Wolverine Asset Management LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 4, 2024), Wolverine Asset Management LLC reported 715 stock positions worth $1.0 billion. Its top holding was Fidelity Wise Origin Bitcoin (FBTC) at 2.3% of the portfolio, followed by Royal Caribbean Cruises (RCL, 2.1%) and Wayfair Class A (W, 1.6%). Compared with Q2 2024, it opened 193 new positions, sold out of 208, added to 208 and reduced 189. The biggest buy was a new position in Wayfair Class A (W) and the biggest sale Brookfield (BN, shares −99%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001279891
- Portfolio Value
- $1.0B (Q3 2024)
- SEC Filing
- 0001279891-24-000028 ↗ filed Nov 4, 2024
Holdings Value
Holdings 715 stocks · $1.0B
| FBTC Fidelity Wise Origin Bitcoin | 2.26% | 408,518 | $22.7M | Reduce -46.6% |
| RCL Royal Caribbean Cruises Ltd. | 2.11% | 119,430 | $21.2M | No change |
| W Wayfair Inc. Class A | 1.64% | 292,874 | $16.5M | New |
| GOOG Alphabet Inc. Class C | 1.37% | 82,294 | $13.8M | Add +783.1% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 1.21% | 71,814 | $12.1M | New |
| ANSC Agriculture & Natural Soluti | 1.06% | 1,026,549 | $10.6M | Add +82353.7% |
| USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP | 1.05% | 979,917 | $10.5M | Add +111.7% |
| GEO The Geo Group Inc. | 1.05% | 817,292 | $10.5M | Add +7.7% |
| KVACF Keen Vision Acquisition Corp. | 0.95% | 885,388 | $9.5M | Add +34.2% |
| INTC Intel Corp. | 0.92% | 391,936 | $9.2M | Reduce -5.0% |
| CCL Carnival Corp. | 0.90% | 486,341 | $9.0M | New |
| SNAP Snap Inc. Class A | 0.89% | 836,049 | $8.9M | New |
| SVIIF Spring Valley Acquisition-A | 0.82% | 730,595 | $8.2M | Add +14.9% |
| VACHU Voyager Acquisition Corp. | 0.81% | 816,907 | $8.2M | New |
| TWO Two Harbors Investment Corp. filed as TWO HBRS INVT CORP | 0.74% | 537,221 | $7.5M | Reduce -26.9% |
| ARES ACQUISITION CORP II | 0.74% | 686,939 | $7.4M | Add +448.9% |
| ALCYF Alchemy Investments Acquisit | 0.73% | 678,213 | $7.4M | Add +102.5% |
| MCAA Mountain & Co. I Acquisition | 0.68% | 579,828 | $6.8M | Add +327.6% |
| HAYMAKER ACQUISITION CORP 4 | 0.67% | 634,822 | $6.8M | Add +296.8% |
| NETD Nabors Energy Transition C-A | 0.66% | 619,036 | $6.6M | New |
| ADBE Adobe Inc. | 0.66% | 12,706 | $6.6M | New |
| PMT Pennymac Mortgage Investment | 0.66% | 461,323 | $6.6M | Add +105.8% |
| SKGR SK Growth Opportunities Co. Class A | 0.65% | 572,066 | $6.5M | New |
| DHR Danaher Corp. | 0.64% | 23,037 | $6.4M | Reduce -49.1% |
| APXIF Apx Acquisition Corp. I | 0.62% | 534,493 | $6.2M | Reduce -0.8% |
| COP Conocophillips | 0.60% | 57,144 | $6.0M | Add +77.2% |
| HSPOF Horizon Space Acquisition I | 0.59% | 531,943 | $6.0M | Reduce -0.5% |
| QQQX Nuveen Nasdaq 100 DYN Overwr | 0.59% | 235,640 | $5.9M | Add +18.9% |
| AFJK Aimei Health Technology Co. | 0.56% | 539,039 | $5.6M | Add +8.6% |
| EVCO Everest Consolidator Acquisi | 0.56% | 495,838 | $5.6M | Reduce -26.9% |
| ISRLF Israel Acquisitions Corp. Class A | 0.52% | 463,643 | $5.2M | Add +57.3% |
| EGRVF Evergreen Corporation Class A | 0.51% | 435,212 | $5.1M | Reduce -3.4% |
| MSFT Microsoft Corp. | 0.51% | 11,783 | $5.1M | New |
| BST BlackRock Science & Tech TR | 0.50% | 141,218 | $5.0M | Add +100.8% |
| ALPHAVEST ACQUISITION CORP | 0.49% | 445,598 | $5.0M | No change |
| STEW SRH Total Return Fund Inc. | 0.49% | 312,888 | $4.9M | Add +1.3% |
| VCICU Vine Hill Cap Invest-Unit | 0.49% | 491,312 | $4.9M | New |
| ALPHATIME ACQUISITION CORP | 0.48% | 433,010 | $4.8M | Reduce -1.1% |
| VAL Valaris Ltd. | 0.48% | 85,737 | $4.8M | Add +103.3% |
| RENEF Cartesian Growth Corp. II- A | 0.47% | 415,021 | $4.8M | Reduce -1.4% |
| WELNF Integrated Wellness Acq - A | 0.47% | 399,685 | $4.7M | Reduce -7.9% |
| PLAOF Patria Latin American Opport | 0.47% | 405,308 | $4.7M | Add +35.5% |
| SRCL Stericycle Inc. | 0.45% | 74,339 | $4.5M | Add +38.0% |
| CII BlackRock Enhan LRG Cap Core | 0.45% | 230,165 | $4.5M | Add +82.4% |
| NBR Nabors Industries Ltd. | 0.45% | 70,209 | $4.5M | Reduce -0.2% |
| DIAX Nuveen Dow 30 Dynamic Overwr | 0.44% | 295,503 | $4.4M | Reduce -0.6% |
| ADAM Adamas Trust Inc. | 0.44% | 691,204 | $4.4M | Reduce -11.9% |
| LATG Chenghe Acquisition I Co. | 0.43% | 374,414 | $4.3M | Add +17.8% |
| FWRD Forward Air Corp. | 0.42% | 120,004 | $4.2M | Add +32.4% |
| TMO Thermo Fisher Scientific Inc. | 0.42% | 6,866 | $4.2M | Reduce -64.0% |
| TLGYF TLGY Acquisition Corp. Class A | 0.42% | 365,828 | $4.2M | Add +0.8% |
| SPKLF Spark I Acquisition Corp. | 0.42% | 398,294 | $4.2M | New |
| ABT Abbott Laboratories | 0.42% | 36,602 | $4.2M | Reduce -50.6% |
| JVSA Jvspac Acquisition Corp. Class A | 0.40% | 392,339 | $4.1M | Add +70.1% |
| TMTC TMT Acquisition Corp. Class A | 0.40% | 359,231 | $4.0M | No change |
| TY Tri-Continental Corp. | 0.40% | 120,710 | $4.0M | Add +127.2% |
| SWN Southwestern Energy Co. | 0.40% | 559,747 | $4.0M | Add +11.6% |
| ORC Orchid Island Capital Inc. | 0.39% | 474,855 | $3.9M | New |
| FRLA Fortune Rise Acquisition Cor | 0.39% | 342,518 | $3.9M | Reduce -0.5% |
| XGDVX Gabelli Dividend & Income TR | 0.39% | 158,151 | $3.9M | Add +9.6% |
| RRACF Rigel Resource Acquisit Class A | 0.38% | 335,671 | $3.9M | Add +129.9% |
| AITR AI Transportation Acquisitio | 0.38% | 362,670 | $3.8M | Add +53.5% |
| AIMTF Aimfinity Investment-Subunit | 0.37% | 325,028 | $3.8M | Reduce -1.8% |
| CIVI Civitas Resources Inc. | 0.37% | 73,773 | $3.7M | Add +184.8% |
| JNPR Juniper Networks Inc. | 0.37% | 94,063 | $3.7M | Add +1.9% |
| BUJA Bukit Jalil Global Acquisiti | 0.36% | 333,679 | $3.6M | Add +1.1% |
| XBMEX BlackRock Health Sciences | 0.36% | 85,565 | $3.6M | Add +42.4% |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | 0.35% | 254,550 | $3.5M | Reduce -7.1% |
| HCP Hashicorp Inc. Class A | 0.35% | 103,118 | $3.5M | Add +27.4% |
| MSSAF Metal SKY Star Acquisition C | 0.35% | 304,609 | $3.5M | Reduce -0.7% |
| CUBI Customers Bancorp Inc. | 0.35% | 74,694 | $3.5M | New |
| RFAIU RF Acquisition Corp. II | 0.34% | 329,845 | $3.4M | No change |
| ESHA Esh Acquisition Corp. Class A | 0.34% | 317,400 | $3.4M | New |
| AMED Amedisys Inc. | 0.33% | 34,781 | $3.4M | No change |
| HBI Hanesbrands Inc. | 0.33% | 456,481 | $3.4M | Reduce -2.1% |
| AAM Aa Mission Acquisition Cor-A | 0.33% | 330,900 | $3.3M | New |
| WWW Wolverine World Wide Inc. | 0.32% | 185,857 | $3.2M | Reduce -4.1% |
| CHX Championx Corp. | 0.32% | 106,836 | $3.2M | Add +29.6% |
| DIST Distoken Acquisition Corp. | 0.32% | 293,937 | $3.2M | No change |
| CUBE Cubesmart | 0.32% | 59,263 | $3.2M | Reduce -30.0% |
| AXONICS INC | 0.32% | 45,491 | $3.2M | Add +7.8% |
| CVI CVR Energy Inc. | 0.31% | 134,839 | $3.1M | Add +357.7% |
| RC Ready Capital Corp. | 0.31% | 402,291 | $3.1M | Add +2902.2% |
| NFLX Netflix Inc. | 0.30% | 4,279 | $3.0M | Add +2.3% |
| VSXY Victoria's Secret & Co. | 0.30% | 117,904 | $3.0M | No change |
| MPT Medical Properties Trust Inc. | 0.30% | 517,866 | $3.0M | Add +27.8% |
| COIN Coinbase Global Inc. Class A | 0.30% | 17,002 | $3.0M | New |
| STK Columbia Slgmn Prem Tech GR | 0.30% | 90,305 | $3.0M | Add +26.0% |
| BOWN Bowen Acquisition Corp. | 0.30% | 280,721 | $3.0M | Add +17.1% |
| VGR Vector Group Ltd. | 0.30% | 201,164 | $3.0M | Add +389.5% |
| IVCBF Invest Acquisition Corp. | 0.29% | 249,736 | $2.9M | Add +3.7% |
| TCBI Texas Capital Bancshares Inc. | 0.29% | 41,038 | $2.9M | Add +23.6% |
| EMCGF Embrace Change Acquisition C | 0.29% | 253,865 | $2.9M | Reduce -44.9% |
| BELLEVUE LIFE SCNCS AQSTN CO | 0.29% | 267,072 | $2.9M | Reduce -0.7% |
| GPAT GP-Act III Acquisition-A | 0.29% | 287,114 | $2.9M | New |
| IXAQF Ix Acquisition Corp. Class A | 0.29% | 249,630 | $2.9M | Add +14.3% |
| XEVTX Eaton Vance Tax-Adv DVD Inc. | 0.29% | 117,060 | $2.9M | Reduce -39.4% |
| DX Dynex Capital Inc. | 0.29% | 225,302 | $2.9M | Add +933.1% |
| FORL Four Leaf Acquisition Cor-A | 0.29% | 260,886 | $2.9M | Add +13.0% |
| ALE Allete Inc. | 0.29% | 44,633 | $2.9M | Add +30.0% |
Options reported separately and not counted above: MSTR puts ($186.8M), COIN puts ($173.2M), RIVN puts ($144.0M), NIO puts ($112.0M), RCL puts ($107.4M), AAPL puts ($67.8M), W puts ($62.7M), BILI puts ($56.8M), SNAP puts ($51.6M), MARA puts ($50.2M), SE puts ($49.2M), SPR puts ($46.5M), and 441 more.
Other holdings (474): bonds, preferreds, convertibles and warrants · $4.6B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 148,752,000 | $129.7M | Add +0.6% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 105,432,000 | $126.6M | No change |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 78,969,000 | $117.1M | Reduce -12.7% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 85,844,000 | $102.2M | No change |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 78,801,000 | $102.1M | Add +12.1% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 107,087,000 | $99.9M | No change |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 85,302,000 | $99.5M | Reduce -26.8% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 101,085,000 | $99.0M | Add +1.0% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 105,777,000 | $98.4M | No change |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 92,105,000 | $97.8M | No change |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 75,884,000 | $93.5M | Add +4.1% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 50,250,000 | $92.8M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 97,793,000 | $92.1M | No change |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 59,176,000 | $92.0M | No change |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 81,550,000 | $86.5M | No change |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 41,748,000 | $82.8M | Reduce -2.3% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 39,776,000 | $79.7M | Add +5.8% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 70,219,000 | $79.3M | Reduce -1.0% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 86,137,000 | $79.1M | No change |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 82,168,000 | $77.9M | New |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 52,620,000 | $77.5M | Add +17.9% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 70,671,000 | $73.4M | Reduce -6.5% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 81,000,000 | $73.1M | No change |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 29,780,000 | $72.4M | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 76,487,000 | $70.1M | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 78,986,000 | $70.1M | Add +413.2% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 75,739,000 | $70.1M | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 69,831,000 | $68.6M | Add +0.7% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 76,949,000 | $66.7M | Add +10.8% |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 70,650,000 | $64.1M | New |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 79,109,000 | $63.2M | Reduce -32.5% |
| ENPHASE ENERGY INC (ENPH 0.25 03/01/25) | NOTE 0.250% 3/0 · principal | 43,105,000 | $61.8M | Reduce -4.4% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 36,331,000 | $54.4M | Add +88.5% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 66,435,000 | $54.3M | New |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 44,985,000 | $52.1M | No change |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 40,015,000 | $49.6M | Add +4.5% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 371,898 | $49.5M | Reduce -0.2% |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 49,607,000 | $48.8M | No change |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 37,300,000 | $45.3M | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 44,165,000 | $44.7M | Add +21.4% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 47,130,000 | $41.7M | Add +26.9% |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 42,893,000 | $41.5M | No change |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 41,748,000 | $41.4M | Add +31.5% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 45,400,000 | $39.2M | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 43,105,000 | $38.3M | Reduce -7.4% |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 36,370,000 | $37.8M | Add +5.8% |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 42,475,000 | $37.7M | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 37,150,000 | $36.1M | No change |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 34,099,000 | $36.1M | New |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 35,027,000 | $35.0M | New |
| LITHIUM ARGENTINA AG (LARCN 1.75 01/15/27) | NOTE 1.750% 1/1 · principal | 45,088,000 | $35.0M | Reduce -13.9% |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 38,419,000 | $34.5M | Add +11.4% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 22,500,000 | $32.3M | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 712,515 | $32.0M | Reduce -9.2% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 23,550,000 | $29.7M | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 30,600,000 | $28.7M | No change |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 22,467,000 | $28.7M | No change |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 26,976,000 | $28.6M | No change |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 32,300,000 | $28.6M | Add +258.9% |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 26,668,000 | $28.2M | New |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 31,967,000 | $27.4M | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 26,363,000 | $27.2M | Add +66.4% |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 19,947,000 | $27.0M | Add +59.6% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 26,992,000 | $26.9M | New |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 29,305,000 | $25.4M | Add +28.8% |
| ZIFF DAVIS INC (ZD 3.625 03/01/28) | DEBT 3.625% 3/0 · principal | 25,565,000 | $24.4M | New |
| LUMINAR TECHNOLOGIES INC (LAZR 11.5 01/15/30) | DEBT 11.500% 1/1 · principal | 34,467,000 | $23.0M | New |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 19,189,000 | $22.8M | Reduce -58.9% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 21,869,000 | $21.8M | New |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 20,149,000 | $20.8M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 118,820,000 | $19.9M | No change |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 27,082,000 | $19.6M | No change |
| PERFICIENT INC (PRFT 1.25 08/01/25) | NOTE 1.250% 8/0 · principal | 13,200,000 | $19.4M | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 16,454,000 | $17.6M | Reduce -14.5% |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 16,283,000 | $17.1M | Add +172.5% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 15,733,000 | $16.9M | Add +109.8% |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | 16,247,000 | $15.9M | No change |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 8,288,000 | $14.9M | Reduce -81.8% |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | 26,434,000 | $14.7M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 14,000,000 | $14.5M | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 224,896 | $13.6M | New |
| LUMINAR TECHNOLOGIES INC (LAZR 9 01/15/30) | DEBT 9.000% 1/1 · principal | 14,771,000 | $12.5M | New |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | 22,096,000 | $11.8M | No change |
| SEA LTD (SEALTD 1 12/01/24) | NOTE 1.000%12/0 · principal | 6,221,000 | $11.7M | No change |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 12,000,000 | $11.1M | No change |
| MARCUS CORPORATION (MCS 5 09/15/25) | NOTE 5.000% 9/1 · principal | 7,200,000 | $10.6M | Reduce -46.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 352,221 | $10.5M | Add +6.0% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 183,610 | $10.3M | Reduce -1.3% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 10,612,000 | $10.2M | Add +0.9% |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | 8,137,000 | $10.2M | Reduce -71.5% |
| ZYNEX INC (ZYXI 5 05/15/26) | NOTE 5.000% 5/1 · principal | 9,500,000 | $9.4M | No change |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 162,561 | $9.0M | Reduce -50.9% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 9,000,000 | $8.8M | No change |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 10,071,000 | $8.6M | Reduce -62.1% |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 8,500,000 | $8.6M | No change |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 9,067,000 | $8.3M | No change |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 7,516,000 | $7.8M | Add +172.8% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 6,555,000 | $7.5M | Add +118.5% |
| ASSERTIO HOLDINGS INC (ASRT 6.5 09/01/27) | NOTE 6.500% 9/0 · principal | 8,000,000 | $7.2M | No change |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 7,500,000 | $7.0M | Add +15.4% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 136,307 | $6.9M | Reduce -46.2% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 7,450,000 | $6.8M | Add +36.7% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 7,000,000 | $6.0M | Add +600.0% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 7,000,000 | $5.6M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 5,000,000 | $5.1M | New |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 5,236,000 | $5.0M | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,215 | $4.1M | No change |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 2,450,000 | $3.6M | Reduce -93.3% |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 4,000,000 | $3.5M | New |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 3,297,000 | $3.2M | Reduce -60.3% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 2,500,000 | $3.0M | New |
| BITDEER TECHNOLOGIES GRP (BTDR 8.5 08/15/29) | NOTE 8.500% 8/1 · principal | 2,500,000 | $3.0M | New |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | 3,035,000 | $2.9M | Reduce -39.7% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 3,395,000 | $2.8M | New |
| EVENTBRITE INC (EB 5 12/01/25) | NOTE 5.000%12/0 · principal | 2,750,000 | $2.7M | Reduce -92.5% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 39,147 | $2.7M | Reduce -41.5% |
| PENGUIN SOLUTIONS CAYMEN (PENG 2.25 02/15/26) | NOTE 2.250% 2/1 · principal | 2,000,000 | $2.4M | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 51,142 | $2.4M | New |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | 14,606,000 | $2.4M | No change |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 25,392 | $2.3M | Reduce -67.1% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 2,254,000 | $2.2M | Reduce -86.2% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 2,500,000 | $2.2M | New |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 2,000,000 | $1.5M | New |
| NIKOLA CORP (NKLA 8.25 12/15/26) | NOTE 8.250%12/1 · principal | 1,758,000 | $1.2M | No change |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 102,643 | $1.2M | Reduce -9.6% |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 6,500,000 | $1.2M | No change |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 82,046 | $849K | Reduce -12.3% |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | 373,943 | $841K | Reduce -4.7% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 107,366 | $721K | Add +34.1% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 30,641 | $683K | Reduce -17.5% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 211,519 | $635K | Add +144.8% |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 314,610 | $535K | Reduce -13.3% |
| EXEEZ Chesapeake Energy -CW26 | *W EXP 02/09/202 | 8,289 | $531K | Add +701.6% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 119,660 | $381K | Reduce -15.1% |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 437,882 | $348K | Add +75.0% |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 375,496 | $330K | Add +0.5% |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 156,000 | $266K | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 270,974 | $225K | Add +8.6% |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 413,372 | $174K | Add +117.5% |
| AFRIW Forafric Global PLC -CW27 | *W EXP 06/09/202 | 118,726 | $158K | Reduce -1.3% |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 10,784 | $155K | Reduce -80.8% |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 415,515 | $145K | Reduce -0.3% |
| CXAIW Kins Tech Group Class A -CW25 | *W EXP 99/99/999 | 488,949 | $123K | Add +33.4% |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 100,000 | $121K | New |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 390,438 | $117K | Reduce -6.1% |
| HUMAW Humacyte Inc.-CW27 | *W EXP 08/27/202 | 60,416 | $108K | Reduce -25.0% |
| IMTXW Immatics NV -CW | *W EXP 07/01/202 | 46,765 | $108K | Add +14.6% |
| AFJKR Aimei Health Technology Co. L | RIGHT 11/17/2028 | 444,654 | $102K | No change |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 168,821 | $101K | Reduce -14.1% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1,515 | $95K | Add +498.8% |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 49,587 | $86K | Add +67.8% |
| ADSEW ADS-Tec Energy PLC-WRNT | *W EXP 99/99/999 | 32,227 | $79K | New |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 34,703 | $77K | Add +124.6% |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 63,716 | $74K | Add +13.5% |
| EXEEW Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1,004 | $72K | Add +144.3% |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 160,030 | $70K | Reduce -14.6% |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | 250,000 | $68K | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 306,032 | $67K | Add +2.0% |
| HUDAR Hudson Acquisition I Corp.-RT | RIGHT 99/99/9999 | 281,672 | $62K | No change |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 43,807 | $59K | Reduce -19.7% |
| FASWF Stonebridge Acquisition-CW23 | *W EXP 04/02/202 | 281,035 | $53K | Reduce -30.2% |
| GBGWF Global Blue Group Holding AG | *W EXP 08/28/202 | 637,675 | $53K | Add +33.8% |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 139,683 | $53K | Add +203.6% |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 215,547 | $52K | Reduce -20.3% |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 287,889 | $51K | No change |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | 390,000 | $51K | No change |
| AQUNR Aquaron Acquisition Corp.-RTS | RIGHT 07/15/2026 | 246,051 | $49K | Reduce -0.8% |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 375,715 | $45K | Reduce -15.7% |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 570,164 | $44K | No change |
| DYCQR DT Cloud Acquisition Cor-RTS | RIGHT 02/14/2029 | 175,000 | $44K | No change |
| SHMDW Schmid Group NV -28 | *W EXP 04/30/202 | 131,567 | $42K | Add +3.3% |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 237,348 | $40K | No change |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 395,267 | $40K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 374,539 | $39K | Add +37.5% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 15,304 | $38K | New |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 139,159 | $38K | No change |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | 17,863 | $38K | Reduce -4.8% |
| QOMOR Qomolangma Acquisition-Right | RIGHT 09/29/2027 | 179,265 | $36K | Reduce -1.6% |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 324,022 | $36K | No change |
| EMCRF Embrace Change Acq-Rights | RIGHT 10/25/2026 | 304,000 | $33K | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 98,502 | $33K | Add +40.6% |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 206,635 | $31K | Reduce -20.2% |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 74,752 | $30K | Add +27.5% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 2,564 | $30K | Reduce -94.8% |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 332,022 | $30K | No change |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 26,170 | $30K | Reduce -10.5% |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | 46,965 | $30K | Reduce -1.2% |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 195,134 | $29K | Reduce -24.6% |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 170,730 | $29K | Add +1.0% |
| EVGO INC | *W EXP 07/01/202 | 88,242 | $28K | Add +37.5% |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 73,952 | $26K | Reduce -12.8% |
| VFSWW Vinfast Auto Ltd.-28 | *W EXP 08/11/202 | 63,657 | $26K | Add +12.1% |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 107,103 | $26K | Reduce -11.9% |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 23,162 | $25K | Add +199.2% |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 117,199 | $25K | Reduce -1.0% |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 172,617 | $24K | Reduce -0.3% |
| GDSTR Goldenstone Acquisitio-Right | RIGHT 07/15/2026 | 124,212 | $24K | Reduce -2.0% |
| BKHAR Black Hawk Acquisition C-RTS | RIGHT 06/20/2025 | 20,000 | $23K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 563,493 | $23K | Add +12.2% |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 98,638 | $22K | No change |
Largest 200 of 474 shown.
Total filed on the 13F, all lines: $5.6B.
Portfolio Sells Q2 2024 → Q3 2024
| BN Brookfield Corp. | Reduce -98.7% | 0.05% | −2.81 |
| FBTC Fidelity Wise Origin Bitcoin | Reduce -46.6% | 2.26% | −1.62 |
| TRTLF Tortoiseecofin Acquisition-A | Sold out | 0.00% | −1.32 |
| BLK BlackRock Finance Inc. | Sold out | 0.00% | −1.20 |
| LIN Linde PLC | Reduce -83.4% | 0.27% | −1.19 |
| MONTEREY CAP ACQUISITION COR | Sold out | 0.00% | −0.76 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.76 |
| IVCAF Libity | Reduce -74.4% | 0.23% | −0.63 |
| TMO Thermo Fisher Scientific Inc. | Reduce -64.0% | 0.42% | −0.60 |
| SBUX Starbucks Corp. | Sold out | 0.00% | −0.58 |
| JNJ Johnson & Johnson | Reduce -97.5% | 0.02% | −0.53 |
| ALSAF Alpha Star Acquisition Corp. | Reduce -84.2% | 0.10% | −0.51 |
| CURR Currenc Group Inc. | Sold out | 0.00% | −0.50 |
| NNAG 99 Acquisition Group in Class A | Sold out | 0.00% | −0.48 |
| DUK Duke Energy Corp. | Sold out | 0.00% | −0.47 |
| PLD Prologis Inc. | Sold out | 0.00% | −0.46 |
| DHR Danaher Corp. | Reduce -49.1% | 0.64% | −0.46 |
| TENX KEANE ACQUISITION | Sold out | 0.00% | −0.45 |
| ETW Eaton Vance T/M GLBL Buy-WR | Sold out | 0.00% | −0.41 |
| BTX BlackRock Tech & Priv Eqty | Reduce -98.5% | 0.01% | −0.40 |
| BYNO Bynordic Acquisition Corp. | Sold out | 0.00% | −0.39 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.39 |
| CIM Chimera Investment Corp. | Reduce -69.3% | 0.23% | −0.36 |
| LCW Learn CW Investment Corp. Class A | Sold out | 0.00% | −0.36 |
| PSN Parsons Corp. | Sold out | 0.00% | −0.35 |
| OCAX Oca Acquisition Corp. Class A | Sold out | 0.00% | −0.35 |
| BDJ BlackRock Enhanced Eqty DVD | Reduce -74.2% | 0.13% | −0.34 |
| RTX RTX Corp. | Reduce -65.9% | 0.24% | −0.33 |
| ABT Abbott Laboratories | Reduce -50.6% | 0.42% | −0.33 |
| BECN Beacon Roofing Supply Inc. | Reduce -88.1% | 0.04% | −0.32 |
| TYG Tortoise Energy Infrastruct | Sold out | 0.00% | −0.32 |
| INTC Intel Corp. | Reduce -5.0% | 0.92% | −0.32 |
| NFSCF Enphys Acquisition Corp. | Sold out | 0.00% | −0.32 |
| EVBG Everbridge Inc. | Sold out | 0.00% | −0.32 |
| SLAMF Slam Corp. Class A | Sold out | 0.00% | −0.32 |
| CETU Cetus Capital Acquisition Co. | Sold out | 0.00% | −0.30 |
| OLK Olink Holding AB - ADR | Sold out | 0.00% | −0.30 |
| IBM Intl Business Machines Corp. | Sold out | 0.00% | −0.29 |
| AFAR Aura Fat Projects Acqui Class A | Sold out | 0.00% | −0.29 |
| ETRN Equitrans Midstream Corp. | Sold out | 0.00% | −0.26 |
| ATMU Atmus Filtration Technologie | Reduce -75.6% | 0.12% | −0.25 |
| MA Mastercard Inc. Class A | Reduce -60.2% | 0.21% | −0.25 |
| APG Api Group Corp. | Reduce -45.3% | 0.23% | −0.24 |
| BMEZ BlackRock HLTH Sci TRM TR II | Reduce -83.5% | 0.05% | −0.23 |
| UNH Unitedhealth Group Inc. | Sold out | 0.00% | −0.23 |
| AMGN Amgen Inc. | Reduce -59.9% | 0.17% | −0.23 |
| CSCO Cisco Systems Inc. | Sold out | 0.00% | −0.23 |
| KRE SS SPDR S&P Regional Bank | Reduce -66.2% | 0.15% | −0.22 |
| XAODX Abrdn Total Dynamic Dividend | Sold out | 0.00% | −0.22 |
| TCOA Zalatoris Acquisition Corp. | Sold out | 0.00% | −0.22 |
Portfolio Buys Q2 2024 → Q3 2024
| W Wayfair Inc. Class A | New | 1.64% | +1.64 |
| MSTR Strategy Inc. | New | 1.21% | +1.21 |
| GOOG Alphabet Inc. Class C | Add +783.1% | 1.37% | +1.21 |
| ANSC Agriculture & Natural Soluti | Add +82353.7% | 1.06% | +1.06 |
| CCL Carnival Corp. | New | 0.90% | +0.90 |
| SNAP Snap Inc. Class A | New | 0.89% | +0.89 |
| VACHU Voyager Acquisition Corp. | New | 0.81% | +0.81 |
| NETD Nabors Energy Transition C-A | New | 0.66% | +0.66 |
| ADBE Adobe Inc. | New | 0.66% | +0.66 |
| SKGR SK Growth Opportunities Co. Class A | New | 0.65% | +0.65 |
| ARES ACQUISITION CORP II | Add +448.9% | 0.74% | +0.61 |
| USAR USA Rare Earth Inc. | Add +111.7% | 1.05% | +0.58 |
| MCAA Mountain & Co. I Acquisition | Add +327.6% | 0.68% | +0.52 |
| HAYMAKER ACQUISITION CORP 4 | Add +296.8% | 0.67% | +0.51 |
| MSFT Microsoft Corp. | New | 0.51% | +0.51 |
| VCICU Vine Hill Cap Invest-Unit | New | 0.49% | +0.49 |
| SPKLF Spark I Acquisition Corp. | New | 0.42% | +0.42 |
| ORC Orchid Island Capital Inc. | New | 0.39% | +0.39 |
| ALCYF Alchemy Investments Acquisit | Add +102.5% | 0.73% | +0.39 |
| PMT Pennymac Mortgage Investment | Add +105.8% | 0.66% | +0.36 |
| CUBI Customers Bancorp Inc. | New | 0.35% | +0.35 |
| ESHA Esh Acquisition Corp. Class A | New | 0.34% | +0.34 |
| AAM Aa Mission Acquisition Cor-A | New | 0.33% | +0.33 |
| COIN Coinbase Global Inc. Class A | New | 0.30% | +0.30 |
| RC Ready Capital Corp. | Add +2902.2% | 0.31% | +0.30 |
| GPAT GP-Act III Acquisition-A | New | 0.29% | +0.29 |
| KVACF Keen Vision Acquisition Corp. | Add +34.2% | 0.95% | +0.27 |
| DX Dynex Capital Inc. | Add +933.1% | 0.29% | +0.26 |
| UCFI CN Healthy Food Tech Group C | Add +5903.6% | 0.26% | +0.26 |
| VGR Vector Group Ltd. | Add +389.5% | 0.30% | +0.26 |
| FWRD Forward Air Corp. | Add +32.4% | 0.42% | +0.26 |
| BAYA Bayview Acquisition Corp. Class A | New | 0.25% | +0.25 |
| FVNNU Future Vision II Acq Corp. | New | 0.25% | +0.25 |
| PNW Pinnacle West Capital | New | 0.25% | +0.25 |
| CAPNU Cayson Acquisition Corp. | New | 0.25% | +0.25 |
| WFC Wells Fargo & Co. | New | 0.25% | +0.25 |
| FERG Ferguson Enterprises Inc. | New | 0.25% | +0.25 |
| COP Conocophillips | Add +77.2% | 0.60% | +0.24 |
| BST BlackRock Science & Tech TR | Add +100.8% | 0.50% | +0.24 |
| YHNAU YHN Acquisition I Ltd. | New | 0.24% | +0.24 |
| TY Tri-Continental Corp. | Add +127.2% | 0.40% | +0.24 |
| CVI CVR Energy Inc. | Add +357.7% | 0.31% | +0.23 |
| RCM R1 RCM Inc. | New | 0.23% | +0.23 |
| RRACF Rigel Resource Acquisit Class A | Add +129.9% | 0.38% | +0.22 |
| EVRI Everi Holdings Inc. | New | 0.21% | +0.21 |
| HONDU HCM II Acquisition Corp. | New | 0.21% | +0.21 |
| CII BlackRock Enhan LRG Cap Core | Add +82.4% | 0.45% | +0.21 |
| ISRLF Israel Acquisitions Corp. Class A | Add +57.3% | 0.52% | +0.20 |
| CEP Cantor Equity Partners Inc. | New | 0.20% | +0.20 |
| CIVI Civitas Resources Inc. | Add +184.8% | 0.37% | +0.20 |
Options Activity Q2 2024 → Q3 2024
| MSTR Strategy Inc. | put | Add +226.8% | 1,107,800 | $186.8M |
| COIN Coinbase Global Inc. Class A | put | Add +5.0% | 972,200 | $173.2M |
| RIVN Rivian Automotive Inc. Class A | put | Add +14.8% | 12,834,900 | $144.0M |
| NIO Nio Inc. - ADR | put | Add +45.9% | 16,771,900 | $112.0M |
| AAPL Apple Inc. | put | Add +2.4% | 290,900 | $67.8M |
| W Wayfair Inc. Class A | put | Add +10.8% | 1,116,800 | $62.7M |
| SNAP Snap Inc. Class A | put | Add +21.8% | 4,824,200 | $51.6M |
| MARA Mara Holdings Inc. | put | Add +1527.9% | 3,094,700 | $50.2M |
| SE Sea Ltd.-ADR | put | Add +8.3% | 521,600 | $49.2M |
| RDFN Redfin Corp. | put | Add +3.1% | 3,622,600 | $45.4M |
| SPCE Virgin Galactic Holdings Inc. | put | Add +8.2% | 7,139,600 | $43.6M |
| META Meta Platforms Inc. Class A | put | Reduce -23.8% | 75,800 | $43.4M |
| RKLB Rocket Lab USA Inc. | put | Add +0.1% | 4,408,700 | $42.9M |
| TMO Thermo Fisher Scientific Inc. | put | Reduce -7.3% | 67,800 | $41.9M |
| LCID Lucid Group Inc. | put | Add +4.8% | 11,875,900 | $41.9M |
| GOOG Alphabet Inc. Class C | put | Reduce -37.2% | 228,200 | $38.2M |
| LIN Linde PLC | put | Add +6.3% | 78,700 | $37.5M |
| ORCL Oracle Corp. | put | Reduce -31.8% | 216,100 | $36.8M |
| AVGO Broadcom Inc. | put | Reduce -37.4% | 211,100 | $36.4M |
| CRM Salesforce Inc. | call | Add +16.0% | 130,200 | $35.6M |
| NVDA Nvidia Corp. | put | Reduce -17.5% | 258,500 | $31.4M |
| ORCL Oracle Corp. | call | Reduce -10.6% | 183,200 | $31.2M |
| DHR Danaher Corp. | put | Add +4.8% | 111,100 | $30.9M |
| ADBE Adobe Inc. | put | Add +5.9% | 59,100 | $30.6M |
| MSFT Microsoft Corp. | put | Reduce -30.1% | 67,300 | $29.0M |
| LITE Lumentum Holdings Inc. | put | Add +14.6% | 438,700 | $27.8M |
| NFLX Netflix Inc. | put | Reduce -10.6% | 38,900 | $27.6M |
| ADBE Adobe Inc. | call | Reduce -9.7% | 52,300 | $27.1M |
| AMZN Amazon.com Inc. | put | Reduce -35.3% | 135,000 | $25.2M |
| INTC Intel Corp. | call | Reduce -14.3% | 1,044,100 | $24.5M |
| INTC Intel Corp. | put | Add +0.8% | 1,042,600 | $24.5M |
| AG First Majestic Silver Corp. | put | Add +18.7% | 3,995,700 | $24.0M |
| C Citigroup Inc. | call | Add +0.9% | 381,100 | $23.9M |
| BYND Beyond Meat Inc. | put | Add +22.3% | 3,432,700 | $23.3M |
| AAPL Apple Inc. | call | Add +0.3% | 99,600 | $23.2M |
| C Citigroup Inc. | put | Add +94.4% | 363,200 | $22.7M |
| IBM Intl Business Machines Corp. | call | Add +15.8% | 102,400 | $22.6M |
| IBM Intl Business Machines Corp. | put | Add +5.8% | 101,400 | $22.4M |
| SBUX Starbucks Corp. | put | Add +20.9% | 226,400 | $22.1M |
| META Meta Platforms Inc. Class A | call | Reduce -20.3% | 37,200 | $21.3M |
| CSCO Cisco Systems Inc. | put | Add +83.8% | 392,700 | $20.9M |
| DUK Duke Energy Corp. | put | Add +31.2% | 175,500 | $20.2M |
| Z Zillow Group Inc. Class C | put | Add +694.5% | 316,200 | $20.2M |
| BLK BlackRock Finance Inc. | put | Sold out | 24,900 | $19.6Mbefore exit |
| MS Morgan Stanley | call | Reduce -35.3% | 183,200 | $19.1M |
| TXN Texas Instruments Inc. | put | Add +93.8% | 91,100 | $18.8M |
| RTX RTX Corp. | put | Add +1.1% | 149,800 | $18.1M |
| NVDA Nvidia Corp. | call | Reduce -28.9% | 147,900 | $18.0M |
| ETSY Etsy Inc. | put | Add +1184.9% | 322,500 | $17.9M |
| AMGN Amgen Inc. | put | Reduce -34.6% | 55,500 | $17.9M |
Showing the first 50 of 320.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Sold out | 66,575,000 | $238.6Mbefore exit |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +0.6% | 148,752,000 | $129.7M |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Reduce -12.7% | 78,969,000 | $117.1M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Add +12.1% | 78,801,000 | $102.1M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Reduce -26.8% | 85,302,000 | $99.5M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Add +1.0% | 101,085,000 | $99.0M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Add +4.1% | 75,884,000 | $93.5M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Reduce -2.3% | 41,748,000 | $82.8M |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | Add +5.8% | 39,776,000 | $79.7M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Reduce -1.0% | 70,219,000 | $79.3M |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | New | 82,168,000 | $77.9M |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | Add +17.9% | 52,620,000 | $77.5M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | Reduce -6.5% | 70,671,000 | $73.4M |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Sold out | 50,009,000 | $71.6Mbefore exit |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | New | 76,487,000 | $70.1M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Add +413.2% | 78,986,000 | $70.1M |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Add +0.7% | 69,831,000 | $68.6M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Add +10.8% | 76,949,000 | $66.7M |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | New | 70,650,000 | $64.1M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -32.5% | 79,109,000 | $63.2M |
| ENPHASE ENERGY INC (ENPH 0.25 03/01/25) | NOTE 0.250% 3/0 · principal | Reduce -4.4% | 43,105,000 | $61.8M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Add +88.5% | 36,331,000 | $54.4M |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | New | 66,435,000 | $54.3M |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Add +4.5% | 40,015,000 | $49.6M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Reduce -0.2% | 371,898 | $49.5M |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | New | 37,300,000 | $45.3M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +21.4% | 44,165,000 | $44.7M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Add +26.9% | 47,130,000 | $41.7M |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | Add +31.5% | 41,748,000 | $41.4M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Sold out | 35,943,000 | $39.2Mbefore exit |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Reduce -7.4% | 43,105,000 | $38.3M |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | Add +5.8% | 36,370,000 | $37.8M |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | New | 34,099,000 | $36.1M |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | New | 35,027,000 | $35.0M |
| LITHIUM ARGENTINA AG (LARCN 1.75 01/15/27) | NOTE 1.750% 1/1 · principal | Reduce -13.9% | 45,088,000 | $35.0M |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | Add +11.4% | 38,419,000 | $34.5M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Sold out | 26,452,000 | $34.2Mbefore exit |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 22,500,000 | $32.3M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -9.2% | 712,515 | $32.0M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +258.9% | 32,300,000 | $28.6M |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | New | 26,668,000 | $28.2M |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | Add +66.4% | 26,363,000 | $27.2M |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | Add +59.6% | 19,947,000 | $27.0M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | New | 26,992,000 | $26.9M |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | Add +28.8% | 29,305,000 | $25.4M |
| ZIFF DAVIS INC (ZD 3.625 03/01/28) | DEBT 3.625% 3/0 · principal | New | 25,565,000 | $24.4M |
| LUMINAR TECHNOLOGIES INC (LAZR 11.5 01/15/30) | DEBT 11.500% 1/1 · principal | New | 34,467,000 | $23.0M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -58.9% | 19,189,000 | $22.8M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | New | 21,869,000 | $21.8M |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | Reduce -14.5% | 16,454,000 | $17.6M |
Showing the first 50 of 342.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 849 | $1.9B | IREN, EVAC, MARA, ANSC, DMII |
| Q1 2026 | 873 | $1.9B | IREN, TSLA, ETH, META, EVAC |
| Q4 2025 | 785 | $1.7B | IREN, BA, AAM, VACH, ETH |
| Q3 2025 | 702 | $1.4B | IBIT, AAM, VACH, ANSC, ETHA |
| Q2 2025 | 732 | $1.4B | IBIT, VACH, AAM, ARES ACQUISITION CORP II, AAPL |
| Q1 2025 | 742 | $1.3B | MSFT, IBIT, NVDA, AAM, AAPL |
| Q4 2024 | 740 | $1.3B | FBTC, MSTR, TSLA, GEO, AMD |
| Q3 2024 | 715 | $1.0B | FBTC, RCL, W, GOOG, MSTR |
| Q2 2024 | 729 | $1.0B | FBTC, BN, RCL, LIN, TRTLF |
| Q1 2024 | 733 | $1.1B | SPY, FBTC, RCL, TWO, AAPL |