Yakira Capital Management, Inc.

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Yakira Capital Management, Inc. reported 135 stock positions worth $256.2 million. Its top holding was GIGCAPITAL7 (GIGGU) at 7.2% of the portfolio, followed by Southwestern Energy (SWN, 3.8%) and Hess (HES, 2.9%). Compared with Q2 2024, it opened 47 new positions, sold out of 41, added to 17 and reduced 18. The biggest buy was a new position in GIGCAPITAL7 (GIGGU) and the biggest sale an exit from Equitrans Midstream (ETRN).

Most Recent 13F
Q2 2026
Location
Westport, CT
CIK
0001584639
Portfolio Value
$256.2M (Q3 2024)
SEC Filing
0001420506-24-002322 ↗ filed Nov 13, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $285.3M Q1 2024 Q2 2024: $250.7M Q2 2024 Q3 2024: $256.2M $256.2M Q3 2024 Q4 2024: $251.0M Q4 2024 Q1 2025: $244.7M Q1 2025 Q2 2025: $269.8M Q2 2025 Q3 2025: $266.0M Q3 2025 Q4 2025: $294.4M Q4 2025 Q1 2026: $339.9M Q1 2026 Q2 2026: $337.6M Q2 2026

Holdings 135 stocks · $256.2M
GIGGU GIGCAPITAL7 Inc. 7.20% 1,851,300 $18.5M New
SWN Southwestern Energy Co. 3.81% 1,374,440 $9.8M Add +69.1%
HES Hess Corp. 2.88% 54,416 $7.4M Add +109.2%
ZTR Virtus Total Return Fund Inc. 2.77% 1,146,561 $7.1M Reduce -1.9%
AXONICS INC 2.71% 99,909 $7.0M No change
BRAC Broad Capital Acquisition Co. 2.56% 571,850 $6.6M No change
NVEI Nuvei Corp.-Subordinate VTG 2.50% 192,273 $6.4M Add +48.8%
HTLF Heartland Financial USA Inc. 2.47% 111,489 $6.3M Add +84.9%
FRLA Fortune Rise Acquisition Cor 2.43% 547,938 $6.2M No change
AAN The Aaron's Co. Inc. filed as THE AARONS COMPANY INC 2.16% 556,999 $5.5M Add +729.6%
PPLI People Inc. filed as IAC INC 2.13% 101,316 $5.5M Reduce -44.4%
ACI Albertsons Cos Inc. Class A 1.99% 275,628 $5.1M Add +232.3%
CHX Championx Corp. 1.98% 167,990 $5.1M Add +51.0%
HAYN Haynes International Inc. 1.91% 82,297 $4.9M Add +77.5%
RFAIU RF Acquisition Corp. II 1.84% 459,866 $4.7M No change
NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) filed as NEW MTN FIN CORP 1.78% 4,500,000 $4.6M No change
AY Atlantica Sustainable Infras 1.72% 200,232 $4.4M New
PCF High Income Securities Fund 1.67% 627,416 $4.3M Add +1430.5%
SRG Seritage Growth Prop- A 1.67% 917,863 $4.3M No change
MCAA Mountain & Co. I Acquisition 1.60% 350,000 $4.1M No change
X United States Steel Corp. 1.55% 112,453 $4.0M Reduce -27.3%
PETQ Petiq Inc. 1.44% 119,755 $3.7M New
HCP Hashicorp Inc. Class A 1.44% 108,652 $3.7M Add +520.9%
SRCL Stericycle Inc. 1.36% 57,000 $3.5M New
PRFT Perficient Inc. 1.33% 45,274 $3.4M New
GLLI Globalink Investment Inc. 1.33% 300,000 $3.4M No change
CLRCF Climaterock Class A 1.29% 285,819 $3.3M No change
FSHPU Flag Ship Acquisition Corp. 1.24% 313,955 $3.2M Reduce -0.0%
CLM Cornerstone Strategic Invest 1.22% 407,320 $3.1M Add +4.9%
TBMC Trailblazer Merger Corp. I 1.20% 278,848 $3.1M No change
RFAC RF Acquisition Corp. Class A 1.17% 265,000 $3.0M No change
DYCQU DT Cloud Acquisition Corp. 1.13% 275,000 $2.9M No change
JNPR Juniper Networks Inc. 1.10% 72,607 $2.8M No change
HSPOF Horizon Space Acquisition I 1.09% 250,000 $2.8M No change
AFBI Affinity Bancshares Inc. 1.08% 129,035 $2.8M Add +35.2%
XMUIX BlackRock Municipal Income 1.07% 218,624 $2.8M New
ESHA Esh Acquisition Corp. Class A 1.04% 250,000 $2.7M No change
RCM R1 RCM Inc. 1.02% 184,223 $2.6M New
ESGR Enstar Group Ltd. 0.98% 7,835 $2.5M New
KVAUF Keen Vision Acquisition Corp. 0.98% 232,800 $2.5M No change
BALY Bally's Corp. 0.79% 117,357 $2.0M New
IBAC Ib Acquisition Corp. 0.78% 200,000 $2.0M No change
VACHU Voyager Acquisition Corp. 0.78% 200,000 $2.0M New
CTLT Catalent Inc. 0.78% 32,857 $2.0M New
TMTC TMT Acquisition Corp. Class A 0.77% 175,000 $2.0M No change
VSTO Vista Outdoor Inc. 0.74% 48,540 $1.9M Reduce -1.0%
ENLC Enlink Midstream LLC 0.74% 130,599 $1.9M New
K Kellanova 0.72% 22,750 $1.8M New
IROHU Iron Horse Acquisitions Corp. 0.62% 153,706 $1.6M No change
EMCGF Embrace Change Acquisition C 0.61% 135,000 $1.6M No change
HMNF HMN Financial Inc. 0.60% 55,495 $1.5M Add +6.3%
GODN Golden Star Acquisition Corp. 0.59% 137,500 $1.5M No change
AGS Playags Inc. 0.58% 131,382 $1.5M New
SRDX Surmodics Inc. 0.53% 35,000 $1.4M New
SIRI Sirius XM Holdings Inc. 0.52% 56,835 $1.3M New
OAKU Oak Woods Acquisition Corp. Class A 0.52% 120,000 $1.3M New
STER Sterling Check Corp. 0.51% 78,397 $1.3M Reduce -34.9%
EDR Endeavor Group Hold Class A 0.45% 40,752 $1.2M Reduce -56.3%
TBNK Territorial Bancorp Inc. 0.45% 111,247 $1.2M Add +103.8%
CONSOLIDATED COMM HLDGS INC 0.45% 248,329 $1.2M Reduce -17.6%
VGR Vector Group Ltd. 0.44% 75,060 $1.1M New
BUJA Bukit Jalil Global Acquisiti 0.43% 100,000 $1.1M No change
JVSA Jvspac Acquisition Corp. Class A 0.40% 100,000 $1.0M No change
EQC Equity Commonwealth 0.40% 51,200 $1.0M New
SIMAU Sim Acquisition Corp. I 0.39% 100,000 $1.0M New
LPAAU Launch One Acquisition Corp. 0.39% 100,000 $1.0M New
KTF DWS Municipal Income Trust 0.39% 100,004 $997K Reduce -77.7%
AVK Advent Convert & Income 0.39% 84,189 $988K New
BKHAU Black Hawk Acquisition Corp. 0.37% 89,984 $942K No change
ALE Allete Inc. 0.37% 14,667 $941K New
SEG Seaport Entertainment Group 0.36% 34,000 $932K New
RITHM PPTY TR INC filed as GREAT AJAX CORP 0.36% 279,692 $931K Reduce -29.6%
BOWNU Bowen Acquisition Corp. 0.36% 84,479 $924K No change
FTF Franklin Ltd. Dur Inc. TR 0.35% 132,784 $886K Reduce -54.0%
XTPZX Tortoise Power & Enrgy Infra 0.33% 47,226 $855K New
IFN Aberdeen India Fund Inc. 0.33% 44,200 $841K Reduce -19.9%
AMED Amedisys Inc. 0.32% 8,595 $830K Reduce -62.0%
EURKU Eureka Acquisition Corp. 0.30% 75,000 $767K New
NEW AMERICA HIGH INCOME FUND 0.29% 89,156 $743K New
CONTEXTLOGIC INC - A 0.29% 135,729 $740K Add +21.0%
MGRC McGrath Rentcorp 0.28% 6,861 $722K Reduce -79.8%
XRSFX Rivernorth Capital & Income 0.28% 45,936 $707K Reduce -8.7%
ICCH Icc Holdings Inc. filed as ICC HLDGS INC 0.27% 30,000 $688K No change
PWSC Powerschool Holdings Inc. Class A 0.27% 30,014 $685K New
EXAI Exscientia Ltd. 0.26% 135,228 $660K New
QETAU Quetta Acquisition Corp. 0.24% 60,000 $628K No change
IGI Western Asst Inv GR Oppor TR 0.23% 32,615 $587K New
ENV Envestnet Inc. 0.23% 9,295 $582K New
INBX Inhibrx Biosciences Inc. 0.22% 36,195 $567K New
ALCUF Alchemy Investments Acquisit 0.21% 50,000 $547K No change
VPV Invesco Pa Val Muni Inc. 0.21% 47,476 $537K New
LEGT.U Legato Merger Corp. III 0.20% 50,000 $513K No change
TONT.U Graf Global Corp. 0.20% 50,000 $502K No change
CMRX Chimerix Inc. 0.18% 508,389 $473K No change
MX Magnachip Semiconductor Corp. 0.18% 98,700 $461K No change
SHCR Sharecare Inc. 0.17% 300,000 $426K New
BATL Battalion Oil Corp. 0.17% 63,613 $424K No change
MRO Marathon Oil Corp. 0.17% 15,909 $424K New
INFN Infinera Corp. 0.16% 59,400 $401K Add +37.8%
NORTHVIEW ACQUISITION CORP 0.16% 34,012 $398K No change
PFF iShares Preferred & Income S 0.15% 11,540 $383K New
AITRU AI Transportation Acquisitio 0.15% 35,000 $373K No change
HAYMAKER ACQUISITION CORP 4 0.12% 30,000 $320K No change
BABA Alibaba Group Holding-SP ADR 0.12% 2,975 $316K No change
BOOM DMC Global Inc. 0.12% 24,100 $313K No change
SHMD Schmid Group NV 0.12% 86,882 $310K No change
ITI Iteris Inc. 0.11% 41,162 $294K New
SCYX Scynexis Inc. 0.11% 189,802 $283K Add +3.9%
LGF.B Lions Gate Entertainment-B 0.11% 39,964 $277K New
GDO Western Ast GLB Corp. Opprnty 0.10% 19,983 $257K New
XNDPX Tortoise Energy Independence 0.10% 6,632 $250K New
KSM DWS Strategic Municipal Inc. 0.10% 24,438 $249K New
HERZ Herzfeld Credit Income Fund 0.09% 105,123 $238K Reduce -43.3%
MNTX Manitex International Inc. 0.09% 42,001 $236K New
FORL Four Leaf Acquisition Cor-A 0.09% 21,486 $235K No change
EHI Western Asset Global High Inc. 0.07% 24,713 $172K New
ACP Abrdn Income Credit Strat 0.06% 21,417 $142K New
TBPH Theravance Biopharma Inc. 0.05% 15,122 $122K No change
XAGDX Abrdn GLBL DYNM Divid 0.04% 10,315 $110K No change
IVAC Intevac Inc. 0.03% 22,243 $76K No change
GAN Gan Ltd. 0.03% 39,133 $69K Reduce -33.8%
CONNECTM TECHNOLOGY SOLUTION 0.03% 55,856 $64K New
BURTECH ACQUISITION CORP 0.02% 257,309 $51K No change
TRUGOLF HLDGS INC 0.02% 47,379 $45K No change
DIH HLDG US INC 0.01% 13,936 $26K Reduce -31.9%
CTOR Citius Oncology Inc. 0.01% 15,499 $22K New
NORTHVIEW ACQUISITION CORP 0.01% 495,899 $19K No change
PSIG PS International Group Ltd. filed as PS INTL GROUP LTD 0.01% 15,658 $13K New
HWH INTL INC 0.00% 13,436 $12K No change
AIEV Thunder Power Holdings Inc. 0.00% 20,178 $9K No change
SVUHF Srivaru Holding Ltd. 0.00% 75,440 $6K No change
NUKKLEUS INC 0.00% 14,263 $4K No change
NMHI Nature's Miracle California 0.00% 24,443 $3K No change
NCNCF Noco-Noco Inc. 0.00% 15,949 $2K No change
ABPWW Atlantic Coastal Aqstn Corp. 0.00% 50,000 $2K No change

Options reported separately and not counted above: SPY calls ($10.3M), SPY puts ($10.3M).

Other holdings (128): bonds, preferreds, convertibles and warrants · $1.7M (not counted above)
SecurityClassShares / PrincipalValueChange
SEAPORT ENTERTAINMENT GR-RTS RIGHT 10/10/2024 34,000$100KNew
ALSTF Alpha Star Acq Corp. - Rights RIGHT 12/13/2026 729,834$78KReduce -0.0%
IGTAR Inception Growth Acq Ltd. -RT RIGHT 12/08/2026 595,782$77KNo change
ABLLW East Resources Acquis -CW27 *W EXP 06/30/202 42,399$72KNo change
NOVVR Nova Vision Acquisition-RTS RIGHT 99/99/9999 242,266$59KReduce -30.0%
WTMAR Welsbach Tech Metals Acq -RT RIGHT 12/22/2026 348,200$50KNo change
GODNR Golden Star Acquisitio-Right RIGHT 03/30/2025 127,500$45KReduce -7.3%
BRACR Broad Capital Acquis-Right RIGHT 01/10/2027 435,800$44KNo change
TMTCR TMT Acquisition Corp.-RT RIGHT 03/27/2028 160,000$44KNo change
NVACR Northview Acquisition Co.-RTS RIGHT 99/99/9999 842,740$43KNo change
GDSTR Goldenstone Acquisitio-Right RIGHT 07/15/2026 225,000$43KNo change
TBMCR Trailblazer Merger Corp.-RTS RIGHT 04/21/2028 239,250$38KReduce -14.3%
MARXR Mars Acquisition Corp.-Rights RIGHT 99/99/9999 150,000$38KNo change
RFACR RF Acquisition Corp.- Rights RIGHT 05/01/2028 300,000$36KNo change
SBCWW Pono Capital Two Inc. -27 *W EXP 09/17/202 218,303$33KReduce -3.0%
CSLRF Consilium Acquisition -Right RIGHT 99/99/9999 190,000$32KNo change
KACRF Kairous Acquisition Corp.-RTS RIGHT 09/15/2026 450,000$32KNo change
VGASW Cenaq Energy Corp. Class A -CW27 *W EXP 02/15/202 147,012$31KNo change
GLLIR Globalink Investment Inc.-RTS RIGHT 12/06/2026 250,000$30KNo change
OAKUR Oak Woods Acquisition Cor-RT RIGHT 03/23/2028 120,000$29KNo change
CLRRF Climaterock -RTS RIGHT 10/31/2028 287,500$29KNo change
ESHAR Esh Acquisition Corp. - Right RIGHT 06/13/2028 249,793$28KNo change
JVSAR Jvspac Acquisition Corp.-RTS RIGHT 11/26/2026 100,000$27KNo change
BNIXR Bannix Acquisition Corp.-RTS RIGHT 07/31/2026 300,000$27KNo change
EMCRF Embrace Change Acq-Rights RIGHT 10/25/2026 235,000$26KNo change
HSPRF Horizon Space Acquisition-RT RIGHT 12/27/2024 250,000$26KNo change
ECD AUTOMOTIVE DESIGN INC *W EXP 12/12/202 990,000$24KNo change
IGTAW Inception Growth Acq -23 *W EXP 10/15/202 393,848$24KNo change
SDAWW Suncar Technology Group -28 *W EXP 05/17/202 93,215$21KNo change
SLND.WS Legato Merger Corp. II -CW23 *W EXP 02/14/202 51,436$19KNo change
IBACR Ib Acquisition Corp.-RTS RIGHT 09/28/2026 200,000$19KNo change
DISTR Distoken Acquisition Corp. RIGHT 99/99/9999 150,000$18KNo change
BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 241,490$18KNo change
GLSTR Global Star Acquisition-RTS RIGHT 99/99/9999 130,000$17KNo change
BUJAR Bukit Jalil Global Acquisiti RIGHT 12/30/2024 100,000$16KNo change
NOVVW Nova Vision Acquisit -CW28 *W EXP 12/31/202 350,000$16KNo change
ONMDW Data Knights Acq Class A -CW28 *W EXP 11/07/202 416,300$14KNo change
DHAIW Aurora Technology Acquis -28 *W EXP 04/20/202 325,000$13KNo change
OPTXW Omnilit Acquisition Class A -23 *W EXP 99/99/999 157,596$11KNo change
EONR.WS HNR Acquisition Corp. -CW23 *W EXP 11/15/202 225,000$11KNo change
ALSWF Alpha Star Acquisition -CW23 *W EXP 12/13/202 739,444$11KNo change
MSSRF Metal SKY Star Acquisi-Right RIGHT 12/31/2025 200,000$11KNo change
RDZNW Vahanna Tech Edge -CW24 *W EXP 11/30/202 124,999$10KNo change
EGUVF Evergreen Corporation -CW27 *W EXP 02/08/202 325,500$10KNo change
TLGWF TLGY Acquisition Corp. -23 *W EXP 11/09/202 204,999$9KNo change
EVEX.WS Eve Holdng Inc. -CW25 *W EXP 05/09/202 78,718$9KNo change
DUETW Duet Acquisition Corp. -27 *W EXP 07/19/202 373,700$9KNo change
CYCUW Cycurion Inc.-CW27 *W EXP 02/13/203 400,000$9KNo change
VSEEW Digital Health Acquist-CW23 *W EXP 99/99/999 211,600$8KNo change
GLLIW Globalink Investment -CW23 *W EXP 12/03/202 300,000$8KNo change
EUDAW 8I Acquisition 2 Corp. -CW22 *W EXP 11/22/202 87,282$8KNo change
RFACW RF Acquisition Corp.-CW27 *W EXP 05/01/202 300,000$8KNo change
HHGCR HHG Capital Corp.-RTS RIGHT 02/25/2026 124,722$7KNo change
AILWQ Arrowroot Acquisition -CW26 *W EXP 04/16/202 27,955$7KNo change
CSLWF Consilium Acquisition -27 *W EXP 99/99/999 58,999$7KNo change
TETWF Technology & Telecommuni -27 *W EXP 04/15/202 350,363$7KNo change
FRLAW Fortune Rise Acquisit -CW23 *W EXP 12/06/202 273,979$7KNo change
VSACW Vision Sensing Acq -CW23 *W EXP 99/99/999 268,354$7KNo change
ZOOZW Zooz Strategy Ltd.-29 *W EXP 04/02/202 150,004$7KNo change
GDSTW Goldenstone Acquisitio -CW23 *W EXP 07/15/202 225,000$7KNo change
BENFW Beneficient Co. Group -28 *W EXP 06/07/202 749,999$6KNo change
BTMWQ Bitcoin Depot Inc.-CW23 *W EXP 06/30/202 125,000$6KNo change
BNIXW Bannix Acquisition Corp.-CW23 *W EXP 07/31/202 300,000$6KNo change
FASWF Stonebridge Acquisition-CW23 *W EXP 04/02/202 31,500$6KReduce -27.6%
MSAIW Sportsmap Tech Acq -CW27 *W EXP 12/19/202 149,998$6KNo change
HSPWF Horizon Space Acquisition-28 *W EXP 12/27/202 250,000$6KNo change
CXAIW Kins Tech Group Class A -CW25 *W EXP 99/99/999 21,335$5KNo change
SMNRW Denali Capital Acq-CW27 *W EXP 99/99/999 95,000$5KNo change
FTIIW Futuretech II Acq -CW27 *W EXP 08/18/202 200,000$5KNo change
HPAIW Helport AI Ltd. -29 *W EXP 03/31/202 50,000$5KNew
OCEAW Aesther Healthcare Acq -CW23 *W EXP 02/14/202 95,209$5KNo change
DSYWW Big Tree Cloud Holdings -29 *W EXP 05/31/202 137,134$5KNo change
COOTW Australian Oilseeds Holdi-29 *W EXP 03/22/202 304,797$4KNo change
FNVWF Finnovate Acquisition -CW23 *W EXP 09/30/202 206,250$4KNo change
ESLAW Tradeup Acquisition Corp.-CW *W EXP 09/29/202 46,485$4KNo change
SABSW Sab Biotherapeutics Inc. Class W *W EXP 10/22/202 108,485$4KNo change
MLECW Moolec Science SA *W EXP 12/30/202 97,474$4KNo change
SLXNW Biomotion Sciences-CW29 *W EXP 08/15/202 75,000$4KNew
GRDIW Griid Infrastructure Inc.-28 *W EXP 12/29/202 112,500$4KNo change
REVBW Revelation Biosc -CW27 *W EXP 01/10/202 246,884$4KNo change
DISTW Distoken Acquisition Corp.-28 *W EXP 11/30/202 150,000$4KNo change
AENTW Adara Acquisition Class A -CW26 *W EXP 02/11/202 50,000$3KNo change
ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 133,300$3KNo change
EMCWF Embrace Change Acquisitio-26 *W EXP 10/25/202 235,000$3KNo change
SVUWF Srivaru Holding Ltd.-28 *W EXP 12/08/202 225,000$3KNo change
OIOWW Esgl Holdings Ltd.-28 *W EXP 08/02/202 300,000$3KNo change
LVWR.WS Livewire Group Inc.-27 *W EXP 09/26/202 36,622$3KNo change
OAKUW Oak Woods Acquisition -28 *W EXP 99/99/999 120,000$3KNew
CLRWF Climaterock Class A -27 *W EXP 99/99/999 143,749$3KNo change
ABVWF Above Food Ingredients- 29 *W EXP 06/28/202 175,000$3KNew
CRMLW Critical Metals Corp.-28 *W EXP 02/27/202 12,499$3KNo change
APLMW Apollomics Inc.-27 *W EXP 04/01/202 362,364$3KNo change
OPFI.WS Oppfi Inc. -CW26 *W EXP 07/20/202 12,993$3KNo change
GLSTW Global Star Acquisition-27 A *W EXP 07/15/202 130,000$3KNo change
NMHIW Nature's Miracle Cali - 29 *W EXP 02/15/202 175,000$3KNo change
WESTERN ASSET GLOBAL HIGH-RT RIGHT 10/08/2024 233,705$3KNew
HYAC.WS Haymaker Acquisition Corp.-28 *W EXP 05/31/202 15,000$2KNo change
MKDWW MKD Tech Inc. -29 *W EXP 06/10/202 100,400$2KNew
GDEV INC *W EXP 99/99/999 50,500$2KNo change
BYNOW Bynordic Acquisition -CW27 *W EXP 07/01/202 29,634$2KNo change
CDTTW Murphy Canyon Acq-CW27 *W EXP 09/22/202 125,000$2KNo change
RBOT.WS Vicarious Surgical Inc.-CW27 *W EXP 09/17/202 44,085$2KNo change
KACWF Kairous Acquisition -23 *W EXP 09/15/202 224,999$2KNo change
ROCLW Roth CH Acquisition V -CW23 *W EXP 12/10/202 37,500$2KNo change
MSSWF Metal SKY Star Acq -CW27 *W EXP 03/31/202 200,000$2KNo change
ADVENT CONVERTIBLE AND INCOM RIGHT 10/17/2024 84,189$2KNew
BHACW Crixus BH3 Acquisition -CW26 *W EXP 99/99/999 39,999$2KNo change
ZPTAW Zapata Computing Hol- CW23 *W EXP 02/14/202 44,499$2KNo change
BUJAW Bukit Jalil Global Acquis-28 *W EXP 12/30/202 49,999$2KNo change
CEPTON INC *W EXP 06/01/202 115,434$1KNo change
BSLKW Golden Arrow Merger A -CW26 *W EXP 08/13/202 28,333$1KNew
CHEER HLDG INC *W EXP 02/13/202 372,000$1KNo change
PRCWF Procaps Group SA -CW26 *W EXP 09/29/202 37,379$1KNo change
RMCOW American Acq Class A -CW26 *W EXP 10/31/202 94,809$996No change
FORLW Four Leaf Acquisition Cor-28 *W EXP 03/15/202 21,486$988No change
PBMWW Psyence Biomedical Ltd. *W EXP 01/22/202 76,843$968No change
DPCSW DP Cap Acquisition A -CW23 *W EXP 11/08/202 50,000$925No change
DFNSW T3 Defense Inc.-CW28 *W EXP 12/22/202 98,110$912No change
HUBCW Hub Cyber Security Ltd.-28 *W EXP 02/27/202 62,302$891No change
ZCARW Zoomcar Holdings Inc. *W EXP 05/31/202 49,949$859No change
TVGNW Semper Paratus Acqu -CW26 *W EXP 02/14/202 65,500$845No change
SMXWW SMX Security Matters PLC-28 *W EXP 03/07/202 89,999$810No change
HHGCW HHG Capital Corp. -CW27 *W EXP 02/25/202 125,000$725No change
LFLYW Merida Merger Corp. I -CW26 *W EXP 02/04/202 17,053$563Reduce -22.7%
NCNWF Prime Number Holding Ltd.-28 *W EXP 08/25/202 63,800$546No change
HOVRW Pono Capital Three Inc.-A-28 *W EXP 02/14/202 39,291$483No change
LGHLW Lion Group Holding Ltd.-CW26 *W EXP 06/16/202 44,558$405No change
CEROW Phoenix Biotech Acq -CW26 *W EXP 02/13/202 49,999$255No change

Total filed on the 13F, all lines: $257.9M.

Portfolio Sells Q2 2024 → Q3 2024
ETRN Equitrans Midstream Corp. Sold out 0.00% −4.88
LSXMK Liberty Media Corp.-Liber-New Sold out 0.00% −3.79
MONTEREY CAP ACQUISITION COR Sold out 0.00% −2.80
ALSAF Alpha Star Acquisition Corp. Sold out 0.00% −2.48
FSD First Trust High Income Long Sold out 0.00% −2.04
NWLI National Western Life Grou-A Sold out 0.00% −1.78
WELSBACH TECH METALS ACQU CO Sold out 0.00% −1.73
NOVV Nova Vision Acquisition Sold out 0.00% −1.59
KTF DWS Municipal Income Trust Reduce -77.7% 0.39% −1.30
PPLI People Inc. Reduce -44.4% 2.13% −1.28
CERE Cerevel Therapeutics Holding Sold out 0.00% −1.20
MGRC McGrath Rentcorp Reduce -79.8% 0.28% −1.16
MACA Moringa Acquisition Corp. Class A Sold out 0.00% −1.03
TENX KEANE ACQUISITION Sold out 0.00% −1.02
CATC Cambridge Bancorp Sold out 0.00% −0.97
BWAQ Blue World Acquisition Corp. Sold out 0.00% −0.92
BNIX Bannix Acquisition Corp. Sold out 0.00% −0.88
MCBC Macatawa Bank Corp. Sold out 0.00% −0.78
X United States Steel Corp. Reduce -27.3% 1.55% −0.78
SBOW Silverbow Resources Inc. Sold out 0.00% −0.69
EDR Endeavor Group Hold Class A Reduce -56.3% 0.45% −0.55
EVBG Everbridge Inc. Sold out 0.00% −0.52
AMED Amedisys Inc. Reduce -62.0% 0.32% −0.50
TRIS Tristar Acquisition I Corp. Class A Sold out 0.00% −0.44
XJPIX Nuveen Preferred Securities Sold out 0.00% −0.43
DENALI CAPITAL ACQUISITN COR Sold out 0.00% −0.42
NNAG 99 Acquisition Group in Class A Sold out 0.00% −0.42
EMO Clearbridge Energy Midstream Sold out 0.00% −0.42
HOLI Hollysys Automation Technolo Sold out 0.00% −0.40
FTF Franklin Ltd. Dur Inc. TR Reduce -54.0% 0.35% −0.38
BITE Bite Acquisition Corp. Sold out 0.00% −0.32
TGNA Tegna Inc. Sold out 0.00% −0.27
BYNO Bynordic Acquisition Corp. Sold out 0.00% −0.27
CVLY Codorus Valley Bancorp Inc. Sold out 0.00% −0.24
FREE Whole Earth Brands Inc. Sold out 0.00% −0.24
RITHM PPTY TR INC Reduce -29.6% 0.36% −0.20
STER Sterling Check Corp. Reduce -34.9% 0.51% −0.20
NBST Newbury Street Acquisition C Sold out 0.00% −0.20
AOGO Arogo Capital Acquisition -A Sold out 0.00% −0.20
CSLMF CSLM Acquisition Corp. Sold out 0.00% −0.20
DOMA Doma Holdings Inc. Sold out 0.00% −0.18
AVGO Broadcom Inc. Sold out 0.00% −0.17
DO Diamond Offshore Drilling Inc. Sold out 0.00% −0.17
ASCBF A Spac II Acquisition Corp. Sold out 0.00% −0.14
AMK Assetmark Financial Holdings Sold out 0.00% −0.12
OPP Rivernrth/Doublelne STR Opp Sold out 0.00% −0.11
HERZ Herzfeld Credit Income Fund Reduce -43.3% 0.09% −0.08
CONSOLIDATED COMM HLDGS INC Reduce -17.6% 0.45% −0.08
IFN Aberdeen India Fund Inc. Reduce -19.9% 0.33% −0.07
PLSE Pulse Biosciences Inc. Sold out 0.00% −0.05

Portfolio Buys Q2 2024 → Q3 2024
GIGGU GIGCAPITAL7 Inc. New 7.20% +7.20
AAN The Aaron's Co. Inc. Add +729.6% 2.16% +1.90
AY Atlantica Sustainable Infras New 1.72% +1.72
SWN Southwestern Energy Co. Add +69.1% 3.81% +1.63
PCF High Income Securities Fund Add +1430.5% 1.67% +1.56
PETQ Petiq Inc. New 1.44% +1.44
HTLF Heartland Financial USA Inc. Add +84.9% 2.47% +1.40
SRCL Stericycle Inc. New 1.36% +1.36
HES Hess Corp. Add +109.2% 2.88% +1.35
ACI Albertsons Cos Inc. Class A Add +232.3% 1.99% +1.33
PRFT Perficient Inc. New 1.33% +1.33
HCP Hashicorp Inc. Class A Add +520.9% 1.44% +1.20
XMUIX BlackRock Municipal Income New 1.07% +1.07
RCM R1 RCM Inc. New 1.02% +1.02
ESGR Enstar Group Ltd. New 0.98% +0.98
NVEI Nuvei Corp.-Subordinate VTG Add +48.8% 2.50% +0.83
HAYN Haynes International Inc. Add +77.5% 1.91% +0.83
BALY Bally's Corp. New 0.79% +0.79
VACHU Voyager Acquisition Corp. New 0.78% +0.78
CTLT Catalent Inc. New 0.78% +0.78
ENLC Enlink Midstream LLC New 0.74% +0.74
K Kellanova New 0.72% +0.72
AGS Playags Inc. New 0.58% +0.58
SRDX Surmodics Inc. New 0.53% +0.53
SIRI Sirius XM Holdings Inc. New 0.52% +0.52
OAKU Oak Woods Acquisition Corp. Class A New 0.52% +0.52
CHX Championx Corp. Add +51.0% 1.98% +0.50
VGR Vector Group Ltd. New 0.44% +0.44
EQC Equity Commonwealth New 0.40% +0.40
SIMAU Sim Acquisition Corp. I New 0.39% +0.39
LPAAU Launch One Acquisition Corp. New 0.39% +0.39
AVK Advent Convert & Income New 0.39% +0.39
ALE Allete Inc. New 0.37% +0.37
SEG Seaport Entertainment Group New 0.36% +0.36
XTPZX Tortoise Power & Enrgy Infra New 0.33% +0.33
EURKU Eureka Acquisition Corp. New 0.30% +0.30
NEW AMERICA HIGH INCOME FUND New 0.29% +0.29
TBNK Territorial Bancorp Inc. Add +103.8% 0.45% +0.28
AFBI Affinity Bancshares Inc. Add +35.2% 1.08% +0.27
PWSC Powerschool Holdings Inc. Class A New 0.27% +0.27
EXAI Exscientia Ltd. New 0.26% +0.26
IGI Western Asst Inv GR Oppor TR New 0.23% +0.23
ENV Envestnet Inc. New 0.23% +0.23
INBX Inhibrx Biosciences Inc. New 0.22% +0.22
VPV Invesco Pa Val Muni Inc. New 0.21% +0.21
SHCR Sharecare Inc. New 0.17% +0.17
MRO Marathon Oil Corp. New 0.17% +0.17
PFF iShares Preferred & Income S New 0.15% +0.15
HMNF HMN Financial Inc. Add +6.3% 0.60% +0.13
ITI Iteris Inc. New 0.11% +0.11

Options Activity Q2 2024 → Q3 2024
SPY SS SPDR S&P 500 ETF Trust-US call Add +80.0% 18,000 $10.3M
SPY SS SPDR S&P 500 ETF Trust-US put Add +80.0% 18,000 $10.3M
DJT Trump Media & Technology Gro put Sold out 193,500 $6.3Mbefore exit
SIRI Sirius XM Holdings Inc. put Sold out 1,524,000 $4.3Mbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024
MCACR Monterey Capital Acquisit-RT RIGHT 05/10/2027 Sold out 790,400 $142Kbefore exit
SEAPORT ENTERTAINMENT GR-RTS RIGHT 10/10/2024 New 34,000 $100K
ALSTF Alpha Star Acq Corp. - Rights RIGHT 12/13/2026 Reduce -0.0% 729,834 $78K
CLOER Clover Leaf Capital Corp.-RTS RIGHT 05/31/2028 Sold out 414,281 $77Kbefore exit
TENKR Tenx Keane Acquisition-RTS RIGHT 06/30/2028 Sold out 225,000 $73Kbefore exit
NOVVR Nova Vision Acquisition-RTS RIGHT 99/99/9999 Reduce -30.0% 242,266 $59K
FEXDR Fintech Ecosystem Develo-RTS RIGHT 04/01/2026 Sold out 450,000 $59Kbefore exit
GODNR Golden Star Acquisitio-Right RIGHT 03/30/2025 Reduce -7.3% 127,500 $45K
TBMCR Trailblazer Merger Corp.-RTS RIGHT 04/21/2028 Reduce -14.3% 239,250 $38K
SBCWW Pono Capital Two Inc. -27 *W EXP 09/17/202 Reduce -3.0% 218,303 $33K
BWAQR Blue World Acquisition - RTS RIGHT 08/29/2029 Sold out 132,500 $29Kbefore exit
NNAGR 99 Acquisition Group -RTS RIGHT 08/25/2028 Sold out 100,000 $27Kbefore exit
MCACW Monterey Capital Acqui -CW27 *W EXP 01/01/202 Sold out 790,800 $26Kbefore exit
CETUR Cetus Capital Acquisition Co. RIGHT 03/31/2024 Sold out 100,400 $25Kbefore exit
ASCRF A Spac II Acquisition-Right RIGHT 10/15/2026 Sold out 325,000 $23Kbefore exit
AOGOW Arogo Capital Acq -CW23 *W EXP 03/23/202 Sold out 581,490 $17Kbefore exit
CNGLW Canna-Global Acquisit -CW23 *W EXP 99/99/999 Sold out 800,000 $13Kbefore exit
BITE.WS Bite Acquisition Corp. -CW27 *W EXP 02/12/203 Sold out 175,000 $10Kbefore exit
GRRRW Gorilla Technology Group-CW *W EXP 99/99/999 Sold out 139,774 $7Kbefore exit
BWAQW Blue World Acquisition -29 *W EXP 01/10/202 Sold out 89,193 $7Kbefore exit
MACAW Moringa Acquisition Cor-CW26 *W EXP 02/22/202 Sold out 75,000 $7Kbefore exit
TRIS.WS Tristar Acq I Class A -CW28 *W EXP 99/99/999 Sold out 50,000 $6Kbefore exit
FASWF Stonebridge Acquisition-CW23 *W EXP 04/02/202 Reduce -27.6% 31,500 $6K
FEXDW Fintech Ecosystem Dev -CW28 *W EXP 04/01/202 Sold out 224,999 $6Kbefore exit
HPAIW Helport AI Ltd. -29 *W EXP 03/31/202 New 50,000 $5K
MAQCW Maquia Capital Acq A -CW27 *W EXP 99/99/999 Sold out 249,999 $4Kbefore exit
SLXNW Biomotion Sciences-CW29 *W EXP 08/15/202 New 75,000 $4K
NNAGW 99 Acquisition Group in-C-28 *W EXP 08/25/202 Sold out 100,000 $3Kbefore exit
OAKUW Oak Woods Acquisition -28 *W EXP 99/99/999 New 120,000 $3K
CETUW Cetus Capital Acquisition-28 *W EXP 01/31/202 Sold out 100,400 $3Kbefore exit
ABVWF Above Food Ingredients- 29 *W EXP 06/28/202 New 175,000 $3K
WESTERN ASSET GLOBAL HIGH-RT RIGHT 10/08/2024 New 233,705 $3K
ASCWF A Spac II Acquisition -CW27 *W EXP 10/15/202 Sold out 162,499 $2Kbefore exit
MKDWW MKD Tech Inc. -29 *W EXP 06/10/202 New 100,400 $2K
ADVENT CONVERTIBLE AND INCOM RIGHT 10/17/2024 New 84,189 $2K
NBSTW Newbury Street Acq -CW27 *W EXP 04/30/202 Sold out 22,750 $1Kbefore exit
BSLKW Golden Arrow Merger A -CW26 *W EXP 08/13/202 New 28,333 $1K
NUVWQ Holdco Nuvo Group DG Ltd. *W EXP 05/01/202 Sold out 50,000 $1Kbefore exit
SHPSQ Shapeways Holdings Inc.-CW26 *W EXP 09/29/202 Sold out 223,884 $784before exit
LFLYW Merida Merger Corp. I -CW26 *W EXP 02/04/202 Reduce -22.7% 17,053 $563
SLNWF Selina Hospitality PLC-27 *W EXP 10/27/202 Sold out 20,686 $308before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 145$337.6MGIXXU, HYT, BLD, SSACU, KVUE
Q1 2026 146$339.9MHYT, GIXXU, HOLX, SSACU, GTLS
Q4 2025 135$294.4MGTLS, DAY, GIW, EA, FYBR
Q3 2025 121$266.0MHDRN, CRF, GTLS, VRNA, IPG
Q2 2025 124$269.8MHDRN, CRF, DNB, K, CLM
Q1 2025 120$244.7MHDRN, HES, CHX, K, SPY
Q4 2024 127$251.0MGIGGU, SPY, HES, K, OBDE
Q3 2024 135$256.2MGIGGU, SWN, HES, ZTR, AXONICS INC
Q2 2024 130$250.7METRN, LSXMK, PPLI, MONTEREY CAP ACQUISITION COR, AXONICS INC
Q1 2024 147$285.3MPXD, PPLI, ZTR, SRG, AEL