Yakira Capital Management, Inc.

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Yakira Capital Management, Inc. reported 147 stock positions worth $285.3 million. Its top holding was Pioneer Natural Resources (PXD) at 5.8% of the portfolio, followed by People (PPLI, 3.5%) and Virtus Total Return Fund (ZTR, 3.5%). Compared with Q4 2023, it opened 34 new positions, sold out of 45, added to 23 and reduced 22. The biggest buy was Pioneer Natural Resources (PXD, shares +56%) and the biggest sale an exit from Spirit Realty Capital (SRC).

Most Recent 13F
Q2 2026
Location
Westport, CT
CIK
0001584639
Portfolio Value
$285.3M (Q1 2024)
SEC Filing
0001420506-24-000818 ↗ filed May 14, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $285.3M $285.3M Q1 2024 Q2 2024: $250.7M Q2 2024 Q3 2024: $256.2M Q3 2024 Q4 2024: $251.0M Q4 2024 Q1 2025: $244.7M Q1 2025 Q2 2025: $269.8M Q2 2025 Q3 2025: $266.0M Q3 2025 Q4 2025: $294.4M Q4 2025 Q1 2026: $339.9M Q1 2026 Q2 2026: $337.6M Q2 2026

Holdings 147 stocks · $285.3M
PXD Pioneer Natural Resources Co. 5.77% 62,675 $16.5M Add +56.2%
PPLI People Inc. filed as IAC INC 3.49% 186,548 $10.0M Add +35.4%
ZTR Virtus Total Return Fund Inc. 3.48% 1,781,730 $9.9M Reduce -0.8%
SRG Seritage Growth Prop- A 3.00% 887,784 $8.6M Add +3.3%
AEL American National Group Inc. 2.99% 151,725 $8.5M Add +56.6%
MONTEREY CAP ACQUISITION COR 2.81% 721,800 $8.0M No change
AXONICS INC 2.42% 99,909 $6.9M New
BRAC Broad Capital Acquisition Co. 2.26% 571,850 $6.4M Reduce -1.5%
SP SP Plus Corp. 2.25% 122,720 $6.4M Add +23.5%
FRLA Fortune Rise Acquisition Cor 2.14% 547,938 $6.1M No change
ALSAF Alpha Star Acquisition Corp. 2.13% 537,356 $6.1M Reduce -21.8%
X United States Steel Corp. 2.13% 148,773 $6.1M Add +247.6%
ERF Enerplus Corp. 1.77% 257,261 $5.1M New
NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) filed as NEW MTN FIN CORP 1.61% 4,500,000 $4.6M Reduce -26.2%
MGRC McGrath Rentcorp 1.56% 35,970 $4.4M New
NWLI National Western Life Grou-A 1.55% 8,980 $4.4M Add +12.2%
CSTR Capstar Financial Holdings I 1.52% 215,833 $4.3M Add +76.7%
WELSBACH TECH METALS ACQU CO 1.50% 390,000 $4.3M No change
AMNB Amer Natl Bnkshs/Danville Va filed as AMERICAN NATL BANKSHARES INC 1.48% 88,401 $4.2M Add +0.4%
TCN Tricon Residential Inc. 1.48% 378,642 $4.2M New
MCAA Mountain & Co. I Acquisition 1.41% 350,000 $4.0M No change
HES Hess Corp. 1.39% 26,016 $4.0M Add +30.1%
EGRVF Evergreen Corporation Class A 1.39% 350,000 $4.0M No change
NOVV Nova Vision Acquisition 1.34% 330,001 $3.8M No change
CPRI Capri Holdings Ltd. 1.23% 77,524 $3.5M Reduce -16.6%
FEN First TR Enrgy Inc. & GRW 1.21% 211,683 $3.5M New
EMO Clearbridge Energy Midstream 1.20% 83,999 $3.4M Add +980.0%
AIEV Thunder Power Holdings Inc. filed as FEUTUNE LIGHT ACQUISITION CO 1.17% 306,800 $3.4M No change
GLLI Globalink Investment Inc. 1.15% 300,000 $3.3M No change
CLM Cornerstone Strategic Invest 1.15% 435,110 $3.3M Add +139.8%
CLRCF Climaterock Class A 1.12% 285,819 $3.2M No change
TBMC Trailblazer Merger Corp. I 1.04% 279,250 $3.0M No change
FIF First Trust Energy Infrastru 1.01% 158,436 $2.9M Add +426.9%
RFAC RF Acquisition Corp. Class A 1.01% 265,000 $2.9M No change
DYCQU DT Cloud Acquisition Corp. 0.98% 275,000 $2.8M New
HSPOF Horizon Space Acquisition I 0.95% 250,000 $2.7M No change
EAGLE BULK SHIPPING INC 0.93% 42,290 $2.6M New
ESHA Esh Acquisition Corp. Class A 0.91% 250,000 $2.6M No change
MACA Moringa Acquisition Corp. Class A 0.88% 225,000 $2.5M No change
TENX KEANE ACQUISITION 0.87% 225,000 $2.5M No change
GDST Goldenstone Acquisition Ltd. 0.87% 225,000 $2.5M No change
KVAUF Keen Vision Acquisition Corp. 0.86% 232,800 $2.5M No change
JNPR Juniper Networks Inc. 0.82% 63,000 $2.3M New
FSD First Trust High Income Long 0.81% 193,236 $2.3M Add +710.1%
BWAQ Blue World Acquisition Corp. 0.80% 205,000 $2.3M No change
BNIX Bannix Acquisition Corp. 0.77% 200,000 $2.2M No change
AMED Amedisys Inc. 0.73% 22,595 $2.1M Reduce -52.5%
ACBA Ace Global Business Acquisit 0.72% 170,000 $2.1M No change
IBACU Ib Acquisition Corp. 0.70% 200,000 $2.0M New
SWN Southwestern Energy Co. 0.69% 259,019 $2.0M New
TGNA Tegna Inc. 0.66% 126,281 $1.9M Reduce -16.5%
CATC Cambridge Bancorp 0.66% 27,644 $1.9M Add +241.5%
INHIBRX INC 0.66% 53,762 $1.9M New
TMTC TMT Acquisition Corp. Class A 0.66% 175,000 $1.9M New
CNNE Cannae Holdings Inc. 0.64% 81,766 $1.8M Reduce -23.1%
TLGYF TLGY Acquisition Corp. Class A 0.63% 160,000 $1.8M No change
FTF Franklin Ltd. Dur Inc. TR 0.63% 288,328 $1.8M Reduce -3.6%
MACK Merrimack Pharmaceuticals Inc. 0.63% 120,756 $1.8M Add +123.1%
RITHM PPTY TR INC filed as GREAT AJAX CORP 0.56% 423,796 $1.6M Reduce -12.6%
IROHU Iron Horse Acquisitions Corp. 0.55% 153,706 $1.6M No change
PLTN Plutonian Acquisition Corp. 0.55% 145,000 $1.6M No change
EMCGF Embrace Change Acquisition C 0.53% 135,000 $1.5M No change
FEI First Trust MLP and Energy I 0.52% 153,452 $1.5M Add +538.9%
CONTEXTLOGIC INC - A 0.52% 260,113 $1.5M New
GODN Golden Star Acquisition Corp. 0.51% 137,500 $1.5M No change
KNTE Kinnate Biopharma Inc. 0.46% 496,840 $1.3M New
OAKUU Oak Woods Acquisition Corp. 0.46% 120,000 $1.3M No change
CONSOLIDATED COMM HLDGS INC 0.46% 301,417 $1.3M Add +664.4%
FST TR NEW OPPORT MLP & ENE 0.44% 163,092 $1.2M Add +1293.5%
NGMS Neogames SA 0.43% 42,682 $1.2M Add +74.0%
CERE Cerevel Therapeutics Holding 0.42% 28,333 $1.2M Add +88.9%
TRIS Tristar Acquisition I Corp. Class A 0.38% 100,000 $1.1M No change
BUJAU Bukit Jalil Global Acquisiti 0.38% 100,000 $1.1M No change
DENALI CAPITAL ACQUISITN COR 0.37% 95,000 $1.1M No change
STONEBRIDGE ACQUISITION CORP 0.37% 92,722 $1.0M No change
NNAG 99 Acquisition Group in Class A 0.36% 100,000 $1.0M New
JVSAU Jvspac Acquisition Corp. 0.36% 100,000 $1.0M New
SMMF Summit Financial Group Inc. 0.34% 36,193 $983K No change
HOLI Hollysys Automation Technolo 0.34% 38,300 $980K Add +283.0%
BKHAU Black Hawk Acquisition Corp. 0.32% 90,525 $919K New
DSKE Daseke Inc. 0.31% 108,190 $898K New
BOWNU Bowen Acquisition Corp. 0.31% 84,479 $881K No change
CPE Callon Petroleum Co. 0.30% 24,000 $858K New
EDR Endeavor Group Hold Class A 0.30% 33,300 $857K No change
BITE Bite Acquisition Corp. 0.28% 75,365 $808K Reduce -85.7%
CEM Clearbridge MLP & Midstream 0.27% 16,858 $772K Add +8.5%
HERZ Herzfeld Credit Income Fund 0.27% 297,474 $770K Reduce -31.1%
BYNO Bynordic Acquisition Corp. 0.23% 59,268 $658K No change
FUSN Fusion Pharmaceuticals Inc. 0.23% 30,200 $644K New
AIBAF Aib Acquisition Corp. Class A 0.23% 55,497 $642K No change
QETAU Quetta Acquisition Corp. 0.22% 60,000 $620K No change
ACAC Acri Capital Acquisition Cor 0.22% 54,926 $616K No change
HIX Western Asset High Inc. II 0.20% 129,721 $580K New
TARO Taro Pharmaceutical Indus 0.20% 13,359 $566K New
CMBT CMB Tech NV filed as EURONAV NV 0.20% 31,500 $562K Reduce -40.9%
MX Magnachip Semiconductor Corp. 0.19% 98,700 $551K No change
CMRX Chimerix Inc. 0.19% 508,389 $539K No change
ALCUF Alchemy Investments Acquisit 0.19% 50,000 $533K No change
SWSS Clean Energy Special Situati 0.19% 50,000 $532K No change
LEGT.U Legato Merger Corp. III 0.18% 50,000 $507K New
NBST Newbury Street Acquisition C 0.17% 45,500 $488K No change
AOGO Arogo Capital Acquisition -A 0.17% 44,882 $485K No change
CSLMF CSLM Acquisition Corp. 0.17% 43,795 $483K No change
BATL Battalion Oil Corp. 0.17% 83,788 $474K New
HTY John Hancock Tax-Advantaged 0.15% 82,101 $430K New
PCF High Income Securities Fund 0.15% 61,137 $414K Reduce -47.9%
NORTHVIEW ACQUISITION CORP 0.13% 34,012 $383K Reduce -50.0%
AVGO Broadcom Inc. 0.13% 286 $379K Reduce -38.6%
FEXD Fintech Ecosystem Developm-A 0.13% 33,333 $367K No change
AITRU AI Transportation Acquisitio 0.13% 35,000 $366K No change
ASCBF A Spac II Acquisition Corp. 0.12% 30,648 $341K Reduce -2.3%
HAYN Haynes International Inc. 0.12% 5,669 $341K New
HAYMAKER ACQUISITION CORP 4 0.11% 30,000 $313K No change
OPP Rivernrth/Doublelne STR Opp 0.11% 34,898 $301K No change
SCYX Scynexis Inc. 0.10% 200,935 $295K No change
XJPIX Nuveen Preferred Securities 0.10% 14,251 $274K New
PPHP PHP Ventures Acquisition -A 0.10% 24,444 $272K No change
FORLU Four Leaf Acquisition Corp. 0.08% 21,486 $229K No change
BABA Alibaba Group Holding-SP ADR 0.08% 2,975 $215K No change
CBRE GBL REAL ESTATE INC FD 0.07% 38,342 $206K Reduce -70.8%
ACI Albertsons Cos Inc. Class A 0.07% 9,581 $205K Reduce -62.6%
FREE Whole Earth Brands Inc. 0.07% 38,622 $187K New
XFAMX First Trust/Abrdn Global Opp 0.06% 26,581 $175K New
XRSFX Rivernorth Capital & Income 0.06% 10,516 $167K Reduce -58.5%
TBPH Theravance Biopharma Inc. 0.05% 15,122 $136K No change
CLOE Clover Leaf Capital Corp. Class A 0.04% 10,000 $120K No change
XAGDX Abrdn GLBL DYNM Divid 0.04% 10,315 $100K No change
IVAC Intevac Inc. 0.03% 22,243 $85K No change
BURTECH ACQUISITION CORP 0.03% 472,551 $85K Reduce -35.3%
XERS Xeris Biopharma Holdings Inc. 0.03% 34,538 $76K New
DTI Drilling Tools International 0.03% 24,097 $72K No change
ECD AUTOMOTIVE DESIGN INC 0.02% 74,886 $70K No change
TRUGOLF HLDGS INC 0.02% 47,379 $61K New
EUDA Euda Health Holdings Ltd. 0.02% 25,998 $47K No change
DIH HLDG US INC 0.01% 26,964 $30K New
VSEEW Digital Health Acquisition C 0.01% 211,600 $27K No change
NMHI Nature's Miracle California 0.01% 24,443 $23K New
NORTHVIEW ACQUISITION CORP 0.01% 495,899 $21K No change
HWH INTL INC 0.01% 20,136 $19K New
ANDRETTI ACQUISITION CORP 0.01% 44,499 $18K Reduce -55.5%
SVUHF Srivaru Holding Ltd. 0.01% 75,440 $17K No change
NUKKLEUS INC 0.00% 14,263 $14K No change
AILWQ Arrowroot Acquisition Corp. 0.00% 27,955 $5K No change
BSLKW Golden Arrow Merger Corp. 0.00% 28,333 $5K No change
NCNCF Noco-Noco Inc. 0.00% 15,949 $4K No change
ABPWW Atlantic Coastal Aqstn Corp. 0.00% 50,000 $3K No change
FASWF Stonebridge Acquisition Corp. 0.00% 43,500 $2K No change

Options reported separately and not counted above: SPY puts ($18.8M), SPY calls ($18.8M), CPRI puts ($4.8M), DJT puts ($1.7M).

Other holdings (152): bonds, preferreds, convertibles and warrants · $2.6M (not counted above)
SecurityClassShares / PrincipalValueChange
MCACR Monterey Capital Acquisit-RT RIGHT 05/10/2027 790,400$138KNo change
NVACR Northview Acquisition Co.-RTS RIGHT 99/99/9999 842,740$126KReduce -6.3%
IGTAR Inception Growth Acq Ltd. -RT RIGHT 12/08/2026 623,082$123KReduce -7.4%
BRACR Broad Capital Acquis-Right RIGHT 01/10/2027 435,800$92KReduce -3.2%
NOVVR Nova Vision Acquisition-RTS RIGHT 99/99/9999 346,260$71KNo change
ALSTF Alpha Star Acq Corp. - Rights RIGHT 12/13/2026 731,601$69KReduce -1.1%
BNIXR Bannix Acquisition Corp.-RTS RIGHT 07/31/2026 300,000$63KNo change
KYCHR Keyarch Acquisition Corp.-RT RIGHT 01/24/2027 224,598$56KReduce -25.1%
CLOER Clover Leaf Capital Corp.-RTS RIGHT 05/31/2028 414,281$54KNo change
FEXDR Fintech Ecosystem Develo-RTS RIGHT 04/01/2026 450,000$54KNo change
BWAQR Blue World Acquisition - RTS RIGHT 08/29/2029 183,300$53KReduce -10.6%
BRZHR Breeze Holdings Acq- Rights RIGHT 05/23/2022 272,096$52KNo change
AACRF Aib Acquisition Corp.- RTS RIGHT 10/31/2028 376,600$49KNo change
KACRF Kairous Acquisition Corp.-RTS RIGHT 09/15/2026 450,000$45KNo change
VGASW Cenaq Energy Corp. Class A -CW27 *W EXP 02/15/202 182,512$43KReduce -33.6%
PPHPR PHP Ventures Acquisition-RTS RIGHT 01/01/2023 330,000$43KNo change
EVEX.WS Eve Holdng Inc. -CW25 *W EXP 05/09/202 78,718$42KNo change
TENKR Tenx Keane Acquisition-RTS RIGHT 06/30/2028 225,000$41KNo change
FLFVR Feutune Light Acquisitio-RTS RIGHT 06/01/2029 306,800$37KNo change
TMTCR TMT Acquisition Corp.-RT RIGHT 03/27/2028 175,000$36KNew
GODNR Golden Star Acquisitio-Right RIGHT 03/30/2025 137,500$34KNew
BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 241,490$34KNew
CSLRF Consilium Acquisition -Right RIGHT 99/99/9999 190,000$34KReduce -5.0%
EONR.WS HNR Acquisition Corp. -CW23 *W EXP 11/15/202 225,000$31KNo change
WTMAR Welsbach Tech Metals Acq -RT RIGHT 12/22/2026 350,000$31KNo change
MARXR Mars Acquisition Corp.-Rights RIGHT 99/99/9999 150,000$31KNo change
EGUVF Evergreen Corporation -CW27 *W EXP 02/08/202 325,500$29KNo change
CLRRF Climaterock -RTS RIGHT 10/31/2028 287,500$29KNo change
GLLIR Globalink Investment Inc.-RTS RIGHT 12/06/2026 300,000$29KNo change
EMCRF Embrace Change Acq-Rights RIGHT 10/25/2026 235,000$28KNo change
OCEAW Aesther Healthcare Acq -CW23 *W EXP 02/14/202 95,209$28KReduce -42.6%
OPTXW Omnilit Acquisition Class A -23 *W EXP 99/99/999 208,078$28KNo change
ABLLW East Resources Acquis -CW27 *W EXP 06/30/202 42,399$27KReduce -7.8%
SLND.WS Legato Merger Corp. II -CW23 *W EXP 02/14/202 59,836$26KReduce -17.9%
RFACR RF Acquisition Corp.- Rights RIGHT 05/01/2028 300,000$26KNo change
PLTNR Plutonian Acquisition Corp. RIGHT 10/26/2027 145,000$26KNo change
SDAWW Suncar Technology Group -28 *W EXP 05/17/202 93,215$26KNo change
ECD AUTOMOTIVE DESIGN INC *W EXP 12/12/202 990,000$25KNo change
EUDAW 8I Acquisition 2 Corp. -CW22 *W EXP 11/22/202 87,282$24KReduce -9.0%
MCAFR Mountain Crest Acq Corp. -RTS RIGHT 06/29/2026 125,665$24KReduce -19.3%
ASCRF A Spac II Acquisition-Right RIGHT 10/15/2026 325,000$23KNo change
HSPRF Horizon Space Acquisition-RT RIGHT 12/27/2024 250,000$23KNo change
GMFIW Aetherium Acquisition A -28 *W EXP 99/99/999 353,892$21KNo change
TBMCR Trailblazer Merger Corp.-RTS RIGHT 04/21/2028 279,250$21KNo change
ESHAR Esh Acquisition Corp. - Right RIGHT 06/13/2028 249,793$20KNo change
BWAQW Blue World Acquisition -29 *W EXP 01/10/202 96,193$20KReduce -6.2%
GDSTR Goldenstone Acquisitio-Right RIGHT 07/15/2026 225,000$20KNo change
NNAGR 99 Acquisition Group -RTS RIGHT 08/25/2028 100,000$18KNew
MSSRF Metal SKY Star Acquisi-Right RIGHT 12/31/2025 200,000$18KNo change
MCACW Monterey Capital Acqui -CW27 *W EXP 01/01/202 790,800$17KNo change
IGTAW Inception Growth Acq -23 *W EXP 10/15/202 395,140$16KNo change
COOTW Australian Oilseeds Holdi-29 *W EXP 03/22/202 304,797$15KNew
HHGCR HHG Capital Corp.-RTS RIGHT 02/25/2026 124,722$15KNo change
CNGLW Canna-Global Acquisit -CW23 *W EXP 99/99/999 800,000$14KNo change
DISTR Distoken Acquisition Corp. RIGHT 99/99/9999 150,000$14KNo change
NMHIW Nature's Miracle Cali - 29 *W EXP 02/15/202 175,000$14KNew
AOGOW Arogo Capital Acq -CW23 *W EXP 03/23/202 581,490$13KNo change
DUETW Duet Acquisition Corp. -27 *W EXP 07/19/202 373,700$13KNo change
BITE.WS Bite Acquisition Corp. -CW27 *W EXP 02/12/203 175,000$12KNo change
CETUR Cetus Capital Acquisition Co. RIGHT 03/31/2024 100,400$12KNo change
CYCUW Cycurion Inc.-CW27 *W EXP 02/13/203 400,000$12KNo change
BTMWQ Bitcoin Depot Inc.-CW23 *W EXP 06/30/202 125,000$12KNo change
RDZNW Vahanna Tech Edge -CW24 *W EXP 11/30/202 124,999$12KNo change
FRLAW Fortune Rise Acquisit -CW23 *W EXP 12/06/202 273,979$11KNo change
CDROW Codere Online Luxembou -CW *W EXP 11/23/202 23,293$11KReduce -58.9%
GLSTR Global Star Acquisition-RTS RIGHT 99/99/9999 130,000$11KNo change
GRRRW Gorilla Technology Group-CW *W EXP 99/99/999 139,774$11KNo change
APLMW Apollomics Inc.-27 *W EXP 04/01/202 362,364$11KNo change
NOVVW Nova Vision Acquisit -CW28 *W EXP 12/31/202 350,000$10KNo change
BNIXW Bannix Acquisition Corp.-CW23 *W EXP 07/31/202 300,000$10KNo change
DHAIW Aurora Technology Acquis -28 *W EXP 04/20/202 325,000$10KNew
LVWR.WS Livewire Group Inc.-27 *W EXP 09/26/202 36,622$9KNo change
ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 133,300$9KNo change
VSACW Vision Sensing Acq -CW23 *W EXP 99/99/999 268,354$9KNo change
ONMDW Data Knights Acq Class A -CW28 *W EXP 11/07/202 420,000$9KNo change
FLFVW Feutune Light Acquisit -29 *W EXP 06/01/202 306,800$8KNo change
GRDIW Griid Infrastructure Inc.-28 *W EXP 12/29/202 112,500$8KNew
MAQCW Maquia Capital Acq A -CW27 *W EXP 99/99/999 249,999$8KNo change
FTIIW Futuretech II Acq -CW27 *W EXP 08/18/202 200,000$8KNo change
KYCHW Keyarch Acquisition Corp. -28 *W EXP 99/99/999 150,004$8KNo change
CSLWF Consilium Acquisition -27 *W EXP 99/99/999 58,999$8KReduce -41.0%
SBCWW Pono Capital Two Inc. -27 *W EXP 09/17/202 225,000$8KNo change
CDTTW Murphy Canyon Acq-CW27 *W EXP 09/22/202 125,000$7KNo change
ALSWF Alpha Star Acquisition -CW23 *W EXP 12/13/202 739,444$7KNo change
GLLIW Globalink Investment -CW23 *W EXP 12/03/202 300,000$7KNo change
HSPWF Horizon Space Acquisition-28 *W EXP 12/27/202 250,000$7KNo change
REVBW Revelation Biosc -CW27 *W EXP 01/10/202 246,884$7KNo change
DFNSW T3 Defense Inc.-CW28 *W EXP 12/22/202 98,110$6KNo change
BENFW Beneficient Co. Group -28 *W EXP 06/07/202 749,999$6KNo change
TWLVW Twelve Seas Inv II A -CW28 *W EXP 03/02/202 64,767$6KReduce -2.9%
TETWF Technology & Telecommuni -27 *W EXP 04/15/202 350,363$6KNo change
TVGNW Semper Paratus Acqu -CW26 *W EXP 02/14/202 65,500$5KNew
PBMWW Psyence Biomedical Ltd. *W EXP 01/22/202 76,843$5KNew
RBOT.WS Vicarious Surgical Inc.-CW27 *W EXP 09/17/202 58,910$5KNo change
MACAW Moringa Acquisition Cor-CW26 *W EXP 02/22/202 75,000$5KNo change
TLGWF TLGY Acquisition Corp. -23 *W EXP 11/09/202 204,999$5KNo change
LGVCW Lamf Global Ventures -CW23 *W EXP 99/99/999 50,000$5KNo change
RFACW RF Acquisition Corp.-CW27 *W EXP 05/01/202 300,000$5KNo change
MSAIW Sportsmap Tech Acq -CW27 *W EXP 12/19/202 149,998$5KNo change
AONCW American Oncology Netwo-C28 *W EXP 09/20/202 13,826$5KNo change
KACWF Kairous Acquisition -23 *W EXP 09/15/202 224,999$5KNo change
EMCWF Embrace Change Acquisitio-26 *W EXP 10/25/202 235,000$4KNo change
GDEV INC *W EXP 99/99/999 50,500$4KNo change
PLTNW Plutonian Acquisition -27 *W EXP 10/26/202 145,000$4KNo change
CLRWF Climaterock Class A -27 *W EXP 99/99/999 143,749$4KNo change
PPHPW PHP Ventures Acquisiti -CW22 *W EXP 08/16/202 164,999$4KNo change
SABSW Sab Biotherapeutics Inc. Class W *W EXP 10/22/202 108,485$4KNo change
ACBAW Ace Global Business -CW27 *W EXP 02/20/202 170,000$4KNo change
SMNRW Denali Capital Acq-CW27 *W EXP 99/99/999 95,000$4KNo change
FNVWF Finnovate Acquisition -CW23 *W EXP 09/30/202 206,250$4KNo change
FEXDW Fintech Ecosystem Dev -CW28 *W EXP 04/01/202 224,999$4KNo change
PUCKW Goal Acquisitions Corp.-CW *W EXP 99/99/999 295,302$4KNo change
SVUWF Srivaru Holding Ltd.-28 *W EXP 12/08/202 225,000$4KNo change
GDSTW Goldenstone Acquisitio -CW23 *W EXP 07/15/202 225,000$3KNo change
TRIS.WS Tristar Acq I Class A -CW28 *W EXP 99/99/999 50,000$3KNo change
CEROW Phoenix Biotech Acq -CW26 *W EXP 02/13/202 49,999$3KNo change
NNAGW 99 Acquisition Group in-C-28 *W EXP 08/25/202 100,000$3KNew
CXAIW Kins Tech Group Class A -CW25 *W EXP 99/99/999 21,335$3KNo change
HHGCW HHG Capital Corp. -CW27 *W EXP 02/25/202 125,000$3KNo change
PRCWF Procaps Group SA -CW26 *W EXP 09/29/202 37,379$3KNo change
DISTW Distoken Acquisition Corp.-28 *W EXP 11/30/202 150,000$3KNo change
HYAC.WS Haymaker Acquisition Corp.-28 *W EXP 05/31/202 15,000$3KNo change
BHACW Crixus BH3 Acquisition -CW26 *W EXP 99/99/999 39,999$3KNo change
MLECW Moolec Science SA *W EXP 12/30/202 102,474$3KNo change
ROCLW Roth CH Acquisition V -CW23 *W EXP 12/10/202 37,500$3KNo change
ESLAW Tradeup Acquisition Corp.-CW *W EXP 09/29/202 46,485$2KNo change
BYNOW Bynordic Acquisition -CW27 *W EXP 07/01/202 29,634$2KNo change
DPCSW DP Cap Acquisition A -CW23 *W EXP 11/08/202 50,000$2KNo change
GLSTW Global Star Acquisition-27 A *W EXP 07/15/202 130,000$2KNo change
RMCOW American Acq Class A -CW26 *W EXP 10/31/202 94,809$2KNo change
ASCWF A Spac II Acquisition -CW27 *W EXP 10/15/202 162,499$2KNo change
OIOWW Esgl Holdings Ltd.-28 *W EXP 08/02/202 300,000$2KNo change
APCA.WS Ap Acquisition Corp.-A -23 *W EXP 12/07/202 49,999$2KNo change
MSSWF Metal SKY Star Acq -CW27 *W EXP 03/31/202 200,000$2KNo change
HOVRW Pono Capital Three Inc.-A-28 *W EXP 02/14/202 39,291$2KNew
CRMLW Critical Metals Corp.-28 *W EXP 02/27/202 12,499$2KNew
AENTW Adara Acquisition Class A -CW26 *W EXP 02/11/202 50,000$2KNo change
AWINW Pono Capital Corp. -CW22 *W EXP 02/03/202 138,750$2KNo change
CETUW Cetus Capital Acquisition-28 *W EXP 01/31/202 100,400$2KNo change
CHEER HLDG INC *W EXP 02/13/202 372,000$2KNo change
ZCARW Zoomcar Holdings Inc. *W EXP 05/31/202 49,949$1KNo change
SMXWW SMX Security Matters PLC-28 *W EXP 03/07/202 89,999$1KNo change
CEPTON INC *W EXP 06/01/202 115,434$1KNo change
OPFI.WS Oppfi Inc. -CW26 *W EXP 07/20/202 12,993$1KReduce -67.1%
HUBCW Hub Cyber Security Ltd.-28 *W EXP 02/27/202 62,302$1KNo change
NBSTW Newbury Street Acq -CW27 *W EXP 04/30/202 22,750$962No change
SHPSQ Shapeways Holdings Inc.-CW26 *W EXP 09/29/202 223,884$851No change
LFLYW Merida Merger Corp. I -CW26 *W EXP 02/04/202 22,053$683No change
NCNWF Prime Number Holding Ltd.-28 *W EXP 08/25/202 63,800$479No change
LGHLW Lion Group Holding Ltd.-CW26 *W EXP 06/16/202 44,558$241No change
SLNWF Selina Hospitality PLC-27 *W EXP 10/27/202 20,686$159No change
RACYW Relativity Acquisition-CW27 *W EXP 12/15/202 300,000$0No change

Total filed on the 13F, all lines: $288.0M.

Portfolio Sells Q4 2023 → Q1 2024
SRC Spirit Realty Capital Inc. Sold out 0.00% −7.17
BIL SS SPDR BB 1-3M T-Bill ETF Sold out 0.00% −3.82
SOVO Sovos Brands Inc. Sold out 0.00% −2.43
BITE Bite Acquisition Corp. Reduce -85.7% 0.28% −1.54
SPLK Splunk Inc. Sold out 0.00% −1.50
IRRX Integrated Rail and Class A Sold out 0.00% −1.44
LIBY Liberty Resources Acqui Class A Sold out 0.00% −1.26
AURORA TECHNOLOGY ACQUISITIO Sold out 0.00% −0.99
ALSET CAPITAL ACQUISITION CO Sold out 0.00% −0.97
PHYSICIANS REALTY TRUST Sold out 0.00% −0.83
MCAF Mountain Crest Acq Corp. IV Sold out 0.00% −0.82
ORTX Orchard Therapeutics Ltd. Sold out 0.00% −0.78
AMED Amedisys Inc. Reduce -52.5% 0.73% −0.76
FTII Futuretech II Acquisiti Class A Sold out 0.00% −0.71
IMGN Immunogen Inc. Sold out 0.00% −0.65
KRTX Karuna Therapeutics Inc. Sold out 0.00% −0.62
TMTCU TMT Acquisition Corp. Sold out 0.00% −0.62
DUET Duet Acquisition Corp. Class A Sold out 0.00% −0.59
RPT REALTY Sold out 0.00% −0.57
MARX Mars Acquisition Corp. Sold out 0.00% −0.52
GTIJF Graphjet Technology Sold out 0.00% −0.52
ICVX Icosavax Inc. Sold out 0.00% −0.51
NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) Reduce -26.2% 1.61% −0.46
WRK Westrock Co. Sold out 0.00% −0.42
ALSAF Alpha Star Acquisition Corp. Reduce -21.8% 2.13% −0.40
CERO THERAPEUTICS HLDGS INC Sold out 0.00% −0.39
SAGA Sagaliam Acquisition Corp. Class A Sold out 0.00% −0.37
CETU Cetus Capital Acquisition Co. Sold out 0.00% −0.35
NNAGU 99 Acquisition Group Inc. Sold out 0.00% −0.34
CPRI Capri Holdings Ltd. Reduce -16.6% 1.23% −0.30
SAFEGUARD SCIENTIFICS INC Sold out 0.00% −0.30
RITHM PPTY TR INC Reduce -12.6% 0.56% −0.28
ESGEN ACQUISITION CORP Sold out 0.00% −0.28
AYX Alteryx Inc. Class A Sold out 0.00% −0.23
KYN Kayne Anderson Energy Infra Sold out 0.00% −0.20
LBAI Lakeland Bancorp Inc. Sold out 0.00% −0.20
CBRE GBL REAL ESTATE INC FD Reduce -70.8% 0.07% −0.16
PONO CAP THREE INC Sold out 0.00% −0.14
GSDI Global Systems Dynamics in-A Sold out 0.00% −0.12
HERZ Herzfeld Credit Income Fund Reduce -31.1% 0.27% −0.12
ACI Albertsons Cos Inc. Class A Reduce -62.6% 0.07% −0.12
PPYA Papaya Growth Opportuni Class A Sold out 0.00% −0.12
NORTHVIEW ACQUISITION CORP Reduce -50.0% 0.13% −0.12
ACP Abrdn Income Credit Strat Sold out 0.00% −0.11
CMBT CMB Tech NV Reduce -40.9% 0.20% −0.11
PCF High Income Securities Fund Reduce -47.9% 0.15% −0.10
TGNA Tegna Inc. Reduce -16.5% 0.66% −0.10
SZZL Sizzle Acquisition Corp. Sold out 0.00% −0.09
CLBR.U Colombier Acquis Corp. II Sold out 0.00% −0.08
XRSFX Rivernorth Capital & Income Reduce -58.5% 0.06% −0.07

Portfolio Buys Q4 2023 → Q1 2024
PXD Pioneer Natural Resources Co. Add +56.2% 5.77% +2.80
AXONICS INC New 2.42% +2.42
ERF Enerplus Corp. New 1.77% +1.77
MGRC McGrath Rentcorp New 1.56% +1.56
TCN Tricon Residential Inc. New 1.48% +1.48
X United States Steel Corp. Add +247.6% 2.13% +1.44
AEL American National Group Inc. Add +56.6% 2.99% +1.21
FEN First TR Enrgy Inc. & GRW New 1.21% +1.21
PPLI People Inc. Add +35.4% 3.49% +1.12
EMO Clearbridge Energy Midstream Add +980.0% 1.20% +1.11
DYCQU DT Cloud Acquisition Corp. New 0.98% +0.98
EAGLE BULK SHIPPING INC New 0.93% +0.93
FIF First Trust Energy Infrastru Add +426.9% 1.01% +0.85
JNPR Juniper Networks Inc. New 0.82% +0.82
CSTR Capstar Financial Holdings I Add +76.7% 1.52% +0.77
CLM Cornerstone Strategic Invest Add +139.8% 1.15% +0.72
FSD First Trust High Income Long Add +710.1% 0.81% +0.71
IBACU Ib Acquisition Corp. New 0.70% +0.70
SWN Southwestern Energy Co. New 0.69% +0.69
INHIBRX INC New 0.66% +0.66
TMTC TMT Acquisition Corp. Class A New 0.66% +0.66
SP SP Plus Corp. Add +23.5% 2.25% +0.57
CONTEXTLOGIC INC - A New 0.52% +0.52
CATC Cambridge Bancorp Add +241.5% 0.66% +0.48
KNTE Kinnate Biopharma Inc. New 0.46% +0.46
FEI First Trust MLP and Energy I Add +538.9% 0.52% +0.45
HES Hess Corp. Add +30.1% 1.39% +0.44
FST TR NEW OPPORT MLP & ENE Add +1293.5% 0.44% +0.41
CONSOLIDATED COMM HLDGS INC Add +664.4% 0.46% +0.40
MACK Merrimack Pharmaceuticals Inc. Add +123.1% 0.63% +0.39
SRG Seritage Growth Prop- A Add +3.3% 3.00% +0.36
NNAG 99 Acquisition Group in Class A New 0.36% +0.36
JVSAU Jvspac Acquisition Corp. New 0.36% +0.36
BKHAU Black Hawk Acquisition Corp. New 0.32% +0.32
DSKE Daseke Inc. New 0.31% +0.31
CPE Callon Petroleum Co. New 0.30% +0.30
NWLI National Western Life Grou-A Add +12.2% 1.55% +0.28
HOLI Hollysys Automation Technolo Add +283.0% 0.34% +0.26
FUSN Fusion Pharmaceuticals Inc. New 0.23% +0.23
CERE Cerevel Therapeutics Holding Add +88.9% 0.42% +0.21
HIX Western Asset High Inc. II New 0.20% +0.20
NGMS Neogames SA Add +74.0% 0.43% +0.20
TARO Taro Pharmaceutical Indus New 0.20% +0.20
LEGT.U Legato Merger Corp. III New 0.18% +0.18
BATL Battalion Oil Corp. New 0.17% +0.17
HTY John Hancock Tax-Advantaged New 0.15% +0.15
HAYN Haynes International Inc. New 0.12% +0.12
XJPIX Nuveen Preferred Securities New 0.10% +0.10
AMNB Amer Natl Bnkshs/Danville Va Add +0.4% 1.48% +0.07
CEM Clearbridge MLP & Midstream Add +8.5% 0.27% +0.07

Options Activity Q4 2023 → Q1 2024
SPY SS SPDR S&P 500 ETF Trust-US put New 36,000 $18.8M
SPY SS SPDR S&P 500 ETF Trust-US call New 36,000 $18.8M
CPRI Capri Holdings Ltd. put New 105,800 $4.8M
DJT Trump Media & Technology Gro put New 27,500 $1.7M

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2023 → Q1 2024
DMAQR Deep Medicine Acquition-RTS RIGHT 10/22/2026 Sold out 489,668 $147Kbefore exit
NVACR Northview Acquisition Co.-RTS RIGHT 99/99/9999 Reduce -6.3% 842,740 $126K
IGTAR Inception Growth Acq Ltd. -RT RIGHT 12/08/2026 Reduce -7.4% 623,082 $123K
BRACR Broad Capital Acquis-Right RIGHT 01/10/2027 Reduce -3.2% 435,800 $92K
ACAXR Alset Capital Acquisitio-RTS RIGHT 01/31/2027 Sold out 349,999 $73Kbefore exit
ALSTF Alpha Star Acq Corp. - Rights RIGHT 12/13/2026 Reduce -1.1% 731,601 $69K
ATAKR Aurora Technology Acquisi-R RIGHT 01/27/2027 Sold out 324,000 $60Kbefore exit
KYCHR Keyarch Acquisition Corp.-RT RIGHT 01/24/2027 Reduce -25.1% 224,598 $56K
SAGAR Sagaliam Acquisition Co.-RGTS RIGHT 05/31/2028 Sold out 608,633 $55Kbefore exit
BWAQR Blue World Acquisition - RTS RIGHT 08/29/2029 Reduce -10.6% 183,300 $53K
LBBBR Lakeshore Acquisition -Right RIGHT 11/18/2026 Sold out 270,000 $51Kbefore exit
VGASW Cenaq Energy Corp. Class A -CW27 *W EXP 02/15/202 Reduce -33.6% 182,512 $43K
TMTCR TMT Acquisition Corp.-RT RIGHT 03/27/2028 New 175,000 $36K
GODNR Golden Star Acquisitio-Right RIGHT 03/30/2025 New 137,500 $34K
BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 New 241,490 $34K
CSLRF Consilium Acquisition -Right RIGHT 99/99/9999 Reduce -5.0% 190,000 $34K
OCEAW Aesther Healthcare Acq -CW23 *W EXP 02/14/202 Reduce -42.6% 95,209 $28K
ABLLW East Resources Acquis -CW27 *W EXP 06/30/202 Reduce -7.8% 42,399 $27K
SLND.WS Legato Merger Corp. II -CW23 *W EXP 02/14/202 Reduce -17.9% 59,836 $26K
EUDAW 8I Acquisition 2 Corp. -CW22 *W EXP 11/22/202 Reduce -9.0% 87,282 $24K
MCAFR Mountain Crest Acq Corp. -RTS RIGHT 06/29/2026 Reduce -19.3% 125,665 $24K
BWAQW Blue World Acquisition -29 *W EXP 01/10/202 Reduce -6.2% 96,193 $20K
NNAGR 99 Acquisition Group -RTS RIGHT 08/25/2028 New 100,000 $18K
JETAI INC *W EXP 08/10/202 Sold out 397,805 $16Kbefore exit
COOTW Australian Oilseeds Holdi-29 *W EXP 03/22/202 New 304,797 $15K
BRZHW Breeze Holdings Acquis -CW27 *W EXP 05/25/202 Sold out 113,898 $15Kbefore exit
SHFSW Northern Lights Acquis -CW22 *W EXP 09/28/202 Sold out 172,399 $14Kbefore exit
NMHIW Nature's Miracle Cali - 29 *W EXP 02/15/202 New 175,000 $14K
BRLSW Oxus Acquisition Corp. -CW23 *W EXP 99/99/999 Sold out 248,628 $12Kbefore exit
CDROW Codere Online Luxembou -CW *W EXP 11/23/202 Reduce -58.9% 23,293 $11K
IRRXW Integrated Rail and Re -CW23 *W EXP 99/99/999 Sold out 151,323 $11Kbefore exit
DHAIW Aurora Technology Acquis -28 *W EXP 04/20/202 New 325,000 $10K
ADEX.WS Adit Edtech Acq -CW27 *W EXP 99/99/999 Sold out 112,500 $9Kbefore exit
GRDIW Griid Infrastructure Inc.-28 *W EXP 12/29/202 New 112,500 $8K
HOLOW Golden Path Acq -CW28 *W EXP 01/31/202 Sold out 263,000 $8Kbefore exit
CSLWF Consilium Acquisition -27 *W EXP 99/99/999 Reduce -41.0% 58,999 $8K
OTECW Oceantech Acquisitions- CW A *W EXP 99/99/999 Sold out 325,000 $8Kbefore exit
ADOCR Doc Acquisition Corp.-Rights RIGHT 11/30/2027 Sold out 176,844 $8Kbefore exit
CDIOW Cardio Diagnostics-CW26 *W EXP 10/25/202 Sold out 38,499 $7Kbefore exit
ICUCW LMF Acquisition Opp -A -CW26 *W EXP 10/28/202 Sold out 200,157 $6Kbefore exit
TWLVW Twelve Seas Inv II A -CW28 *W EXP 03/02/202 Reduce -2.9% 64,767 $6K
TVGNW Semper Paratus Acqu -CW26 *W EXP 02/14/202 New 65,500 $5K
PBMWW Psyence Biomedical Ltd. *W EXP 01/22/202 New 76,843 $5K
ADOCW Edoc Acquisition Class A -CW27 *W EXP 11/30/202 Sold out 364,797 $5Kbefore exit
NNAGW 99 Acquisition Group in-C-28 *W EXP 08/25/202 New 100,000 $3K
ACAXW Alset Capital Acq-CW27 *W EXP 01/31/202 Sold out 174,999 $3Kbefore exit
PONO CAPITAL THREE INC-A-28 *W EXP 01/11/202 Sold out 39,291 $3Kbefore exit
LIBYW Liberty Resources Acq -CW22 *W EXP 10/31/202 Sold out 525,400 $3Kbefore exit
LBBBW Lakeshore Acquisition II -26 *W EXP 11/18/202 Sold out 175,000 $2Kbefore exit
ENCPW Energem Corp. Class A -CW23 *W EXP 11/15/202 Sold out 150,000 $2Kbefore exit

Showing the first 50 of 65.

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 145$337.6MGIXXU, HYT, BLD, SSACU, KVUE
Q1 2026 146$339.9MHYT, GIXXU, HOLX, SSACU, GTLS
Q4 2025 135$294.4MGTLS, DAY, GIW, EA, FYBR
Q3 2025 121$266.0MHDRN, CRF, GTLS, VRNA, IPG
Q2 2025 124$269.8MHDRN, CRF, DNB, K, CLM
Q1 2025 120$244.7MHDRN, HES, CHX, K, SPY
Q4 2024 127$251.0MGIGGU, SPY, HES, K, OBDE
Q3 2024 135$256.2MGIGGU, SWN, HES, ZTR, AXONICS INC
Q2 2024 130$250.7METRN, LSXMK, PPLI, MONTEREY CAP ACQUISITION COR, AXONICS INC
Q1 2024 147$285.3MPXD, PPLI, ZTR, SRG, AEL