Wolverine Asset Management LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Wolverine Asset Management LLC reported 733 stock positions worth $1.1 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 15.7% of the portfolio, followed by Fidelity Wise Origin Bitcoin (FBTC, 4.8%) and Royal Caribbean Cruises (RCL, 2.5%). Compared with Q4 2023, it opened 172 new positions, sold out of 251, added to 232 and reduced 185. The biggest buy was a new position in Fidelity Wise Origin Bitcoin (FBTC) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −80%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001279891
- Portfolio Value
- $1.1B (Q1 2024)
- SEC Filing
- 0001279891-24-000015 ↗ filed May 13, 2024
Holdings Value
Holdings 733 stocks · $1.1B
| SPY SS SPDR S&P 500 ETF Trust-US | 15.74% | 341,745 | $178.8M | Reduce -79.5% |
| FBTC Fidelity Wise Origin Bitcoin | 4.78% | 874,188 | $54.3M | New |
| RCL Royal Caribbean Cruises Ltd. | 2.47% | 201,945 | $28.1M | Reduce -8.8% |
| TWO Two Harbors Investment Corp. filed as TWO HBRS INVT CORP | 1.03% | 881,232 | $11.7M | Add +38.6% |
| AAPL Apple Inc. | 0.99% | 65,734 | $11.3M | Add +1468.1% |
| SCRM Screaming Eagle Acq Class A | 0.74% | 787,832 | $8.4M | New |
| APCA Ap Acquisition Corp. Class A | 0.74% | 745,793 | $8.4M | Reduce -17.6% |
| EVCO Everest Consolidator Acquisi | 0.67% | 683,345 | $7.6M | Reduce -21.0% |
| EGRVF Evergreen Corporation Class A | 0.65% | 654,164 | $7.4M | Add +9.4% |
| ADAM Adamas Trust Inc. | 0.64% | 1,012,880 | $7.3M | Add +9.5% |
| SVIIF Spring Valley Acquisition-A | 0.62% | 644,508 | $7.1M | Add +12.1% |
| IVCAF Libity filed as INVESTCORP INDIA ACQUISTN CO | 0.59% | 597,797 | $6.7M | Reduce -0.8% |
| RWT Redwood Trust Inc. | 0.59% | 1,049,307 | $6.7M | Add +114.2% |
| TLGYF TLGY Acquisition Corp. Class A | 0.58% | 582,881 | $6.6M | Add +21.3% |
| CRH CRH PLC | 0.57% | 75,000 | $6.5M | Add +50.0% |
| NFSCF Enphys Acquisition Corp. | 0.56% | 593,250 | $6.4M | Add +18.1% |
| MONTEREY CAP ACQUISITION COR | 0.56% | 577,541 | $6.4M | Reduce -0.4% |
| ALSAF Alpha Star Acquisition Corp. | 0.56% | 560,936 | $6.4M | Add +53.0% |
| PLAOF Patria Latin American Opport | 0.56% | 561,540 | $6.3M | Add +6.0% |
| APXIF Apx Acquisition Corp. I | 0.55% | 545,111 | $6.2M | Add +11.4% |
| CHIMERA INVT CORP | 0.52% | 1,287,139 | $5.9M | Add +12.8% |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.52% | 719,332 | $5.9M | Reduce -2.2% |
| HSPOF Horizon Space Acquisition I | 0.51% | 528,857 | $5.8M | No change |
| ATMU Atmus Filtration Technologie | 0.48% | 170,000 | $5.5M | New |
| GLST Global Star Acquisition Class A | 0.47% | 502,288 | $5.4M | Add +52.1% |
| KBR KBR Inc. | 0.47% | 84,162 | $5.4M | Add +146.4% |
| ETG Eaton Vance T/A GL DVD Incm | 0.47% | 291,151 | $5.3M | Reduce -5.3% |
| GDST Goldenstone Acquisition Ltd. | 0.46% | 478,818 | $5.3M | Add +33.6% |
| GODN Golden Star Acquisition Corp. | 0.46% | 496,314 | $5.3M | Add +19.1% |
| GAQ Generation Asia I Acquisit-A | 0.45% | 466,365 | $5.1M | Reduce -8.3% |
| WELNF Integrated Wellness Acq - A | 0.45% | 448,580 | $5.1M | No change |
| EMCGF Embrace Change Acquisition C | 0.45% | 455,333 | $5.1M | Reduce -2.4% |
| XEXGX Eaton Vance Tax-Managed Glob | 0.44% | 618,014 | $5.0M | Add +15.4% |
| FRPT Freshpet Inc. | 0.44% | 43,322 | $5.0M | New |
| STEW SRH Total Return Fund Inc. | 0.44% | 328,542 | $4.9M | Add +48.0% |
| CURR Currenc Group Inc. filed as INFINT ACQUISITION CORP | 0.43% | 428,800 | $4.9M | Reduce -39.7% |
| ALPHAVEST ACQUISITION CORP | 0.43% | 444,705 | $4.9M | Add +125.1% |
| XEVTX Eaton Vance Tax-Adv DVD Inc. | 0.41% | 198,782 | $4.7M | Add +50.0% |
| AFJK Aimei Health Technology Co. | 0.41% | 455,598 | $4.7M | Add +2.5% |
| QQQX Nuveen Nasdaq 100 DYN Overwr | 0.41% | 193,539 | $4.7M | Add +24.1% |
| ORCL Oracle Corp. | 0.40% | 36,622 | $4.6M | Reduce -38.0% |
| SBUX Starbucks Corp. | 0.40% | 50,153 | $4.6M | Add +153.7% |
| TENX KEANE ACQUISITION | 0.40% | 412,552 | $4.6M | Reduce -27.2% |
| BDJ BlackRock Enhanced Eqty DVD | 0.40% | 551,206 | $4.5M | Reduce -25.1% |
| GM General Motors Co. | 0.40% | 100,000 | $4.5M | Add +300.0% |
| BLK BlackRock Finance Inc. | 0.40% | 5,431 | $4.5M | New |
| APG Api Group Corp. | 0.40% | 115,000 | $4.5M | Reduce -34.3% |
| ARR Armour Residential REIT Inc. | 0.38% | 219,883 | $4.3M | Reduce -38.5% |
| TETEF Technology & Telecommunicati | 0.38% | 371,068 | $4.3M | Add +10.2% |
| PLTN Plutonian Acquisition Corp. | 0.38% | 399,454 | $4.3M | Add +36.3% |
| VMCAF Valuence Merger Corp. I Class A | 0.38% | 377,866 | $4.3M | Add +1.2% |
| IVCBF Invest Acquisition Corp. | 0.37% | 368,524 | $4.2M | Reduce -3.9% |
| AMGN Amgen Inc. | 0.36% | 14,513 | $4.1M | New |
| CSCO Cisco Systems Inc. | 0.36% | 80,909 | $4.0M | Reduce -56.6% |
| RENEF Cartesian Growth Corp. II- A | 0.35% | 362,354 | $4.0M | Reduce -21.9% |
| BYNO Bynordic Acquisition Corp. | 0.34% | 349,852 | $3.9M | Add +118.9% |
| TCN Tricon Residential Inc. | 0.34% | 347,838 | $3.9M | New |
| BWAQ Blue World Acquisition Corp. | 0.34% | 344,021 | $3.8M | Add +141.7% |
| RFAC RF Acquisition Corp. Class A | 0.33% | 345,113 | $3.7M | Reduce -1.4% |
| ISRLF Israel Acquisitions Corp. Class A | 0.32% | 340,869 | $3.7M | Add +3.4% |
| NTG Tortoise Midstream Energy | 0.32% | 95,464 | $3.7M | Add +103.8% |
| TMTC TMT Acquisition Corp. Class A | 0.32% | 339,231 | $3.6M | New |
| CLRCF Climaterock Class A | 0.32% | 319,948 | $3.6M | Add +42.1% |
| AIMTF Aimfinity Investment-Subunit | 0.32% | 322,648 | $3.6M | Reduce -0.8% |
| ACH Accendra Health Inc. filed as OWENS & MINOR INC NEW | 0.31% | 127,430 | $3.5M | No change |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | 0.31% | 265,268 | $3.5M | Add +66.2% |
| FTAI Ftai Aviation Ltd. | 0.31% | 51,677 | $3.5M | Reduce -5.7% |
| MSSAF Metal SKY Star Acquisition C | 0.31% | 313,277 | $3.5M | Add +22.3% |
| ACAC Acri Capital Acquisition Cor | 0.30% | 307,545 | $3.4M | Add +77.4% |
| FLS Flowserve Corp. | 0.30% | 75,000 | $3.4M | No change |
| JNPR Juniper Networks Inc. | 0.30% | 92,263 | $3.4M | New |
| NEE Nextera Energy Inc. | 0.30% | 53,386 | $3.4M | Reduce -65.2% |
| LATG Chenghe Acquisition I Co. | 0.30% | 301,348 | $3.4M | Add +19.8% |
| OCAX Oca Acquisition Corp. Class A | 0.30% | 312,710 | $3.4M | New |
| SLAMF Slam Corp. Class A | 0.30% | 303,345 | $3.4M | Reduce -7.0% |
| ALPHATIME ACQUISITION CORP | 0.30% | 308,598 | $3.4M | Add +9.6% |
| BA The Boeing Co. | 0.30% | 17,376 | $3.4M | New |
| DIAX Nuveen Dow 30 Dynamic Overwr | 0.29% | 228,215 | $3.3M | Reduce -14.0% |
| PXD Pioneer Natural Resources Co. | 0.29% | 12,608 | $3.3M | Add +0.8% |
| PLUG Plug Power Inc. | 0.29% | 948,300 | $3.3M | Add +558.5% |
| AMED Amedisys Inc. | 0.29% | 35,181 | $3.2M | No change |
| HES Hess Corp. | 0.28% | 20,904 | $3.2M | Add +54.8% |
| DIST Distoken Acquisition Corp. | 0.28% | 293,636 | $3.2M | Add +46.8% |
| NBR Nabors Industries Ltd. | 0.28% | 36,594 | $3.2M | Add +50.3% |
| BELLEVUE LIFE SCNCS AQSTN CO | 0.27% | 291,505 | $3.1M | Add +59.2% |
| AQUC Aquaron Acquisition Corp. | 0.27% | 284,666 | $3.1M | Add +19.1% |
| XGDVX Gabelli Dividend & Income TR | 0.27% | 133,829 | $3.1M | Add +2.0% |
| AFAR Aura Fat Projects Acqui Class A | 0.27% | 275,309 | $3.1M | Add +80.3% |
| CETU Cetus Capital Acquisition Co. | 0.27% | 288,700 | $3.1M | Add +61.6% |
| PEO Adams Natural Resources Fund | 0.27% | 131,787 | $3.0M | Add +45.4% |
| PGSS Pegasus Digital Mobility A-A | 0.27% | 268,346 | $3.0M | Reduce -16.9% |
| IGTA Inception Growth Acquisition | 0.27% | 277,697 | $3.0M | Reduce -2.3% |
| CMCSA Comcast Corp. Class A | 0.26% | 69,250 | $3.0M | Add +52.0% |
| NKE Nike Inc. Class B | 0.26% | 31,654 | $3.0M | Add +239.8% |
| SWN Southwestern Energy Co. | 0.26% | 386,699 | $2.9M | Add +327.7% |
| CPRI Capri Holdings Ltd. | 0.26% | 64,649 | $2.9M | Reduce -1.8% |
| FEI First Trust MLP and Energy I | 0.26% | 302,274 | $2.9M | Reduce -7.3% |
| FRLA Fortune Rise Acquisition Cor | 0.26% | 260,487 | $2.9M | Add +120.7% |
| GAP The Gap Inc. | 0.25% | 102,917 | $2.8M | Reduce -16.3% |
| CSLMF CSLM Acquisition Corp. | 0.25% | 256,369 | $2.8M | Add +9.9% |
Options reported separately and not counted above: COIN puts ($245.5M), RCL puts ($101.4M), RIVN puts ($97.9M), AVGO puts ($77.1M), NVDA puts ($74.3M), W puts ($68.4M), MA puts ($57.8M), MSTR puts ($52.7M), SPR puts ($51.6M), BLK puts ($48.4M), AMZN puts ($48.1M), GOOG puts ($47.4M), and 401 more.
Other holdings (511): bonds, preferreds, convertibles and warrants · $4.1B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | 66,575,000 | $221.0M | Reduce -8.4% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 139,880,000 | $161.7M | No change |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 126,569,000 | $156.6M | No change |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 82,446,000 | $130.9M | Reduce -14.3% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 147,945,000 | $128.3M | No change |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 88,844,000 | $111.6M | No change |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 97,585,000 | $107.1M | Add +11.7% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 98,432,000 | $98.9M | Add +15.6% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 105,777,000 | $96.9M | No change |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 102,087,000 | $95.2M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 97,793,000 | $89.9M | No change |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 92,105,000 | $89.9M | No change |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 81,550,000 | $86.3M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 73,652,000 | $86.2M | Reduce -3.3% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 107,054,000 | $81.6M | Add +346.1% |
| GEO CORRECTIONS HLDGS (GEO 6.5 02/23/26) | NOTE 6.500% 2/2 · principal | 43,825,000 | $74.9M | Add +10.7% |
| ENPHASE ENERGY INC (ENPH 0.25 03/01/25) | NOTE 0.250% 3/0 · principal | 45,541,000 | $72.2M | Reduce -3.9% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 75,739,000 | $71.1M | Add +74.0% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 71,831,000 | $63.3M | Add +12.8% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 44,325,000 | $61.6M | Add +0.6% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 32,780,000 | $61.3M | No change |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 52,150,000 | $58.9M | Reduce -16.6% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 42,092,000 | $56.9M | No change |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 933,203 | $55.0M | New |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 41,780,000 | $54.8M | Reduce -5.7% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 48,676,000 | $54.1M | No change |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 66,500,000 | $53.5M | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 66,949,000 | $51.8M | Add +77.6% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 51,189,000 | $50.0M | No change |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 37,564,000 | $49.8M | Add +17.1% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 374,870 | $46.1M | Reduce -1.3% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 41,390,000 | $44.6M | Add +195.6% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 37,417,000 | $44.2M | No change |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 51,107,000 | $44.1M | Reduce -7.7% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 46,565,000 | $40.0M | Add +83.3% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 38,295,000 | $39.7M | Add +155.3% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 32,148,000 | $38.6M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 39,650,000 | $38.1M | Add +19.6% |
| LITHIUM ARGENTINA AG (LARCN 1.75 01/15/27) | NOTE 1.750% 1/1 · principal | 52,363,000 | $38.1M | No change |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 42,893,000 | $37.6M | No change |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 34,500,000 | $37.6M | Add +6.2% |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | 36,712,000 | $36.7M | Reduce -12.0% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 34,376,000 | $36.4M | Reduce -15.1% |
| EVENTBRITE INC (EB 5 12/01/25) | NOTE 5.000%12/0 · principal | 36,720,000 | $36.1M | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 36,394,000 | $35.9M | New |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 35,058,000 | $34.0M | No change |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 42,475,000 | $33.7M | No change |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | 28,500,000 | $33.5M | New |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 39,467,000 | $29.9M | No change |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 31,870,000 | $29.8M | No change |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 31,573,000 | $29.0M | Add +14.5% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 45,400,000 | $29.0M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 118,820,000 | $28.4M | No change |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 26,844,000 | $28.3M | No change |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 22,467,000 | $28.2M | Add +137.3% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 22,050,000 | $27.5M | New |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 37,108,000 | $25.8M | Reduce -35.1% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 29,196,000 | $25.3M | Add +27.7% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 27,488,000 | $22.2M | Add +1818.2% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 21,587,000 | $19.7M | Reduce -49.9% |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | 648,575 | $19.3M | Reduce -6.5% |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 18,250,000 | $19.0M | Add +453.0% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 16,751,000 | $18.1M | Reduce -1.3% |
| PERFICIENT INC (PRFT 1.25 08/01/25) | NOTE 1.250% 8/0 · principal | 13,200,000 | $16.4M | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 17,595,000 | $16.2M | Add +81.3% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 246,300 | $15.9M | Reduce -11.2% |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | 16,247,000 | $15.8M | No change |
| MODEL N INC (MODN 1.875 03/15/28) | NOTE 1.875% 3/1 · principal | 15,645,000 | $15.1M | New |
| MARCUS CORPORATION (MCS 5 09/15/25) | NOTE 5.000% 9/1 · principal | 9,750,000 | $14.2M | No change |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 13,575,000 | $14.1M | Reduce -69.5% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 25,209,000 | $14.1M | Add +119.0% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 311,586 | $13.4M | Add +4.6% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 13,196,000 | $12.6M | Reduce -43.1% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 13,067,000 | $11.4M | Add +26.7% |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 8,975,000 | $11.2M | New |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | 11,035,000 | $11.0M | Reduce -53.1% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 12,000,000 | $10.8M | No change |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 7,550,000 | $9.4M | No change |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 98,453 | $8.9M | Reduce -30.0% |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 8,500,000 | $8.7M | No change |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 9,000,000 | $8.5M | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 9,600,000 | $8.5M | No change |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | 22,096,000 | $8.5M | No change |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 8,250,000 | $8.4M | New |
| EZCORP INC (EZPW 2.875 07/01/24) | NOTE 2.875% 7/0 · principal | 6,517,000 | $7.6M | Add +1.6% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 171,023 | $7.6M | New |
| SEA LTD (SEALTD 1 12/01/24) | NOTE 1.000%12/0 · principal | 6,221,000 | $7.6M | No change |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | 112,060 | $6.5M | Reduce -6.6% |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | 8,000,000 | $6.4M | New |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 9,964,000 | $6.4M | Reduce -9.1% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 6,350,000 | $6.0M | New |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 6,500,000 | $5.6M | New |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 5,236,000 | $4.7M | Reduce -40.6% |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 5,200,000 | $4.7M | Reduce -63.4% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,215 | $3.8M | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 4,250,000 | $3.8M | No change |
| VEECO INSTRUMENTS INC (VECO 3.75 06/01/27) | NOTE 3.750% 6/0 · principal | 1,434,000 | $3.7M | No change |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 3,000,000 | $3.7M | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 55,459 | $3.6M | Add +147.0% |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | 14,606,000 | $3.4M | No change |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 3,500,000 | $2.9M | No change |
| NIKOLA CORP (NKLA 8.25 12/15/26) | NOTE 8.250%12/1 · principal | 1,758,000 | $2.4M | New |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 2,365,000 | $2.3M | Reduce -80.9% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 2,297,000 | $2.2M | Reduce -8.1% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 1,923,000 | $2.1M | Reduce -97.2% |
| INSEEGO CORP (INSG 3.25 05/01/25) | NOTE 3.250% 5/0 · principal | 5,363,000 | $2.0M | No change |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 205,373 | $2.0M | Add +16.8% |
| STANDARD BIOTOOLS INC (LAB 5.25 12/01/24) | NOTE 5.250%12/0 · principal | 1,495,000 | $1.7M | New |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 6,500,000 | $1.4M | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 1,500,000 | $1.4M | New |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 42,157 | $1.1M | Add +15.1% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 13,620 | $999K | Add +15.0% |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 783,000 | $874K | Reduce -97.8% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 1,000,000 | $838K | No change |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | 435,190 | $766K | Reduce -2.8% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 53,485 | $741K | Reduce -1.9% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 38,441 | $734K | Reduce -8.7% |
| GROUPON INC (GRPN 1.125 03/15/26) | NOTE 1.125% 3/1 · principal | 750,000 | $594K | New |
| EXEEZ Chesapeake Energy -CW26 | *W EXP 02/09/202 | 6,404 | $490K | Add +544.3% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 15,757 | $431K | Reduce -53.5% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 7,139 | $331K | Reduce -14.4% |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 156,000 | $279K | No change |
| AEON BIOPHARMA INC | *W EXP 07/21/202 | 189,151 | $274K | Add +116.9% |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 352,644 | $226K | Add +229.3% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 16,525 | $220K | Reduce -33.2% |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 389,918 | $187K | Add +2849.0% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 5,727 | $157K | Reduce -76.8% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 6,099 | $152K | Reduce -31.3% |
| AFRIW Forafric Global PLC -CW27 | *W EXP 06/09/202 | 122,510 | $147K | Add +10.2% |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | 64,795 | $145K | Add +38.9% |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 48,828 | $142K | Reduce -13.1% |
| METALS ACQUISITION LTD | *W EXP 06/15/202 | 58,134 | $120K | Add +93.3% |
| TLSIW Medtech Acquisition Corp.-CW | *W EXP 08/10/202 | 117,290 | $117K | Add +13.1% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 145,492 | $116K | Reduce -0.7% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 57,349 | $106K | Reduce -29.4% |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | 64,304 | $104K | Add +1.0% |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 416,615 | $103K | New |
| OCEAW Aesther Healthcare Acq -CW23 | *W EXP 02/14/202 | 316,325 | $92K | Reduce -5.7% |
| HAGERTY INC | *W EXP 12/02/202 | 46,665 | $91K | Add +135.4% |
| AFJKR Aimei Health Technology Co. L | RIGHT 11/17/2028 | 444,654 | $89K | New |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 34,265 | $82K | New |
| HUDAR Hudson Acquisition I Corp.-RT | RIGHT 99/99/9999 | 281,672 | $77K | No change |
| IMTXW Immatics NV -CW | *W EXP 07/01/202 | 28,152 | $76K | Add +3.9% |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 59,614 | $72K | Add +149.8% |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 91,996 | $66K | Add +310.7% |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 244,518 | $66K | Reduce -2.2% |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 260,837 | $65K | Add +64.6% |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 160,009 | $61K | Reduce -14.8% |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 22,568 | $58K | New |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 199,002 | $58K | Add +6.5% |
| TENKR Tenx Keane Acquisition-RTS | RIGHT 06/30/2028 | 296,300 | $54K | No change |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 570,164 | $51K | No change |
| NNAGR 99 Acquisition Group -RTS | RIGHT 08/25/2028 | 271,579 | $49K | New |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 34,668 | $47K | Reduce -21.0% |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 395,267 | $47K | Reduce -2.6% |
| PLTNR Plutonian Acquisition Corp. | RIGHT 10/26/2027 | 264,382 | $47K | No change |
| CLBTW Cellebrite Di Ltd. -CW23 | *W EXP 99/99/999 | 21,124 | $45K | New |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | 250,000 | $45K | New |
| AQUNR Aquaron Acquisition Corp.-RTS | RIGHT 07/15/2026 | 248,051 | $43K | No change |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 60,941 | $43K | Add +13.4% |
| EMCRF Embrace Change Acq-Rights | RIGHT 10/25/2026 | 304,000 | $43K | No change |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 446,019 | $39K | No change |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 13,493 | $37K | Add +105.5% |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 242,723 | $36K | No change |
| CXAIW Kins Tech Group Class A -CW25 | *W EXP 99/99/999 | 234,883 | $36K | Add +2.2% |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 71,443 | $36K | Add +47.4% |
| RWODR Redwoods Acquisition-Rights | RIGHT 03/15/2027 | 160,419 | $36K | No change |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 237,348 | $36K | No change |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 332,022 | $35K | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 292,847 | $35K | New |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | 390,000 | $35K | No change |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | 520,516 | $35K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 333,630 | $35K | New |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 138,914 | $35K | Reduce -17.0% |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 324,022 | $34K | No change |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 287,889 | $32K | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 83,658 | $32K | New |
| PAYOW Payoneer Global Inc.-CW27 | *W EXP 99/99/999 | 117,712 | $32K | Add +6.1% |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 140,767 | $32K | Add +354.0% |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 340,018 | $31K | No change |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 32,035 | $31K | Add +118.0% |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 107,306 | $29K | Add +14.4% |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 230,148 | $28K | Add +416.1% |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 139,159 | $28K | New |
| FLFVR Feutune Light Acquisitio-RTS | RIGHT 06/01/2029 | 325,025 | $28K | No change |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 44,111 | $27K | Add +14.1% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 19,834 | $26K | New |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 58,126 | $26K | Add +268.5% |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 39,958 | $26K | Reduce -19.7% |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 273,936 | $25K | Add +0.9% |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 121,201 | $25K | Reduce -3.9% |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 56,465 | $24K | Add +5.4% |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 10,571 | $24K | Reduce -32.2% |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 93,658 | $24K | Reduce -23.3% |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 91,563 | $23K | Reduce -7.0% |
| QOMOR Qomolangma Acquisition-Right | RIGHT 09/29/2027 | 182,168 | $22K | No change |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | 32,000 | $22K | Add +15.9% |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 201,785 | $22K | No change |
| CETUR Cetus Capital Acquisition Co. | RIGHT 03/31/2024 | 178,676 | $22K | No change |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 32,817 | $21K | Add +62.9% |
Largest 200 of 511 shown.
Total filed on the 13F, all lines: $5.2B.
Portfolio Sells Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -79.5% | 15.74% | −27.54 |
| PDD PDD Holdings Inc. | Sold out | 0.00% | −0.93 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.83 |
| NVDA Nvidia Corp. | Sold out | 0.00% | −0.65 |
| PEP Pepsico Inc. | Sold out | 0.00% | −0.60 |
| CFFS CF Acquisition Corp. Vii Class A | Sold out | 0.00% | −0.53 |
| MCAA Mountain & Co. I Acquisition | Reduce -98.1% | 0.02% | −0.47 |
| FLD Fold Holdings Inc. | Reduce -99.4% | 0.00% | −0.39 |
| FXB Invesco Currencyshares Briti | Reduce -77.2% | 0.19% | −0.34 |
| IRRX Integrated Rail and Class A | Sold out | 0.00% | −0.32 |
| BSTZ BlackRock Sci & Tech TRM TR | Sold out | 0.00% | −0.31 |
| GOOG Alphabet Inc. Class C | Reduce -78.1% | 0.19% | −0.31 |
| KRNL Kernel Group Holdings Inc. Class A | Sold out | 0.00% | −0.28 |
| TSLA Tesla Inc. | Reduce -66.6% | 0.17% | −0.28 |
| ECHO Echostar Corp. Class A | Reduce -97.8% | 0.01% | −0.25 |
| ARROWROOT ACQUISITION CORP | Sold out | 0.00% | −0.25 |
| ANDRETTI ACQUISITION CORP | Sold out | 0.00% | −0.24 |
| CSTAF Constellation Acquisition-A | Sold out | 0.00% | −0.23 |
| KO The Coca-Cola Co. | Sold out | 0.00% | −0.23 |
| GOOGL Alphabet Inc. Class A | Sold out | 0.00% | −0.22 |
| PFE Pfizer Inc. | Reduce -92.2% | 0.03% | −0.21 |
| NEE Nextera Energy Inc. | Reduce -65.2% | 0.30% | −0.21 |
| BMEZ BlackRock HLTH Sci TRM TR II | Reduce -95.8% | 0.02% | −0.20 |
| HQH Abrdn Healthcare Investors | Reduce -93.5% | 0.02% | −0.20 |
| GHIX Gores Holding Ix Inc. Class A | Sold out | 0.00% | −0.20 |
| TCOA Zalatoris Acquisition Corp. | Reduce -71.8% | 0.16% | −0.19 |
| CHEA Chenghe Acquisition Co. Class A | Sold out | 0.00% | −0.18 |
| NET Cloudflare Inc. Class A | Sold out | 0.00% | −0.18 |
| KYN Kayne Anderson Energy Infra | Sold out | 0.00% | −0.18 |
| ARIZ Arisz Acquisition Corp. | Sold out | 0.00% | −0.18 |
| FTII Futuretech II Acquisiti Class A | Reduce -77.5% | 0.10% | −0.17 |
| CBRRF Chain Bridge I-A | Reduce -97.5% | 0.01% | −0.17 |
| THQ Abrdn Healthcare Opport | Sold out | 0.00% | −0.16 |
| CSCO Cisco Systems Inc. | Reduce -56.6% | 0.36% | −0.16 |
| DE Deere & Co. | Sold out | 0.00% | −0.16 |
| BRAC Broad Capital Acquisition Co. | Reduce -77.8% | 0.09% | −0.16 |
| AVK Advent Convert & Income | Reduce -100.0% | 0.00% | −0.16 |
| PGR Progressive Corp. | Sold out | 0.00% | −0.16 |
| NNAGU 99 Acquisition Group Inc. | Sold out | 0.00% | −0.15 |
| IMGN Immunogen Inc. | Sold out | 0.00% | −0.15 |
| TMTCU TMT Acquisition Corp. | Sold out | 0.00% | −0.15 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.15 |
| SZZL Sizzle Acquisition Corp. | Sold out | 0.00% | −0.14 |
| WGO Winnebago Industries | Sold out | 0.00% | −0.14 |
| CVII Churchill Capital Corp. Vii-A | Sold out | 0.00% | −0.14 |
| BTX BlackRock Tech & Priv Eqty | Sold out | 0.00% | −0.14 |
| HQL Abrdn Life Sciences Investor | Reduce -92.8% | 0.02% | −0.13 |
| COST Costco Wholesale Corp. | Sold out | 0.00% | −0.13 |
| BNIX Bannix Acquisition Corp. | Sold out | 0.00% | −0.13 |
| SBC SBC Medical Group Holdings I | Sold out | 0.00% | −0.13 |
Portfolio Buys Q4 2023 → Q1 2024
| FBTC Fidelity Wise Origin Bitcoin | New | 4.78% | +4.78 |
| AAPL Apple Inc. | Add +1468.1% | 0.99% | +0.95 |
| SCRM Screaming Eagle Acq Class A | New | 0.74% | +0.74 |
| TWO Two Harbors Investment Corp. | Add +38.6% | 1.03% | +0.54 |
| ATMU Atmus Filtration Technologie | New | 0.48% | +0.48 |
| FRPT Freshpet Inc. | New | 0.44% | +0.44 |
| BLK BlackRock Finance Inc. | New | 0.40% | +0.40 |
| RWT Redwood Trust Inc. | Add +114.2% | 0.59% | +0.39 |
| CRH CRH PLC | Add +50.0% | 0.57% | +0.38 |
| KBR KBR Inc. | Add +146.4% | 0.47% | +0.37 |
| AMGN Amgen Inc. | New | 0.36% | +0.36 |
| GM General Motors Co. | Add +300.0% | 0.40% | +0.35 |
| TCN Tricon Residential Inc. | New | 0.34% | +0.34 |
| ALSAF Alpha Star Acquisition Corp. | Add +53.0% | 0.56% | +0.34 |
| TMTC TMT Acquisition Corp. Class A | New | 0.32% | +0.32 |
| ALPHAVEST ACQUISITION CORP | Add +125.1% | 0.43% | +0.31 |
| JNPR Juniper Networks Inc. | New | 0.30% | +0.30 |
| SBUX Starbucks Corp. | Add +153.7% | 0.40% | +0.30 |
| OCAX Oca Acquisition Corp. Class A | New | 0.30% | +0.30 |
| BA The Boeing Co. | New | 0.30% | +0.30 |
| TLGYF TLGY Acquisition Corp. Class A | Add +21.3% | 0.58% | +0.29 |
| EGRVF Evergreen Corporation Class A | Add +9.4% | 0.65% | +0.29 |
| SVIIF Spring Valley Acquisition-A | Add +12.1% | 0.62% | +0.28 |
| GLST Global Star Acquisition Class A | Add +52.1% | 0.47% | +0.28 |
| NFSCF Enphys Acquisition Corp. | Add +18.1% | 0.56% | +0.27 |
| STEW SRH Total Return Fund Inc. | Add +48.0% | 0.44% | +0.27 |
| GDST Goldenstone Acquisition Ltd. | Add +33.6% | 0.46% | +0.25 |
| BWAQ Blue World Acquisition Corp. | Add +141.7% | 0.34% | +0.25 |
| XEVTX Eaton Vance Tax-Adv DVD Inc. | Add +50.0% | 0.41% | +0.25 |
| PLUG Plug Power Inc. | Add +558.5% | 0.29% | +0.25 |
| APXIF Apx Acquisition Corp. I | Add +11.4% | 0.55% | +0.25 |
| BYNO Bynordic Acquisition Corp. | Add +118.9% | 0.34% | +0.25 |
| NNAG 99 Acquisition Group in Class A | New | 0.25% | +0.25 |
| PLAOF Patria Latin American Opport | Add +6.0% | 0.56% | +0.24 |
| NTG Tortoise Midstream Energy | Add +103.8% | 0.32% | +0.23 |
| SWN Southwestern Energy Co. | Add +327.7% | 0.26% | +0.23 |
| GODN Golden Star Acquisition Corp. | Add +19.1% | 0.46% | +0.22 |
| XEXGX Eaton Vance Tax-Managed Glob | Add +15.4% | 0.44% | +0.22 |
| GAM General American Investors | Add +898.4% | 0.23% | +0.21 |
| QQQX Nuveen Nasdaq 100 DYN Overwr | Add +24.1% | 0.41% | +0.21 |
| CTLT Catalent Inc. | New | 0.21% | +0.21 |
| CHIMERA INVT CORP | Add +12.8% | 0.52% | +0.21 |
| ADAM Adamas Trust Inc. | Add +9.5% | 0.64% | +0.21 |
| OLK Olink Holding AB - ADR | Add +335.3% | 0.25% | +0.21 |
| AXONICS INC | New | 0.21% | +0.21 |
| AXP American Express Co. | New | 0.21% | +0.21 |
| ADBE Adobe Inc. | New | 0.21% | +0.21 |
| EMO Clearbridge Energy Midstream | New | 0.21% | +0.21 |
| PLTN Plutonian Acquisition Corp. | Add +36.3% | 0.38% | +0.21 |
| NKE Nike Inc. Class B | Add +239.8% | 0.26% | +0.21 |
Options Activity Q4 2023 → Q1 2024
| COIN Coinbase Global Inc. Class A | put | Add +0.6% | 926,000 | $245.5M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 260,200 | $123.7Mbefore exit |
| RCL Royal Caribbean Cruises Ltd. | put | Reduce -21.0% | 729,700 | $101.4M |
| RIVN Rivian Automotive Inc. Class A | put | Add +468.5% | 8,937,500 | $97.9M |
| AVGO Broadcom Inc. | put | Reduce -10.6% | 58,200 | $77.1M |
| NVDA Nvidia Corp. | put | Reduce -48.9% | 82,200 | $74.3M |
| W Wayfair Inc. Class A | put | Add +5.2% | 1,008,200 | $68.4M |
| MA Mastercard Inc. Class A | put | Reduce -10.3% | 120,000 | $57.8M |
| MSTR Strategy Inc. | put | Add +618.6% | 30,900 | $52.7M |
| BLK BlackRock Finance Inc. | put | Add +55.8% | 58,100 | $48.4M |
| AMZN Amazon.com Inc. | put | Reduce -62.2% | 266,400 | $48.1M |
| GOOG Alphabet Inc. Class C | put | Reduce -17.5% | 311,200 | $47.4M |
| XOM Exxon Mobil Corp. | call | Reduce -3.6% | 374,500 | $43.5M |
| XOM Exxon Mobil Corp. | put | Reduce -8.6% | 372,300 | $43.3M |
| MSFT Microsoft Corp. | put | Reduce -77.9% | 99,200 | $41.7M |
| AAPL Apple Inc. | put | Reduce -69.0% | 226,400 | $38.8M |
| LLY Eli Lilly & Co. | put | Reduce -26.9% | 45,800 | $35.6M |
| AVGO Broadcom Inc. | call | Reduce -25.2% | 25,200 | $33.4M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -92.2% | 62,100 | $32.5M |
| LIN Linde PLC | put | Reduce -30.8% | 67,700 | $31.4M |
| LCID Lucid Group Inc. | put | Add +18.8% | 10,951,100 | $31.2M |
| QCOM Qualcomm Inc. | put | Reduce -25.6% | 181,200 | $30.7M |
| MSFT Microsoft Corp. | call | Reduce -65.6% | 70,200 | $29.5M |
| UBER Uber Technologies Inc. | put | Reduce -9.8% | 379,400 | $29.2M |
| NIO Nio Inc. - ADR | put | Add +59.9% | 6,486,300 | $29.2M |
| MRK Merck & Co. Inc. | put | Add +10.8% | 220,700 | $29.1M |
| META Meta Platforms Inc. Class A | put | Reduce -51.8% | 58,300 | $28.3M |
| MS Morgan Stanley | call | Add +40.5% | 300,600 | $28.3M |
| PG The Procter & Gamble Co. | put | Add +51.6% | 172,200 | $27.9M |
| COOP Mr Cooper Group Inc. | put | Reduce -27.9% | 356,500 | $27.8M |
| BAC Bank of America Corp. | put | Reduce -23.7% | 730,300 | $27.7M |
| BILI Bilibili Inc.-Sponsored ADR | put | Reduce -34.7% | 2,429,100 | $27.2M |
| SNAP Snap Inc. Class A | put | Add +56.3% | 2,276,400 | $26.1M |
| TXN Texas Instruments Inc. | put | Reduce -28.7% | 149,700 | $26.1M |
| ADBE Adobe Inc. | put | Reduce -37.4% | 51,600 | $26.0M |
| SE Sea Ltd.-ADR | put | Reduce -41.5% | 481,600 | $25.9M |
| ORCL Oracle Corp. | put | Add +16.2% | 201,900 | $25.4M |
| META Meta Platforms Inc. Class A | call | Reduce -44.6% | 51,600 | $25.1M |
| INTC Intel Corp. | put | Reduce -14.1% | 528,000 | $23.3M |
| TSLA Tesla Inc. | call | Reduce -22.2% | 128,900 | $22.7M |
| AMZN Amazon.com Inc. | call | Reduce -65.5% | 124,100 | $22.4M |
| NFLX Netflix Inc. | put | Reduce -49.8% | 36,500 | $22.2M |
| BYND Beyond Meat Inc. | put | Reduce -31.1% | 2,525,000 | $20.9M |
| TXN Texas Instruments Inc. | call | Reduce -40.8% | 116,000 | $20.2M |
| LI Li Auto Inc. - ADR | put | Reduce -46.6% | 658,100 | $19.9M |
| AAL American Airlines Group Inc. | put | Reduce -1.1% | 1,297,800 | $19.9M |
| JPM JPMorgan Chase & Co. | put | Reduce -42.8% | 99,200 | $19.9M |
| AAPL Apple Inc. | call | Reduce -71.8% | 115,500 | $19.8M |
| AG First Majestic Silver Corp. | put | Add +86.4% | 3,366,500 | $19.8M |
| C Citigroup Inc. | call | Add +74.7% | 305,800 | $19.3M |
Showing the first 50 of 424.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Reduce -8.4% | 66,575,000 | $221.0M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Reduce -14.3% | 82,446,000 | $130.9M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Add +11.7% | 97,585,000 | $107.1M |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | Sold out | 97,704,000 | $104.4Mbefore exit |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +15.6% | 98,432,000 | $98.9M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -3.3% | 73,652,000 | $86.2M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +346.1% | 107,054,000 | $81.6M |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Sold out | 46,599,000 | $79.8Mbefore exit |
| GEO CORRECTIONS HLDGS (GEO 6.5 02/23/26) | NOTE 6.500% 2/2 · principal | Add +10.7% | 43,825,000 | $74.9M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Sold out | 59,030,000 | $74.6Mbefore exit |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Sold out | 59,941,000 | $74.1Mbefore exit |
| ENPHASE ENERGY INC (ENPH 0.25 03/01/25) | NOTE 0.250% 3/0 · principal | Reduce -3.9% | 45,541,000 | $72.2M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +74.0% | 75,739,000 | $71.1M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Sold out | 57,738,000 | $64.4Mbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Add +12.8% | 71,831,000 | $63.3M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Add +0.6% | 44,325,000 | $61.6M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Reduce -16.6% | 52,150,000 | $58.9M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 933,203 | $55.0M |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | Reduce -5.7% | 41,780,000 | $54.8M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 66,500,000 | $53.5M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Add +77.6% | 66,949,000 | $51.8M |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Add +17.1% | 37,564,000 | $49.8M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Reduce -1.3% | 374,870 | $46.1M |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | Add +195.6% | 41,390,000 | $44.6M |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | Reduce -7.7% | 51,107,000 | $44.1M |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Add +83.3% | 46,565,000 | $40.0M |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Add +155.3% | 38,295,000 | $39.7M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | New | 32,148,000 | $38.6M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Add +19.6% | 39,650,000 | $38.1M |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | Add +6.2% | 34,500,000 | $37.6M |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | Sold out | 34,174,000 | $37.2Mbefore exit |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | Reduce -12.0% | 36,712,000 | $36.7M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Reduce -15.1% | 34,376,000 | $36.4M |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Sold out | 39,123,000 | $36.1Mbefore exit |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 36,394,000 | $35.9M |
| NIO INC (NIO 4.5 02/01/24) | NOTE 4.500% 2/0 · principal | Sold out | 32,275,000 | $34.3Mbefore exit |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | New | 28,500,000 | $33.5M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 29,000,000 | $32.6Mbefore exit |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Sold out | 30,175,000 | $29.8Mbefore exit |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | Add +14.5% | 31,573,000 | $29.0M |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | Add +137.3% | 22,467,000 | $28.2M |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | New | 22,050,000 | $27.5M |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Sold out | 17,250,000 | $26.3Mbefore exit |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Reduce -35.1% | 37,108,000 | $25.8M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Add +27.7% | 29,196,000 | $25.3M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Sold out | 22,396,000 | $23.7Mbefore exit |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | Sold out | 25,207,000 | $22.5Mbefore exit |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Add +1818.2% | 27,488,000 | $22.2M |
| CARDLYTICS INC (CDLX 1 09/15/25) | NOTE 1.000% 9/1 · principal | Sold out | 33,928,000 | $21.3Mbefore exit |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Sold out | 19,075,000 | $20.0Mbefore exit |
Showing the first 50 of 372.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 849 | $1.9B | IREN, EVAC, MARA, ANSC, DMII |
| Q1 2026 | 873 | $1.9B | IREN, TSLA, ETH, META, EVAC |
| Q4 2025 | 785 | $1.7B | IREN, BA, AAM, VACH, ETH |
| Q3 2025 | 702 | $1.4B | IBIT, AAM, VACH, ANSC, ETHA |
| Q2 2025 | 732 | $1.4B | IBIT, VACH, AAM, ARES ACQUISITION CORP II, AAPL |
| Q1 2025 | 742 | $1.3B | MSFT, IBIT, NVDA, AAM, AAPL |
| Q4 2024 | 740 | $1.3B | FBTC, MSTR, TSLA, GEO, AMD |
| Q3 2024 | 715 | $1.0B | FBTC, RCL, W, GOOG, MSTR |
| Q2 2024 | 729 | $1.0B | FBTC, BN, RCL, LIN, TRTLF |
| Q1 2024 | 733 | $1.1B | SPY, FBTC, RCL, TWO, AAPL |