | 0.04% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +19.3% | 1.06% | +0.03 |
| HCKT The Hackett Group Inc. | Add +44.1% | 0.15% | +0.03 |
| DGCB Dimensional Global Credit | Add +30.6% | 0.25% | +0.03 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +16.7% | 1.13% | +0.02 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Add +38.2% | 0.48% | +0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +26.1% | 0.18% | +0.02 |
| XPCQX PIMCO California Muni Inc. FD | Add +30.4% | 2.21% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +10.8% | 0.98% | +0.02 |
| HLLY Holley Inc. | New | 0.02% | +0.02 |
| ARAY Accuray Inc. | Add +27.3% | 0.05% | +0.01 |
| HFFG HF Foods Group Inc. | Add +15.2% | 0.04% | +0.01 |
| EGHT 8X8 Inc. | Add +4.2% | 0.03% | +0.01 |
| DH Definitive Healthcare Corp. | Add +15.3% | 0.05% | +0.01 |
| SSUS Day Hagan Smart Sector ETF | Add +12.2% | 0.17% | +0.00 |
Notes & Other Activity Q2 2026 → Q3 2026
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | New | 6,163 | $410K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q3 2026 | 147 | $166.2M | SPCX, MFUS, FELC, PYLD, FBND |
| Q2 2026 | 145 | $149.5M | MFUS, FBND, FELC, PYLD, SYPR |
| Q1 2026 | 142 | $133.4M | FBND, MFUS, FELC, SYPR, PYLD |
| Q4 2025 | 141 | $132.8M | FBND, MFUS, FELC, SYPR, PYLD |
| Q3 2025 | 140 | $130.0M | FBND, MFUS, FELC, SYPR, XPCQX |
| Q2 2025 | 134 | $117.6M | FBND, MFUS, FELC, SYPR, MFEM |
| Q1 2025 | 127 | $102.2M | FBND, MFUS, FELC, SYPR, SPY |
| Q4 2024 | 125 | $103.7M | FBND, MFUS, FELC, SYPR, SPY |
| Q3 2024 | 129 | $107.2M | FBND, MFUS, SYPR, PYLD, SPY |
| Q2 2024 | 129 | $107.4M | SYPR, MFUS, PYLD, FBND, BOND |
| Q1 2024 | 88 | $88.0M | SYPR, MFUS, ISTB, SPY, CMF |