Williams & Novak Wealth Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 7, 2024), Williams & Novak Wealth Management, LLC reported 129 stock positions worth $107.2 million. Its top holding was Fidelity Total Bond ETF (FBND) at 8.5% of the portfolio, followed by PIMCO Rafi Dynamic Multi-Fac (MFUS, 6.4%) and Sypris Solutions (SYPR, 3.7%). Compared with Q2 2024, it opened 11 new positions, sold out of 11, added to 29 and reduced 58. The biggest buy was Fidelity Total Bond ETF (FBND, shares +75%) and the biggest sale Sypris Solutions (SYPR, shares −41%).
- Most Recent 13F
- Q3 2026
- Location
- WESTLAKE VILLAGE, CA
- CIK
- 0001998419
- Portfolio Value
- $107.2M (Q3 2024)
- SEC Filing
- 0001085146-24-004665 ↗ filed Oct 7, 2024
Holdings Value
Holdings 129 stocks · $107.2M
| FBND Fidelity Total Bond ETF | 8.49% | 194,598 | $9.1M | Add +75.4% |
| MFUS PIMCO Rafi Dynamic Multi-Fac filed as PIMCO EQUITY SER | 6.36% | 134,707 | $6.8M | Reduce -1.9% |
| SYPR Sypris Solutions Inc. | 3.72% | 2,491,212 | $4.0M | Reduce -41.4% |
| PYLD PIMCO Multisector Bond Actv | 2.87% | 115,542 | $3.1M | Reduce -46.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.80% | 5,231 | $3.0M | Reduce -1.0% |
| AAPL Apple Inc. | 2.76% | 12,708 | $3.0M | Add +14.4% |
| CMF iShares California Muni Bond | 2.71% | 49,915 | $2.9M | Reduce -4.1% |
| IXUS iShares Core Intl Stock ETF | 2.21% | 32,606 | $2.4M | Reduce -2.8% |
| SLV iShares Silver Trust | 2.16% | 81,328 | $2.3M | Reduce -11.3% |
| IEFA iShares Core MSCI Eafe ETF | 2.06% | 28,350 | $2.2M | Reduce -9.3% |
| XPCQX PIMCO California Muni Inc. FD | 2.00% | 214,755 | $2.1M | No change |
| FELC Fidelity Enh LRG Cap Cor ETF | 1.90% | 63,279 | $2.0M | New |
| ISCF iShares International Small | 1.84% | 56,069 | $2.0M | Reduce -13.5% |
| RING iShares MSCI Global Gold Min | 1.79% | 58,241 | $1.9M | Reduce -23.9% |
| DGRO iShares Core Dividend Growth | 1.77% | 30,332 | $1.9M | Reduce -2.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.66% | 3,869 | $1.8M | Reduce -14.9% |
| MFDX PIMCO Rafi Dynamic Multi-Fac filed as PIMCO EQUITY SER | 1.66% | 54,765 | $1.8M | Reduce -13.0% |
| ESGD iShares Trust iShares ESG Aw | 1.61% | 20,523 | $1.7M | Reduce -6.2% |
| PWZ Invesco California Amt-Free | 1.45% | 62,000 | $1.6M | Reduce -6.3% |
| XPCKX PIMCO California Municipa II | 1.40% | 238,311 | $1.5M | No change |
| EEMS iShares MSCI Emerging MKT SM | 1.39% | 23,364 | $1.5M | Reduce -7.2% |
| GTO Invesco Total Return Bond Et | 1.35% | 30,026 | $1.5M | Reduce -1.7% |
| HYD Vaneck High Yield Muni ETF | 1.32% | 26,629 | $1.4M | Add +18.8% |
| GSLC Goldman Activebeta US LC ETF | 1.32% | 12,481 | $1.4M | Add +0.1% |
| MUNI PIMCO Intermediate Municipal | 1.29% | 26,115 | $1.4M | Add +4.4% |
| BOND PIMCO Active Bond Exchange-T | 1.26% | 14,268 | $1.3M | Reduce -61.6% |
| MFEM PIMCO Rafi Dynamic Multi-Fac filed as PIMCO EQUITY SER | 1.12% | 56,501 | $1.2M | Add +386.6% |
| MSFT Microsoft Corp. | 1.03% | 2,573 | $1.1M | Reduce -8.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.02% | 2,240 | $1.1M | Reduce -5.0% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.96% | 16,916 | $1.0M | Reduce -4.9% |
| GDX Vaneck Gold Miners ETF | 0.95% | 25,590 | $1.0M | Reduce -12.9% |
| XSVM Invesco S&P Smallcap Value W | 0.93% | 18,115 | $996K | Add +218.8% |
| UCON First Trust Smith Unconstrai | 0.90% | 38,432 | $966K | Reduce -31.9% |
| VOO Vanguard S&P 500 ETF | 0.83% | 1,688 | $891K | Reduce -8.2% |
| SCZ iShares MSCI Eafe Small-Cap | 0.80% | 12,653 | $857K | Reduce -7.0% |
| MUB iShares National Muni Bond E | 0.79% | 7,788 | $846K | Add +25.9% |
| FTEC Fidelity MSCI Info Tech Indx | 0.77% | 4,719 | $823K | Reduce -1.6% |
| IPAC iShares Core MSCI Pacific Et | 0.76% | 12,265 | $817K | No change |
| MOD Modine Manufacturing Co. | 0.70% | 5,650 | $750K | Reduce -5.5% |
| GOOGL Alphabet Inc. Class A | 0.68% | 4,389 | $728K | Add +45.7% |
| HYMB SS SPDR N Ice HY Muni ETF | 0.66% | 27,050 | $711K | Add +49.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.66% | 2,493 | $706K | Reduce -9.6% |
| DFUS Dimensional US Eq MKT ETF | 0.64% | 11,009 | $685K | Add +59.3% |
| DFUV Dimensional US Marketwide Va | 0.63% | 16,280 | $679K | New |
| VFH Vanguard Financials ETF | 0.63% | 6,115 | $672K | No change |
| IEMG iShares Core MSCI Emerging | 0.60% | 11,136 | $639K | Reduce -4.0% |
| EMGF iShares Emerging Markets Equ | 0.58% | 12,491 | $622K | Reduce -20.0% |
| IDEV iShares Core MSCI Dev MKTS | 0.55% | 8,385 | $594K | Reduce -10.7% |
| IBP Installed Building Products | 0.54% | 2,355 | $580K | New |
| DIVO Amplify CWP Enhan Divid ETF | 0.53% | 13,760 | $567K | Add +54.3% |
| ACWX iShares MSCI Acwi Ex US ETF | 0.53% | 9,904 | $567K | Reduce -3.7% |
| AMZN Amazon.com Inc. | 0.52% | 3,010 | $561K | Reduce -11.8% |
| JEPI JPMorgan Equity Premium Inco | 0.52% | 9,294 | $553K | Add +50.2% |
| SCHX Schwab US Large-Cap ETF | 0.51% | 8,090 | $549K | Reduce -1.1% |
| GOOG Alphabet Inc. Class C | 0.49% | 3,140 | $525K | No change |
| JPM JPMorgan Chase & Co. | 0.47% | 2,409 | $508K | No change |
| XLK SS Technology Select Sector | 0.45% | 2,118 | $478K | No change |
| PDN Inv Rafi Dev MKT US SM-Usdin | 0.44% | 13,560 | $477K | Reduce -30.0% |
| AVGO Broadcom Inc. | 0.44% | 2,750 | $474K | Reduce -32.3% |
| IAU iShares Gold Trust | 0.44% | 9,496 | $472K | Reduce -0.1% |
| IYZ iShares US Telecommunication | 0.42% | 17,940 | $453K | Add +12.2% |
| SMMU PIMCO SHRT TRM Muni BND ETF | 0.42% | 8,870 | $448K | Add +20.4% |
| QCOM Qualcomm Inc. | 0.42% | 2,619 | $445K | No change |
| GLD SPDR Gold Shares | 0.41% | 1,824 | $443K | No change |
| JNJ Johnson & Johnson | 0.41% | 2,705 | $438K | No change |
| DFCF Dimensional Core Fixed Inc. | 0.40% | 10,018 | $433K | Reduce -0.2% |
| ABBV Abbvie Inc. | 0.40% | 2,144 | $423K | Add +2.1% |
| COST Costco Wholesale Corp. | 0.39% | 476 | $422K | No change |
| AMGN Amgen Inc. | 0.39% | 1,304 | $420K | Reduce -38.5% |
| DLS Wisdomtree Intl S/C DVD Fund | 0.38% | 5,973 | $412K | Reduce -10.3% |
| UNH Unitedhealth Group Inc. | 0.37% | 672 | $393K | No change |
| FLHY Franklin High Yield Corporat | 0.37% | 16,012 | $391K | Add +19.0% |
| IVV iShares Core S&P 500 ETF | 0.35% | 659 | $380K | Add +12.8% |
| AMKR Amkor Technology Inc. | 0.35% | 12,411 | $380K | No change |
| ESGE iShares Inc. iShares ESG Awar | 0.35% | 10,264 | $374K | Reduce -1.0% |
| XPMQX PIMCO Muni Income Fund III | 0.34% | 43,755 | $361K | No change |
| FCOM Fidelity MSCI Comm Serv Indx | 0.34% | 6,538 | $360K | No change |
| ISTB iShares Core 1-5 Year Usd Bo | 0.34% | 7,385 | $360K | Reduce -63.8% |
| VIG Vanguard Dividend Apprec ETF | 0.32% | 1,734 | $343K | No change |
| WWD Woodward Inc. | 0.31% | 1,961 | $336K | New |
| TDIV FT Nasdaq Tech DVD Index FD | 0.31% | 4,085 | $328K | Reduce -12.4% |
| VONG Vanguard Russell 1000 Growth | 0.29% | 3,200 | $309K | No change |
| LDUR PIMCO Enhanced Low Duration | 0.29% | 3,205 | $308K | Reduce -70.2% |
| LRCX Lam Research Corp. | 0.29% | 375 | $306K | No change |
| DFAC Dimensional US Core Equity 2 | 0.28% | 8,606 | $295K | Add +20.2% |
| JHMM John Hancock Multi Fact Mid | 0.27% | 4,868 | $293K | Add +12.7% |
| PG The Procter & Gamble Co. | 0.27% | 1,683 | $291K | No change |
| CSCO Cisco Systems Inc. | 0.26% | 5,267 | $280K | Add +0.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.26% | 1,581 | $275K | Reduce -0.9% |
| SDY SS SPDR S&P Dividend ETF | 0.24% | 1,833 | $260K | No change |
| FNCL Fidelity MSCI Financial Indx | 0.24% | 4,065 | $260K | No change |
| FHLC Fidelity MSCI Health Care | 0.24% | 3,497 | $255K | Add +1.2% |
| PEP Pepsico Inc. | 0.22% | 1,414 | $240K | Reduce -22.1% |
| FDX FedEx Corp. | 0.22% | 867 | $237K | New |
| IXJ iShares Global Healthcare Et | 0.22% | 2,415 | $237K | No change |
| TBRG Trubridge Inc. | 0.22% | 19,550 | $234K | Reduce -39.7% |
| VZ Verizon Communications Inc. | 0.22% | 5,145 | $231K | No change |
| DFAI Dimensional International Co. | 0.21% | 7,138 | $227K | Reduce -10.2% |
| XLY SS Consumer Disc Select Sect | 0.21% | 1,131 | $227K | No change |
| QEFA STSR SPD MSC Eaf Stgfs-US Inc. | 0.21% | 2,793 | $225K | New |
Portfolio Sells Q2 2024 → Q3 2024
| SYPR Sypris Solutions Inc. | Reduce -41.4% | 3.72% | −3.87 |
| PYLD PIMCO Multisector Bond Actv | Reduce -46.0% | 2.87% | −2.23 |
| BOND PIMCO Active Bond Exchange-T | Reduce -61.6% | 1.26% | −1.89 |
| LDUR PIMCO Enhanced Low Duration | Reduce -70.2% | 0.29% | −0.66 |
| ISTB iShares Core 1-5 Year Usd Bo | Reduce -63.8% | 0.34% | −0.56 |
| MINT PIMCO Enhanced Short Maturit | Sold out | 0.00% | −0.46 |
| UCON First Trust Smith Unconstrai | Reduce -31.9% | 0.90% | −0.38 |
| JMST JPM Ultra-Short Muni Income | Sold out | 0.00% | −0.32 |
| HEGD Swan Hedged Equity US LG Cap | Sold out | 0.00% | −0.30 |
| AGG iShares Core U.S. Aggregate | Sold out | 0.00% | −0.29 |
| PDX PIMCO Dynamic Income Strat | Sold out | 0.00% | −0.26 |
| META Meta Platforms Inc. Class A | Sold out | 0.00% | −0.26 |
| AMGN Amgen Inc. | Reduce -38.5% | 0.39% | −0.22 |
| HD Home Depot Inc. | Sold out | 0.00% | −0.20 |
| RING iShares MSCI Global Gold Min | Reduce -23.9% | 1.79% | −0.17 |
| AVGO Broadcom Inc. | Reduce -32.3% | 0.44% | −0.16 |
| PDN Inv Rafi Dev MKT US SM-Usdin | Reduce -30.0% | 0.44% | −0.14 |
| MSFT Microsoft Corp. | Reduce -8.2% | 1.03% | −0.13 |
| SLV iShares Silver Trust | Reduce -11.3% | 2.16% | −0.11 |
| MFDX PIMCO Rafi Dynamic Multi-Fac | Reduce -13.0% | 1.66% | −0.11 |
| ANGO Angiodynamics Inc. | Reduce -54.7% | 0.15% | −0.10 |
| ISCF iShares International Small | Reduce -13.5% | 1.84% | −0.10 |
| EMGF iShares Emerging Markets Equ | Reduce -20.0% | 0.58% | −0.10 |
| AMZN Amazon.com Inc. | Reduce -11.8% | 0.52% | −0.09 |
| TBRG Trubridge Inc. | Reduce -39.7% | 0.22% | −0.08 |
| FCPI Fidelity Stocks for Infl ETF | Reduce -30.8% | 0.20% | −0.07 |
| PRTH Priority Technology Holdings | Sold out | 0.00% | −0.07 |
| ERIC Ericsson (lm) Tel-SP ADR | Sold out | 0.00% | −0.07 |
| PWZ Invesco California Amt-Free | Reduce -6.3% | 1.45% | −0.07 |
| ARAY Accuray Inc. | Reduce -36.5% | 0.10% | −0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -14.9% | 1.66% | −0.06 |
| PEP Pepsico Inc. | Reduce -22.1% | 0.22% | −0.05 |
| YEXT Yext Inc. | Sold out | 0.00% | −0.05 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -9.3% | 2.06% | −0.05 |
| CMF iShares California Muni Bond | Reduce -4.1% | 2.71% | −0.05 |
| SIRI Sirius XM Holdings Inc. | Sold out | 0.00% | −0.04 |
| EEMS iShares MSCI Emerging MKT SM | Reduce -7.2% | 1.39% | −0.04 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -5.0% | 1.02% | −0.03 |
| EGHT 8X8 Inc. | Reduce -35.3% | 0.04% | −0.03 |
| PLTK Playtika Holding Corp. | Reduce -17.9% | 0.14% | −0.03 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -9.6% | 0.66% | −0.03 |
| VOO Vanguard S&P 500 ETF | Reduce -8.2% | 0.83% | −0.02 |
| TDIV FT Nasdaq Tech DVD Index FD | Reduce -12.4% | 0.31% | −0.02 |
| IDEV iShares Core MSCI Dev MKTS | Reduce -10.7% | 0.55% | −0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -4.9% | 0.96% | −0.02 |
| DLS Wisdomtree Intl S/C DVD Fund | Reduce -10.3% | 0.38% | −0.01 |
| DFAI Dimensional International Co. | Reduce -10.2% | 0.21% | −0.01 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -0.9% | 0.26% | −0.00 |
| FDD First Trust Stoxx Europe | Reduce -6.3% | 0.12% | −0.00 |
| VMEO Vimeo Inc. | Reduce -24.8% | 0.07% | +0.00 |
Portfolio Buys Q2 2024 → Q3 2024
| FBND Fidelity Total Bond ETF | Add +75.4% | 8.49% | +3.85 |
| FELC Fidelity Enh LRG Cap Cor ETF | New | 1.90% | +1.90 |
| MFEM PIMCO Rafi Dynamic Multi-Fac | Add +386.6% | 1.12% | +0.90 |
| XSVM Invesco S&P Smallcap Value W | Add +218.8% | 0.93% | +0.65 |
| DFUV Dimensional US Marketwide Va | New | 0.63% | +0.63 |
| AAPL Apple Inc. | Add +14.4% | 2.76% | +0.59 |
| IBP Installed Building Products | New | 0.54% | +0.54 |
| WWD Woodward Inc. | New | 0.31% | +0.31 |
| DFUS Dimensional US Eq MKT ETF | Add +59.3% | 0.64% | +0.26 |
| HYD Vaneck High Yield Muni ETF | Add +18.8% | 1.32% | +0.24 |
| HYMB SS SPDR N Ice HY Muni ETF | Add +49.9% | 0.66% | +0.24 |
| FDX FedEx Corp. | New | 0.22% | +0.22 |
| QEFA STSR SPD MSC Eaf Stgfs-US Inc. | New | 0.21% | +0.21 |
| DIVO Amplify CWP Enhan Divid ETF | Add +54.3% | 0.53% | +0.21 |
| TRGP Targa Resources Corp. | New | 0.21% | +0.21 |
| VNLA Janus Henderson Short Durati | New | 0.20% | +0.20 |
| CAG Conagra Brands Inc. | New | 0.20% | +0.20 |
| JEPI JPMorgan Equity Premium Inco | Add +50.2% | 0.52% | +0.19 |
| MUB iShares National Muni Bond E | Add +25.9% | 0.79% | +0.18 |
| GOOGL Alphabet Inc. Class A | Add +45.7% | 0.68% | +0.17 |
| IYZ iShares US Telecommunication | Add +12.2% | 0.42% | +0.10 |
| MUNI PIMCO Intermediate Municipal | Add +4.4% | 1.29% | +0.08 |
| SMMU PIMCO SHRT TRM Muni BND ETF | Add +20.4% | 0.42% | +0.08 |
| GSLC Goldman Activebeta US LC ETF | Add +0.1% | 1.32% | +0.07 |
| FLHY Franklin High Yield Corporat | Add +19.0% | 0.37% | +0.07 |
| INFU Infusystem Holdings Inc. | New | 0.07% | +0.07 |
| EGAN Egain Corp. | New | 0.06% | +0.06 |
| DFAC Dimensional US Core Equity 2 | Add +20.2% | 0.28% | +0.06 |
| ABBV Abbvie Inc. | Add +2.1% | 0.40% | +0.06 |
| IVV iShares Core S&P 500 ETF | Add +12.8% | 0.35% | +0.06 |
| JHMM John Hancock Multi Fact Mid | Add +12.7% | 0.27% | +0.05 |
| CSCO Cisco Systems Inc. | Add +0.1% | 0.26% | +0.03 |
| FHLC Fidelity MSCI Health Care | Add +1.2% | 0.24% | +0.02 |
| DFAE Dimensional Emerging Core Eq | Add +0.3% | 0.20% | +0.01 |
| MKTW Marketwise Inc. | Add +95.4% | 0.10% | +0.01 |
| PFIE Profire Energy Inc. | Add +2.8% | 0.05% | +0.01 |
| PRTS Carparts.com Inc. | Add +11.1% | 0.11% | +0.00 |
| MYPS Playstudios Inc. | Add +25.2% | 0.05% | −0.00 |
| SOLO BRANDS INC | Add +29.6% | 0.03% | −0.01 |
| NATR Natures Sunshine Prods Inc. | Add +1.4% | 0.14% | −0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q3 2026 | 147 | $166.2M | SPCX, MFUS, FELC, PYLD, FBND |
| Q2 2026 | 145 | $149.5M | MFUS, FBND, FELC, PYLD, SYPR |
| Q1 2026 | 142 | $133.4M | FBND, MFUS, FELC, SYPR, PYLD |
| Q4 2025 | 141 | $132.8M | FBND, MFUS, FELC, SYPR, PYLD |
| Q3 2025 | 140 | $130.0M | FBND, MFUS, FELC, SYPR, XPCQX |
| Q2 2025 | 134 | $117.6M | FBND, MFUS, FELC, SYPR, MFEM |
| Q1 2025 | 127 | $102.2M | FBND, MFUS, FELC, SYPR, SPY |
| Q4 2024 | 125 | $103.7M | FBND, MFUS, FELC, SYPR, SPY |
| Q3 2024 | 129 | $107.2M | FBND, MFUS, SYPR, PYLD, SPY |
| Q2 2024 | 129 | $107.4M | SYPR, MFUS, PYLD, FBND, BOND |
| Q1 2024 | 88 | $88.0M | SYPR, MFUS, ISTB, SPY, CMF |