Yakira Capital Management, Inc.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 13, 2025), Yakira Capital Management, Inc. reported 121 stock positions worth $266.0 million. Its top holding was Hadron Energy (HDRN) at 6.4% of the portfolio, followed by Cornerstone Total Return (CRF, 4.8%) and Chart Industries (GTLS, 4.1%). Compared with Q2 2025, it opened 53 new positions, sold out of 56, added to 13 and reduced 15. The biggest buy was a new position in Chart Industries (GTLS) and the biggest sale an exit from Dun & Bradstreet (DNB).
- Most Recent 13F
- Q2 2026
- Location
- Westport, CT
- CIK
- 0001584639
- Portfolio Value
- $266.0M (Q3 2025)
- SEC Filing
- 0001420506-25-003168 ↗ filed Nov 13, 2025
Holdings Value
Holdings 121 stocks · $266.0M
| HDRN Hadron Energy Inc. filed as GIGCAPITAL7 CORP | 6.37% | 1,607,586 | $17.0M | Reduce -8.3% |
| CRF Cornerstone Total Return | 4.82% | 1,596,540 | $12.8M | Reduce -19.9% |
| GTLS Chart Industries Inc. | 4.08% | 54,175 | $10.8M | New |
| VRNA Verona Pharma Ltd. | 3.95% | 98,500 | $10.5M | New |
| IPG Interpublic Group of Cos Inc. | 3.84% | 365,928 | $10.2M | Add +519.2% |
| K Kellanova | 3.42% | 110,933 | $9.1M | Reduce -10.1% |
| CLM Cornerstone Strategic Invest | 3.18% | 1,021,653 | $8.5M | Reduce -14.7% |
| PPLI People Inc. filed as IAC INC | 2.86% | 223,078 | $7.6M | Add +24.8% |
| AVDX Avidxchange Holdings Inc. | 2.75% | 735,398 | $7.3M | Add +245.5% |
| FYBR Frontier Communications Pare | 2.50% | 178,137 | $6.7M | No change |
| LBRDA Liberty Broadband-A | 2.25% | 94,522 | $6.0M | Add +863.4% |
| EMO Clearbridge Energy Midstream | 2.04% | 120,604 | $5.4M | New |
| UTF Cohen & Steers Infrastructur | 1.88% | 201,859 | $5.0M | New |
| RFAIU RF Acquisition Corp. II | 1.87% | 459,866 | $5.0M | No change |
| GTERU Globa Terra Acquisition Corp. | 1.83% | 479,858 | $4.9M | New |
| CYBR Cyberark Software Ltd./Israel | 1.79% | 9,850 | $4.8M | New |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) filed as NEW MTN FIN CORP | 1.69% | 4,500,000 | $4.5M | No change |
| ARIS WATER SOLUTIONS INC-A | 1.69% | 182,322 | $4.5M | New |
| NSC Norfolk Southern Corp. | 1.67% | 14,775 | $4.4M | New |
| ZTR Virtus Total Return Fund Inc. | 1.66% | 682,714 | $4.4M | Add +0.5% |
| VBTX Veritex Holdings Inc. | 1.60% | 126,588 | $4.2M | New |
| LPBB Launch Two Acquisition Class A | 1.57% | 400,000 | $4.2M | No change |
| BIT BlackRock Multi-Sector Inc. | 1.54% | 306,963 | $4.1M | New |
| ETNB 89BIO Inc. | 1.39% | 251,991 | $3.7M | New |
| SRG Seritage Growth Prop- A | 1.32% | 824,653 | $3.5M | Reduce -24.4% |
| HONE Harborone Bancorp Inc. | 1.30% | 254,358 | $3.5M | Add +50.8% |
| BFIN Bankfinancial Corp. | 1.22% | 270,147 | $3.2M | New |
| SCS Steelcase Inc. Class A | 1.15% | 178,351 | $3.1M | New |
| CHINA FUND INC | 1.05% | 150,834 | $2.8M | Add +449.8% |
| KVACF Keen Vision Acquisition Corp. | 1.01% | 232,800 | $2.7M | No change |
| CGCTU Cartesian Growth Corp. III | 0.96% | 250,000 | $2.5M | No change |
| SAND Sandstorm Gold Ltd. | 0.95% | 201,668 | $2.5M | New |
| SCPH Scpharmaceuticals Inc. | 0.93% | 438,355 | $2.5M | New |
| ELME Elme Communities | 0.91% | 143,512 | $2.4M | New |
| SRDX Surmodics Inc. | 0.82% | 72,590 | $2.2M | Reduce -3.4% |
| VACHU Voyager Acquisition Corp. | 0.80% | 200,000 | $2.1M | No change |
| IBAC Ib Acquisition Corp. | 0.79% | 200,000 | $2.1M | No change |
| RSP Invesco S&P 500 Equal Weight | 0.78% | 10,919 | $2.1M | Add +220.1% |
| ALE Allete Inc. | 0.73% | 29,171 | $1.9M | Reduce -25.8% |
| BKT BlackRock Income Trust | 0.72% | 169,404 | $1.9M | New |
| AFBI Affinity Bancshares Inc. | 0.70% | 94,506 | $1.9M | Reduce -24.5% |
| HBI Hanesbrands Inc. | 0.67% | 269,245 | $1.8M | New |
| PVBC Provident Bancorp Inc. | 0.64% | 135,375 | $1.7M | No change |
| LNSR Lensar Inc. | 0.60% | 129,447 | $1.6M | No change |
| CCRN Cross Country Healthcare Inc. | 0.59% | 110,819 | $1.6M | Add +4.0% |
| JACS Jackson Acquisition Co. Class A | 0.59% | 150,000 | $1.6M | No change |
| PELIU Pelican Acquisition Corp. | 0.58% | 150,000 | $1.6M | No change |
| CCIIU Cohen Circle Acquisition Cor | 0.58% | 150,000 | $1.5M | New |
| LCCCU Lakeshore Acquisition III Co. | 0.58% | 150,000 | $1.5M | No change |
| CTLP Cantaloupe Inc. | 0.57% | 143,565 | $1.5M | Add +157.7% |
| OAKU Oak Woods Acquisition Corp. Class A | 0.54% | 120,000 | $1.4M | No change |
| WENNU Wen Acquisition Corp. | 0.52% | 133,016 | $1.4M | No change |
| EMISU Emmis Acquisition Corp. | 0.47% | 125,722 | $1.3M | New |
| PHLT Performant Healthcare Inc. | 0.46% | 159,300 | $1.2M | New |
| WNS WNS Holdings Ltd. filed as WNS HLDGS LTD | 0.46% | 16,139 | $1.2M | New |
| INFA Informatica Inc. Class A | 0.46% | 49,494 | $1.2M | New |
| CCRD Corecard Corp. | 0.45% | 44,101 | $1.2M | New |
| SWZ Total Return Securities Fund | 0.44% | 192,016 | $1.2M | Add +37.8% |
| XSCDX LMP Capital and Income Fund | 0.42% | 72,654 | $1.1M | Add +132.7% |
| MGRM Monogram Technologies Inc. | 0.41% | 185,329 | $1.1M | New |
| SIMAU Sim Acquisition Corp. I | 0.40% | 99,999 | $1.1M | No change |
| BRW Saba Capital Income & Opport | 0.40% | 136,800 | $1.1M | New |
| LPAAU Launch One Acquisition Corp. | 0.40% | 100,000 | $1.1M | No change |
| RDAGU Republic Digital Acquisition | 0.40% | 100,000 | $1.1M | No change |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.39% | 12,013 | $1.0M | New |
| BKHA Black Hawk Acquisition Cor-A | 0.38% | 89,984 | $1.0M | No change |
| CEPO Cantor Equity Partners I-A | 0.37% | 95,254 | $996K | Reduce -16.6% |
| KODK Eastman Kodak Co. | 0.34% | 142,573 | $914K | Add +109.5% |
| PBBK PB Bankshares Inc. | 0.33% | 45,836 | $879K | New |
| SPEGU Silver Pegasus Acquisition C | 0.31% | 80,000 | $814K | New |
| EURK Eureka Acquisition Corp. | 0.30% | 75,000 | $802K | No change |
| XTEAX Tortoise Sust&social Imp Ter | 0.30% | 66,754 | $785K | New |
| XBKNX BlackRock Invest QLTY Muni | 0.29% | 68,823 | $780K | New |
| CCAQU Dune Acquisition Corp. II | 0.29% | 75,000 | $769K | No change |
| CEPF Cantor Equity Partners Class A | 0.29% | 75,000 | $764K | New |
| SPR Spirit Aerosystems Hold Class A | 0.29% | 19,700 | $760K | New |
| FIGXU Figx Capital Acquisition Cor | 0.28% | 75,000 | $756K | No change |
| RITHM PPTY TR INC | 0.26% | 279,692 | $705K | No change |
| CNNE Cannae Holdings Inc. | 0.26% | 38,283 | $701K | New |
| CAEP Cantor Equity Partners III-A | 0.26% | 67,500 | $697K | No change |
| TGNA Tegna Inc. | 0.25% | 32,267 | $656K | New |
| JFR Nuveen Floating Rate Income | 0.24% | 79,506 | $650K | Reduce -81.6% |
| APACU Stonebridge Acquisition II C | 0.24% | 65,000 | $648K | New |
| XJEQX Abrdn Japan Equity Fund Inc. | 0.24% | 79,748 | $628K | Reduce -33.2% |
| TDACU Translational Development Ac | 0.24% | 60,000 | $628K | No change |
| TONT.U Graf Global Corp. | 0.21% | 50,000 | $550K | No change |
| LEGT.U Legato Merger Corp. III | 0.20% | 50,000 | $543K | No change |
| SHMD Schmid Group NV | 0.20% | 184,406 | $521K | No change |
| OBAWU Oxley Bridge Acquisition Ltd. | 0.19% | 50,000 | $502K | No change |
| MPA BlackRock Muniyield Pa Qltyv | 0.18% | 42,938 | $488K | New |
| IMXI International Money Express | 0.18% | 34,675 | $484K | New |
| MAC COPPER LTD | 0.18% | 39,083 | $477K | New |
| CEPT Cantor Equity Partners Class A | 0.18% | 45,000 | $473K | No change |
| SHCO Soho House & Co. Inc. | 0.18% | 53,200 | $471K | New |
| CVAC Curevac NV | 0.16% | 77,380 | $417K | New |
| TOWN Towne Bank | 0.14% | 10,747 | $372K | New |
| HAYMAKER ACQUISITION CORP 4 | 0.13% | 30,000 | $340K | No change |
| WTGUU Wintergreen Acquisition Corp. | 0.13% | 33,400 | $340K | No change |
| XPHDX Pioneer Floating Rate Fund | 0.13% | 34,079 | $339K | New |
| MURA Mural Oncology PLC | 0.13% | 163,954 | $339K | New |
Options reported separately and not counted above: SPY puts ($8.8M), SPY calls ($8.8M).
Other holdings (58): bonds, preferreds, convertibles and warrants · $2.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 97,371 | $720K | Add +77.3% |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | 1,509,965 | $679K | Reduce -13.9% |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 153,706 | $113K | No change |
| VWAVW Visionwave Holdings Inc. | *W EXP 07/14/203 | 255,000 | $105K | New |
| FSHPR Flag Ship Acquisition Corp. | RIGHT 03/31/2026 | 313,955 | $57K | New |
| LPBBW Launch Two Acquisition -29 | *W EXP 10/09/202 | 148,899 | $55K | No change |
| DYCQR DT Cloud Acquisition Cor-RTS | RIGHT 02/14/2029 | 275,000 | $50K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 220,747 | $49K | Reduce -11.6% |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 208,303 | $43K | No change |
| HSPRF Horizon Space Acquisition-RT | RIGHT 12/27/2024 | 250,000 | $40K | No change |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | 144,348 | $35K | Reduce -17.5% |
| OIOWW Esgl Holdings Ltd.-28 | *W EXP 08/02/202 | 300,000 | $33K | No change |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | 120,000 | $32K | No change |
| BKHAR Black Hawk Acquisition C-RTS | RIGHT 06/20/2025 | 17,996 | $31K | No change |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 120,000 | $30K | No change |
| BZAIW Burtech Acquisition -CW23 | *W EXP 01/13/203 | 41,439 | $26K | Reduce -35.1% |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | 133,655 | $24K | Reduce -10.9% |
| RMSGW Real Messenger Corp.-28 | *W EXP 11/19/202 | 350,000 | $20K | No change |
| ONMDW Data Knights Acq Class A -CW28 | *W EXP 11/07/202 | 390,899 | $20K | No change |
| GCLWW GCL Global Holdings-A -CW26 | *W EXP 02/13/203 | 280,000 | $20K | No change |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 74,118 | $19K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 241,490 | $18K | No change |
| EURKR Eureka Acquisition Corp.-RTS | RIGHT 07/03/2026 | 75,000 | $18K | No change |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | 30,164 | $18K | No change |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 250,000 | $17K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 69,768 | $17K | No change |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 990,000 | $17K | No change |
| NXATW K Wave Media Ltd.-28 | *W EXP 05/14/203 | 117,000 | $17K | No change |
| IBACR Ib Acquisition Corp.-RTS | RIGHT 09/28/2026 | 200,000 | $17K | No change |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 153,706 | $16K | No change |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 190,825 | $15K | New |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 232,800 | $14K | No change |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | 57,479 | $13K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 29,291 | $11K | No change |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 225,000 | $11K | No change |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | 1,318,986 | $11K | New |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | 169,404 | $10K | New |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 51,436 | $10K | No change |
| HPAIW Helport AI Ltd. -29 | *W EXP 03/31/202 | 50,000 | $10K | No change |
| SCAGW Scage Future -30 | *W EXP 05/15/203 | 206,250 | $10K | No change |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 87,282 | $9K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 63,393 | $7K | No change |
| COOTW Australian Oilseeds Holdi-29 | *W EXP 03/22/202 | 304,797 | $6K | No change |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 15,000 | $6K | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 93,215 | $5K | No change |
| DSYWW Big Tree Cloud Holdings -29 | *W EXP 05/31/202 | 137,134 | $5K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 114,998 | $4K | No change |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 24,999 | $4K | No change |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 120,000 | $4K | No change |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 65,500 | $4K | No change |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 211,600 | $4K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 325,000 | $3K | No change |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 146,215 | $3K | New |
| ESLAW Tradeup Acquisition Corp.-CW | *W EXP 09/29/202 | 46,485 | $2K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 30,421 | $2K | No change |
| GIBOW Gibo Holdings Ltd.-30 | *W EXP 05/08/203 | 49,999 | $2K | No change |
| MKDWW MKD Tech Inc. -29 | *W EXP 06/10/202 | 100,400 | $1K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 21,486 | $767 | No change |
Total filed on the 13F, all lines: $268.6M.
Portfolio Sells Q2 2025 → Q3 2025
| DNB Dun & Bradstreet Holdings Inc. | Sold out | 0.00% | −4.76 |
| AGS Playags Inc. | Sold out | 0.00% | −2.62 |
| CHX Championx Corp. | Sold out | 0.00% | −2.33 |
| ESGR Enstar Group Ltd. | Sold out | 0.00% | −2.23 |
| BTX BlackRock Tech & Priv Eqty | Sold out | 0.00% | −2.19 |
| BPMC Blueprint Medicines Corp. | Sold out | 0.00% | −2.11 |
| EVRI Everi Holdings Inc. | Sold out | 0.00% | −1.92 |
| AZEK The Azek Co. Inc. | Sold out | 0.00% | −1.89 |
| HES Hess Corp. | Sold out | 0.00% | −1.78 |
| TGI Triumph Group Inc. | Sold out | 0.00% | −1.75 |
| WBA Walgreens Boots Alliance Inc. | Sold out | 0.00% | −1.41 |
| RDUS Radius Recycling Inc. Class A | Sold out | 0.00% | −1.32 |
| ANSS Ansys Inc. | Sold out | 0.00% | −1.28 |
| FSHPU Flag Ship Acquisition Corp. | Sold out | 0.00% | −1.23 |
| JFR Nuveen Floating Rate Income | Reduce -81.6% | 0.24% | −1.11 |
| RDFN Redfin Corp. | Sold out | 0.00% | −1.09 |
| ICAD Icad Inc. | Sold out | 0.00% | −1.06 |
| BRDG Bridge Investment Grp HDS-A | Sold out | 0.00% | −1.01 |
| NVEE NV5 Global Inc. | Sold out | 0.00% | −1.00 |
| SKX Skechers USA Inc. Class A | Sold out | 0.00% | −0.99 |
| MAG Mag Silver Corp. | Sold out | 0.00% | −0.91 |
| SWTX Springworks Therapeutics Inc. | Sold out | 0.00% | −0.91 |
| CRF Cornerstone Total Return | Reduce -19.9% | 4.82% | −0.90 |
| FL Foot Locker Inc. | Sold out | 0.00% | −0.89 |
| BHK BlackRock Core Bond Trust | Sold out | 0.00% | −0.77 |
| SSBK Southern States Bancshares | Sold out | 0.00% | −0.69 |
| SAGE Sage Therapeutics Inc. | Sold out | 0.00% | −0.62 |
| EMCGF Embrace Change Acquisition C | Sold out | 0.00% | −0.61 |
| UCFI CN Healthy Food Tech Group C | Sold out | 0.00% | −0.60 |
| JNPR Juniper Networks Inc. | Sold out | 0.00% | −0.60 |
| THRD Third Harmonic Bio Inc. | Sold out | 0.00% | −0.59 |
| PARAA Paramount Global Class B | Sold out | 0.00% | −0.56 |
| XJQCX Nuveen Credit Strategies Inc. | Sold out | 0.00% | −0.51 |
| OPOF Old Point Financial Corp. | Sold out | 0.00% | −0.47 |
| EBTC Enterprise Bancorp Inc. | Sold out | 0.00% | −0.44 |
| CLM Cornerstone Strategic Invest | Reduce -14.7% | 3.18% | −0.43 |
| DAN Dana Inc. | Sold out | 0.00% | −0.42 |
| HDRN Hadron Energy Inc. | Reduce -8.3% | 6.37% | −0.37 |
| CPRI Capri Holdings Ltd. | Sold out | 0.00% | −0.29 |
| ESSA Essa Bancorp Inc. | Sold out | 0.00% | −0.28 |
| VPV Invesco Pa Val Muni Inc. | Sold out | 0.00% | −0.22 |
| K Kellanova | Reduce -10.1% | 3.42% | −0.22 |
| ALE Allete Inc. | Reduce -25.8% | 0.73% | −0.21 |
| INMD Inmode Ltd. | Sold out | 0.00% | −0.16 |
| AFBI Affinity Bancshares Inc. | Reduce -24.5% | 0.70% | −0.15 |
| BROOKLINE BANCORP INC | Sold out | 0.00% | −0.15 |
| AITR AI Transportation Acquisitio | Sold out | 0.00% | −0.14 |
| HFRO Highland Opport & Income | Reduce -82.6% | 0.04% | −0.14 |
| CEPO Cantor Equity Partners I-A | Reduce -16.6% | 0.37% | −0.13 |
| FFNW First Financial Northwest | Sold out | 0.00% | −0.12 |
Portfolio Buys Q2 2025 → Q3 2025
| GTLS Chart Industries Inc. | New | 4.08% | +4.08 |
| VRNA Verona Pharma Ltd. | New | 3.95% | +3.95 |
| IPG Interpublic Group of Cos Inc. | Add +519.2% | 3.84% | +3.30 |
| EMO Clearbridge Energy Midstream | New | 2.04% | +2.04 |
| AVDX Avidxchange Holdings Inc. | Add +245.5% | 2.75% | +1.98 |
| LBRDA Liberty Broadband-A | Add +863.4% | 2.25% | +1.89 |
| UTF Cohen & Steers Infrastructur | New | 1.88% | +1.88 |
| GTERU Globa Terra Acquisition Corp. | New | 1.83% | +1.83 |
| CYBR Cyberark Software Ltd./Israel | New | 1.79% | +1.79 |
| ARIS WATER SOLUTIONS INC-A | New | 1.69% | +1.69 |
| NSC Norfolk Southern Corp. | New | 1.67% | +1.67 |
| VBTX Veritex Holdings Inc. | New | 1.60% | +1.60 |
| BIT BlackRock Multi-Sector Inc. | New | 1.54% | +1.54 |
| ETNB 89BIO Inc. | New | 1.39% | +1.39 |
| BFIN Bankfinancial Corp. | New | 1.22% | +1.22 |
| SCS Steelcase Inc. Class A | New | 1.15% | +1.15 |
| SAND Sandstorm Gold Ltd. | New | 0.95% | +0.95 |
| SCPH Scpharmaceuticals Inc. | New | 0.93% | +0.93 |
| ELME Elme Communities | New | 0.91% | +0.91 |
| CHINA FUND INC | Add +449.8% | 1.05% | +0.90 |
| BKT BlackRock Income Trust | New | 0.72% | +0.72 |
| HBI Hanesbrands Inc. | New | 0.67% | +0.67 |
| CCIIU Cohen Circle Acquisition Cor | New | 0.58% | +0.58 |
| HONE Harborone Bancorp Inc. | Add +50.8% | 1.30% | +0.57 |
| RSP Invesco S&P 500 Equal Weight | Add +220.1% | 0.78% | +0.55 |
| EMISU Emmis Acquisition Corp. | New | 0.47% | +0.47 |
| PHLT Performant Healthcare Inc. | New | 0.46% | +0.46 |
| WNS WNS Holdings Ltd. | New | 0.46% | +0.46 |
| INFA Informatica Inc. Class A | New | 0.46% | +0.46 |
| CCRD Corecard Corp. | New | 0.45% | +0.45 |
| MGRM Monogram Technologies Inc. | New | 0.41% | +0.41 |
| BRW Saba Capital Income & Opport | New | 0.40% | +0.40 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | New | 0.39% | +0.39 |
| PPLI People Inc. | Add +24.8% | 2.86% | +0.38 |
| CTLP Cantaloupe Inc. | Add +157.7% | 0.57% | +0.34 |
| PBBK PB Bankshares Inc. | New | 0.33% | +0.33 |
| SPEGU Silver Pegasus Acquisition C | New | 0.31% | +0.31 |
| XTEAX Tortoise Sust&social Imp Ter | New | 0.30% | +0.30 |
| XBKNX BlackRock Invest QLTY Muni | New | 0.29% | +0.29 |
| CEPF Cantor Equity Partners Class A | New | 0.29% | +0.29 |
| SPR Spirit Aerosystems Hold Class A | New | 0.29% | +0.29 |
| CNNE Cannae Holdings Inc. | New | 0.26% | +0.26 |
| TGNA Tegna Inc. | New | 0.25% | +0.25 |
| XSCDX LMP Capital and Income Fund | Add +132.7% | 0.42% | +0.24 |
| APACU Stonebridge Acquisition II C | New | 0.24% | +0.24 |
| KODK Eastman Kodak Co. | Add +109.5% | 0.34% | +0.20 |
| MPA BlackRock Muniyield Pa Qltyv | New | 0.18% | +0.18 |
| IMXI International Money Express | New | 0.18% | +0.18 |
| MAC COPPER LTD | New | 0.18% | +0.18 |
| SHCO Soho House & Co. Inc. | New | 0.18% | +0.18 |
Options Activity Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -1.5% | 13,200 | $8.8M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -1.5% | 13,200 | $8.8M |
| LBRDA Liberty Broadband-A | call | Sold out | 54,000 | $5.3Mbefore exit |
| K Kellanova | put | Sold out | 12,500 | $994Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | Add +77.3% | 97,371 | $720K |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | Reduce -13.9% | 1,509,965 | $679K |
| VWAVW Visionwave Holdings Inc. | *W EXP 07/14/203 | New | 255,000 | $105K |
| FSHPR Flag Ship Acquisition Corp. | RIGHT 03/31/2026 | New | 313,955 | $57K |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | Reduce -11.6% | 220,747 | $49K |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | Sold out | 150,000 | $44Kbefore exit |
| JVSAR Jvspac Acquisition Corp.-RTS | RIGHT 11/26/2026 | Sold out | 49,599 | $43Kbefore exit |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | Reduce -17.5% | 144,348 | $35K |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | Sold out | 287,500 | $33Kbefore exit |
| EMCRF Embrace Change Acq-Rights | RIGHT 10/25/2026 | Sold out | 235,000 | $27Kbefore exit |
| BZAIW Burtech Acquisition -CW23 | *W EXP 01/13/203 | Reduce -35.1% | 41,439 | $26K |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | Reduce -10.9% | 133,655 | $24K |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | Sold out | 150,000 | $18Kbefore exit |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | New | 190,825 | $15K |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 166,110 | $12Kbefore exit |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | New | 1,318,986 | $11K |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | Sold out | 200,000 | $10Kbefore exit |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | New | 169,404 | $10K |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | Sold out | 95,000 | $7Kbefore exit |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | Sold out | 35,000 | $5Kbefore exit |
| EMCWF Embrace Change Acquisitio-26 | *W EXP 10/25/202 | Sold out | 235,000 | $5Kbefore exit |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | Sold out | 189,400 | $3Kbefore exit |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | New | 146,215 | $3K |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | Sold out | 76,843 | $2Kbefore exit |
| RIVERNORTH CAPITAL AND INCOM | RIGHT 07/07/2025 | Sold out | 24,175 | $1Kbefore exit |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | Sold out | 143,749 | $14before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 145 | $337.6M | GIXXU, HYT, BLD, SSACU, KVUE |
| Q1 2026 | 146 | $339.9M | HYT, GIXXU, HOLX, SSACU, GTLS |
| Q4 2025 | 135 | $294.4M | GTLS, DAY, GIW, EA, FYBR |
| Q3 2025 | 121 | $266.0M | HDRN, CRF, GTLS, VRNA, IPG |
| Q2 2025 | 124 | $269.8M | HDRN, CRF, DNB, K, CLM |
| Q1 2025 | 120 | $244.7M | HDRN, HES, CHX, K, SPY |
| Q4 2024 | 127 | $251.0M | GIGGU, SPY, HES, K, OBDE |
| Q3 2024 | 135 | $256.2M | GIGGU, SWN, HES, ZTR, AXONICS INC |
| Q2 2024 | 130 | $250.7M | ETRN, LSXMK, PPLI, MONTEREY CAP ACQUISITION COR, AXONICS INC |
| Q1 2024 | 147 | $285.3M | PXD, PPLI, ZTR, SRG, AEL |