Yakira Capital Management, Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 13, 2025), Yakira Capital Management, Inc. reported 127 stock positions worth $251.0 million. Its top holding was GIGCAPITAL7 (GIGGU) at 7.1% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 4.2%) and Hess (HES, 3.3%). Compared with Q3 2024, it opened 45 new positions, sold out of 53, added to 22 and reduced 19. The biggest buy was a new position in SS SPDR S&P 500 ETF Trust-US (SPY) and the biggest sale an exit from Southwestern Energy (SWN).
- Most Recent 13F
- Q2 2026
- Location
- Westport, CT
- CIK
- 0001584639
- Portfolio Value
- $251.0M (Q4 2024)
- SEC Filing
- 0001420506-25-000328 ↗ filed Feb 13, 2025
Holdings Value
Holdings 127 stocks · $251.0M
| GIGGU GIGCAPITAL7 Inc. | 7.05% | 1,753,900 | $17.7M | Reduce -5.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.20% | 18,000 | $10.5M | New |
| HES Hess Corp. | 3.25% | 61,416 | $8.2M | Add +12.9% |
| K Kellanova | 3.07% | 95,250 | $7.7M | Add +318.7% |
| OBDE Blue Owl Capital Corp. III | 2.96% | 515,415 | $7.4M | New |
| ESGR Enstar Group Ltd. | 2.80% | 21,830 | $7.0M | Add +178.6% |
| ZTR Virtus Total Return Fund Inc. | 2.76% | 1,182,731 | $6.9M | Add +3.1% |
| HTLF Heartland Financial USA Inc. | 2.72% | 111,489 | $6.8M | No change |
| BRAC Broad Capital Acquisition Co. | 2.68% | 571,850 | $6.7M | No change |
| GEAR Revelyst Inc. | 2.58% | 336,133 | $6.5M | Add +592.5% |
| TPZ Tort Electf Infra ETF-Usd Inc. filed as TORTOISE CAPITAL SERIES TRUS | 2.52% | 315,711 | $6.3M | New |
| CHX Championx Corp. | 2.36% | 218,290 | $5.9M | Add +29.9% |
| PPLI People Inc. filed as IAC INC | 2.35% | 136,649 | $5.9M | Add +34.9% |
| HCP Hashicorp Inc. Class A | 2.21% | 162,237 | $5.6M | Add +49.3% |
| SMAR Smartsheet Inc. Class A | 2.18% | 97,764 | $5.5M | New |
| JNPR Juniper Networks Inc. | 2.02% | 135,607 | $5.1M | Add +86.8% |
| RFAIU RF Acquisition Corp. II | 1.88% | 459,866 | $4.7M | No change |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) filed as NEW MTN FIN CORP | 1.81% | 4,500,000 | $4.6M | No change |
| SRG Seritage Growth Prop- A | 1.66% | 1,008,499 | $4.2M | Add +9.9% |
| LPBBU Launch Two Acquisition Corp. | 1.60% | 400,000 | $4.0M | New |
| SUM Summit Materials Inc. Class A | 1.43% | 71,137 | $3.6M | New |
| USAP Universal Stainless & Alloy | 1.37% | 77,830 | $3.4M | New |
| CLRCF Climaterock Class A | 1.34% | 285,819 | $3.4M | No change |
| FSHPU Flag Ship Acquisition Corp. | 1.28% | 313,955 | $3.2M | No change |
| ROIC Retail Opportunity Investmen | 1.25% | 180,885 | $3.1M | New |
| ALTR Altair Engineering Inc. Class A | 1.24% | 28,500 | $3.1M | New |
| RFAC RF Acquisition Corp. Class A | 1.20% | 265,000 | $3.0M | No change |
| AGS Playags Inc. | 1.18% | 257,017 | $3.0M | Add +95.6% |
| BALY Bally's Corp. | 1.18% | 165,300 | $3.0M | Add +40.9% |
| DYCQU DT Cloud Acquisition Corp. | 1.17% | 275,000 | $2.9M | No change |
| X United States Steel Corp. | 1.16% | 85,453 | $2.9M | Reduce -24.0% |
| SRDX Surmodics Inc. | 1.12% | 71,113 | $2.8M | Add +103.2% |
| CDMO Avid Bioservices Inc. | 1.03% | 209,582 | $2.6M | New |
| KVACF Keen Vision Acquisition Corp. | 1.02% | 232,800 | $2.6M | New |
| AFBI Affinity Bancshares Inc. | 1.00% | 143,822 | $2.5M | Add +11.5% |
| ARCH Arch Resources Inc. | 0.96% | 17,139 | $2.4M | New |
| LGF.B Lions Gate Entertainment-B | 0.93% | 309,649 | $2.3M | Add +674.8% |
| PTVE Pactiv Evergreen Inc. | 0.83% | 118,823 | $2.1M | New |
| IBAC Ib Acquisition Corp. | 0.81% | 200,000 | $2.0M | No change |
| VACHU Voyager Acquisition Corp. | 0.81% | 200,000 | $2.0M | No change |
| PSTX Poseida Therapeutics Inc. | 0.68% | 177,404 | $1.7M | New |
| BARNES GROUP INC | 0.66% | 35,060 | $1.7M | New |
| XMUIX BlackRock Municipal Income | 0.66% | 136,344 | $1.7M | Reduce -37.6% |
| UCFI CN Healthy Food Tech Group C filed as IRON HORSE ACQUISITIONS CORP | 0.63% | 153,706 | $1.6M | New |
| EMCGF Embrace Change Acquisition C | 0.63% | 135,000 | $1.6M | No change |
| GODN Golden Star Acquisition Corp. | 0.62% | 137,500 | $1.5M | No change |
| EQC Equity Commonwealth | 0.61% | 858,859 | $1.5M | Add +1577.5% |
| JACS.U Jackson Acquisition Co. II | 0.60% | 150,000 | $1.5M | New |
| SILV Silvercrest Metals Inc. | 0.60% | 165,491 | $1.5M | New |
| ML Moneylion Inc. | 0.60% | 17,496 | $1.5M | New |
| WMPN William Penn Bancorp | 0.55% | 115,177 | $1.4M | New |
| OAKU Oak Woods Acquisition Corp. Class A | 0.54% | 120,000 | $1.4M | No change |
| PARAA Paramount Global Class B | 0.52% | 125,700 | $1.3M | New |
| FBMS First Bancshares Inc. | 0.52% | 37,164 | $1.3M | New |
| EDR Endeavor Group Hold Class A | 0.51% | 40,752 | $1.3M | No change |
| EBTC Enterprise Bancorp Inc. | 0.47% | 29,999 | $1.2M | New |
| INSIGHT SELECT INCOME FUND | 0.45% | 64,821 | $1.1M | New |
| BUJA Bukit Jalil Global Acquisiti | 0.45% | 100,000 | $1.1M | No change |
| HFRO Highland Opport & Income | 0.42% | 204,248 | $1.1M | New |
| JVSA Jvspac Acquisition Corp. Class A | 0.42% | 100,000 | $1.0M | No change |
| CCRN Cross Country Healthcare Inc. | 0.40% | 55,776 | $1.0M | New |
| LPAAU Launch One Acquisition Corp. | 0.40% | 100,000 | $1.0M | No change |
| SIMAU Sim Acquisition Corp. I | 0.40% | 99,999 | $1.0M | Reduce 0.0% |
| VBFC Village Bank and Trust Finan | 0.38% | 12,200 | $961K | New |
| BKHAU Black Hawk Acquisition Corp. | 0.38% | 89,984 | $952K | No change |
| ALE Allete Inc. | 0.38% | 14,667 | $950K | No change |
| BOWN Bowen Acquisition Corp. | 0.37% | 84,479 | $923K | New |
| TBNK Territorial Bancorp Inc. | 0.36% | 93,994 | $915K | Reduce -15.5% |
| NEW AMERICA HIGH INCOME FUND | 0.34% | 103,156 | $843K | Add +15.7% |
| INFN Infinera Corp. | 0.33% | 127,785 | $840K | Add +115.1% |
| RITHM PPTY TR INC | 0.33% | 279,692 | $831K | No change |
| AMED Amedisys Inc. | 0.31% | 8,595 | $780K | No change |
| EURKU Eureka Acquisition Corp. | 0.31% | 75,000 | $776K | No change |
| MNTX Manitex International Inc. | 0.31% | 133,546 | $775K | Add +218.0% |
| ICCH Icc Holdings Inc. filed as ICC HLDGS INC | 0.28% | 30,000 | $698K | No change |
| PCF High Income Securities Fund | 0.27% | 102,770 | $671K | Reduce -83.6% |
| ACI Albertsons Cos Inc. Class A | 0.27% | 34,128 | $670K | Reduce -87.6% |
| QETA Quetta Acquisition Corp. | 0.25% | 60,000 | $633K | New |
| AVK Advent Convert & Income | 0.25% | 53,462 | $629K | Reduce -36.5% |
| VPV Invesco Pa Val Muni Inc. | 0.25% | 59,968 | $617K | Add +26.3% |
| CTV Innovid Corp. | 0.24% | 196,791 | $608K | New |
| TDACU Translational Development Ac | 0.24% | 60,000 | $601K | New |
| SHMD Schmid Group NV | 0.24% | 193,406 | $596K | Add +122.6% |
| OPP Rivernrth/Doublelne STR Opp | 0.23% | 68,516 | $571K | New |
| CII BlackRock Enhan LRG Cap Core | 0.22% | 28,074 | $564K | New |
| INBX Inhibrx Biosciences Inc. | 0.22% | 36,195 | $557K | No change |
| EIM Eaton Vance Municipal Bond | 0.21% | 50,876 | $527K | New |
| LEGT.U Legato Merger Corp. III | 0.21% | 50,000 | $523K | No change |
| TONT.U Graf Global Corp. | 0.20% | 50,000 | $507K | No change |
| FTF Franklin Ltd. Dur Inc. TR | 0.19% | 72,904 | $483K | Reduce -45.1% |
| AE Adams Resources & Energy Inc. | 0.19% | 12,586 | $475K | New |
| SIRI Sirius XM Holdings Inc. | 0.19% | 20,585 | $469K | Reduce -63.8% |
| EHI Western Asset Global High Inc. | 0.18% | 69,026 | $461K | Add +179.3% |
| IFN Aberdeen India Fund Inc. | 0.18% | 28,681 | $452K | Reduce -35.1% |
| BLCO Bausch + Lomb Corp. | 0.17% | 23,334 | $421K | New |
| MX Magnachip Semiconductor Corp. | 0.16% | 98,700 | $397K | No change |
| AITR AI Transportation Acquisitio | 0.15% | 35,000 | $376K | New |
| CMRX Chimerix Inc. | 0.14% | 103,489 | $360K | Reduce -79.6% |
| FYBR Frontier Communications Pare | 0.13% | 9,700 | $337K | New |
| KODK Eastman Kodak Co. | 0.13% | 50,000 | $329K | New |
Options reported separately and not counted above: SPY puts ($10.5M), SPY calls ($10.5M), SILV calls ($1.7M), ARCH calls ($748K).
Other holdings (107): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 150,000 | $57K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 153,706 | $53K | New |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 208,303 | $50K | Reduce -4.6% |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 435,800 | $48K | No change |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 300,000 | $47K | No change |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 127,500 | $45K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 147,012 | $41K | No change |
| GDSTR Goldenstone Acquisitio-Right | RIGHT 07/15/2026 | 225,000 | $34K | No change |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 144,118 | $33K | Reduce -39.8% |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 348,200 | $30K | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 93,215 | $30K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 300,000 | $29K | No change |
| HSPRF Horizon Space Acquisition-RT | RIGHT 12/27/2024 | 250,000 | $29K | No change |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 190,000 | $28K | No change |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 26,311 | $28K | Reduce -37.9% |
| JVSAR Jvspac Acquisition Corp.-RTS | RIGHT 11/26/2026 | 100,000 | $28K | No change |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 287,500 | $26K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 249,793 | $22K | No change |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 120,000 | $21K | No change |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | 130,000 | $19K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 124,999 | $19K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 241,490 | $19K | No change |
| EMCRF Embrace Change Acq-Rights | RIGHT 10/25/2026 | 235,000 | $18K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 150,000 | $18K | No change |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | 30,164 | $18K | Reduce -39.7% |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 325,000 | $17K | No change |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | 84,479 | $17K | New |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 990,000 | $15K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 132,596 | $15K | Reduce -15.9% |
| IBACR Ib Acquisition Corp.-RTS | RIGHT 09/28/2026 | 200,000 | $14K | No change |
| RMSGW Real Messenger Corp.-28 | *W EXP 11/19/202 | 350,000 | $13K | New |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 225,000 | $12K | No change |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 51,436 | $12K | No change |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | 100,000 | $12K | No change |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 232,800 | $12K | New |
| HPAIW Helport AI Ltd. -29 | *W EXP 03/31/202 | 50,000 | $11K | No change |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 87,282 | $11K | No change |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 211,600 | $11K | No change |
| COOTW Australian Oilseeds Holdi-29 | *W EXP 03/22/202 | 304,797 | $11K | No change |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 200,000 | $10K | No change |
| NUAIW New Era Helium Inc. -29 | *W EXP 12/06/202 | 20,000 | $10K | New |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 300,000 | $9K | No change |
| ONMDW Data Knights Acq Class A -CW28 | *W EXP 11/07/202 | 416,300 | $8K | No change |
| BNIXW Bannix Acquisition Corp.-CW23 | *W EXP 07/31/202 | 300,000 | $8K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 125,000 | $8K | No change |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | 150,004 | $8K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 325,500 | $8K | No change |
| GDSTW Goldenstone Acquisitio -CW23 | *W EXP 07/15/202 | 225,000 | $7K | No change |
| SABSW Sab Biotherapeutics Inc. Class W | *W EXP 10/22/202 | 93,230 | $7K | Reduce -14.1% |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 400,000 | $7K | No change |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 189,400 | $7K | Reduce -5.3% |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 350,363 | $6K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 149,998 | $6K | No change |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 120,000 | $6K | No change |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 749,999 | $6K | No change |
| DFNSW T3 Defense Inc.-CW28 | *W EXP 12/22/202 | 24,095 | $6K | Reduce -75.4% |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 58,999 | $6K | No change |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 153,706 | $5K | New |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 250,000 | $5K | No change |
| SMXWW SMX Security Matters PLC-28 | *W EXP 03/07/202 | 89,999 | $5K | No change |
| CXAIW Kins Tech Group Class A -CW25 | *W EXP 99/99/999 | 21,335 | $5K | No change |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | 175,000 | $5K | No change |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 35,000 | $5K | New |
| OIOWW Esgl Holdings Ltd.-28 | *W EXP 08/02/202 | 300,000 | $5K | No change |
| ESLAW Tradeup Acquisition Corp.-CW | *W EXP 09/29/202 | 46,485 | $4K | No change |
| DSYWW Big Tree Cloud Holdings -29 | *W EXP 05/31/202 | 137,134 | $4K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 39,291 | $4K | No change |
| GLSTW Global Star Acquisition-27 A | *W EXP 07/15/202 | 130,000 | $4K | No change |
| FASWF Stonebridge Acquisition-CW23 | *W EXP 04/02/202 | 29,746 | $4K | Reduce -5.6% |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 65,500 | $4K | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 95,000 | $4K | No change |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 362,364 | $3K | No change |
| EMCWF Embrace Change Acquisitio-26 | *W EXP 10/25/202 | 235,000 | $3K | No change |
| ABPWW Atlantic Coast Acq -CW23 | *W EXP 11/12/202 | 50,000 | $3K | New |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 200,000 | $3K | No change |
| NMHIW Nature's Miracle Cali - 29 | *W EXP 02/15/202 | 175,000 | $3K | No change |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 143,749 | $3K | No change |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 12,499 | $3K | No change |
| MKDWW MKD Tech Inc. -29 | *W EXP 06/10/202 | 100,400 | $3K | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 150,000 | $3K | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 75,000 | $3K | No change |
| MLECW Moolec Science SA | *W EXP 12/30/202 | 97,474 | $2K | No change |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | 133,300 | $2K | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 62,302 | $2K | No change |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 24,999 | $2K | New |
| OCEAW Aesther Healthcare Acq -CW23 | *W EXP 02/14/202 | 95,209 | $2K | No change |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 15,000 | $2K | No change |
| SVUWF Srivaru Holding Ltd.-28 | *W EXP 12/08/202 | 225,000 | $2K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 36,622 | $2K | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 94,809 | $2K | No change |
| REVBW Revelation Biosc -CW27 | *W EXP 01/10/202 | 246,884 | $2K | No change |
| BUJAW Bukit Jalil Global Acquis-28 | *W EXP 12/30/202 | 49,999 | $2K | No change |
| PRCWF Procaps Group SA -CW26 | *W EXP 09/29/202 | 37,379 | $2K | No change |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | 28,333 | $2K | No change |
| GDEV INC | *W EXP 99/99/999 | 50,500 | $1K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 21,486 | $1K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 76,843 | $1K | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 44,085 | $1K | No change |
| BYNOW Bynordic Acquisition -CW27 | *W EXP 07/01/202 | 29,634 | $1K | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 49,949 | $943 | No change |
| CEPTON INC | *W EXP 06/01/202 | 115,434 | $808 | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 125,000 | $738 | No change |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | 27,955 | $559 | No change |
| CHEER HLDG INC | *W EXP 02/13/202 | 372,000 | $446 | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 49,999 | $415 | No change |
| LGHLW Lion Group Holding Ltd.-CW26 | *W EXP 06/16/202 | 44,558 | $325 | No change |
| LFLYW Merida Merger Corp. I -CW26 | *W EXP 02/04/202 | 17,053 | $307 | No change |
Total filed on the 13F, all lines: $252.2M.
Portfolio Sells Q3 2024 → Q4 2024
| SWN Southwestern Energy Co. | Sold out | 0.00% | −3.81 |
| AXONICS INC | Sold out | 0.00% | −2.71 |
| NVEI Nuvei Corp.-Subordinate VTG | Sold out | 0.00% | −2.50 |
| FRLA Fortune Rise Acquisition Cor | Sold out | 0.00% | −2.43 |
| AAN The Aaron's Co. Inc. | Sold out | 0.00% | −2.16 |
| HAYN Haynes International Inc. | Sold out | 0.00% | −1.91 |
| ACI Albertsons Cos Inc. Class A | Reduce -87.6% | 0.27% | −1.72 |
| AY Atlantica Sustainable Infras | Sold out | 0.00% | −1.72 |
| MCAA Mountain & Co. I Acquisition | Sold out | 0.00% | −1.60 |
| PETQ Petiq Inc. | Sold out | 0.00% | −1.44 |
| PCF High Income Securities Fund | Reduce -83.6% | 0.27% | −1.41 |
| SRCL Stericycle Inc. | Sold out | 0.00% | −1.36 |
| PRFT Perficient Inc. | Sold out | 0.00% | −1.33 |
| GLLI Globalink Investment Inc. | Sold out | 0.00% | −1.33 |
| TBMC Trailblazer Merger Corp. I | Sold out | 0.00% | −1.20 |
| CLM Cornerstone Strategic Invest | Reduce -91.6% | 0.12% | −1.10 |
| HSPOF Horizon Space Acquisition I | Sold out | 0.00% | −1.09 |
| ESHA Esh Acquisition Corp. Class A | Sold out | 0.00% | −1.04 |
| RCM R1 RCM Inc. | Sold out | 0.00% | −1.02 |
| KVAUF Keen Vision Acquisition Corp. | Sold out | 0.00% | −0.98 |
| CTLT Catalent Inc. | Sold out | 0.00% | −0.78 |
| TMTC TMT Acquisition Corp. Class A | Sold out | 0.00% | −0.77 |
| ENLC Enlink Midstream LLC | Sold out | 0.00% | −0.74 |
| IROHU Iron Horse Acquisitions Corp. | Sold out | 0.00% | −0.62 |
| HMNF HMN Financial Inc. | Sold out | 0.00% | −0.60 |
| STER Sterling Check Corp. | Sold out | 0.00% | −0.51 |
| CONSOLIDATED COMM HLDGS INC | Sold out | 0.00% | −0.45 |
| VGR Vector Group Ltd. | Sold out | 0.00% | −0.44 |
| XMUIX BlackRock Municipal Income | Reduce -37.6% | 0.66% | −0.42 |
| X United States Steel Corp. | Reduce -24.0% | 1.16% | −0.39 |
| KTF DWS Municipal Income Trust | Sold out | 0.00% | −0.39 |
| SEG Seaport Entertainment Group | Sold out | 0.00% | −0.36 |
| BOWNU Bowen Acquisition Corp. | Sold out | 0.00% | −0.36 |
| SIRI Sirius XM Holdings Inc. | Reduce -63.8% | 0.19% | −0.34 |
| XTPZX Tortoise Power & Enrgy Infra | Sold out | 0.00% | −0.33 |
| MGRC McGrath Rentcorp | Sold out | 0.00% | −0.28 |
| PWSC Powerschool Holdings Inc. Class A | Sold out | 0.00% | −0.27 |
| EXAI Exscientia Ltd. | Sold out | 0.00% | −0.26 |
| QETAU Quetta Acquisition Corp. | Sold out | 0.00% | −0.24 |
| CONTEXTLOGIC INC - A | Reduce -85.4% | 0.06% | −0.23 |
| IGI Western Asst Inv GR Oppor TR | Sold out | 0.00% | −0.23 |
| ENV Envestnet Inc. | Sold out | 0.00% | −0.23 |
| ALCUF Alchemy Investments Acquisit | Sold out | 0.00% | −0.21 |
| XRSFX Rivernorth Capital & Income | Reduce -68.1% | 0.09% | −0.19 |
| SHCR Sharecare Inc. | Sold out | 0.00% | −0.17 |
| MRO Marathon Oil Corp. | Sold out | 0.00% | −0.17 |
| NORTHVIEW ACQUISITION CORP | Sold out | 0.00% | −0.16 |
| GIGGU GIGCAPITAL7 Inc. | Reduce -5.3% | 7.05% | −0.15 |
| FTF Franklin Ltd. Dur Inc. TR | Reduce -45.1% | 0.19% | −0.15 |
| PFF iShares Preferred & Income S | Sold out | 0.00% | −0.15 |
Portfolio Buys Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | New | 4.20% | +4.20 |
| OBDE Blue Owl Capital Corp. III | New | 2.96% | +2.96 |
| TPZ Tort Electf Infra ETF-Usd Inc. | New | 2.52% | +2.52 |
| K Kellanova | Add +318.7% | 3.07% | +2.36 |
| SMAR Smartsheet Inc. Class A | New | 2.18% | +2.18 |
| GEAR Revelyst Inc. | Add +592.5% | 2.58% | +1.83 |
| ESGR Enstar Group Ltd. | Add +178.6% | 2.80% | +1.82 |
| LPBBU Launch Two Acquisition Corp. | New | 1.60% | +1.60 |
| SUM Summit Materials Inc. Class A | New | 1.43% | +1.43 |
| USAP Universal Stainless & Alloy | New | 1.37% | +1.37 |
| ROIC Retail Opportunity Investmen | New | 1.25% | +1.25 |
| ALTR Altair Engineering Inc. Class A | New | 1.24% | +1.24 |
| CDMO Avid Bioservices Inc. | New | 1.03% | +1.03 |
| KVACF Keen Vision Acquisition Corp. | New | 1.02% | +1.02 |
| ARCH Arch Resources Inc. | New | 0.96% | +0.96 |
| JNPR Juniper Networks Inc. | Add +86.8% | 2.02% | +0.92 |
| PTVE Pactiv Evergreen Inc. | New | 0.83% | +0.83 |
| LGF.B Lions Gate Entertainment-B | Add +674.8% | 0.93% | +0.82 |
| HCP Hashicorp Inc. Class A | Add +49.3% | 2.21% | +0.78 |
| PSTX Poseida Therapeutics Inc. | New | 0.68% | +0.68 |
| BARNES GROUP INC | New | 0.66% | +0.66 |
| UCFI CN Healthy Food Tech Group C | New | 0.63% | +0.63 |
| JACS.U Jackson Acquisition Co. II | New | 0.60% | +0.60 |
| SILV Silvercrest Metals Inc. | New | 0.60% | +0.60 |
| ML Moneylion Inc. | New | 0.60% | +0.60 |
| AGS Playags Inc. | Add +95.6% | 1.18% | +0.60 |
| SRDX Surmodics Inc. | Add +103.2% | 1.12% | +0.59 |
| WMPN William Penn Bancorp | New | 0.55% | +0.55 |
| PARAA Paramount Global Class B | New | 0.52% | +0.52 |
| FBMS First Bancshares Inc. | New | 0.52% | +0.52 |
| EBTC Enterprise Bancorp Inc. | New | 0.47% | +0.47 |
| INSIGHT SELECT INCOME FUND | New | 0.45% | +0.45 |
| HFRO Highland Opport & Income | New | 0.42% | +0.42 |
| CCRN Cross Country Healthcare Inc. | New | 0.40% | +0.40 |
| BALY Bally's Corp. | Add +40.9% | 1.18% | +0.39 |
| CHX Championx Corp. | Add +29.9% | 2.36% | +0.39 |
| VBFC Village Bank and Trust Finan | New | 0.38% | +0.38 |
| HES Hess Corp. | Add +12.9% | 3.25% | +0.37 |
| BOWN Bowen Acquisition Corp. | New | 0.37% | +0.37 |
| QETA Quetta Acquisition Corp. | New | 0.25% | +0.25 |
| CTV Innovid Corp. | New | 0.24% | +0.24 |
| TDACU Translational Development Ac | New | 0.24% | +0.24 |
| OPP Rivernrth/Doublelne STR Opp | New | 0.23% | +0.23 |
| CII BlackRock Enhan LRG Cap Core | New | 0.22% | +0.22 |
| PPLI People Inc. | Add +34.9% | 2.35% | +0.22 |
| MNTX Manitex International Inc. | Add +218.0% | 0.31% | +0.22 |
| EIM Eaton Vance Municipal Bond | New | 0.21% | +0.21 |
| EQC Equity Commonwealth | Add +1577.5% | 0.61% | +0.21 |
| AE Adams Resources & Energy Inc. | New | 0.19% | +0.19 |
| INFN Infinera Corp. | Add +115.1% | 0.33% | +0.18 |
Options Activity Q3 2024 → Q4 2024
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | Sold out | 34,000 | $100Kbefore exit |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | Sold out | 729,834 | $78Kbefore exit |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | Sold out | 595,782 | $77Kbefore exit |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | Sold out | 242,266 | $59Kbefore exit |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | New | 153,706 | $53K |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | Reduce -4.6% | 208,303 | $50K |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | Sold out | 160,000 | $44Kbefore exit |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | Sold out | 842,740 | $43Kbefore exit |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | Reduce -39.8% | 144,118 | $33K |
| KACRF Kairous Acquisition Corp.-RTS | RIGHT 09/15/2026 | Sold out | 450,000 | $32Kbefore exit |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | Sold out | 250,000 | $30Kbefore exit |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | Reduce -37.9% | 26,311 | $28K |
| IGTAW Inception Growth Acq -23 | *W EXP 10/15/202 | Sold out | 393,848 | $24Kbefore exit |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | Reduce -39.7% | 30,164 | $18K |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | New | 84,479 | $17K |
| NOVVW Nova Vision Acquisit -CW28 | *W EXP 12/31/202 | Sold out | 350,000 | $16Kbefore exit |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | Reduce -15.9% | 132,596 | $15K |
| RMSGW Real Messenger Corp.-28 | *W EXP 11/19/202 | New | 350,000 | $13K |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | New | 232,800 | $12K |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | Sold out | 739,444 | $11Kbefore exit |
| NUAIW New Era Helium Inc. -29 | *W EXP 12/06/202 | New | 20,000 | $10K |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | Sold out | 204,999 | $9Kbefore exit |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | Sold out | 78,718 | $9Kbefore exit |
| DUETW Duet Acquisition Corp. -27 | *W EXP 07/19/202 | Sold out | 373,700 | $9Kbefore exit |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | Sold out | 300,000 | $8Kbefore exit |
| HHGCR HHG Capital Corp.-RTS | RIGHT 02/25/2026 | Sold out | 124,722 | $7Kbefore exit |
| SABSW Sab Biotherapeutics Inc. Class W | *W EXP 10/22/202 | Reduce -14.1% | 93,230 | $7K |
| FRLAW Fortune Rise Acquisit -CW23 | *W EXP 12/06/202 | Sold out | 273,979 | $7Kbefore exit |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | Sold out | 268,354 | $7Kbefore exit |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | Reduce -5.3% | 189,400 | $7K |
| DFNSW T3 Defense Inc.-CW28 | *W EXP 12/22/202 | Reduce -75.4% | 24,095 | $6K |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | New | 153,706 | $5K |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | New | 35,000 | $5K |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | Sold out | 206,250 | $4Kbefore exit |
| FASWF Stonebridge Acquisition-CW23 | *W EXP 04/02/202 | Reduce -5.6% | 29,746 | $4K |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | Sold out | 112,500 | $4Kbefore exit |
| ABPWW Atlantic Coast Acq -CW23 | *W EXP 11/12/202 | New | 50,000 | $3K |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | Sold out | 12,993 | $3Kbefore exit |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | Sold out | 233,705 | $3Kbefore exit |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | New | 24,999 | $2K |
| KACWF Kairous Acquisition -23 | *W EXP 09/15/202 | Sold out | 224,999 | $2Kbefore exit |
| ROCLW Roth CH Acquisition V -CW23 | *W EXP 12/10/202 | Sold out | 37,500 | $2Kbefore exit |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Sold out | 84,189 | $2Kbefore exit |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | Sold out | 39,999 | $2Kbefore exit |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | Sold out | 44,499 | $2Kbefore exit |
| DPCSW DP Cap Acquisition A -CW23 | *W EXP 11/08/202 | Sold out | 50,000 | $925before exit |
| HHGCW HHG Capital Corp. -CW27 | *W EXP 02/25/202 | Sold out | 125,000 | $725before exit |
| NCNWF Prime Number Holding Ltd.-28 | *W EXP 08/25/202 | Sold out | 63,800 | $546before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 145 | $337.6M | GIXXU, HYT, BLD, SSACU, KVUE |
| Q1 2026 | 146 | $339.9M | HYT, GIXXU, HOLX, SSACU, GTLS |
| Q4 2025 | 135 | $294.4M | GTLS, DAY, GIW, EA, FYBR |
| Q3 2025 | 121 | $266.0M | HDRN, CRF, GTLS, VRNA, IPG |
| Q2 2025 | 124 | $269.8M | HDRN, CRF, DNB, K, CLM |
| Q1 2025 | 120 | $244.7M | HDRN, HES, CHX, K, SPY |
| Q4 2024 | 127 | $251.0M | GIGGU, SPY, HES, K, OBDE |
| Q3 2024 | 135 | $256.2M | GIGGU, SWN, HES, ZTR, AXONICS INC |
| Q2 2024 | 130 | $250.7M | ETRN, LSXMK, PPLI, MONTEREY CAP ACQUISITION COR, AXONICS INC |
| Q1 2024 | 147 | $285.3M | PXD, PPLI, ZTR, SRG, AEL |